Biometric face recognition using multilinear projection and artificial intelligence

PhD ThesisNumerous problems of automatic facial recognition in the linear and multilinear subspace learning have been addressed; nevertheless, many difficulties remain. This work focuses on two key problems for automatic facial recognition and feature extraction: object representation and high dimensionality. To address these problems, a bidirectional two-dimensional neighborhood preserving projection (B2DNPP) approach for human facial recognition has been developed. Compared with 2DNPP, the proposed method operates on 2-D facial images and performs reductions on the directions of both rows and columns of images. Furthermore, it has the ability to reveal variations between these directions. To further improve the performance of the B2DNPP method, a new B2DNPP based on the curvelet decomposition of human facial images is introduced. The curvelet multi- resolution tool enhances the edges representation and other singularities along curves, and thus improves directional features. In this method, an extreme learning machine (ELM) classifier is used which significantly improves classification rate. The proposed C-B2DNPP method decreases error rate from 5.9% to 3.5%, from 3.7% to 2.0% and from 19.7% to 14.2% using ORL, AR, and FERET databases compared with 2DNPP. Therefore, it achieves decreases in error rate more than 40%, 45%, and 27% respectively with the ORL, AR, and FERET databases. Facial images have particular natural structures in the form of two-, three-, or even higher-order tensors. Therefore, a novel method of supervised and unsupervised multilinear neighborhood preserving projection (MNPP) is proposed for face recognition. This allows the natural representation of multidimensional images 2-D, 3-D or higher-order tensors and extracts useful information directly from tensotial data rather than from matrices or vectors. As opposed to a B2DNPP which derives only two subspaces, in the MNPP method multiple interrelated subspaces are obtained over different tensor directions, so that the subspaces are learned iteratively by unfolding the tensor along the different directions. The performance of the MNPP has performed in terms of the two modes of facial recognition biometrics systems of identification and verification. The proposed supervised MNPP method achieved decrease over 50.8%, 75.6%, and 44.6% in error rate using ORL, AR, and FERET databases respectively, compared with 2DNPP. Therefore, the results demonstrate that the MNPP approach obtains the best overall performance in various learning scenarios

Discriminant feature pursuit: from statistical learning to informative learning.

