Hydrologic and Agricultural Earth Observations and Modeling for the Water-Food Nexus

In a globalizing and rapidly-developing world, reliable, sustainable access to water and food are inextricably linked to each other and basic human rights. Achieving security and sustainability in both requires recognition of these linkages, as well as continued innovations in both science and policy. We present case studies of how Earth observations are being used in applications at the nexus of water and food security: crop monitoring in support of G20 global market assessments, water stress early warning for USAID, soil moisture monitoring for USDA's Foreign Agricultural Service, and identifying food security vulnerabilities for climate change assessments for the UN and the UK international development agency. These case studies demonstrate that Earth observations are essential for providing the data and scalability to monitor relevant indicators across space and time, as well as understanding agriculture, the hydrological cycle, and the water-food nexus. The described projects follow the guidelines for co-developing useable knowledge for sustainable development policy. We show how working closely with stakeholders is essential for transforming NASA Earth observations into accurate, timely, and relevant information for water-food nexus decision support. We conclude with recommendations for continued efforts in using Earth observations for addressing the water-food nexus and the need to incorporate the role of energy for improved food and water security assessment

Ground, Proximal, and Satellite Remote Sensing of Soil Moisture

Soil moisture (SM) is a key hydrologic state variable that is of significant importance for numerous Earth and environmental science applications that directly impact the global environment and human society. Potential applications include, but are not limited to, forecasting of weather and climate variability; prediction and monitoring of drought conditions; management and allocation of water resources; agricultural plant production and alleviation of famine; prevention of natural disasters such as wild fires, landslides, floods, and dust storms; or monitoring of ecosystem response to climate change. Because of the importance and wide‐ranging applicability of highly variable spatial and temporal SM information that links the water, energy, and carbon cycles, significant efforts and resources have been devoted in recent years to advance SM measurement and monitoring capabilities from the point to the global scales. This review encompasses recent advances and the state‐of‐the‐art of ground, proximal, and novel SM remote sensing techniques at various spatial and temporal scales and identifies critical future research needs and directions to further advance and optimize technology, analysis and retrieval methods, and the application of SM information to improve the understanding of critical zone moisture dynamics. Despite the impressive progress over the last decade, there are still many opportunities and needs to, for example, improve SM retrieval from remotely sensed optical, thermal, and microwave data and opportunities for novel applications of SM information for water resources management, sustainable environmental development, and food security

Improved Prediction of Quasi-Global Vegetation Conditions Using Remotely-Sensed Surface Soil Moisture

The added value of satellite-based surface soil moisture retrievals for agricultural drought monitoring is assessed by calculating the lagged rank correlation between remotely-sensed vegetation indices (VI) and soil moisture estimates obtained both before and after the assimilation of surface soil moisture retrievals derived from the Advanced Microwave Scanning Radiometer-EOS (AMSR-E) into a soil water balance model. Higher soil moisture/VI lag correlations imply an enhanced ability to predict future vegetation conditions using estimates of current soil moisture. Results demonstrate that the assimilation of AMSR-E surface soil moisture retrievals substantially improve the performance of a global drought monitoring system - particularly in sparsely-instrumented areas of the world where high-quality rainfall observations are unavailable

Land Surface Data Assimilation of Satellite Derived Surface Soil Moisture : Towards an Integrated Representation of the Arctic Hydrological Cycle

The ability to accurately determine soil water content (soil moisture) over large areas of the Earth’s surface has potential implications in meteorology, hydrology, water and natural hazards management. The advent of space-based microwave sensors, found to be sensitive to surface soil moisture, has allowed for long-term studies of soil moisture dynamics at the global scale. There are, however, areas where remote sensing of soil moisture is prone to errors because, e.g., complex topography, surface water, dense vegetation, frozen soil or snow cover affect the retrieval. This is particularly the case for the northern high latitudes, which is a region subject to more rapid warming than the global mean and also is identified as an important region for studying 21st century climate change. Land surface models can help to close these observation gaps and provide high spatiotemporal coverage of the variables of interest. Models are only approximations of the real world and they can experience errors in, for example, their initialization and/or parameterization. In the past 20 years the research field of land surface data assimilation has undergone rapid developments, and it has provided a potential solution to the aforementioned problems. Land surface data assimilation offers a compromise between model and observations, and by minimization of their total errors it creates an analysis state which is superior to the model and observation alone. This thesis focuses on the implementation of a land surface data assimilation system, its applications and how to improve the separate elements that goes into such a framework. My ultimate goal is to improve the representation of soil moisture over northern high latitudes using land surface data assimilation. In my three papers, I first show how soil moisture data assimilation can correct random errors in the precipitation fields used to drive the land surface model. A result which indicates that a land surface model, driven by uncorrected precipitation, can have the same skill as a land surface model driven by bias-corrected precipitation. I show that passive microwave remote sensing can be utilized to monitor drought over regions of the world where this was thought to be impractical. I do this by creating a novel drought index based on passive microwave observations, and I validate the new index by comparing it with output from a land surface data assimilation system. Finally, I address knowledge gaps in the modelling of microwave emissions over northern high latitudes. In particular, I study the impact of neglecting multiplescattering terms from vegetation in the radiative transfer models of microwave emission. My three papers show that: (i) land surface data assimilation can improve surface soil moisture estimates at regional scales, (ii) passive microwave observations carries more information about the land surface over northern high latitudes than explored in the retrieval processing chain and (iii) including multiple-scattering terms in microwave radiative transfer models has the potential to increase the sensitivity for surface soil moisture below dense vegetation, and decrease biases between modelled and observed brightness temperature. In sum, my three papers lay the foundation for a land data assimilation system applicable to monitor the hydrological cycle over northern high latitudes

