Reliability and Condition-Based Maintenance Analysis of Deteriorating Systems Subject to Generalized Mixed Shock Model

For successful commercialization of evolving devices (e.g., micro-electro-mechanical systems, and biomedical devices), there must be new research focusing on reliability models and analysis tools that can assist manufacturing and maintenance of these devices. These advanced systems may experience multiple failure processes that compete against each other. Two major failure processes are identified to be deteriorating or degradation processes (e.g., wear, fatigue, erosion, corrosion) and random shocks. When these failure processes are dependent, it is a challenging problem to predict reliability of complex systems. This research aims to develop reliability models by exploring new aspects of dependency between competing risks of degradation-based and shock-based failure considering a generalized mixed shock model, and to develop new and effective condition-based maintenance policies based on the developed reliability models. In this research, different aspects of dependency are explored to accurately estimate the reliability of complex systems. When the degradation rate is accelerated as a result of withstanding a particular shock pattern, we develop reliability models with a changing degradation rate for four different shock patterns. When the hard failure threshold reduces due to changes in degradation, we investigate reliability models considering the dependence of the hard failure threshold on the degradation level for two different scenarios. More generally, when the degradation rate and the hard failure threshold can simultaneously transition multiple times, we propose a rich reliability model for a new generalized mixed shock model that is a combination of extreme shock model, δ-shock model and run shock model. This general assumption reflects complex behaviors associated with modern systems and structures that experience multiple sources of external shocks. Based on the developed reliability models, we introduce new condition-based maintenance strategies by including various maintenance actions (e.g., corrective replacement, preventive replacement, and imperfect repair) to minimize the expected long-run average maintenance cost rate. The decisions for maintenance actions are made based on the health condition of systems that can be observed through periodic inspection. The reliability and maintenance models developed in this research can provide timely and effective tools for decision-makers in manufacturing to economically optimize operational decisions for improving reliability, quality and productivity.Industrial Engineering, Department o

A review on maintenance optimization

To this day, continuous developments of technical systems and increasing reliance on equipment have resulted in a growing importance of effective maintenance activities. During the last couple of decades, a substantial amount of research has been carried out on this topic. In this study we review more than two hundred papers on maintenance modeling and optimization that have appeared in the period 2001 to 2018. We begin by describing terms commonly used in the modeling process. Then, in our classification, we first distinguish single-unit and multi-unit systems. Further sub-classification follows, based on the state space of the deterioration process modeled. Other features that we discuss in this review are discrete and continuous condition monitoring, inspection, replacement, repair, and the various types of dependencies that may exist between units within systems. We end with the main developments during the review period and with potential future research directions

Modèles de fiabilité et de maintenance prédictive de systèmes sujets à des défaillances interactives

