Assessing the utility of geospatial technologies to investigate environmental change within lake systems

Over 50% of the world's population live within 3. km of rivers and lakes highlighting the on-going importance of freshwater resources to human health and societal well-being. Whilst covering c. 3.5% of the Earth's non-glaciated land mass, trends in the environmental quality of the world's standing waters (natural lakes and reservoirs) are poorly understood, at least in comparison with rivers, and so evaluation of their current condition and sensitivity to change are global priorities. Here it is argued that a geospatial approach harnessing existing global datasets, along with new generation remote sensing products, offers the basis to characterise trajectories of change in lake properties e.g., water quality, physical structure, hydrological regime and ecological behaviour. This approach furthermore provides the evidence base to understand the relative importance of climatic forcing and/or changing catchment processes, e.g. land cover and soil moisture data, which coupled with climate data provide the basis to model regional water balance and runoff estimates over time. Using examples derived primarily from the Danube Basin but also other parts of the World, we demonstrate the power of the approach and its utility to assess the sensitivity of lake systems to environmental change, and hence better manage these key resources in the future

Characterization of Forest Opacity Using Multi-Angular Emission and Backscatter Data

This paper discusses the results from a series of field experiments using ground-based L-band microwave active/passive sensors. Three independent approaches are employed to the microwave data to determine vegetation opacity of coniferous trees. First, a zero-order radiative transfer model is fitted to multi-angular microwave emissivity data in a least-square sense to provide "effective" vegetation optical depth. Second, a ratio between radar backscatter measurements with the corner reflector under trees and in an open area is calculated to obtain "measured" tree propagation characteristics. Finally, the "theoretical" propagation constant is determined by forward scattering theorem using detailed measurements of size/angle distributions and dielectric constants of the tree constituents (trunk, branches, and needles). The results indicate that "effective" values underestimate attenuation values compared to both "theoretical" and "measured" values

Towards improved spatio-temporal resolution soil moisture retrievals from the synergy of SMOS and MSG SEVIRI spaceborne observations

The final publication is available at Springer via http://dx.doi.org/10.1016/j.rse.2016.02.048Earth Observation (EO) technology is today at a maturity level that allows deriving operational estimates of Surface Soil Moisture (SSM) from a variety of sensors; yet, such products are provided at present at a coarse spatial and/or temporal resolution, which restricts their use in local or regional scale studies and practical applications. Herein, a methodology to derive SSM estimates from space at previously unattained spatio-temporal resolutions is proposed. The method is based on a variant of thePeer ReviewedPostprint (author's final draft

SMAP Detects Soil Moisture Under Temperate Forest Canopies

Soil moisture dynamics in the presence of dense vegetation canopies are determinants of ecosystem function and biogeochemical cycles, but the capability of existing spaceborne sensors to support reliable and useful estimates is not known. New results from a recently initiated field experiment in the northeast United States show that the National Aeronautics and Space Administration (NASA) SMAP (Soil Moisture Active Passive) satellite is capable of retrieving soil moisture under temperate forest canopies. We present an analysis demonstrating that a parameterized emission model with the SMAP morning overpass brightness temperature resulted in a RMSD (root‐mean‐square difference) range of 0.047–0.057 m3/m3 and a Pearson correlation range of 0.75–0.85 depending on the experiment location and the SMAP polarization. The inversion approach included a minimal amount of ancillary data. This result demonstrates unequivocally that spaceborne L‐band radiometry is sensitive to soil moisture under temperate forest canopies, which has been uncertain because of lack of representative reference data

Intercomparison of Soil Moisture Retrievals From In Situ, ASAR, and ECV SM Data Sets Over Different European Sites

The availability of satellite-derived global surface soil moisture products during the last decade has opened up great opportunities to incorporate these observations into applications in hydrology, meteorology, and climatic modeling. This study evaluates a new global soil moisture product developed under the framework of the European Space Agency (ESA) climate change initiative (CCI), using finer spatial resolution synthetic aperture radar (SAR) and ground-based measurements of soil moisture. The analysis is carried out over selected in situ networks over Ireland, Spain, and Finland with the aim of assessing the temporal representativeness of the coarse-scale CCI essential climate variable (ECV) soil moisture (ECV SM) product in these different areas. A good agreement (correlation coefficient (R) values between 0.53 and 0.92) was observed between the three soil moisture data sets for the Irish and Spanish sites while a reasonable agreement (R values between 0.41 and 0.52) was observed between the SAR and ECV SM soil moisture data sets at the Finnish sites. Overall, the two different satellite-derived products captured the soil moisture temporal variations well and were in good agreement with each other, highlighting the confidence of using the coarse-scale ECV SM product to track soil moisture variability in time

