INJECTION-LOCKING TECHNIQUES FOR MULTI-CHANNEL ENERGY EFFICIENT TRANSMITTER

Ph.DDOCTOR OF PHILOSOPH

Millimeter-Wave and Terahertz Transceivers in SiGe BiCMOS Technologies

This invited paper reviews the progress of silicon–germanium (SiGe) bipolar-complementary metal–oxide–semiconductor (BiCMOS) technology-based integrated circuits (ICs) during the last two decades. Focus is set on various transceiver (TRX) realizations in the millimeter-wave range from 60 GHz and at terahertz (THz) frequencies above 300 GHz. This article discusses the development of SiGe technologies and ICs with the latter focusing on the commercially most important applications of radar and beyond 5G wireless communications. A variety of examples ranging from 77-GHz automotive radar to THz sensing as well as the beginnings of 60-GHz wireless communication up to THz chipsets for 100-Gb/s data transmission are recapitulated. This article closes with an outlook on emerging fields of research for future advancement of SiGe TRX performance

Millimeter-wave Communication and Radar Sensing — Opportunities, Challenges, and Solutions

With the development of communication and radar sensing technology, people are able to seek for a more convenient life and better experiences. The fifth generation (5G) mobile network provides high speed communication and internet services with a data rate up to several gigabit per second (Gbps). In addition, 5G offers great opportunities of emerging applications, for example, manufacture automation with the help of precise wireless sensing. For future communication and sensing systems, increasing capacity and accuracy is desired, which can be realized at millimeter-wave spectrum from 30 GHz to 300 GHz with several tens of GHz available bandwidth. Wavelength reduces at higher frequency, this implies more compact transceivers and antennas, and high sensing accuracy and imaging resolution. Challenges arise with these application opportunities when it comes to realizing prototype or demonstrators in practice. This thesis proposes some of the solutions addressing such challenges in a laboratory environment.High data rate millimeter-wave transmission experiments have been demonstrated with the help of advanced instrumentations. These demonstrations show the potential of transceiver chipsets. On the other hand, the real-time communication demonstrations are limited to either low modulation order signals or low symbol rate transmissions. The reason for that is the lack of commercially available high-speed analog-to-digital converters (ADCs); therefore, conventional digital synchronization methods are difficult to implement in real-time systems at very high data rates. In this thesis, two synchronous baseband receivers are proposed with carrier recovery subsystems which only require low-speed ADCs [A][B].Besides synchronization, high-frequency signal generation is also a challenge in millimeter-wave communications. The frequency divider is a critical component of a millimeter-wave frequency synthesizer. Having both wide locking range and high working frequencies is a challenge. In this thesis, a tunable delay gated ring oscillator topology is proposed for dual-mode operation and bandwidth extension [C]. Millimeter-wave radar offers advantages for high accuracy sensing. Traditional millimeter-wave radar with frequency-modulated continuous-wave (FMCW), or continuous-wave (CW), all have their disadvantages. Typically, the FMCW radar cannot share the spectrum with other FMCW radars.\ua0 With limited bandwidth, the number of FMCW radars that could coexist in the same area is limited. CW radars have a limited ambiguous distance of a wavelength. In this thesis, a phase-modulated radar with micrometer accuracy is presented [D]. It is applicable in a multi-radar scenario without occupying more bandwidth, and its ambiguous distance is also much larger than the CW radar. Orthogonal frequency-division multiplexing (OFDM) radar has similar properties. However, its traditional fast calculation method, fast Fourier transform (FFT), limits its measurement accuracy. In this thesis, an accuracy enhancement technique is introduced to increase the measurement accuracy up to the micrometer level [E]

Stochastic analysis of cycle slips in injection-locked oscillators and analog frequency dividers