Lin Dahua.Thesis (M.Phil.)--Chinese University of Hong Kong, 2006.Includes bibliographical references (leaves 233-250).Abstracts in English and Chinese.Abstract --- p.iAcknowledgement --- p.iiiChapter 1 --- Introduction --- p.1Chapter 1.1 --- The Problem We are Facing --- p.1Chapter 1.2 --- Generative vs. Discriminative Models --- p.2Chapter 1.3 --- Statistical Feature Extraction: Success and Challenge --- p.3Chapter 1.4 --- Overview of Our Works --- p.5Chapter 1.4.1 --- New Linear Discriminant Methods: Generalized LDA Formulation and Performance-Driven Sub space Learning --- p.5Chapter 1.4.2 --- Coupled Learning Models: Coupled Space Learning and Inter Modality Recognition --- p.6Chapter 1.4.3 --- Informative Learning Approaches: Conditional Infomax Learning and Information Chan- nel Model --- p.6Chapter 1.5 --- Organization of the Thesis --- p.8Chapter I --- History and Background --- p.10Chapter 2 --- Statistical Pattern Recognition --- p.11Chapter 2.1 --- Patterns and Classifiers --- p.11Chapter 2.2 --- Bayes Theory --- p.12Chapter 2.3 --- Statistical Modeling --- p.14Chapter 2.3.1 --- Maximum Likelihood Estimation --- p.14Chapter 2.3.2 --- Gaussian Model --- p.15Chapter 2.3.3 --- Expectation-Maximization --- p.17Chapter 2.3.4 --- Finite Mixture Model --- p.18Chapter 2.3.5 --- A Nonparametric Technique: Parzen Windows --- p.21Chapter 3 --- Statistical Learning Theory --- p.24Chapter 3.1 --- Formulation of Learning Model --- p.24Chapter 3.1.1 --- Learning: Functional Estimation Model --- p.24Chapter 3.1.2 --- Representative Learning Problems --- p.25Chapter 3.1.3 --- Empirical Risk Minimization --- p.26Chapter 3.2 --- Consistency and Convergence of Learning --- p.27Chapter 3.2.1 --- Concept of Consistency --- p.27Chapter 3.2.2 --- The Key Theorem of Learning Theory --- p.28Chapter 3.2.3 --- VC Entropy --- p.29Chapter 3.2.4 --- Bounds on Convergence --- p.30Chapter 3.2.5 --- VC Dimension --- p.35Chapter 4 --- History of Statistical Feature Extraction --- p.38Chapter 4.1 --- Linear Feature Extraction --- p.38Chapter 4.1.1 --- Principal Component Analysis (PCA) --- p.38Chapter 4.1.2 --- Linear Discriminant Analysis (LDA) --- p.41Chapter 4.1.3 --- Other Linear Feature Extraction Methods --- p.46Chapter 4.1.4 --- Comparison of Different Methods --- p.48Chapter 4.2 --- Enhanced Models --- p.49Chapter 4.2.1 --- Stochastic Discrimination and Random Subspace --- p.49Chapter 4.2.2 --- Hierarchical Feature Extraction --- p.51Chapter 4.2.3 --- Multilinear Analysis and Tensor-based Representation --- p.52Chapter 4.3 --- Nonlinear Feature Extraction --- p.54Chapter 4.3.1 --- Kernelization --- p.54Chapter 4.3.2 --- Dimension reduction by Manifold Embedding --- p.56Chapter 5 --- Related Works in Feature Extraction --- p.59Chapter 5.1 --- Dimension Reduction --- p.59Chapter 5.1.1 --- Feature Selection --- p.60Chapter 5.1.2 --- Feature Extraction --- p.60Chapter 5.2 --- Kernel Learning --- p.61Chapter 5.2.1 --- Basic Concepts of Kernel --- p.61Chapter 5.2.2 --- The Reproducing Kernel Map --- p.62Chapter 5.2.3 --- The Mercer Kernel Map --- p.64Chapter 5.2.4 --- The Empirical Kernel Map --- p.65Chapter 5.2.5 --- Kernel Trick and Kernelized Feature Extraction --- p.66Chapter 5.3 --- Subspace Analysis --- p.68Chapter 5.3.1 --- Basis and Subspace --- p.68Chapter 5.3.2 --- Orthogonal Projection --- p.69Chapter 5.3.3 --- Orthonormal Basis --- p.70Chapter 5.3.4 --- Subspace Decomposition --- p.70Chapter 5.4 --- Principal Component Analysis --- p.73Chapter 5.4.1 --- PCA Formulation --- p.73Chapter 5.4.2 --- Solution to PCA --- p.75Chapter 5.4.3 --- Energy Structure of PCA --- p.76Chapter 5.4.4 --- Probabilistic Principal Component Analysis --- p.78Chapter 5.4.5 --- Kernel Principal Component Analysis --- p.81Chapter 5.5 --- Independent Component Analysis --- p.83Chapter 5.5.1 --- ICA Formulation --- p.83Chapter 5.5.2 --- Measurement of Statistical Independence --- p.84Chapter 5.6 --- Linear Discriminant Analysis --- p.85Chapter 5.6.1 --- Fisher's Linear Discriminant Analysis --- p.85Chapter 5.6.2 --- Improved Algorithms for Small Sample Size Problem . --- p.89Chapter 5.6.3 --- Kernel Discriminant Analysis --- p.92Chapter II --- Improvement in Linear Discriminant Analysis --- p.100Chapter 6 --- Generalized LDA --- p.101Chapter 6.1 --- Regularized LDA --- p.101Chapter 6.1.1 --- Generalized LDA Implementation Procedure --- p.101Chapter 6.1.2 --- Optimal Nonsingular Approximation --- p.103Chapter 6.1.3 --- Regularized LDA algorithm --- p.104Chapter 6.2 --- A Statistical View: When is LDA optimal? --- p.105Chapter 6.2.1 --- Two-class Gaussian Case --- p.106Chapter 6.2.2 --- Multi-class Cases --- p.107Chapter 6.3 --- Generalized LDA Formulation --- p.108Chapter 6.3.1 --- Mathematical Preparation --- p.108Chapter 6.3.2 --- Generalized Formulation --- p.110Chapter 7 --- Dynamic Feedback Generalized LDA --- p.112Chapter 7.1 --- Basic Principle --- p.112Chapter 7.2 --- Dynamic Feedback Framework --- p.113Chapter 7.2.1 --- Initialization: K-Nearest Construction --- p.113Chapter 7.2.2 --- Dynamic Procedure --- p.115Chapter 7.3 --- Experiments --- p.115Chapter 7.3.1 --- Performance in Training