RÉSUMÉ: L’interaction des défaillances est une thématique qui prend une ampleur considérable dans le monde de la recherche industrielle moderne. Les systèmes sont de plus en plus complexes et leurs fonctionnements et défaillances sur le long terme sont sujets à diverses sources d’influence internes et externes. Les actifs physiques en particulier sont soumis à l’impact du temps, de l’environnement et du rythme de leur utilisation. Connaître ces sources d’influence n’est pas suffisant car il importe de comprendre quelles sont les relations qui les lient afin de planifier de façon efficiente la maintenance des actifs. En effet, cette dernière peut s’avérer très couteuse et sa mauvaise planification peut conduire à l’utilisation de systèmes dangereux pouvant engendrer des évènements catastrophiques. La fiabilité est un vaste domaine. Elle propose une large panoplie de modèles mathématiques qui permettent de prédire le fonctionnement et les défaillances des actifs physiques. Ceci dit, les concepts des modèles les plus appliqués à ce jour se basent sur des hypothèses parfois simplistes et occultent bien souvent certaines relations de dépendances qui régissent un système. L’interaction des défaillances dans le cadre des dépendances stochastiques est abordée par de nombreux travaux de recherches. Par contre, la compréhension et l’implémentation de ces travaux demeurent un défi pour les spécialistes en maintenance qui ont besoin de modèles réalistes pour une maintenance préventive efficace. Cette thèse traite de la fiabilité et la maintenance prédictive des actifs physiques en exploitation et sujets à divers modes de défaillance interactifs. Elle établit avant tout l’importance d’accorder une attention particulière à l’interaction des défaillances dans le domaine de la fiabilité et de la maintenance. Dans une revue de littérature, les concepts et les méthodes de modélisation et d’optimisation en fiabilité et en maintenance préventive sont présentés. Les divers types de dépendances dans un système sont discutés. Un cas d’application, à savoir celui des ponceaux en béton, est proposé. Les travaux entrepris par la suite fournissent avant tout un cadre pour la modélisation de la fiabilité incluant l’interaction des défaillances. A cette fin, une étude comparative des modèles existants les plus pertinents est effectuée de points de vue conceptuel, méthodologique et applicatif. Le cadre étant défini, un modèle basé sur les chocs extrêmes et les chaînes de Markov est construit afin de valoriser le caractère séquentiel des défaillances interactives. Cette proposition est améliorée pour prendre en compte la dégradation du système. Une stratégie de maintenance prédictive est conséquemment développée. Toutes ces approches sont appliquées à un ensemble de ponceaux en béton observés sur plusieurs années. Cela permet d’expliquer les dépendances entre l’occurrence de déplacements et l’occurrence de fissures dans une structure. Tous ces concepts et résultats sont finalement discutés afin de déterminer des perspectives réalistes pour une étude approfondie de l’interactivité d’un point de vue fiabiliste et dans un but stratégique pour la planification de la maintenance.----------ABSTRACT: Failure interaction is a subject gaining growing attention in the world of modern industrial research. Systems are becoming increasingly complex. Their life cycles are subject to various internal and external influences. Physical assets in particular are impacted by time, environment and usage. Knowing these sources of influence is not enough. Indeed, it is important to understand the relationships between them in order to plan effectively for the maintenance of assets. Maintenance can be quite expensive. Thus, poor planning can lead to dangerous systems that could cause catastrophic events. Reliability engineering offers a wide range of mathematical models to predict failures. That being said, the concepts of the most widely applied models in the industry are often based on simplistic assumptions and tend to overlook certain dependencies within a system. Failure interaction in the context of stochastic dependencies is largely addressed in the literature. However, understanding and implementing the proposed approaches remains a challenge for maintenance specialists that need realistic models for efficient maintenance planning. This thesis focuses on the reliability and predictive maintenance of physical assets subject to interactive failure modes. First of all, it emphasizes the importance of paying particular attention to failure interaction. In a literature review, the concepts and methods for modeling and optimizing reliability and preventive maintenance are presented. The diverse dependencies in a system are discussed. A case study is proposed, namely concrete culverts. Subsequently, the research provides a framework for modeling reliability that integrates the interaction of failures. To this end, the most relevant models in the literature are comparatively studied from a conceptual, methodological and applicative point of view. In the defined framework, a model based on extreme shocks and Markov processes is built in order to represent the sequential nature of interactive failures. This approach is extended to take into account the natural degradation of a system. A predictive maintenance strategy is consequently developed. All these models are applied to a set of concrete culverts observed over several years. The dependences between the occurrence of displacements and the occurrence of cracks in a structure are explained through these approaches. Finally, these concepts and results are discussed in order to determine realistic perspectives for in-depth studies of the impact of failure interaction on reliability and for strategic maintenance plannin

A model for availability growth with application to new generation offshore wind farms

A model for availability growth is developed to capture the effect of systemic risk prior to construction of a complex system. The model has been motivated by new generation offshore wind farms where investment decisions need to be taken before test and operational data are available. We develop a generic model to capture the systemic risks arising from innovation in evolutionary system designs. By modelling the impact of major and minor interventions to mitigate weaknesses and to improve the failure and restoration processes of subassemblies, we are able to measure the growth in availability performance of the system. We describe the choices made in modelling our particular industrial setting using an example for a typical UK Round III offshore wind farm. We obtain point estimates of the expected availability having populated the simulated model using appropriate judgemental and empirical data. We show the relative impact of modelling systemic risk on system availability performance in comparison with estimates obtained (Lesley Walls) from typical system availability modelling assumptions used in offshore wind applications. While modelling growth in availability is necessary for meaningful decision support in developing complex systems such as offshore wind farms, we also discuss the relative value of explicitly articulating epistemic uncertainties

A Condition-Based Maintenance Model for Assets with Accelerated Deterioration Due to Fault Propagation

Complex industrial assets such as power transformers are subject to accelerated deterioration when one of its constituent component malfunctions, affecting the condition of other components, which is a phenomenon called fault propagation. In this paper, we present a novel approach for optimizing condition-based maintenance policies for such assets by modelling their deterioration as a multiple dependent deterioration path process. The aim of the policy is to replace the malfunctioned component and mitigate accelerated deterioration at minimal impact to the business. The maintenance model provides guidance on determining inspection and maintenance strategies to optimize asset availability and operational cost.This is the author accepted manuscript. The final version is available from IEEE via http://dx.doi.org/10.1109/TR.2015.243913