A detailed investigation of cycle slips in injection-locked oscillators (ILOs) and analog frequency dividers is presented. This nonlinear phenomenon gives rise to a temporal desynchronization between the injected oscillator and the input source due to noise perturbations. It involves very different time scales so even envelope-transient-based Monte Carlo analyses may suffer from high computational cost. The analysis method is based on an initial extraction of a reduced-order nonlinear model of the injected oscillator based on harmonic-balance simulations. This model has been improved with a more accurate description of oscillation dependence on the input source either at the fundamental frequency or, in the case of a frequency divider, at a given harmonic frequency. The reduced-order model enables an efficient stochastic analysis of the system based on the use of the associated Fokker-Planck equation in the phase probability density function. Several methods for the solution of the associated Fokker-Planck equation are compared with one of them being applicable under a wider range of system specifications. The analysis enables the prediction of the parameter-space regions that are best protected against cycle slips. The technique has been applied to two microwave ILOs and has been validated through commercial software envelope simulations in situations where the computational cost of the envelope simulations was acceptable, and through measurements. The measurement procedure of the cycle slipping phenomenon has been significantly improved with respect to previous work.This work was supported by the Spanish Ministry of Economy and Competitiveness under Contract TEC2011-29264-C03-01

Millimetre-wave optically injection-locked oscillators for radio-over-fibre systems

Theoretical analysis and experimental results for millimetre-wave optically injection-locked oscillators are presented in this thesis. Such oscillators can be employed to replace conventional photodiode plus amplifier receivers for local oscillator signal reception in millimetre-wave radio-over-fibre systems. The theories for electrical injection-locked oscillators are reviewed in detail. Three differences between Adler’s and Kurokawa’s equations for locking bandwidth are highlighted for the first time. These differences are the absence of l/cos# factor in Adler’s equation, larger bandwidth predicted by Kurokawa’s equation, and a difference in definition of Q factors. Locking bandwidth equations for optically injection-locked oscillators are developed based on the theories of electrical injection-locked oscillators and are then used to design optically injection-locked oscillators. A novel millimetre-wave indirect optically injection-locked oscillator is presented. An edge-coupled photodiode is used to detect the optical signal. Negative resistance and computer simulation techniques were used for predicting the free running oscillation frequency. The maximum output power of the oscillator is 5.3 dBm, and the maximum locking bandwidth is measured to be 2.6 MHz with an output power o f-12 dBm. Results from a comparison with conventional optical receivers show that the gain of the optically injection-locked oscillator is more than 10 dB higher than that of a photodiode plus amplifier receiver, that the oscillator output power remains constant with input signal power variations whereas the output power of the photodiode plus amplifier receiver changes (linearly) with the input signal power, and that, at high-offset frequencies, the phase noise of the optically injection-locked oscillator is much lower than that of the photodiode plus amplifier receiver. These advantages make the optically injection-locked oscillator an ideal replacement for the photodiode plus amplifier receiver in radio-over-fibre systems. An improved wide-band design for millimetre-wave optically injection-locked oscillators is presented for future work

Coherent terahertz photonics

We present a review of recent developments in THz coherent systems based on photonic local oscillators. We show that such techniques can enable the creation of highly coherent, thus highly sensitive, systems for frequencies ranging from 100 GHz to 5 THz, within an energy efficient integrated platform. We suggest that such systems could enable the THz spectrum to realize its full applications potential. To demonstrate how photonics-enabled THz systems can be realized, we review the performance of key components, show recent demonstrations of integrated platforms, and give examples of applications

Semiconductor Optical Amplifiers and mm-Wave Wireless Links for Converged Access Networks

Future access networks are converged optical-wireless networks, where fixed-line and wireless services share the same infrastructure. In this book, semiconductor optical amplifiers (SOA) and mm-wave wireless links are investigated, and their use in converged access networks is explored: SOAs compensate losses in the network, and thereby extend the network reach. Millimeter-wave wireless links substitute fiber links when cabling is not economical

