Assessment of a power law relationship between P-band SAR backscatter and aboveground biomass and its implications for BIOMASS mission performance

This paper presents an analysis of a logarithmic relationship between P-band cross-polarized backscatter from synthetic aperture radar (SAR) and aboveground biomass (AGB) across different forest types based on multiple airborne datasets. It is found that the logarithmic function provides a statistically significant fit to the observed relationship between HV backscatter and AGB. While the coefficient of determination varies between datasets, the slopes, and intercepts of many of the models are not significantly different, especially when similar AGB ranges are assessed. Pooled boreal and pooled tropical data have slopes that are not significantly different, but they have different intercepts. Using the power law formulation of the logarithmic relation allows estimation of both the equivalent number of looks (ENL) needed to retrieve AGB with a given uncertainty and the sensitivity of the AGB inversion. The campaign data indicates that boreal forests require a larger ENL than tropical forests to achieve a specified relative accuracy. The ENL can be increased by multichannel filtering, but ascending and descending images will need to be combined to meet the performance requirements of the BIOMASS mission. The analysis also indicates that the relative change in AGB associated with a given backscatter change depends only on the magnitude of the change and the exponent of the power law, and further implies that to achieve a relative AGB accuracy of 20% or better, residual errors from radiometric distortions produced by the system and environmental effects must not exceed 0.43 dB in tropical and 0.39 dB in boreal forests

Fusing simulated GEDI, ICESat-2 and NISAR data for regional aboveground biomass mapping

Accurate mapping of forest aboveground biomass (AGB) is critical for better understanding the role of forests in the global carbon cycle. NASA's current GEDI and ICESat-2 missions as well as the upcoming NISAR mission will collect synergistic data with different coverage and sensitivity to AGB. In this study, we present a multi-sensor data fusion approach leveraging the strength of each mission to produce wall-to-wall AGB maps that are more accurate and spatially comprehensive than what is achievable with any one sensor alone. Specifically, we calibrate a regional L-band radar AGB model using the sparse, simulated spaceborne lidar AGB estimates. We assess our data fusion framework using simulations of GEDI, ICESat-2 and NISAR data from airborne laser scanning (ALS) and UAVSAR data acquired over the temperate high AGB forest and complex terrain in Sonoma County, California, USA. For ICESat-2 and GEDI missions, we simulate two years of data coverage and AGB at footprint level are estimated using realistic AGB models. We compare the performance of our fusion framework when different combinations of the sparse simulated GEDI and ICEsat-2 AGB estimates are used to calibrate our regional L-band AGB models. In addition, we test our framework at Sonoma using (a) 1-ha square grid cells and (b) similarly sized irregularly shaped objects. We demonstrate that the estimated mean AGB across Sonoma is more accurately estimated using our fusion framework than using GEDI or ICESat-2 mission data alone, either with a regular grid or with irregular segments as mapping units. This research highlights methodological opportunities for fusing new and upcoming active remote sensing data streams toward improved AGB mapping through data fusion.</p

The European Space Agency BIOMASS mission: Measuring forest above-ground biomass from space

The primary objective of the European Space Agency's 7th Earth Explorer mission, BIOMASS, is to determine the worldwide distribution of forest above-ground biomass (AGB) in order to reduce the major uncertainties in calculations of carbon stocks and fluxes associated with the terrestrial biosphere, including carbon fluxes associated with Land Use Change, forest degradation and forest regrowth. To meet this objective it will carry, for the first time in space, a fully polarimetric P-band synthetic aperture radar (SAR). Three main products will be provided: global maps of both AGB and forest height, with a spatial resolution of 200 m, and maps of severe forest disturbance at 50 m resolution (where “global” is to be understood as subject to Space Object tracking radar restrictions). After launch in 2022, there will be a 3-month commissioning phase, followed by a 14-month phase during which there will be global coverage by SAR tomography. In the succeeding interferometric phase, global polarimetric interferometry Pol-InSAR coverage will be achieved every 7 months up to the end of the 5-year mission. Both Pol-InSAR and TomoSAR will be used to eliminate scattering from the ground (both direct and double bounce backscatter) in forests. In dense tropical forests AGB can then be estimated from the remaining volume scattering using non-linear inversion of a backscattering model. Airborne campaigns in the tropics also indicate that AGB is highly correlated with the backscatter from around 30 m above the ground, as measured by tomography. In contrast, double bounce scattering appears to carry important information about the AGB of boreal forests, so ground cancellation may not be appropriate and the best approach for such forests remains to be finalized. Several methods to exploit these new data in carbon cycle calculations have already been demonstrated. In addition, major mutual gains will be made by combining BIOMASS data with data from other missions that will measure forest biomass, structure, height and change, including the NASA Global Ecosystem Dynamics Investigation lidar deployed on the International Space Station after its launch in December 2018, and the NASA-ISRO NISAR L- and S-band SAR, due for launch in 2022. More generally, space-based measurements of biomass are a core component of a carbon cycle observation and modelling strategy developed by the Group on Earth Observations. Secondary objectives of the mission include imaging of sub-surface geological structures in arid environments, generation of a true Digital Terrain Model without biases caused by forest cover, and measurement of glacier and icesheet velocities. In addition, the operations needed for ionospheric correction of the data will allow very sensitive estimates of ionospheric Total Electron Content and its changes along the dawn-dusk orbit of the mission

