Influence of micro-topography and crown characteristics on tree height estimations in tropical forests based on LiDAR canopy height models.

Tree or canopy height is an important attribute for carbon stock estimation, forest management and habitat quality assessment. Airborne Laser Scanning (ALS) based on Light Detection and Ranging (LiDAR) has advantages over other remote sensing techniques for describing the structure of forests. However, sloped terrain can be challenging for accurate estimation of tree locations and heights based on a Canopy Height Model (CHM) generated from ALS data; a CHM is a height-normalised Digital Surface Model (DSM) obtained by subtracting a Digital Terrain Model (DTM) from a DSM. On sloped terrain, points at the same elevation on a tree crown appear to increase in height in the downhill direction, based on the ground elevations at these points. A point will be incorrectly identified as the treetop by individual tree crown (ITC) recognition algorithms if its height is greater than that of the actual treetop in the CHM, which will be recorded as the tree height. In this study, the influence of terrain slope and crown characteristics on the detection of treetops and estimation of tree heights is assessed using ALS data in a tropical forest with complex terrain (i.e. micro-topography) and tree crown characteristics. Locations and heights of 11,442 trees based on a DSM are compared with those based on a CHM. The horizontal (DH) and vertical displacements (DV) increase with terrain slope (r: 0.47 and r: 0.54 respectively, p < 0.001). The overestimations in tree height are up to 16.6 m on slopes greater than 50° in our study area in Sumatra. The errors in locations (DH) and tree heights (DV) are modelled for trees with conical and spherical tree crowns. For a spherical tree crown, DH can be modelled as R sin θ, and DV as R (sec θ – 1). In this study, a model is developed for an idealised conical tree crown, DV = R (tan θ – tan ψ), where R is the crown radius, and θ and ψ are terrain and crown angles respectively. It is shown that errors occur only when terrain angle exceeds the crown angle, with the horizontal displacement equal to the crown radius. Errors in location are seen to be greater for spherical than conical trees on slopes where crown angles of conical trees are less than the terrain angle. The results are especially relevant for biomass and carbon stock estimations in tropical forests where there are trees with large crown radii on slopes

Remote sensing technology applications in forestry and REDD+

Advances in close-range and remote sensing technologies are driving innovations in forest resource assessments and monitoring on varying scales. Data acquired with airborne and spaceborne platforms provide high(er) spatial resolution, more frequent coverage, and more spectral information. Recent developments in ground-based sensors have advanced 3D measurements, low-cost permanent systems, and community-based monitoring of forests. The UNFCCC REDD+ mechanism has advanced the remote sensing community and the development of forest geospatial products that can be used by countries for the international reporting and national forest monitoring. However, an urgent need remains to better understand the options and limitations of remote and close-range sensing techniques in the field of forest degradation and forest change. Therefore, we invite scientists working on remote sensing technologies, close-range sensing, and field data to contribute to this Special Issue. Topics of interest include: (1) novel remote sensing applications that can meet the needs of forest resource information and REDD+ MRV, (2) case studies of applying remote sensing data for REDD+ MRV, (3) timeseries algorithms and methodologies for forest resource assessment on different spatial scales varying from the tree to the national level, and (4) novel close-range sensing applications that can support sustainable forestry and REDD+ MRV. We particularly welcome submissions on data fusion

Airborne and Terrestrial Laser Scanning Data for the Assessment of Standing and Lying Deadwood: Current Situation and New Perspectives

LiDAR technology is finding uses in the forest sector, not only for surveys in producing forests but also as a tool to gain a deeper understanding of the importance of the three-dimensional component of forest environments. Developments of platforms and sensors in the last decades have highlighted the capacity of this technology to catch relevant details, even at finer scales. This drives its usage towards more ecological topics and applications for forest management. In recent years, nature protection policies have been focusing on deadwood as a key element for the health of forest ecosystems and wide-scale assessments are necessary for the planning process on a landscape scale. Initial studies showed promising results in the identification of bigger deadwood components (e.g., snags, logs, stumps), employing data not specifically collected for the purpose. Nevertheless, many efforts should still be made to transfer the available methodologies to an operational level. Newly available platforms (e.g., Mobile Laser Scanner) and sensors (e.g., Multispectral Laser Scanner) might provide new opportunities for this field of study in the near future

Derivation of forest inventory parameters from high-resolution satellite imagery for the Thunkel area, Northern Mongolia. A comparative study on various satellite sensors and data analysis techniques.