Making the best use of GRACE, GRACE‐FO and SMAP data through a constrained Bayesian data‐model integration

The Gravity Recovery and Climate Experiment (GRACE, 2003–2017) and its Follow-On mission GRACE-FO (2018-now) provide global estimates of the vertically integrated Terrestrial Water Storage Changes (TWSC). Since 2015, the Soil Moisture Active Passive (SMAP) radiometer observes global L-band brightness temperatures, which are sensitive to near-surface soil moisture. In this study, we introduce our newly developed Constrained Bayesian (ConBay) optimization approach to merge the TWSC of GRACE/GRACE-FO along with SMAP soil moisture data into the ∼10 km resolution W3RA water balance model. ConBay is formulated based on two hierarchical multivariate state-space models to (I) separate land hydrology compartments from GRACE/GRACE-FO TWSC, and (II) constrain the estimation of surface soil water storage based on the SMAP data. The numerical implementation is demonstrated over the High Plain (HP) aquifer in the United States between 2015 and 2021. The implementation of ConBay is compared with an unconstrained Bayesian formulation, and our validations are performed against in-situ USGS groundwater level observations and the European Space Agency (ESA)'s Climate Change Initiative (CCI) soil moisture data. Our results indicate that the single GRACE/GRACE-FO assimilation improves particularly the groundwater compartment. Adding SMAP data to the ConBay approach controls the updates assigned to the surface storage compartments. For example, correlation coefficients between the ESA CCI and the ConBay-derived surface soil water storage (0.8) that are considerably higher than those derived from the unconstrained experiment (−0.3) in the North HP. The percentage of updates introduced to the W3RA groundwater storage is also decreased from 64% to 57%

Assessment of Drought in Grasslands: Spatio – Temporal Analyses of Soil Moisture and Extreme Climate Effects in Southwestern Mongolia

Soil moisture plays an essential key role in the assessment of hydrological and meteorological droughts that may affect a wide area of the natural grassland and the groundwater resource. The surface soil moisture distribution as a function of time and space is highly relevant for hydrological, ecological, and agricultural applications, especially in water-limited or drought-prone regions. However, gauging soil moisture is challenging because of its high variability. While point-scale in-situ measurements are scarce, the remote sensing tools remain the only practical means to obtain regional and global-scale soil moisture estimates. A Soil Moisture and Ocean Salinity (SMOS) is the first satellite mission ever designed to gauge the Earth’s surface soil moisture (SM) at the near-daily time scales. This work aims to evaluate the spatial and temporal patterns of SMOS soil moisture, determine the effect of the climate extremes on the vegetation growth cycle, and demonstrate the feasibility of using our drought model (GDI) the Gobi Drought Index. The GDI is based on the combination of SMOS soil moisture and several products from the MODIS satellite. We used this index for hydro-meteorological drought monitoring in Southwestern Mongolia. Firstly, we validated bias-corrected SMOS soil moisture for Mongolia by the in-situ soil moisture observations 2000 to 2015. Validation shows satisfactory results for assessing drought and water-stress conditions in the grasslands of Mongolia. The correlation analysis between SMOS and Normalized Difference Vegetation Index (NDVI) index in the various ecosystems shows a high correlation between the bias-corrected, monthly-averaged SMOS and NDVI data (R2 > 0.81). Further analysis of the SMOS and in situ SM data revealed a good match between spatial SM distribution and the rainfall events over Southwestern Mongolia. For example, during dry 2015, SM was decreased by approximately 30% across the forest-steppe and steppe areas. We also notice that both NDVI and rainfall can be used as indicators for grassland monitoring in Mongolia. The second part of this research, analyzed several dzud (specific type of climate winter disaster) events (2000, 2001, 2002, and 2010) related to drought, to comprehend the spatial and temporal variability of vegetation conditions in the Gobi region of Mongolia. We determined how these extreme climatic events affect vegetation cover and local grazing conditions using the seasonal aridity index (aAIZ), NDVI, and livestock mortality data. The NDVI is used as an indicator of vegetation activity and growth. Its spatial and temporal pattern is expected to reflect the changes in surface vegetation density and status induced by water-deficit conditions. The Gobi steppe areas showed the highest degree of vulnerability to climate, with a drastic decline of grassland in arid areas. We found that under certain dzud conditions, rapid regeneration of vegetation can occur. A thick snow layer acting as a water reservoir combined with high livestock losses can lead to an increase of the maximum August NDVI. The snowy winters can cause a 10 to 20-day early peak in NDVI and the following increase in vegetation growth. However, during a year with dry winter conditions, the vegetation growth phase begins later due to water deficiency and the entire year has a weaker vegetation growth. Generally, livestock loss and the reduction of grazing pressure was played a crucial role in vegetation recovery after extreme climatic events in Mongolia. At the last stage of our study, we develop an integrated Gobi drought index (GDI), derived from SMOS and LST, PET, and NDVI MODIS products. GDI can incorporate both, the meteorological and soil moisture drought patterns and sufficiently well represent overall drought conditions in the arid lands. Specifically, the monthly GDI and 1-month standardized precipitation index SPI showed significant correlations. Both of them are useful for drought monitoring in semi-arid lands. But, the SPI requires in situ data that are sparse, while the GDI is free from the meteorological network restriction. Consequently, we compared the GDI with other drought indices (VSWI, NDDI, NDWI, and in-situ SM). Comparison of these drought indices with the GDI allowed assessing the droughts’ behavior from different angles and quantified better their intensity. The GDI maps at fine-scale (< 1km) permit extending the applicability of our drought model to regional and local studies. These maps were generated from 2000 to 2018 across Southwestern Mongolia. Fine-scale GDI drought maps are currently limited to the whole territory for Mongolia but the algorithm is dynamic and can be transported to any region. The GDI drought index can be served as a useful tool for prevention services to detect extremely dry soil and vegetation conditions posing a risk of drought and groundwater resource depletion. It was able to detect the drought events that were underestimated by the National Drought Watch System in Mongolia. In summary, with the help of satellite, climatological, and geophysical data, the integrated GDI can be beneficial for vegetation drought stress characterization and can be a useful tool to monitor the effectiveness of pasture land restoration management practices for Mongolian livelihoods. The future application of the GDI can be extended to monitor potential impacts on water resources and agriculture in Mongolia, which have been impacted by long periods of drought

