Space time coding in MIMO systems

Multiple-input multiple-output (MIMO) antenna technology is promising for high-speed wireless communications without increasing the transmission band- width. Space time coding (STC) is a scheme that employs multiple antennas to increase transmission rate or to improve transmission quality. STC is used widely in mobile cellular networks, wireless local area networks (WLAN) and wireless metropolitan area networks (WMAN). However, there are still many unsolved or partially solved issues in STC. In this thesis, I propose a new STC design from cyclic design. I then propose a systematic method to design quasi-orthogonal space time block codes (QOSTBC) for an arbitrary number of transmit antennas, and derive the optimal constellation rotation angles to achieve full diversity. I also propose an analytical method to derive the exact error probabilities of orthogonal space time block codes (OSTBC). In order to improve the error performance, I introduce an adaptive power allocation scheme for OSTBC. Combining STC with continuous phase modulation (CPM) is an attractive solution for mobile commu- nications for which power is limited. Thus, I apply OSTBC to binary CPM with modulation index h = 0.5, and develop a simplified receiver for such scheme. Finally, I present a decoding method to reduce the complexity of QOSTBC without degrading its error performance

Polynomial matrix decomposition techniques for frequency selective MIMO channels

For a narrowband, instantaneous mixing multi-input, multi-output (MIMO) communications system, the channel is represented as a scalar matrix. In this scenario, singular value decomposition (SVD) provides a number of independent spatial subchannels which can be used to enhance data rates or to increase diversity. Alternatively, a QR decomposition can be used to reduce the MIMO channel equalization problem to a set of single channel equalization problems. In the case of a frequency selective MIMO system, the multipath channel is represented as a polynomial matrix. Thus conventional matrix decomposition techniques can no longer be applied. The traditional solution to this broadband problem is to reduce it to narrowband form by using a discrete Fourier transform (DFT) to split the broadband channel into N narrow uniformly spaced frequency bands and applying scalar decomposition techniques within each band. This describes an orthogonal frequency division multiplexing (OFDM) based system. However, a novel algorithm has been developed for calculating the eigenvalue decomposition of a para-Hermitian polynomial matrix, known as the sequential best rotation (SBR2) algorithm. SBR2 and its QR based derivatives allow a true polynomial singular value and QR decomposition to be formulated. The application of these algorithms within frequency selective MIMO systems results in a fundamentally new approach to exploiting spatial diversity. Polynomial matrix decomposition and OFDM based solutions are compared for a wide variety of broadband MIMO communication systems. SVD is used to create a robust, high gain communications channel for ultra low signal-to-noise ratio (SNR) environments. Due to the frequency selective nature of the channels produced by polynomial matrix decomposition, additional processing is required at the receiver resulting in two distinct equalization techniques based around turbo and Viterbi equalization. The proposed approach is found to provide identical performance to that of an existing OFDM scheme while supporting a wider range of access schemes. This work is then extended to QR decomposition based communications systems, where the proposed polynomial approach is found to not only provide superior bit-error-rate (BER) performance but significantly reduce the complexity of transmitter design. Finally both techniques are combined to create a nulti-user MIMO system that provides superior BER performance over an OFDM based scheme. Throughout the work the robustness of the proposed scheme to channel state information (CSI) error is considered, resulting in a rigorous demonstration of the capabilities of the polynomial approach

Hybrid solutions to instantaneous MIMO blind separation and decoding: narrowband, QAM and square cases

Future wireless communication systems are desired to support high data rates and high quality transmission when considering the growing multimedia applications. Increasing the channel throughput leads to the multiple input and multiple output and blind equalization techniques in recent years. Thereby blind MIMO equalization has attracted a great interest.Both system performance and computational complexities play important roles in real time communications. Reducing the computational load and providing accurate performances are the main challenges in present systems. In this thesis, a hybrid method which can provide an affordable complexity with good performance for Blind Equalization in large constellation MIMO systems is proposed first. Saving computational cost happens both in the signal sep- aration part and in signal detection part. First, based on Quadrature amplitude modulation signal characteristics, an efficient and simple nonlinear function for the Independent Compo- nent Analysis is introduced. Second, using the idea of the sphere decoding, we choose the soft information of channels in a sphere, and overcome the so- called curse of dimensionality of the Expectation Maximization (EM) algorithm and enhance the final results simultaneously. Mathematically, we demonstrate in the digital communication cases, the EM algorithm shows Newton -like convergence.Despite the widespread use of forward -error coding (FEC), most multiple input multiple output (MIMO) blind channel estimation techniques ignore its presence, and instead make the sim- plifying assumption that the transmitted symbols are uncoded. However, FEC induces code structure in the transmitted sequence that can be exploited to improve blind MIMO channel estimates. In final part of this work, we exploit the iterative channel estimation and decoding performance for blind MIMO equalization. Experiments show the improvements achievable by exploiting the existence of coding structures and that it can access the performance of a BCJR equalizer with perfect channel information in a reasonable SNR range. All results are confirmed experimentally for the example of blind equalization in block fading MIMO systems