Stage --- p.116Chapter 7.3.2 --- Performance on Testing set --- p.118Chapter 8 --- Performance-Driven Subspace Learning --- p.119Chapter 8.1 --- Motivation and Principle --- p.119Chapter 8.2 --- Performance-Based Criteria --- p.121Chapter 8.2.1 --- The Verification Problem and Generalized Average Margin --- p.122Chapter 8.2.2 --- Performance Driven Criteria based on Generalized Average Margin --- p.123Chapter 8.3 --- Optimal Subspace Pursuit --- p.125Chapter 8.3.1 --- Optimal threshold --- p.125Chapter 8.3.2 --- Optimal projection matrix --- p.125Chapter 8.3.3 --- Overall procedure --- p.129Chapter 8.3.4 --- Discussion of the Algorithm --- p.129Chapter 8.4 --- Optimal Classifier Fusion --- p.130Chapter 8.5 --- Experiments --- p.131Chapter 8.5.1 --- Performance Measurement --- p.131Chapter 8.5.2 --- Experiment Setting --- p.131Chapter 8.5.3 --- Experiment Results --- p.133Chapter 8.5.4 --- Discussion --- p.139Chapter III --- Coupled Learning of Feature Transforms --- p.140Chapter 9 --- Coupled Space Learning --- p.141Chapter 9.1 --- Introduction --- p.142Chapter 9.1.1 --- What is Image Style Transform --- p.142Chapter 9.1.2 --- Overview of our Framework --- p.143Chapter 9.2 --- Coupled Space Learning --- p.143Chapter 9.2.1 --- Framework of Coupled Modelling --- p.143Chapter 9.2.2 --- Correlative Component Analysis --- p.145Chapter 9.2.3 --- Coupled Bidirectional Transform --- p.148Chapter 9.2.4 --- Procedure of Coupled Space Learning --- p.151Chapter 9.3 --- Generalization to Mixture Model --- p.152Chapter 9.3.1 --- Coupled Gaussian Mixture Model --- p.152Chapter 9.3.2 --- Optimization by EM Algorithm --- p.152Chapter 9.4 --- Integrated Framework for Image Style Transform --- p.154Chapter 9.5 --- Experiments --- p.156Chapter 9.5.1 --- Face Super-resolution --- p.156Chapter 9.5.2 --- Portrait Style Transforms --- p.157Chapter 10 --- Inter-Modality Recognition --- p.162Chapter 10.1 --- Introduction to the Inter-Modality Recognition Problem . . . --- p.163Chapter 10.1.1 --- What is Inter-Modality Recognition --- p.163Chapter 10.1.2 --- Overview of Our Feature Extraction Framework . . . . --- p.163Chapter 10.2 --- Common Discriminant Feature Extraction --- p.165Chapter 10.2.1 --- Formulation of the Learning Problem --- p.165Chapter 10.2.2 --- Matrix-Form of the Objective --- p.168Chapter 10.2.3 --- Solving the Linear Transforms --- p.169Chapter 10.3 --- Kernelized Common Discriminant Feature Extraction --- p.170Chapter 10.4 --- Multi-Mode Framework --- p.172Chapter 10.4.1 --- Multi-Mode Formulation --- p.172Chapter 10.4.2 --- Optimization Scheme --- p.174Chapter 10.5 --- Experiments --- p.176Chapter 10.5.1 --- Experiment Settings --- p.176Chapter 10.5.2 --- Experiment Results --- p.177Chapter IV --- A New Perspective: Informative Learning --- p.180Chapter 11 --- Toward Information Theory --- p.181Chapter 11.1 --- Entropy and Mutual Information --- p.181Chapter 11.1.1 --- Entropy --- p.182Chapter 11.1.2 --- Relative Entropy (Kullback Leibler Divergence) --- p.184Chapter 11.2 --- Mutual Information --- p.184Chapter 11.2.1 --- Definition of Mutual Information --- p.184Chapter 11.2.2 --- Chain rules --- p.186Chapter 11.2.3 --- Information in Data Processing --- p.188Chapter 11.3 --- Differential Entropy --- p.189Chapter 11.3.1 --- Differential Entropy of Continuous Random Variable . --- p.189Chapter 11.3.2 --- Mutual Information of Continuous Random Variable . --- p.190Chapter 12 --- Conditional Infomax Learning --- p.191Chapter 12.1 --- An Overview --- p.192Chapter 12.2 --- Conditional Informative Feature Extraction --- p.193Chapter 12.2.1 --- Problem Formulation and Features --- p.193Chapter 12.2.2 --- The Information Maximization Principle --- p.194Chapter 12.2.3 --- The Information Decomposition and the Conditional Objective --- p.195Chapter 12.3 --- The Efficient Optimization --- p.197Chapter 12.3.1 --- Discrete Approximation Based on AEP --- p.197Chapter 12.3.2 --- Analysis of Terms and Their Derivatives --- p.198Chapter 12.3.3 --- Local Active Region Method --- p.200Chapter 12.4 --- Bayesian Feature Fusion with Sparse Prior --- p.201Chapter 12.5 --- The Integrated Framework for Feature Learning --- p.202Chapter 12.6 --- Experiments --- p.203Chapter 12.6.1 --- A Toy Problem --- p.203Chapter 12.6.2 --- Face Recognition --- p.204Chapter 13 --- Channel-based Maximum Effective Information --- p.209Chapter 13.1 --- Motivation and Overview --- p.209Chapter 13.2 --- Maximizing Effective Information --- p.211Chapter 13.2.1 --- Relation between Mutual Information and Classification --- p.211Chapter 13.2.2 --- Linear Projection and Metric --- p.212Chapter 13.2.3 --- Channel Model and Effective Information --- p.213Chapter 13.2.4 --- Parzen Window Approximation --- p.216Chapter 13.3 --- Parameter Optimization on Grassmann Manifold --- p.217Chapter 13.3.1 --- Grassmann Manifold --- p.217Chapter 13.3.2 --- Conjugate Gradient Optimization on Grassmann Manifold --- p.219Chapter 13.3.3 --- Computation of Gradient --- p.221Chapter 13.4 --- Experiments --- p.222Chapter 13.4.1 --- A Toy Problem --- p.222Chapter 13.4.2 --- Face Recognition --- p.223Chapter 14 --- Conclusion --- p.23