Forest disturbance and recovery: A general review in the context of spaceborne remote sensing of impacts on aboveground biomass and canopy structure

Abrupt forest disturbances generating gaps \u3e0.001 km2 impact roughly 0.4–0.7 million km2a−1. Fire, windstorms, logging, and shifting cultivation are dominant disturbances; minor contributors are land conversion, flooding, landslides, and avalanches. All can have substantial impacts on canopy biomass and structure. Quantifying disturbance location, extent, severity, and the fate of disturbed biomass will improve carbon budget estimates and lead to better initialization, parameterization, and/or testing of forest carbon cycle models. Spaceborne remote sensing maps large-scale forest disturbance occurrence, location, and extent, particularly with moderate- and fine-scale resolution passive optical/near-infrared (NIR) instruments. High-resolution remote sensing (e.g., ∼1 m passive optical/NIR, or small footprint lidar) can map crown geometry and gaps, but has rarely been systematically applied to study small-scale disturbance and natural mortality gap dynamics over large regions. Reducing uncertainty in disturbance and recovery impacts on global forest carbon balance requires quantification of (1) predisturbance forest biomass; (2) disturbance impact on standing biomass and its fate; and (3) rate of biomass accumulation during recovery. Active remote sensing data (e.g., lidar, radar) are more directly indicative of canopy biomass and many structural properties than passive instrument data; a new generation of instruments designed to generate global coverage/sampling of canopy biomass and structure can improve our ability to quantify the carbon balance of Earth\u27s forests. Generating a high-quality quantitative assessment of disturbance impacts on canopy biomass and structure with spaceborne remote sensing requires comprehensive, well designed, and well coordinated field programs collecting high-quality ground-based data and linkages to dynamical models that can use this information

