Soil Moisture Active Passive (SMAP) Project Algorithm Theoretical Basis Document SMAP L1B Radiometer Data Product: L1B_TB

The purpose of the Soil Moisture Active Passive (SMAP) radiometer calibration algorithm is to convert Level 0 (L0) radiometer digital counts data into calibrated estimates of brightness temperatures referenced to the Earth's surface within the main beam. The algorithm theory in most respects is similar to what has been developed and implemented for decades for other satellite radiometers; however, SMAP includes two key features heretofore absent from most satellite borne radiometers: radio frequency interference (RFI) detection and mitigation, and measurement of the third and fourth Stokes parameters using digital correlation. The purpose of this document is to describe the SMAP radiometer and forward model, explain the SMAP calibration algorithm, including approximations, errors, and biases, provide all necessary equations for implementing the calibration algorithm and detail the RFI detection and mitigation process. Section 2 provides a summary of algorithm objectives and driving requirements. Section 3 is a description of the instrument and Section 4 covers the forward models, upon which the algorithm is based. Section 5 gives the retrieval algorithm and theory. Section 6 describes the orbit simulator, which implements the forward model and is the key for deriving antenna pattern correction coefficients and testing the overall algorithm

Use of SMOS L3 soil moisture data: validation and drought assessment for Pernambuco State, Northeast Brazil

The goal of this study was to validate soil moisture data from Soil Moisture Ocean Salinity (SMOS) using two in situ databases for Pernambuco State, located in Northeast Brazil. The validation process involved two approaches, pixel-station comparison and areal average, for three regions in Pernambuco with different climatic characteristics. After validation, the SMOS data were used for drought assessment by calculating soil moisture anomalies for the available period of data. Four statistical criteria were used to verify the quality of the satellite data: Pearson correlation coefficient, Willmott index of agreement, BIAS, and root mean squared difference (RMSD). The average RMSD calculated from the daily time series in the pixel and the areal assessment were 0.071 m3m-3 and 0.04 m3m-3, respectively. Those values are near to the expected 0.04 m3m-3 accuracy of the SMOS mission. The analysis of soil moisture anomalies enabled the assessment of the dry period between 2012 and 2017 and the identification of regions most impacted by the drought. The driest year for all regions was 2012, when the anomaly values achieved -50% in some regions. The use of SMOS data provided additional information that was used in conjunction with the precipitation data to assess drought periods. This may be particularly relevant for planning in agriculture and supporting decision makers and farmers.Peer ReviewedPostprint (published version

2000 days of SMOS at the Barcelona Expert Centre: a tribute to the work of Jordi Font

Soil Moisture and Ocean Salinity (SMOS) is the first satellite mission capable of measuring sea surface salinity and soil moisture from space. Its novel instrument (the L-band radiometer MIRAS) has required the development of new algorithms to process SMOS data, a challenging task due to many processing issues and the difficulties inherent in a new technology. In the wake of SMOS, a new community of users has grown, requesting new products and applications, and extending the interest in this novel brand of satellite services. This paper reviews the role played by the Barcelona Expert Centre under the direction of Jordi Font, SMOS co-principal investigator. The main scientific activities and achievements and the future directions are discussed, highlighting the importance of the oceanographic applications of the mission.Peer ReviewedPostprint (published version

Satellite and in situ observations for advancing global Earth surface modelling: a review

In this paper, we review the use of satellite-based remote sensing in combination with in situ data to inform Earth surface modelling. This involves verification and optimization methods that can handle both random and systematic errors and result in effective model improvement for both surface monitoring and prediction applications. The reasons for diverse remote sensing data and products include (i) their complementary areal and temporal coverage, (ii) their diverse and covariant information content, and (iii) their ability to complement in situ observations, which are often sparse and only locally representative. To improve our understanding of the complex behavior of the Earth system at the surface and sub-surface, we need large volumes of data from high-resolution modelling and remote sensing, since the Earth surface exhibits a high degree of heterogeneity and discontinuities in space and time. The spatial and temporal variability of the biosphere, hydrosphere, cryosphere and anthroposphere calls for an increased use of Earth observation (EO) data attaining volumes previously considered prohibitive. We review data availability and discuss recent examples where satellite remote sensing is used to infer observable surface quantities directly or indirectly, with particular emphasis on key parameters necessary for weather and climate prediction. Coordinated high-resolution remote-sensing and modelling/assimilation capabilities for the Earth surface are required to support an international application-focused effort

