Sensitivity of GNSS-R spaceborne observations to soil moisture and vegetation

Global navigation satellite systems-reflectometry (GNSS-R) is an emerging remote sensing technique that makes use of navigation signals as signals of opportunity in a multistatic radar configuration, with as many transmitters as navigation satellites are in view. GNSS-R sensitivity to soil moisture has already been proven from ground-based and airborne experiments, but studies using space-borne data are still preliminary due to the limited amount of data, collocation, footprint heterogeneity, etc. This study presents a sensitivity study of TechDemoSat-1 GNSS-R data to soil moisture over different types of surfaces (i.e., vegetation covers) and for a wide range of soil moisture and normalized difference vegetation index (NDVI) values. Despite the scattering in the data, which can be largely attributed to the delay-Doppler maps peak variance, the temporal and spatial (footprint size) collocation mismatch with the SMOS soil moisture, and MODIS NDVI vegetation data, and land use data, experimental results for low NDVI values show a large sensitivity to soil moisture and a relatively good Pearson correlation coefficient. As the vegetation cover increases (NDVI increases) the reflectivity, the sensitivity to soil moisture and the Pearson correlation coefficient decreases, but it is still significant.Postprint (author's final draft

L-Band Vegetation optical depth and effective scattering albedo estimation from SMAP

Over land the vegetation canopy affects the microwave brightness temperature by emission, scattering and attenuation of surface soil emission. Attenuation, as represented by vegetation optical depth (VOD), is a potentially useful ecological indicator. The NASA Soil Moisture Active Passive (SMAP) mission carries significant potential for VOD estimates because of its radio frequency interference mitigation efforts and because the L-band signal penetrates deeper into the vegetation canopy than the higher frequency bands used for many previous VOD retrievals. In this study, we apply the multi-temporal dual-channel retrieval algorithm (MT-DCA) to derive global VOD, soil moisture, and effective scattering albedo estimates from SMAP Backus-Gilbert enhanced brightness temperatures posted on a 9 km grid and with three day revisit time. SMAP VOD values from the MT-DCA follow expected global distributions and are shown to be highly correlated with canopy height. They are also broadly similar in magnitude (though not always in seasonal amplitude) to European Space Agency Soil Moisture and Ocean Salinity (SMOS) VOD. The SMOS VOD values are based on angular brightness temperature information while the SMAP measurements are at a constant incidence angle, requiring an alternate approach to VOD retrieval presented in this study. Globally, albedo values tend to be high over regions with heterogeneous land cover types. The estimated effective scattering albedo values are generally higher than those used in previous soil moisture estimation algorithms and linked to biome classifications. MT-DCA retrievals of soil moisture show only small random differences with soil moisture retrievals from the Baseline SMAP algorithm, which uses a prior estimate of VOD based on land cover and optical data. However, significant biases exist between the two datasets. The soil moisture biases follow the pattern of differences between the MT-DCA retrieved and Baseline-assigned VOD values

Relationship between vegetation microwave optical depth and cross-polarized backscatter from multiyear Aquarius observations

Soil moisture retrieval algorithms based on passive microwave remote sensing observations need to account for vegetation attenuation and emission, which is generally parameterized as vegetation optical depth (VOD). This multisensor study tests a new method to retrieve VOD from cross-polarized radar backscattering coefficients. Three years of Aquarius/SAC-D data were used to establish a relationship between the cross-polarized backscattering coefficient σHV and VOD derived from a multitemporal passive dual-channel algorithm (VODMT). The dependence of the correspondence is analyzed for different land use classes. There are no systematic differences in the slope for woody versus nonwoody vegetation, resulting in a strong correlation (80% explained-variance) and a global linear relationship when all classes are combined. The relationship is stable over the years of observations. The comparison of the Aquarius-derived VODMT to Soil Moisture and Ocean Salinity's multi-angular VOD estimates shows similar spatial patterns and temporal behavior, evident in high correlations. However, VODMT has considerably higher mean values, but lower dynamic range globally. Most of the differences can be attributed to differences in instrument sampling. The main result of this study, a relationship between backscatter and VOD, will permit high-resolution mapping of VOD with synthetic aperture radar measurements. These maps allow future studies of scaling and heterogeneity effects of vegetation on soil moisture retrieval at the coarser scales of land microwave radiometry. The study shows that VOD based on passive measurements and predicted by active measurements are comparable globally and that the breakdown by land cover classification does not affect the relationship appreciably