Characterisation of MIMO radio propagation channels

Due to the incessant requirement for higher performance radio systems, wireless designers have been constantly seeking ways to improve spectrum efficiency, link reliability, service quality, and radio network coverage. During the past few years, space-time technology which employs multiple antennas along with suitable signalling schemes and receiver architectures has been seen as a powerful tool for the implementation of the aforementioned requirements. In particular, the concept of communications via Multiple-Input Multiple-Output (MIMO) links has emerged as one of the major contending ideas for next generation ad-hoc and cellular systems. This is inherently due to the capacities expected when multiple antennas are employed at both ends of the radio link. Such a mobile radio propagation channel constitutes a MIMO system. Multiple antenna technologies and in particular MIMO signalling are envisaged for a number of standards such as the next generation of Wireless Local Area Network (WLAN) technology known as 802.1 ln and the development of the Worldwide Interoperability for Microwave Access (WiMAX) project, such as the 802.16e. For the efficient design, performance evaluation and deployment of such multiple antenna (space-time) systems, it becomes increasingly important to understand the characteristics of the spatial radio channel. This criterion has led to the development of new sounding systems, which can measure both spatial and temporal channel information. In this thesis, a novel semi-sequential wideband MIMO sounder is presented, which is suitable for high-resolution radio channel measurements. The sounder produces a frequency modulated continuous wave (FMCW) or chirp signal with variable bandwidth, centre frequency and waveform repetition rate. It has programmable bandwidth up to 300 MHz and waveform repetition rates up to 300 Hz, and could be used to measure conventional high- resolution delay/Doppler information as well as spatial channel information such as Direction of Arrival (DOA) and Direction of Departure (DOD). Notably the knowledge of the angular information at the link ends could be used to properly design and develop systems such as smart antennas. This thesis examines the theory of multiple antenna propagation channels, the sounding architecture required for the measurement of such spatial channel information and the signal processing which is used to quantify and analyse such measurement data. Over 700 measurement files were collected corresponding to over 175,000 impulse responses with different sounder and antenna array configurations. These included measurements in the Universal Mobile Telecommunication Systems Frequency Division Duplex (UMTS-FDD) uplink band, the 2.25 GHz and 5.8 GHz bands allocated for studio broadcast MIMO video links, and the 2.4 GHz and 5.8 GHz ISM bands allocated for Wireless Local Area Network (WLAN) activity as well as for a wide range of future systems defined in the WiMAX project. The measurements were collected predominantly for indoor and some outdoor multiple antenna channels using sounding signals with 60 MHz, 96 MHz and 240 MHz bandwidth. A wide range of different MIMO antenna array configurations are examined in this thesis with varying space, time and frequency resolutions. Measurements can be generally subdivided into three main categories, namely measurements at different locations in the environment (static), measurements while moving at regular intervals step by step (spatial), and measurements while the receiver (or transmitter) is on the move (dynamic). High-scattering as well as time-varying MIMO channels are examined for different antenna array structures

Macroscopic Diversity Applications of Mult-input Multi-output (Mimo) Systems for Broadband Mobile Communication

Electrical Engineerin

Performance analysis of space-time block coded systems with channel estimation

Ph.DDOCTOR OF PHILOSOPH

Spatial diversity in MIMO communication systems with distributed or co-located antennas

The use of multiple antennas in wireless communication systems has gained much attention during the last decade. It was shown that such multiple-input multiple-output (MIMO) systems offer huge advantages over single-antenna systems. Typically, quite restrictive assumptions are made concerning the spacing of the individual antenna elements. On the one hand, it is typically assumed that the antenna elements at transmitter and receiver are co-located, i.e., they belong to some sort of antenna array. On the other hand, it is often assumed that the antenna spacings are sufficiently large, so as to justify the assumption of independent fading. In this thesis, the above assumptions are relaxed. In the first part, it is shown that MIMO systems with distributed antennas and MIMO systems with co-located antennas can be treated in a single, unifying framework. In the second part this fact is utilized, in order to develop appropriate transmit power allocation strategies for co-located and distributed MIMO systems. Finally, the third part focuses on specific synchronization problems that are of interest for distributed MIMO systems