With the demise of the Soviet Union and the transition to a market economy starting in the 1990s, Mongolia has been experiencing dramatic changes resulting in social and economic disparities and an increasing strain on its natural resources. The situation is exacerbated by a changing climate, the erosion of forestry related administrative structures, and a lack of law enforcement activities. Mongolia’s forests have been afflicted with a dramatic increase in degradation due to human and natural impacts such as overexploitation and wildfire occurrences. In addition, forest management practices are far from being sustainable. In order to provide useful information on how to viably and effectively utilise the forest resources in the future, the gathering and analysis of forest related data is pivotal. Although a National Forest Inventory was conducted in 2016, very little reliable and scientifically substantiated information exists related to a regional or even local level. This lack of detailed information warranted a study performed in the Thunkel taiga area in 2017 in cooperation with the GIZ. In this context, we hypothesise that (i) tree species and composition can be identified utilising the aerial imagery, (ii) tree height can be extracted from the resulting canopy height model with accuracies commensurate with field survey measurements, and (iii) high-resolution satellite imagery is suitable for the extraction of tree species, the number of trees, and the upscaling of timber volume and basal area based on the spectral properties. The outcomes of this study illustrate quite clearly the potential of employing UAV imagery for tree height extraction (R2 of 0.9) as well as for species and crown diameter determination. However, in a few instances, the visual interpretation of the aerial photographs were determined to be superior to the computer-aided automatic extraction of forest attributes. In addition, imagery from various satellite sensors (e.g. Sentinel-2, RapidEye, WorldView-2) proved to be excellently suited for the delineation of burned areas and the assessment of tree vigour. Furthermore, recently developed sophisticated classifying approaches such as Support Vector Machines and Random Forest appear to be tailored for tree species discrimination (Overall Accuracy of 89%). Object-based classification approaches convey the impression to be highly suitable for very high-resolution imagery, however, at medium scale, pixel-based classifiers outperformed the former. It is also suggested that high radiometric resolution bears the potential to easily compensate for the lack of spatial detectability in the imagery. Quite surprising was the occurrence of dark taiga species in the riparian areas being beyond their natural habitat range. The presented results matrix and the interpretation key have been devised as a decision tool and/or a vademecum for practitioners. In consideration of future projects and to facilitate the improvement of the forest inventory database, the establishment of permanent sampling plots in the Mongolian taigas is strongly advised.2021-06-0

Tropical Peatland Vegetation Structure and Biomass: Optimal Exploitation of Airborne Laser Scanning

Accurate estimation of above ground biomass (AGB) is required to better understand the variability and dynamics of tropical peat swamp forest (PSF) ecosystem function and resilience to disturbance events. The objective of this work is to examine the relationship between tropical PSF AGB and small-footprint airborne Light Detection and Ranging (LiDAR) discrete return (DR) and full waveform (FW) derived metrics, with a view to establishing the optimal use of this technology in this environment. The study was undertaken in North Selangor peat swamp forest (NSPSF) reserve, Peninsular Malaysia. Plot-based multiple regression analysis was performed to established the strongest predictive models of PSF AGB using DR metrics (only), FW metrics (only), and a combination of DR and FW metrics. Overall, the results demonstrate that a Combination-model, coupling the benefits derived from both DR and FW metrics, had the best performance in modelling AGB for tropical PSF (R2 = 0.77, RMSE = 36.4, rRMSE = 10.8%); however, no statistical difference was found between the rRMSE of this model and the best models using only DR and FW metrics. We conclude that the optimal approach to using airborne LiDAR for the estimation of PSF AGB is to use LiDAR metrics that relate to the description of the mid-canopy. This should inform the use of remote sensing in this ecosystem and how innovation in LiDAR-based technology could be usefully deployed