Future Opportunities and Challenges in Remote Sensing of Drought

The value of satellite remote sensing for drought monitoring was first realized more than two decades ago with the application of Normalized Difference Vegetation Index (NDVI) data from the Advanced Very High Resolution Radiometer (AVHRR) for assessing the effect of drought on vegetation, as summarized by Anyamba and Tucker (2012, Chapter 2). Other indices such as the Vegetation Health Index (VHI) (Kogan, 1995) were also developed during this time period and applied to AVHRR NDVI and brightness temperature data for routine global monitoring of drought conditions. These early efforts demonstrated the unique perspective that global imagers like AVHRR could provide for operational drought monitoring through near-daily, synoptic observations of earth’s land surface. However, the advancement of satellite remote sensing for drought monitoring was limited by the relatively few spectral bands on operational global sensors such as AVHRR, along with a relatively short observational record

Earth observation-based operational estimation of soil moisture and evapotranspiration for agricultural crops in support of sustainable water management

Global information on the spatio-temporal variation of parameters driving the Earth’s terrestrial water and energy cycles, such as evapotranspiration (ET) rates and surface soil moisture (SSM), is of key significance. The water and energy cycles underpin global food and water security and need to be fully understood as the climate changes. In the last few decades, Earth Observation (EO) technology has played an increasingly important role in determining both ET and SSM. This paper reviews the state of the art in the use specifically of operational EO of both ET and SSM estimates. We discuss the key technical and operational considerations to derive accurate estimates of those parameters from space. The review suggests significant progress has been made in the recent years in retrieving ET and SSM operationally; yet, further work is required to optimize parameter accuracy and to improve the operational capability of services developed using EO data. Emerging applications on which ET/SSM operational products may be included in the context specifically in relation to agriculture are also highlighted; the operational use of those operational products in such applications remains to be seen

Evaluation of 18 satellite- and model-based soil moisture products using in situ measurements from 826 sensors

Information about the spatiotemporal variability of soil moisture is critical for many purposes, including monitoring of hydrologic extremes, irrigation scheduling, and prediction of agricultural yields. We evaluated the temporal dynamics of 18 state-of-the-art (quasi-)global near-surface soil moisture products, including six based on satellite retrievals, six based on models without satellite data assimilation (referred to hereafter as "open-loop" models), and six based on models that assimilate satellite soil moisture or brightness temperature data. Seven of the products are introduced for the first time in this study: one multi-sensor merged satellite product called MeMo (Merged soil Moisture) and six estimates from the HBV (Hydrologiska Byrans Vattenbalansavdelning) model with three precipitation inputs (ERA5, IMERG, and MSWEP) with and without assimilation of SMAPL3E satellite retrievals, respectively. As reference, we used in situ soil moisture measurements between 2015 and 2019 at 5 cm depth from 826 sensors, located primarily in the USA and Europe. The 3-hourly Pearson correlation (R) was chosen as the primary performance metric. We found that application of the Soil Wetness Index (SWI) smoothing filter resulted in improved performance for all satellite products. The best-to-worst performance ranking of the four single-sensor satellite products was SMAPL3E(SWI), SMOSSWI, AMSR2(SWI), and ASCAT(SWI), with the L-band-based SMAPL3ESWI (median R of 0.72) outperforming the others at 50% of the sites. Among the two multi-sensor satellite products (MeMo and ESA-CCISWI), MeMo performed better on average (median R of 0.72 versus 0.67), probably due to the inclusion of SMAPL3ESWI. The best-to-worst performance ranking of the six openloop models was HBV-MSWEP, HBV-ERA5, ERA5-Land, HBV-IMERG, VIC-PGF, and GLDAS-Noah. This ranking largely reflects the quality of the precipitation forcing. HBV-MSWEP (median R of 0.78) performed best not just among the open-loop models but among all products. The calibration of HBV improved the median R by C0 :12 on average compared to random parameters, highlighting the importance of model calibration. The best-to-worst performance ranking of the six models with satellite data assimilation was HBV-MSWEP+SMAPL3E, HBV-ERA5+SMAPL3E, GLEAM, SMAPL4, HBV-IMERG+SMAPL3E, and ERA5. The assimilation of SMAPL3E retrievals into HBV-IMERG improved the median R by C0:06, suggesting that data assimilation yields significant benefits at the global scale