Sensitivity of L-band vegetation optical depth to carbon stocks in tropical forests: a comparison to higher frequencies and optical indices

Supplementary data to this article can be found online at https://doi.org/10.1016/j.rse.2019.111303.Monitoring vegetation carbon in tropical regions is essential to the global carbon assessment and to evaluate the actions oriented to the reduction of forest degradation. Mainly, satellite optical vegetation indices and LiDAR data have been used to this purpose. These two techniques are limited by cloud cover and are sensitive only to the top of vegetation. In addition, the vegetation attenuation to the soil microwave emission, represented by the vegetation optical depth (VOD), has been applied for biomass estimation using frequencies ranging from 4 to 30¿GHz (C- to K-bands). Atmosphere is transparent to microwaves and their sensitivity to canopy layers depends on the frequency, with lower frequencies having greater penetration depths. In this regard, L-band VOD (1.4¿GHz) is expected to enhance the ability to estimate carbon stocks. This study compares the sensitivity of different VOD products (from L, C, and X-bands) and an optical vegetation index (EVI) to the above-ground carbon density (ACD). It quantifies the contribution of ACD and forest cover proportion to the VOD/EVI signals. The study is conducted in Peru, southern Colombia and Panama, where ACD maps have been derived from airborne LiDAR. Results confirm the enhanced sensitivity of L-band VOD to ACD when compared to higher frequency bands, and show that the sensitivity of all VOD bands decreases in the densest forests. ACD explains 34% and forest cover 30% of L-band VOD variance, and these proportions gradually decrease for EVI, C-, and X-band VOD, respectively. Results are consistent through different categories of altitude and carbon density. This pattern is found in most of the studied regions and in flooded forests. Results also show that C-, X-band VOD and EVI provide complementary information to L-band VOD, especially in flooded forests and in mountains, indicating that synergistic approaches could lead to improved retrievals in these regions. Although the assessment of vegetation carbon in the densest forests requires further research, results from this study support the use of new L-band VOD estimates for mapping the carbon of tropical forests.Peer ReviewedPostprint (author's final draft

Statistical analysis and combination of active and passive microwave remote sensing methods for soil moisture retrieval

Knowledge about soil moisture and its spatio-temporal dynamics is essential for the improvement of climate and hydrological modeling, including drought and flood monitoring and forecasting, as well as weather forecasting models. In recent years, several soil moisture products from active and passive microwave remote sensing have become available with high temporal resolution and global coverage. Thus, the validation and evaluation of spatial and temporal soil moisture patterns are of great interest, for improving soil moisture products as well as for their proper use in models or other applications. This thesis analyzes the different accuracy levels of global soil moisture products and identifies the major influencing factors on this accuracy based on a small catchment example. Furthermore, on global scale, structural differences betweenthe soil moisture products were investigated. This includes in particular the representation of spatial and temporal patterns, as well as a general scaling law of soil moisture variability with extent scale. The results of the catchment scale as well as the global scale analyses identified vegetation to have a high impact on the accuracy of remotely sensed soil moisture products. Therefore, an improved method to consider vegetation characteristics in pasive soil moisture retrieval from active radar satellite data was developed and tested. The knowledge gained by this thesis will contribute to improve soil moisture retrieval of current and future microwave remote sensors (e.g. SMOS or SMAP)

An evaluation of SMOS L-band vegetation optical depth (L-VOD) data sets:high sensitivity of L-VOD to above-ground biomass in Africa