Lidar Remote Sensing Of Forest Canopy Structure: An Assessment Of The Accuracy Of Lidar And Its Relationship To Higher Trophic Levels

Light detection and ranging (LiDAR) data can provide detailed information about three-dimensional forest horizontal and vertical structure that is important to forest productivity and wildlife habitat. Indeed, LiDAR data have been shown to provide accurate estimates to forest structural parameters and measures of higher trophic levels (e.g., avian abundance and diversity). However, links between forest structure and tree function have not been evaluated using LiDAR. This study was designed and scaled to assess the relationship of LiDAR to multiple aspects of forest structure and higher trophic levels (arthropod and bird populations), which included the ground-based collection of percent crown and understory closure, as well as arthropod and avian abundance and diversity data. Additional plot-based measures were added to assess the relationship of LiDAR to forest health and productivity. High-resolution discrete-return LiDAR data (flown summer of 2009) were acquired for the Hubbard Brook Experimental Forest (HBEF) in New Hampshire, USA. LiDAR data were classified into four canopy structural categories: 1) high crown and high understory closure, 2) high crown and low understory closure, 3) low crown and high understory closure, and 4) low crown and low understory closure. Nearby plots from each of the four LiDAR categories were grouped into blocks to assess the spatial consistency of data. Ground-based measures of forest canopy structure, site, stand and individual tree measures were collected on nine 50 m-plots from each LiDAR category (36 plots total), during summer of 2012. Analysis of variance was used to assess the relationships between LiDAR and a suite of tree function measures. Our results show the novel ability of LiDAR to assess forest health and productivity at the stand and individual tree level. We found significant correspondence between LiDAR categories and our ground-based measures of tree function, including xylem increment growth, foliar nutrition, crown health, and stand mortality. Furthermore, we found consistent reductions in xylem increment growth, decreases in foliar nutrition and crown health, and increases in stand mortality related to high understory closure. This suggests that LiDAR measures can reflect competitive interactions, not just among overstory trees for light, but also interactions between overstory trees and understory vegetation for resources other than light (e.g., nutrients). High-resolution LiDAR data show promise in the assessment of forest health and productivity related to tree function

Measuring, Modeling, and Evaluating the Spatial Properties of Northeast Oregon Forests Using Unmanned Aerial Systems

There is an ever expanding range of applications for the aerial images that unmanned aerial systems can uniquely provide. One such application is the use of high-resolution imagery for stand-level forest inventory. Inventory techniques utilizing unmanned aerial systems could be attractive where conditions demand high-resolution data, or where other aerial imagery sources are cost prohibitive. Here the effectiveness of unmanned aerial systems in this application was tested. Over the summer of 2015, a remote-controlled hexacopter equipped with a micro four thirds camera was flown over multiple 1600 meter-squared forested plots in Eastern Oregon. Additional ground-level validation measurements were collected including stem location, crown radius, and tree height. Agisoft Photoscan was used to construct 3-D point-clouds which then allowed the production of digital surface models of the stands. The first section of this project assesses the accuracy of stem locations derived from segmented imagery. The next section evaluates the accuracy of estimates for tree height, crown radius, and diameter at breast height. In the final section, various spatial metrics such as stand contagion and species mingling were compared with more commonly used metrics to see if significant correlations emerged. The utilized methods did not yield sufficiently accurate estimates for stem location or the various forest biometrics. Yet this work revealed stand density to be a significant influence on model accuracy. Finally, stand density and species diversity were found to be well correlated with the nearest neighbor and species mingling indexes, respectively, potentially supporting a complementary relationship indicating the clustering of various factors within the stand