Enhancing the USDA FAS Crop Forecasting System Using SMAP L3 Soil Moisture Observations

One of the U.S. Department of Agriculture-Foreign Agricultural Services (USDA-FAS) mission objectives is to provide current information on global crop supply and demand estimates. Crop growth and development is especially susceptible to the amount of water present in the root-zone portion of the soil profile. Therefore, accurate knowledge of the root-zone soil moisture (RZSM) is an essential for USDA-FAS global crop assessments. This paper focusses on the possibility of enhancing the USDA-FAS's RZSM estimates through the integration of passive-based soil moisture observations derived from the Soil Moisture Active Passive (SMAP) mission into the USDA-FAS Palmer model. Lag-correlation analysis, which explores the agreement between changes in RZSM and crop status indicated that the satellite-based observations can enhance the model-only estimates

North American Land Data Assimilation System: A Framework for Merging Model and Satellite Data for Improved Drought Monitoring

Drought is a pervasive natural climate hazard that has widespread impacts on human activity and the environment. In the United States, droughts are billion-dollar disasters, comparable to hurricanes and tropical storms and with greater economic impacts than extratropical storms, wildfires, blizzards, and ice storms combined (NCDC, 2009). Reduction of the impacts and increased preparedness for drought requires the use and improvement of monitoring and prediction tools. These tools are reliant on the availability of spatially extensive and accurate data for representing the occurrence and characteristics (such as duration and severity) of drought and their related forcing mechanisms. It is increasingly recognized that the utility of drought data is highly dependent on the application (e.g., agricultural monitoring versus water resource management) and time (e.g., short- versus long-term dryness) and space (e.g., local versus national) scales involved. A comprehensive set of drought indices that considers all components of the hydrological–ecological–human system is necessary. Because of the dearth of near-real-time in situ hydrologic data collected over large regions, modeled data are often useful surrogates, especially when combined with observations from remote sensing and in situ sources. This chapter provides an overview of drought-related activities associated with the North American Land Data Assimilation System (NLDAS), which purports to provide an incremental step toward improved drought monitoring and forecasting. The NLDAS was originally conceived to improve short-term weather forecasting by providing better land surface initial conditions for operational weather forecast models. This reflects increased recognition of the role of land surface water and energy states, such as surface temperature, soil moisture, and snowpack, to atmospheric processes via feedbacks through the coupling of the water and energy cycles. Phase I of the NLDAS (NLDAS-1; Mitchell et al., 2004) made tremendous progress toward developing an operational system that gave high-resolution land hydrologic products in near real time. The system consists of multiple land surface models (LSMs) that are driven by an observation-based meteorological data set both in real time and retrospectively. This work resulted in a series of scientific papers that evaluated the retrospective data (meteorology and model output) in terms of their ability to reflect observations of the water and energy cycles and the uncertainties in the simulations as measured by the spread among individual models (Pan et al., 2003; Robock et al., 2003; Sheffield et al., 2003; Lohmann et al., 2004; Mitchell et al., 2004; Schaake et al., 2004). These evaluations led to the implementation of significant improvements to the LSMs in the form of new model physics and adjustments to parameter values and to the methods and input meteorological data (Xia et al., 2012). The system has since expanded in scope to include model intercomparison studies, real-time monitoring, and hydrologic prediction and has inspired other activities such as high-resolution land surface modeling and global land data assimilation systems (e.g., the Global Land Data Assimilation System [GLDAS], Rodell et al., 2004; the Land Information System [LIS], Kumar et al., 2006)

A review of spatial downscaling of satellite remotely sensed soil moisture

Satellite remote sensing technology has been widely used to estimate surface soil moisture. Numerous efforts have been devoted to develop global soil moisture products. However, these global soil moisture products, normally retrieved from microwave remote sensing data, are typically not suitable for regional hydrological and agricultural applications such as irrigation management and flood predictions, due to their coarse spatial resolution. Therefore, various downscaling methods have been proposed to improve the coarse resolution soil moisture products. The purpose of this paper is to review existing methods for downscaling satellite remotely sensed soil moisture. These methods are assessed and compared in terms of their advantages and limitations. This review also provides the accuracy level of these methods based on published validation studies. In the final part, problems and future trends associated with these methods are analyzed