Machine learning approaches to video activity recognition: from computer vision to signal processing

244 p.La investigación presentada se centra en técnicas de clasificación para dos tareas diferentes, aunque relacionadas, de tal forma que la segunda puede ser considerada parte de la primera: el reconocimiento de acciones humanas en vídeos y el reconocimiento de lengua de signos.En la primera parte, la hipótesis de partida es que la transformación de las señales de un vídeo mediante el algoritmo de Patrones Espaciales Comunes (CSP por sus siglas en inglés, comúnmente utilizado en sistemas de Electroencefalografía) puede dar lugar a nuevas características que serán útiles para la posterior clasificación de los vídeos mediante clasificadores supervisados. Se han realizado diferentes experimentos en varias bases de datos, incluyendo una creada durante esta investigación desde el punto de vista de un robot humanoide, con la intención de implementar el sistema de reconocimiento desarrollado para mejorar la interacción humano-robot.En la segunda parte, las técnicas desarrolladas anteriormente se han aplicado al reconocimiento de lengua de signos, pero además de ello se propone un método basado en la descomposición de los signos para realizar el reconocimiento de los mismos, añadiendo la posibilidad de una mejor explicabilidad. El objetivo final es desarrollar un tutor de lengua de signos capaz de guiar a los usuarios en el proceso de aprendizaje, dándoles a conocer los errores que cometen y el motivo de dichos errores