Direct GMSK modulation at microwave frequencies

Congestion in the radio spectrum is forcing emerging high rate wireless communication systems into upper microwave and millimeterwave frequency bands, where transceiver hardware architectures are less mature. One way to realize a simple and elegant hardware solution for a microwave transmitter is to exploit the advantages of directly modulating the phase of the carrier signal. A modulation method requiring continuous phase control of the carrier signal over the full 360 degree range is Gaussian Minimum Shift Keying (GMSK). Unfortunately, it is very difficult to design a microwave circuit to provide linear phase control of a carrier signal over the full 360 degree range using traditional methods. A novel method of obtaining continuous, linear phase modulation of a microwave carrier signal over the full 360 degree range is proposed. This method is based on controlling a phase shifter, at a subharmonic of the desired output carrier frequency, and then using a frequency multiplier to obtain the desired output frequency. The phase shifter is designed to be highly linear over a fraction of the full 360 range. The frequency multiplier is a nonlinear circuit that shifts the frequency by *'N'. The subtle part of this nonlinear operation is that the multiplier also multiplies the instantaneous phase of the phase shifter output signal by *'N', thus expanding the linear phase shift range to the required 360 degrees. Using this nonlinear frequency multiplication principle, the modulator can readily be extended into the millimeterwave region. A prototype circuit is designed and performance results are presented for this method of carrier phase modulation at 18 GHz. The prototype circuit is realized with very simple hardware, containing only a single microwave active device. An extension to the modulator involving phase locking or injection locking of a power oscillator is also suggested for obtaining higher power modulated output signals. In addition to direct continuous phase modulation, the proposed method is also suitable for a wide variety of transceiver applications, including phase synchronization of antenna and oscillator arrays, phased array antenna beam steering, indirect frequency modulation, and ultra-small carrier frequency translation

Millimeter-Wave Super-Regenerative Receivers for Wireless Communication and Radar

Today’s world is becoming increasingly automated and interconnected with billions of smart devices coming online, leading to a steep rise in energy consumption from small microelectronics. This coincides with an urgent push to transform global energy production to green energies, causing disruptions and energy shortages, and making the case for efficient energy use ever more pressing. Two major areas where high growth is expected are the fields of wireless communication and radar sensors. Millimeter-wave frequency bands are planned for fifth-generation (5G) and sixth-generation (6G) cellular communication standards, as well as automotive frequency-modulated continuous wave (FMCW) radar systems for driving assistance and automation. Fast silicon-based technologies enable these advances by operating at high maximum frequencies, such as the silicon-germanium (SiGe) heterojunction bipolar transistor (HBT) technologies. However, even the fastest transistors suffer from low and energy expensive gains at millimeter-wave frequencies. Rather than incremental improvements in circuit efficiency using conventional approaches, a disruptive revolution for green microelectronics could be enabled by exploring the low-power benefits of the super-regenerative receiver for some applications. The super-regenerative receiver uses a regenerative oscillator circuit to increase the gain by positive feedback, through coupling energy from the output back into the input. Careful bias and control of the circuit enables a very large gain from a small number of transistors and a very low energy dissipation. Thus, the super-regenerative oscillator could be used to replace amplifier circuits in high data rate wireless communication systems, or as active reflectors to increase the range of FMCW radar systems, greatly reducing the power consumption. The work in this thesis presents fundamental scientific research into the topic of energy-efficient millimeter-wave super-regenerative receivers for use in civilian wireless communication and radar applications. This research work covers the theory, analysis, and simulations, all the way up to the proof of concept, hardware realization, and experimental characterization. Analysis and modeling of regenerative oscillator circuits is presented and used to improve the understanding of the circuit operation, as well as design goals according to the specific application needs. Integrated circuits are investigated and characterized as a proof of concept for a high data rate wireless communication system operating between 140–220 GHz, and an automotive radar system operating at 60 GHz. Amplitude and phase regeneration capabilities for complex modulation are investigated, and principles for spectrum characterization are derived. The circuits are designed and fabricated in a 130 nm SiGe HBT technology, combining bipolar and complementary metal-oxide semiconductor (BiCMOS) transistors. To prove the feasibility of the research concepts, the work achieves a wireless communication link at 16 Gbit/s over 20 cm distance with quadrature amplitude modulation (QAM), which is a world record for the highest data rate ever reported in super-regenerative circuits. This was powered by a super-regenerative oscillator circuit operating at 180 GHz and providing 58 dB of gain. Energy efficiency is also considerably high, drawing 8.8 mW of dc power consumption, which corresponds to a highly efficient 0.6 pJ/bit. Packaging and module integration innovations were implemented for the system experiments, and additional broadband circuits were investigated to generate custom quench waveforms to further enhance the data rate. For radar active reflectors, a regenerative gain of 80 dB is achieved at 60 GHz from a single circuit, which is the best in its frequency range, despite a low dc power consumption of 25 mW