Earth remote sensing with SMOS, Aquarius and SMAP missions

The first three of a series of new generation satellites operating at L-band microwave frequencies have been launch in the last decade. L-band is particularly sensitive to the presence of water content in the scene under observation, being considered the optimal bandwidth for measuring the Earth's global surface soil moisture (SM) over land and sea surface salinity (SSS) over oceans. Monitoring these two essential climate variables is needed to further improve our understanding of the Earth's water and energy cycles. Additionally, remote sensing at L-band has been proved useful for monitoring the stability in ice sheets and measuring sea ice thickness. The ESA's Soil Moisture and Ocean Salinity (SMOS, 2009-2017) is the first mission specifically launched to monitor SM and SSS. It carries on-board a novel synthetic aperture radiometer with multi-angular and full-polarization capabilities. NASA's Aquarius (2011-2015) was the second mission, devoted to SSS monitoring with a combined real aperture radiometer/scatterometer system that allows correcting for sea surface roughness. NASA's Soil Moisture Active Passive (SMAP, 2015-2018) is the second mission dedicated to measure SM. It carries on-board a real aperture full-polarimetric radiometer and a synthetic aperture radar (SAR) for enhanced spatial resolution and freeze/thaw detection. This Ph.D. Thesis is focused on analyzing the geophysical information that can be obtained from L-band SMOS, Aquarius and SMAP observations. The research activities are structured as follows: -Inter-comparison of radiometer brightness temperatures at selected targets. A novel methodology to measure the consistency between SMOS and Aquarius radiometric data over the entire dynamic range of observations (land, ice and ocean) is proposed. It allows detecting spatial/temporal differences or biases without latitudinal limitations neither cross-overs. This is a necessary step to combine observations from different instruments in a long term dataset for environmental, meteorological, hydrological or climatological studies. -Ice thickness effects on passive remote sensing of Antarctic continental ice. The relationship between Antarctic ice thickness spatial variations and changes detected by SMOS and Aquarius measurements is explored. The emissivity of Antarctica is analyzed to disentangle the role of the geophysical contributions (snow layers at different depths and subglacial lakes) to the observed signal. The stability of the L-band signal in the East Antarctic Plateau, calibration/validation site for microwave satellite missions, is assessed. -Microwave/optical synergy for multi-scale soil moisture sensing. The relationship of SM and land surface temperature (LST) dynamics is evaluated to better understand the fundamental SM-LST link through evapotranspiration and thermal inertia physical processes. A new approach to measure the critical soil moisture from time-series of spaceborne SM and LST is proposed. The synergistic use of SMOS SM and remotely sensed LST for refining SM disaggregation algorithms is also analyzed. -Comparison of passive and active microwave vegetation parameters. Recent research has shown that microwave vegetation opacity, sensitive to biomass and water content, and albedo, related to canopy structure, can be retrieved from passive L-band observations. The relationships between these two parameters and radar-derived vegetation descriptors have been explored using airborne observations from the SMAP Validation Experiment 2012 (SMAPVEX12). The obtained relations could allow for improved SM retrievals in active-passive systems, and also to estimate the vegetation properties at high resolution using SAR observations. The Ph.D. Thesis has been developed within the activities of the Barcelona Expert Centre (BEC). The presented results contribute to the use of L-band remote sensing in different scientific disciplines such as climate, cryosphere, hydrology and ecology.Els primers tres d'una sèrie de satèl·lits de nova generació funcionant a la banda L han sigut llançats a l'última dècada. La banda L es molt sensible a la presència d'aigua a l'escena observada, sent considerada òptima per mesurar la humitat del sòl (SM) i la salinitat del mar (SSS) de manera global a la superfície de la Terra. Monitoritzar aquestes dues variables climàtiques essencials es necessari per millorar el nostre coneixement dels cicles de l'aigua i l'energia. La teledetecció a banda L també ha sigut útil per monitoritzar l'estabilitat de les capes de gel i mesurar el gruix de gel marí. La missió Soil Moisture and Ocean Salinity (SMOS, 2009-2017) de l'ESA és la primera específicament llançada per monitoritzar SM i SSS. Porta un nou radiòmetre d'apertura sintètica amb capacitat multiangular i polarització completa. La missió Aquarius (2011-2015) de la NASA va ser la segona, dedicada a monitoritzar SSS amb un sistema de radiòmetre/escateròmetre d’apertura real que permet corregir la rugositat de la superfície del mar. La missió Soil Moisture Active Passive (SMAP, 2015-2018) de la NASA és la segona dedicada a mesurar SM. Porta un radiòmetre d'apertura real i polarització completa i un radar d'apertura sintètica (SAR) per una millor resolució espaial i detecció de congelació/descongelació. Aquesta tesi està enfocada en analitzar la informació geofísica que pot obtenir-se de les observacions a banda L d'SMOS, Aquarius i SMAP. La seva investigació està estructurada com: -Intercomparació de temperatures de brillantor en zones seleccionades. Es proposa un nou mètode per mesurar la consistència entre les dades radiomètriques d'SMOS i Aquarius sobre el rang dinàmic complet d'observacions (terra, gel, oceà). Això permet detectar diferències espaials/temporals o biaixos sense limitacions latitudinals ni creuaments. Aquest pas es necessari per combinar observacions de diferents instruments en un llarg conjunt de dades per estudis mediambientals, hidrològics o climatològics. -Efecte de gruix de gel en teledetecció de gel continental a l'Antàrtida. S'explora la relació entre les variacions espaials del gruix de gel antàrtic i els canvis detectats a les mesures d'SMOS i Aquarius. L'emissivitat de l'Antàrtida es analitzada per discernir el rol de les contribucions geofísiques (capes de gel a diferents profunditats i llacs subglacials) al senyal observat. S'avalua l'estabilitat del senyal a banda L sobre la zona est de l'altiplà antàrtic, lloc per calibratge/validació de satèl·lits de microones. -Sinèrgia de microones/òptic per teledetecció de SM multiescala. S'avalua la correlació entre la SM i la temperatura de la superfície del sòl (LST) per entendre millor la relació SM-LST a través de processos físics d'evapotranspiració i inèrcia tèrmica. Es proposa un nou mètode per mesurar la humitat crítica utilitzant sèries temporals de SM i LST de satèl·lit. S'analitza l'ús de la SM de SMOS amb la LST de teledetecció per refinar algorismes de desagregació de SM. -Comparació de paràmetres passius i actius de microones relatius a la vegetació. Recent investigació ha mostrat que l'opacitat, sensible a la biomassa i el contingut d'aigua, i l'albedo, relacionat amb l'estructura, poden ser recuperats d'observacions passives a banda L. S'exploren les relacions entre aquests dos paràmetres i estimadors de vegetació derivats de radar utilitzant les observacions d'avió de l'experiment de validació d'SMAP 2012 (SMAPVEX12). Les relacions obtingudes podrien permetre millors recuperacions de SM en sistemes actius/passius i estimar les propietats de la vegetació a alta resolució utilitzant mesures de SAR. La tesi s'ha desenvolupat dins les activitats del Barcelona Expert Centre (BEC). Els resultats presentats contribueixen a l'ús de la banda L a diferents disciplines científiques com la climatologia, la criosfera, la hidrologia i l'ecologia