An artificial neural network approach for soil moisture retrieval using passive microwave data

Soil moisture is a key variable that defines land surface-atmosphere (boundary layer) interactions, by contributing directly to the surface energy and water balance. Soil moisture values derived from remote sensing platforms only accounts for the near surface soil layers, generally the top 5cm. Passive microwave data at L-band (1.4 GHz, 21cm wavelength) measurements are shown to be a very effective observation for surface soil moisture retrieval. The first space-borne L-band mission dedicated to observing soil moisture, the European Space Agency's (ESA) Soil Moisture and Ocean Salinity (SMOS) mission, was launched on 2nd November 2009.Artificial Neural Network (ANN) methods have been used to empirically ascertain the complex statistical relationship between soil moisture and brightness temperature in the presence of vegetation cover. The current problem faced by this method is its inability to predict soil moisture values that are 'out-of-range' of the training data.In this research, an optimization model is developed for the Backpropagation Neural Network model. This optimization model utilizes the combination of the mean and standard deviation of the soil moisture values, together with the prediction process at different pre-determined, equal size regions to cope with the spatial and temporal variation of soil moisture values. This optimized model coupled with an ANN of optimum architecture, in terms of inputs and the number of neurons in the hidden layers, is developed to predict scale-to-scale and downscaling of soil moisture values. The dependency on the accuracy of the mean and standard deviation values of soil moisture data is also studied in this research by simulating the soil moisture values using a multiple regression model. This model obtains very encouraging results for these research problems.The data used to develop and evaluate the model in this research has been obtained from the National Airborne Field Experiments in 2005

Désagrégation de l'humidité du sol issue des produits satellitaires micro-ondes passives et exploration de son utilisation pour l'amélioration de la modélisation et la prévision hydrologique