The vegetation optical depth (VOD) measured at microwave frequencies is related to the vegetation water content and provides information complementary to visible/infrared vegetation indices. This study is devoted to the characterization of a new VOD data set obtained from SMOS (Soil Moisture and Ocean Salinity) satellite observations at L-band (1.4 GHz). Three different SMOS L-band VOD (LVOD) data sets (SMOS level 2, level 3 and SMOS-IC) were compared with data sets on tree height, visible/infrared indexes (NDVI, EVI), mean annual precipitation and above-ground biomass (AGB) for the African continent. For all relationships, SMOS-IC showed the lowest dispersion and highest correlation. Overall, we found a strong (R > 0.85) correlation with no clear sign of saturation between L-VOD and four AGB data sets. The relationships between L-VOD and the AGB data sets were linear per land cover class but with a changing slope depending on the class type, which makes it a global non-linear relationship. In contrast, the relationship linking L-VOD to tree height (R = 0.87) was close to linear. For vegetation classes other than evergreen broadleaf forest, the annual mean of L-VOD spans a range from 0 to 0.7 and it is linearly correlated with the average annual precipitation. SMOS L-VOD showed higher sensitivity to AGB compared to NDVI and K/X/C-VOD (VOD measured at 19, 10.7 and 6.9 GHz). The results showed that, although the spatial resolution of L-VOD is coarse (similar to 40 km), the high temporal frequency and sensitivity to AGB makes SMOS L-VOD a very promising indicator for large-scale monitoring of the vegetation status, in particular biomass

Vegetation optical depth at L-band and above ground biomass in the tropical range: Evaluating their relationships at continental and regional scales

Abstract The relationship between vegetation optical depth (VOD) retrieved by L-band SMOS radiometer and forest above ground biomass (AGB) was investigated in tropical areas of Africa and South America. VOD was retrieved from the latest version of level 2 SMOS algorithm, while reference AGB was obtained from a pantropical database, encompassing a large number of ground plot data derived from field surveys conducted on both continents. In Africa and South-America, VOD increased with AGB, reaching saturation at about 350 Mg ha−1. The strength of the relation was improved selecting VOD data in appropriate seasons, characterized by a higher dynamic range of values. The capability of VOD data to estimate AGB was further investigated using Random Forest decision trees, adding to VOD selected climate variables from the Climatic Research Unit (temperature, potential evapotranspiration, and precipitation) and water deficit data, and validating regression tests with ground data from the reference AGB database. The results for the five analyzed years indicate that the best estimates of AGB are obtained by the joined use of VOD and potential evapotranspiration input data, but all climate variables brought an improvement in AGB estimates. AGB estimates were relatively stable for the considered period, with limited variations possibly due to changes in biomass and to data quality of VOD and of climate variables. The VOD signal and estimated AGB were also analyzed according to ecological homogeneous units (ecoregions), evidencing data clusters, partially overlapped to each other, in the VOD - AGB plane

Global unsupervised assessment of multifrequency vegetation optical depth sensitivity to vegetation cover

Vegetation optical depth (VOD) has contributed to monitor vegetation dynamics and carbon stocks at different microwave frequencies. Nevertheless, there is a need to determine which are the appropriate frequencies to monitor different vegetation types. Also, as only a few VOD-related studies use multi-frequency approaches, it is needed to evaluate their applicability. Here, we analyze the sensitivity of VOD at three frequencies (L-, C- and X-bands) to different vegetation covers by applying a global-scale unsupervised classification of VOD. A combination of these frequencies (LCX-VOD) is also studied. Two land cover datasets are used as benchmarks and, conceptually, serve as proxies of vegetation density. Results confirm that L-VOD is appropriate for monitoring the densest canopies but, in contrast, there is a higher sensitivity of X-, C- and LCX-VOD to the vegetation cover in savannahs, shrublands and grasslands. In particular, the multi-frequency combination is the most suited to sense vegetation in savannahs. Also, our study shows a vegetation-frequency relationship which is consistent with theory: the same canopies (e.g., savannahs and some boreal forests) are classified as lighter ones at L-band due to its higher penetration (e.g., as shrublands), but labeled as denser ones at C- and X-bands due their saturation (e.g., boreal forests are labeled as tropical forests). This study complements quantitative approaches investigating the link between VOD and vegetation, extends them to different frequencies, and provides hints on which frequencies are suitable for vegetation monitoring depending on the land cover. Conclusions are informative for upcoming multi-frequency missions, such as the Copernicus Multi-frequency Image Radiometer (CIMR).This work has been funded by the Spanish Ministry of Science, Innovation and Universities and the European Regional Development Fund (ERDF, EU) through projects ESP2017-89463-C3-2-R, RTI2018-096765-A-100 and MDM-2016-0600, and by the project PID2020-114623RB-C32, funded by MCIN/ AEI /10.13039/501100011033. D. Chaparro has also received funding from “la Caixa” Foundation (ID 100010434), under agreement LCF/PR/MIT19/51840001 (MIT-Spain “La Caixa” Foundation Seed Fund), and from the XXXIII Ramón Areces Postdoctoral Fellowship.Peer ReviewedPostprint (published version