Biomass Representation in Synthetic Aperture Radar Interferometry Data Sets

This work makes an attempt to explain the origin, features and potential applications of the elevation bias of the synthetic aperture radar interferometry (InSAR) datasets over areas covered by vegetation. The rapid development of radar-based remote sensing methods, such as synthetic aperture radar (SAR) and InSAR, has provided an alternative to the photogrammetry and LiDAR for determining the third dimension of topographic surfaces. The InSAR method has proved to be so effective and productive that it allowed, within eleven days of the space shuttle mission, for acquisition of data to develop a three-dimensional model of almost the entire land surface of our planet. This mission is known as the Shuttle Radar Topography Mission (SRTM). Scientists across the geosciences were able to access the great benefits of uniformity, high resolution and the most precise digital elevation model (DEM) of the Earth like never before for their a wide variety of scientific and practical inquiries. Unfortunately, InSAR elevations misrepresent the surface of the Earth in places where there is substantial vegetation cover. This is a systematic error of unknown, yet limited (by the vertical extension of vegetation) magnitude. Up to now, only a limited number of attempts to model this error source have been made. However, none offer a robust remedy, but rather partial or case-based solutions. More work in this area of research is needed as the number of airborne and space-based InSAR elevation models has been steadily increasing over the last few years, despite strong competition from LiDAR and optical methods. From another perspective, however, this elevation bias, termed here as the “biomass impenetrability”, creates a great opportunity to learn about the biomass. This may be achieved due to the fact that the impenetrability can be considered a collective response to a few factors originating in 3D space that encompass the outermost boundaries of vegetation. The biomass, presence in InSAR datasets or simply the biomass impenetrability, is the focus of this research. The report, presented in a sequence of sections, gradually introduces terminology, physical and mathematical fundamentals commonly used in describing the propagation of electromagnetic waves, including the Maxwell equations. The synthetic aperture radar (SAR) and InSAR as active remote sensing methods are summarised. In subsequent steps, the major InSAR data sources and data acquisition systems, past and present, are outlined. Various examples of the InSAR datasets, including the SRTM C- and X-band elevation products and INTERMAP Inc. IFSAR digital terrain/surface models (DTM/DSM), representing diverse test sites in the world are used to demonstrate the presence and/or magnitude of the biomass impenetrability in the context of different types of vegetation – usually forest. Also, results of investigations carried out by selected researchers on the elevation bias in InSAR datasets and their attempts at mathematical modelling are reviewed. In recent years, a few researchers have suggested that the magnitude of the biomass impenetrability is linked to gaps in the vegetation cover. Based on these hints, a mathematical model of the tree and the forest has been developed. Three types of gaps were identified; gaps in the landscape-scale forest areas (Type 1), e.g. forest fire scares and logging areas; a gap between three trees forming a triangle (Type 2), e.g. depending on the shape of tree crowns; and gaps within a tree itself (Type 3). Experiments have demonstrated that Type 1 gaps follow the power-law density distribution function. One of the most useful features of the power-law distributed phenomena is their scale-independent property. This property was also used to model Type 3 gaps (within the tree crown) by assuming that these gaps follow the same distribution as the Type 1 gaps. A hypothesis was formulated regarding the penetration depth of the radar waves within the canopy. It claims that the depth of penetration is simply related to the quantisation level of the radar backscattered signal. A higher level of bits per pixels allows for capturing weaker signals arriving from the lower levels of the tree crown. Assuming certain generic and simplified shapes of tree crowns including cone, paraboloid, sphere and spherical cap, it was possible to model analytically Type 2 gaps. The Monte Carlo simulation method was used to investigate relationships between the impenetrability and various configurations of a modelled forest. One of the most important findings is that impenetrability is largely explainable by the gaps between trees. A much less important role is played by the penetrability into the crown cover. Another important finding is that the impenetrability strongly correlates with the vegetation density. Using this feature, a method for vegetation density mapping called the mean maximum impenetrability (MMI) method is proposed. Unlike the traditional methods of forest inventories, the MMI method allows for a much more realistic inventory of vegetation cover, because it is able to capture an in situ or current situation on the ground, but not for areas that are nominally classified as a “forest-to-be”. The MMI method also allows for the mapping of landscape variation in the forest or vegetation density, which is a novel and exciting feature of the new 3D remote sensing (3DRS) technique. Besides the inventory-type applications, the MMI method can be used as a forest change detection method. For maximum effectiveness of the MMI method, an object-based change detection approach is preferred. A minimum requirement for the MMI method is a time-lapsed reference dataset in the form, for example, of an existing forest map of the area of interest, or a vegetation density map prepared using InSAR datasets. Preliminary tests aimed at finding a degree of correlation between the impenetrability and other types of passive and active remote sensing data sources, including TerraSAR-X, NDVI and PALSAR, proved that the method most sensitive to vegetation density was the Japanese PALSAR - L-band SAR system. Unfortunately, PALSAR backscattered signals become very noisy for impenetrability below 15 m. This means that PALSAR has severe limitations for low loadings of the biomass per unit area. The proposed applications of the InSAR data will remain indispensable wherever cloud cover obscures the sky in a persistent manner, which makes suitable optical data acquisition extremely time-consuming or nearly impossible. A limitation of the MMI method is due to the fact that the impenetrability is calculated using a reference DTM, which must be available beforehand. In many countries around the world, appropriate quality DTMs are still unavailable. A possible solution to this obstacle is to use a DEM that was derived using P-band InSAR elevations or LiDAR. It must be noted, however, that in many cases, two InSAR datasets separated by time of the same area are sufficient for forest change detection or similar applications

The SAR Handbook: Comprehensive Methodologies for Forest Monitoring and Biomass Estimation

This Synthetic Aperture Radar (SAR) handbook of applied methods for forest monitoring and biomass estimation has been developed by SERVIR in collaboration with SilvaCarbon to address pressing needs in the development of operational forest monitoring services. Despite the existence of SAR technology with all-weather capability for over 30 years, the applied use of this technology for operational purposes has proven difficult. This handbook seeks to provide understandable, easy-to-assimilate technical material to remote sensing specialists that may not have expertise on SAR but are interested in leveraging SAR technology in the forestry sector

The BIOMASS level 2 prototype processor : design and experimental results of above-ground biomass estimation