Multiscale soil moisture retrievals from microwave remote sensing observations

Memoria de tesis doctoral presentada por María Piles Guillem para optar al grado de Doctora por la Universitat Politècnica de Catalunya (UPC), realizada bajo la dirección del Dr. Adriano Camps y de la Dra. Mercè Vall-llossera.-- 159 pages[EN] Soil moisture is a key state variable of the Earth’s system; it is the main variable that links the Earth’s water, energy and carbon cycles. Soil moisture variations affect the evolution of weather and climate over continental regions, and accurate observations of the Earth’s changing soil moisture are needed to achieve sustainable land and water management, and to enhance weather and climate forecasting skill, flood prediction and drought monitoring. This Ph.D. Thesis focuses on measuring the Earth’s surface soil moisture from space at a global and regional scale. [...][ES] La humedad del suelo es la variable que regula los intercambios de agua, energía, y carbono entre la tierra y la atmósfera. Mediciones precisas de humedad son necesarias para una gestión sostenible de los recursos de agua del planeta, para mejorar las predicciones meteorológicas y climáticas, y para la detección y monitorización de sequías e inundaciones. Esta tesis se centra en la medición de la humedad superficial de la Tierra desde el espacio, a escalas global y regional. [...]This work has been funded by the Spanish Ministry of Science and Education under the FPU grant AP2005-4912 and projects ESP2007-65667-C04-02 and AYA2008-05906-C02-01/ESPPeer Reviewe