SMAP Detects Soil Moisture Under Temperate Forest Canopies

Soil moisture dynamics in the presence of dense vegetation canopies are determinants of ecosystem function and biogeochemical cycles, but the capability of existing spaceborne sensors to support reliable and useful estimates is not known. New results from a recently initiated field experiment in the northeast United States show that the National Aeronautics and Space Administration (NASA) SMAP (Soil Moisture Active Passive) satellite is capable of retrieving soil moisture under temperate forest canopies. We present an analysis demonstrating that a parameterized emission model with the SMAP morning overpass brightness temperature resulted in a RMSD (root‐mean‐square difference) range of 0.047–0.057 m3/m3 and a Pearson correlation range of 0.75–0.85 depending on the experiment location and the SMAP polarization. The inversion approach included a minimal amount of ancillary data. This result demonstrates unequivocally that spaceborne L‐band radiometry is sensitive to soil moisture under temperate forest canopies, which has been uncertain because of lack of representative reference data

Assessing the relationship between microwave vegetation optical depth and gross primary production

At the global scale, the uptake of atmospheric carbon dioxide by terrestrial ecosystems through photosynthesis is commonly estimated through vegetation indices or biophysical properties derived from optical remote sensing data. Microwave observations of vegetated areas are sensitive to different components of the vegetation layer than observations in the optical domain and may therefore provide complementary information on the vegetation state, which may be used in the estimation of Gross Primary Production (GPP). However, the relation between GPP and Vegetation Optical Depth (VOD), a biophysical quantity derived from microwave observations, is not yet known. This study aims to explore the relationship between VOD and GPP. VOD data were taken from different frequencies (L-, C-, and X-band) and from both active and passive microwave sensors, including the Advanced Scatterometer (ASCAT), the Soil Moisture Ocean Salinity (SMOS) mission, the Advanced Microwave Scanning Radiometer for Earth Observation System (AMSR-E) and a merged VOD data set from various passive microwave sensors. VOD data were compared against FLUXCOM GPP and Solar-Induced chlorophyll Fluorescence (SIF) from the Global Ozone Monitoring Experiment-2 (GOME-2). FLUXCOM GPP estimates are based on the upscaling of flux tower GPP observations using optical satellite data, while SIF observations present a measure of photosynthetic activity and are often used as a proxy for GPP. For relating VOD to GPP, three variables were analyzed: original VOD time series, temporal changes in VOD (ΔVOD), and positive changes in VOD (ΔVOD≥0). Results show widespread positive correlations between VOD and GPP with some negative correlations mainly occurring in dry and wet regions for active and passive VOD, respectively. Correlations between VOD and GPP were similar or higher than between VOD and SIF. When comparing the three variables for relating VOD to GPP, correlations with GPP were higher for the original VOD time series than for ΔVOD or ΔVOD≥0 in case of sparsely to moderately vegetated areas and evergreen forests, while the opposite was true for deciduous forests. Results suggest that original VOD time series should be used jointly with changes in VOD for the estimation of GPP across biomes, which may further benefit from combining active and passive VOD data