BIOMASS is ESA’s seventh Earth Explorer mission, scheduled for launch in 2022. The satellite will be the first P-band SAR sensor in space and will be operated in fully polarimetric interferometric and tomographic modes. The mission aim is to map forest above-ground biomass (AGB), forest height (FH) and severe forest disturbance (FD) globally with a particular focus on tropical forests. This paper presents the algorithms developed to estimate these biophysical parameters from the BIOMASS level 1 SAR measurements and their implementation in the BIOMASS level 2 prototype processor with a focus on the AGB product. The AGB product retrieval uses a physically-based inversion model, using ground-canceled level 1 data as input. The FH product retrieval applies a classical PolInSAR inversion, based on the Random Volume over Ground Model (RVOG). The FD product will provide an indication of where significant changes occurred within the forest, based on the statistical properties of SAR data. We test the AGB retrieval using modified airborne P-Band data from the AfriSAR and TropiSAR campaigns together with reference data from LiDAR-based AGB maps and plot-based ground measurements. For AGB estimation based on data from a single heading, comparison with reference data yields relative Root Mean Square Difference (RMSD) values mostly between 20% and 30%. Combining different headings in the estimation process significantly improves the AGB retrieval to slightly less than 20%. The experimental results indicate that the implemented retrieval scheme provides robust results that are within mission requirements

Remote sensing technology applications in forestry and REDD+

Advances in close-range and remote sensing technologies are driving innovations in forest resource assessments and monitoring on varying scales. Data acquired with airborne and spaceborne platforms provide high(er) spatial resolution, more frequent coverage, and more spectral information. Recent developments in ground-based sensors have advanced 3D measurements, low-cost permanent systems, and community-based monitoring of forests. The UNFCCC REDD+ mechanism has advanced the remote sensing community and the development of forest geospatial products that can be used by countries for the international reporting and national forest monitoring. However, an urgent need remains to better understand the options and limitations of remote and close-range sensing techniques in the field of forest degradation and forest change. Therefore, we invite scientists working on remote sensing technologies, close-range sensing, and field data to contribute to this Special Issue. Topics of interest include: (1) novel remote sensing applications that can meet the needs of forest resource information and REDD+ MRV, (2) case studies of applying remote sensing data for REDD+ MRV, (3) timeseries algorithms and methodologies for forest resource assessment on different spatial scales varying from the tree to the national level, and (4) novel close-range sensing applications that can support sustainable forestry and REDD+ MRV. We particularly welcome submissions on data fusion

Protected Area Performance in the Dry Forests and Savannahs of West Africa: a Study using L-band Synthetic Aperture Radar

Tropical ecosystems harbour the highest concentrations of biodiversity on Earth and play a pivotal role in the global carbon cycle, yet deforestation and degradation continue unabated in many regions, with net forest loss at 5.5 million ha yr-1 between 2010 and 2015. Protected areas offer a partial solution to this problem, with a growing body of evidence demonstrating their effectiveness for habitat conservation in the dense forests of Amazonia, Central Africa and Southeast Asia. Despite containing over a quarter of global biodiversity hotspots and being low density but significant carbon stores, tropical drylands have received far less attention in conservation terms, and research into protected areas in these ecosystems is far more limited. The overall effectiveness of protected areas in different dryland regions, and the factors influencing performance, are less understood. By measuring protected area performance as a function of aboveground biomass change, this study investigated the effectiveness of protected areas in the savannah belt of Nigeria, a country with a long history of environmental degradation. L-band Synthetic Aperture Radar (SAR), a form of remote sensing that penetrates the vegetation canopy, provided a means of consistently monitoring aboveground biomass change over time. Twenty-one areas, ranging in size from 117,000 ha to 608,410 ha, and offering varying levels of protection according to IUCN designations, were selected, with aboveground biomass changes between 2007 and 2017 determined by subjecting L-band SAR data to a novel approach called ‘Biomass Matching’. The combination of SAR and Biomass Matching allowed aboveground biomass changes within these protected areas to be detected and estimated without the need for supplementary field data, which is usually required to calibrate such remote sensing data. All but four protected areas experienced increases in aboveground biomass over the study period, with mean change being +1.22 Mg ha-1, compared to +0.26 Mg ha-1 for a set of twelve similar unprotected areas. Furthermore, their performance was affected by an array of factors, though accessibility and management efficacy were deemed the most influential. These results suggest that, with appropriate monitoring and resourcing, protected areas in Nigerian dry forests and savannahs can provide effective habitat conservation, though more inaccessible areas will inherently perform better