3D high resolution techniques applied on small and medium size objects: from the analysis of the process towards quality assessment

The need for metric data acquisition is an issue strictly related to the human capability of describing the world with rigorous and repeatable methods. From the invention of photography to the development of advanced computers, the metric data acquisition has been subjected to rapid mutation, and nowadays there exists a strict connection between metric data acquisition and image processing, Computer Vision and Artificial Intelligence. The sensor devices for the 3D model generation are various and characterized by different functioning principles. In this work, optical passive and active sensors are treated, focusing specifically on close-range photogrammetry, Time of Flight (ToF) sensors and Structured-light scanners (SLS). Starting from the functioning principles of the techniques and showing some issues related to them, the work highlights their potentialities, analyzing the fundamental and most critical steps of the process leading to the quality assessment of the data. Central themes are the instruments calibration, the acquisition plan and the interpretation of the final results. The capability of the acquisition techniques to satisfy unconventional requirements in the field of Cultural Heritage is also shown. The thesis starts with an overview about the history and developments of 3D metric data acquisition. Chapter 1 treats the Human Vision System and presents a complete overview of 3D sensing devices. Chapter 2 starts from the enunciation of the basic principle of close-range photogrammetry considering digital cameras functioning principles, calibration issues, and the process leading to the 3D mesh reconstruction. The case of multi-image acquisition is analyzed, deepening the quality assessment of the photogrammetric process through a case study. Chapter 3 is devoted to the range-based acquisition techniques, namely ToF laser scanners and SLSs. Lastly, Chapter 4 focuses on unconventional applications of the mentioned high-resolution acquisition techniques showing some examples of study cases in the field of Cultural Heritage

LANDSAT-D investigations in snow hydrology

Work undertaken during the contract and its results are described. Many of the results from this investigation are available in journal or conference proceedings literature - published, accepted for publication, or submitted for publication. For these the reference and the abstract are given. Those results that have not yet been submitted separately for publication are described in detail. Accomplishments during the contract period are summarized as follows: (1) analysis of the snow reflectance characteristics of the LANDSAT Thematic Mapper, including spectral suitability, dynamic range, and spectral resolution; (2) development of a variety of atmospheric models for use with LANDSAT Thematic Mapper data. These include a simple but fast two-stream approximation for inhomogeneous atmospheres over irregular surfaces, and a doubling model for calculation of the angular distribution of spectral radiance at any level in an plane-parallel atmosphere; (3) incorporation of digital elevation data into the atmospheric models and into the analysis of the satellite data; and (4) textural analysis of the spatial distribution of snow cover

Optical techniques for 3D surface reconstruction in computer-assisted laparoscopic surgery

One of the main challenges for computer-assisted surgery (CAS) is to determine the intra-opera- tive morphology and motion of soft-tissues. This information is prerequisite to the registration of multi-modal patient-specific data for enhancing the surgeon’s navigation capabilites by observ- ing beyond exposed tissue surfaces and for providing intelligent control of robotic-assisted in- struments. In minimally invasive surgery (MIS), optical techniques are an increasingly attractive approach for in vivo 3D reconstruction of the soft-tissue surface geometry. This paper reviews the state-of-the-art methods for optical intra-operative 3D reconstruction in laparoscopic surgery and discusses the technical challenges and future perspectives towards clinical translation. With the recent paradigm shift of surgical practice towards MIS and new developments in 3D opti- cal imaging, this is a timely discussion about technologies that could facilitate complex CAS procedures in dynamic and deformable anatomical regions