Maintenance models applied to wind turbines. A comprehensive overview

Producción CientíficaWind power generation has been the fastest-growing energy alternative in recent years, however, it still has to compete with cheaper fossil energy sources. This is one of the motivations to constantly improve the efficiency of wind turbines and develop new Operation and Maintenance (O&M) methodologies. The decisions regarding O&M are based on different types of models, which cover a wide range of scenarios and variables and share the same goal, which is to minimize the Cost of Energy (COE) and maximize the profitability of a wind farm (WF). In this context, this review aims to identify and classify, from a comprehensive perspective, the different types of models used at the strategic, tactical, and operational decision levels of wind turbine maintenance, emphasizing mathematical models (MatMs). The investigation allows the conclusion that even though the evolution of the models and methodologies is ongoing, decision making in all the areas of the wind industry is currently based on artificial intelligence and machine learning models

A performance-based warranty for products subject to competing hard and soft failures

This article studies a performance-based warranty for products subject to competing hard and soft failures. The two failure modes are competing in the sense that either one, on a "whichever-comes-first" basis, can cause the product to fail. A performance-based warranty not only covers the repair or replacement of any defect, but also guarantees the minimum performance level throughout the warranty period. In this article, we propose three compensation policies—that is, free replacement, penalty, and full refund, when a product's performance fails to meet the guaranteed level. The expected warranty servicing costs for the three policies are derived, based on the competing risks concept. A warranty design problem is further formulated to simultaneously determine the optimal product price, warranty length, and performance guarantee level so as to maximize the manufacturer's total profit. Numerical studies are conducted to demonstrate and compare the three performance-based compensation policies. It is shown that the full refund policy always leads to the lowest total profit, whereas neither of the other two policies can dominate each other in all scenarios. In particular, the free replacement policy results in a higher total profit than the penalty policy when the replacement cost is low, the penalty cost coefficient is high, and/or the product reliability is high

Assessment of maintenance strategies for railway vehicles using Petri-Nets

The density of railway traffic has been steadily increasing over past years and decades. The developments have implicated a growing need for efficient operation and maintenance of railway rolling stock systems. Also the increased operation of articulated trains has induced new challenges on maintenance organization and planning. Selecting optimal maintenance strategies for each component does not only influence the availability of the railway vehicles but also the operational performance and the profitability of the operator. Suitable tools to analyse, compare and optimize different maintenance strategies are therefore required. Petri nets are such a mathematical tool that and have been applied for maintenance modeling and simulations of different applications. Several types of Petri nets with different properties have been introduced. One of the recently proposed extensions of Petri nets are the Abridged Petri Nets (APN) which fulfill the specific requirements of railway rolling stock maintenance. In this paper, we propose the application of APN in combination with the Monte-Carlo simulation for railway rolling stock maintenance evaluation. In a first step, the applicability of the APN approach was demonstrated on a theoretical case study comprising a condition based maintenance strategy for a system. In a second case study, several real application case studies were modeled and compared based on the processes and real application field data of three railway vehicle components. The tool can be further extended by pre-defining selected strategies that be easily implemented within an overall decision support system

Maintenance Optimization and Inspection Planning of Wind Energy Assets: Models, Methods and Strategies

Designing cost-effective inspection and maintenance programmes for wind energy farms is a complex task involving a high degree of uncertainty due to diversity of assets and their corresponding damage mechanisms and failure modes, weather-dependent transport conditions, unpredictable spare parts demand, insufficient space or poor accessibility for maintenance and repair, limited availability of resources in terms of equipment and skilled manpower, etc. In recent years, maintenance optimization has attracted the attention of many researchers and practitioners from various sectors of the wind energy industry, including manufacturers, component suppliers, maintenance contractors and others. In this paper, we propose a conceptual classification framework for the available literature on maintenance policy optimization and inspection planning of wind energy systems and structures (turbines, foundations, power cables and electrical substations). The developed framework addresses a wide range of theoretical and practical issues, including the models, methods, and the strategies employed to optimise maintenance decisions and inspection procedures in wind farms. The literature published to date on the subject of this article is critically reviewed and several research gaps are identified. Moreover, the available studies are systematically classified using different criteria and some research directions of potential interest to operational researchers are highlighted

Modeling dependent competing failure processes with degradation-shock dependence

In this paper, we develop a new reliability model for dependent competing failure processes (DCFPs), which accounts for degradation-shock dependence. This is a type of dependence where random shock processes are influenced by degradation processes. The degradation-shock dependence is modeled by assuming that the intensity function of the nonhomogeneous Poisson process describing the random shock processes is dependent on the degradation processes. The dependence effect is modeled with reference to a classification of the random shocks in three “zones” according to their magnitudes, damage zone, fatal zone, and safety zone, with different effects on the system's failure behavior. To the best of the authors’ knowledge, this type of dependence has not yet been considered in reliability models. Monte Carlo simulation is used to calculate the system reliability. A realistic application is presented with regards to the dependent failure behavior of a sliding spool, which is subject to two dependent competing failure processes, wear and clamping stagnation. It is shown that the developed model is capable of describing the dependent competing failure behaviors and their dependence