Comparison of measured brightness temperatures from SMOS with modelled ones from ORCHIDEE and H-TESSEL over the Iberian Peninsula

L-band radiometry is considered to be one of the most suitable techniques to estimate surface soil moisture (SSM) by means of remote sensing. Brightness temperatures are key in this process, as they are the main input in the retrieval algorithm which yields SSM estimates. The work exposed compares brightness temperatures measured by the SMOS mission to two different sets of modelled ones, over the Iberian Peninsula from 2010 to 2012. The two modelled sets were estimated using a radiative transfer model and state variables from two land-surface models: (i) ORCHIDEE and (ii) H-TESSEL. The radiative transfer model used is the CMEM. Measured and modelled brightness temperatures show a good agreement in their temporal evolution, but their spatial structures are not consistent. An empirical orthogonal function analysis of the brightness temperature's error identifies a dominant structure over the south-west of the Iberian Peninsula which evolves during the year and is maximum in autumn and winter. Hypotheses concerning forcing-induced biases and assumptions made in the radiative transfer model are analysed to explain this inconsistency, but no candidate is found to be responsible for the weak spatial correlations at the moment. Further hypotheses are proposed and will be explored in a forthcoming paper. The analysis of spatial inconsistencies between modelled and measured TBs is important, as these can affect the estimation of geophysical variables and TB assimilation in operational models, as well as result in misleading validation studies

Improved BEC SMOS Arctic Sea Surface Salinity product v3.1

17 pages, 13 figures, 1 table.-- Data availability: The product (Martínez et al., 2019) is freely distributed on the BEC (Barcelona Expert Center) web page (http://bec.icm.csic.es/, last access: 25 January 2022) with the DOI number https://doi.org/10.20350/digitalCSIC/12620 (Martínez et al., 2019) and on the Digital CSIC server: https://digital.csic.es/handle/10261/219679 (last access: 25 January 2022). Data can be downloaded from the FTP service: http://bec.icm.csic.es/bec-ftp-service/ (last access: 25 January 2022). The maps are distributed in the standard grid EASE-Grid 2.0, which has a spatial resolution of 25 km. In addition to the product validated in this work (L3 with temporal resolution of 9 d), L3 products having a temporal resolution of 3 and 18 d and the L2 product are available. These Arctic SSS products cover the period from 2011 to 2019.-- This work represents a contribution to the CSIC Thematic Interdisciplinary Platform PTI Teledetect and PolarCSIC. Argo data were collected and made freely available by the International Argo program and the national programs that contribute to it (https://argo.ucsd.edu, https://www.ocean-ops.org, last access: 25 January 2022). The Argo program is part of the Global Ocean Observing SystemMeasuring salinity from space is challenging since the sensitivity of the brightness temperature (TB) to sea surface salinity (SSS) is low (about 0.5 K psu−1), while the SSS range in the open ocean is narrow (about 5 psu, if river discharge areas are not considered). This translates into a high accuracy requirement of the radiometer (about 2–3 K). Moreover, the sensitivity of the TB to SSS at cold waters is even lower (0.3 K psu−1), making the retrieval of the SSS in the cold waters even more challenging. Due to this limitation, the ESA launched a specific initiative in 2019, the Arctic+Salinity project (AO/1-9158/18/I-BG), to produce an enhanced Arctic SSS product with better quality and resolution than the available products. This paper presents the methodologies used to produce the new enhanced Arctic SMOS SSS product (Martínez et al., 2019) . The product consists of 9 d averaged maps in an EASE 2.0 grid of 25 km. The product is freely distributed from the Barcelona Expert Center (BEC, http://bec.icm.csic.es/, last access: 25 January 2022) with the DOI number https://doi.org/10.20350/digitalCSIC/12620 (Martínez et al., 2019). The major change in this new product is its improvement of the effective spatial resolution that permits better monitoring of the mesoscale structures (larger than 50 km), which benefits the river discharge monitoringThis work has been carried out as part of the ESA Arctic+Salinity project (AO/1-9158/18/I-BG), which permitted the production of the database, and the Ministry of Economy and Competitiveness, Spain, through the National R&D Plan under L-BAND project ESP2017-89463-C3-1-R. [...] With the funding support of the ‘Severo Ochoa Centre of Excellence’ accreditation (CEX2019-000928-S), of the Spanish Research Agency (AEI)Peer reviewe