De plus en plus de produits satellitaires en micro-ondes passives sont disponibles. Cependant, leur large résolution spatiale (25-50 km) n’en font pas un outil adéquat pour des applications hydrologiques à une échelle locale telles que la modélisation et la prévision hydrologiques. Dans de nombreuses études, une désagrégation d’échelle de l’humidité du sol des produits satellites micro-ondes est faite puis validée avec des mesures in-situ. Toutefois, l’utilisation de ces données issues d’une désagrégation d’échelle n’a pas encore été pleinement étudiée pour des applications en hydrologie. Ainsi, l’objectif de cette thèse est de proposer une méthode de désagrégation d’échelle de l’humidité du sol issue de données satellitaires en micro-ondes passives (Satellite Passive Microwave Active and Passive - SMAP) à différentes résolutions spatiales afin d’évaluer leur apport sur l’amélioration potentielle des modélisations et prévisions hydrologiques. À partir d’un modèle de forêt aléatoire, une désagrégation d’échelle de l’humidité du sol de SMAP l’amène de 36-km de résolution initialement à des produits finaux à 9-, 3- et 1-km de résolution. Les prédicteurs utilisés sont à haute résolution spatiale et de sources différentes telles que Sentinel-1A, MODIS et SRTM. L'humidité du sol issue de cette désagrégation d’échelle est ensuite assimilée dans un modèle hydrologique distribué à base physique pour tenter d’améliorer les sorties de débit. Ces expériences sont menées sur les bassins versants des rivières Susquehanna (de grande taille) et Upper-Susquehanna (en comparaison de petite taille), tous deux situés aux États-Unis. De plus, le modèle assimile aussi des données d’humidité du sol en profondeur issue d’une extrapolation verticale des données SMAP. Par ailleurs, les données d’humidité du sol SMAP et les mesures in-situ sont combinées par la technique de fusion conditionnelle. Ce produit de fusion SMAP/in-situ est assimilé dans le modèle hydrologique pour tenter d’améliorer la prévision hydrologique sur le bassin versant Au Saumon situé au Québec. Les résultats montrent que l'utilisation de l’humidité du sol à fine résolution spatiale issue de la désagrégation d’échelle améliore la représentation de la variabilité spatiale de l’humidité du sol. En effet, le produit à 1- km de résolution fournit plus de détails que les produits à 3- et 9-km ou que le produit SMAP de base à 36-km de résolution. De même, l’utilisation du produit de fusion SMAP/ in-situ améliore la qualité et la représentation spatiale de l’humidité du sol. Sur le bassin versant Susquehanna, la modélisation hydrologique s’améliore avec l’assimilation du produit de désagrégation d’échelle à 9-km, sans avoir recours à des résolutions plus fines. En revanche, sur le bassin versant Upper-Susquehanna, c’est le produit avec la résolution spatiale la plus fine à 1- km qui offre les meilleurs résultats de modélisation hydrologique. L’assimilation de l’humidité du sol en profondeur issue de l’extrapolation verticale des données SMAP n’améliore que peu la qualité du modèle hydrologique. Par contre, l’assimilation du produit de fusion SMAP/in-situ sur le bassin versant Au Saumon améliore la qualité de la prévision du débit, même si celle-ci n’est pas très significative.Abstract: The availability of satellite passive microwave soil moisture is increasing, yet its spatial resolution (i.e., 25-50 km) is too coarse to use for local scale hydrological applications such as streamflow simulation and forecasting. Many studies have attempted to downscale satellite passive microwave soil moisture products for their validation with in-situ soil moisture measurements. However, their use for hydrological applications has not yet been fully explored. Thus, the objective of this thesis is to downscale the satellite passive microwave soil moisture (i.e., Satellite Microwave Active and Passive - SMAP) to a range of spatial resolutions and explore its value in improving streamflow simulation and forecasting. The random forest machine learning technique was used to downscale the SMAP soil moisture from 36-km to 9-, 3- and 1-km spatial resolutions. A combination of host of high-resolution predictors derived from different sources including Sentinel-1A, MODIS and SRTM were used for downscaling. The downscaled SMAP soil moisture was then assimilated into a physically-based distributed hydrological model for improving streamflow simulation for Susquehanna (larger in size) and Upper Susquehanna (relatively smaller in size) watersheds, located in the United States. In addition, the vertically extrapolated SMAP soil moisture was assimilated into the model. On the other hand, the SMAP and in-situ soil moisture were merged using the conditional merging technique and the merged SMAP/in-situ soil moisture was then assimilated into the model to improve streamflow forecast over the au Saumon watershed. The results show that the downscaling improved the spatial variability of soil moisture. Indeed, the 1-km downscaled SMAP soil moisture presented a higher spatial detail of soil moisture than the 3-, 9- or original resolution (36-km) SMAP product. Similarly, the merging of SMAP and in-situ soil moisture improved the accuracy as well as spatial representation soil moisture. Interestingly, the assimilation of the 9-km downscaled SMAP soil moisture significantly improved the accuracy of streamflow simulation for the Susquehanna watershed without the need of going to higher spatial resolution, whereas for the Upper Susquehanna watershed the 1-km downscaled SMAP showed better results than the coarser resolutions. The assimilation of vertically extrapolated SMAP soil moisture only slightly further improved the accuracy of the streamflow simulation. On the other hand, the assimilation of merged SMAP/in-situ soil moisture for the au Saumon watershed improved the accuracy of streamflow forecast, yet the improvement was not that significant. Overall, this study demonstrated the potential of satellite passive microwave soil moisture for streamflow simulation and forecasting