Advanced receivers and waveforms for UAV/Aircraft aeronautical communications

Nowadays, several studies are launched for the design of reliable and safe communications systems that introduce Unmanned Aerial Vehicle (UAV), this paves the way for UAV communication systems to play an important role in a lot of applications for non-segregated military and civil airspaces. Until today, rules for integrating commercial UAVs in airspace still need to be defined, the design of secure, highly reliable and cost effective communications systems still a challenging task. This thesis is part of this communication context. Motivated by the rapid growth of UAV quantities and by the new generations of UAVs controlled by satellite, the thesis aims to study the various possible UAV links which connect UAV/aircraft to other communication system components (satellite, terrestrial networks, etc.). Three main links are considered: the Forward link, the Return link and the Mission link. Due to spectrum scarcity and higher concentration in aircraft density, spectral efficiency becomes a crucial parameter for largescale deployment of UAVs. In order to set up a spectrally efficient UAV communication system, a good understanding of transmission channel for each link is indispensable, as well as a judicious choice of the waveform. This thesis begins to study propagation channels for each link: a mutipath channels through radio Line-of-Sight (LOS) links, in a context of using Meduim Altitude Long drones Endurance (MALE) UAVs. The objective of this thesis is to maximize the solutions and the algorithms used for signal reception such as channel estimation and channel equalization. These algorithms will be used to estimate and to equalize the existing muti-path propagation channels. Furthermore, the proposed methods depend on the choosen waveform. Because of the presence of satellite link, in this thesis, we consider two low-papr linear waveforms: classical Single-Carrier (SC) waveform and Extented Weighted Single-Carrier Orthogonal Frequency-Division Multiplexing (EW-SC-OFDM) waveform. channel estimation and channel equalization are performed in the time-domain (SC) or in the frequency-domain (EW-SC-OFDM). UAV architecture envisages the implantation of two antennas placed at wings. These two antennas can be used to increase diversity gain (channel matrix gain). In order to reduce channel equalization complexity, the EWSC- OFDM waveform is proposed and studied in a muti-antennas context, also for the purpose of enhancing UAV endurance and also increasing spectral efficiency, a new modulation technique is considered: Spatial Modulation (SM). In SM, transmit antennas are activated in an alternating manner. The use of EW-SC-OFDM waveform combined to SM technique allows us to propose new modified structures which exploit exces bandwidth to improve antenna bit protection and thus enhancing system performances

Coherent and Non-coherent Techniques for Cooperative Communications

Future wireless network may consist of a cluster of low-complexity battery-powered nodes or mobile stations (MS). Information is propagated from one location in the network to another by cooperation and relaying. Due to the channel fading or node failure, one or more relaying links could become unreliable during multiple-hop relaying. Inspired by conventional multiple-input multiple-output (MIMO) techniques exploiting multiple co-located transmit antennas to introduce temporal and spatial diversity, the error performance and robustness against channel fading of a multiple-hop cooperative network could be significantly improved by creating a virtual antenna array (VAA) with various distributed MIMO techniques. In this thesis, we concentrate on the low-complexity distributed MIMO designed for both coherent and non-coherent diversity signal reception at the destination node. Further improvement on the network throughput as well as spectral efficiency could be achieved by extending the concept of unidirectional relaying to bidirectional cooperative communication. Physical-layer network coding (PLNC) assisted distributed space-time block coding (STBC) scheme as well as non-coherent PLNC aided distributed differential STBC system are proposed. It is confirmed by the theoretical analysis that both approaches have the potential for offering full spatial diversity gain. 　　 Furthermore, differential encoding and non-coherent detection techniques are generally associated with performance degradation due to the doubled noise variance. More importantly, conventional differential schemes suffer from the incapability of recovering the source information in time-varying channels owing to the assumption of static channel model used in the derivation of non-coherent detection algorithm. Several low-complexity solutions are proposed and studied in this thesis, which are able to compensate the performance loss caused by non-coherent detection and guarantee the reliable recovery of information in applications with high mobility. A substantial amount of iteration gain is achieved by combining the differential encoding with error-correction code and sufficient interleaving, which allows iterative possessing at the receiver

MIMO designs for filter bank multicarrier and multiantenna systems based on OQAM

From the perspective of increasingly data rate requirements in mobile communications, it is deemed necessary to do further research so that the future goals can be reached. To that end, the radio-based communications are resorting to multicarrier modulations and spatial diversity. Until today, the orthogonal frequency division multiplexing (OFDM) modulation is regarded as the dominant technology. On one hand, the OFDM modulation is able to accommodate multiantenna configurations in a very straightforward manner. On the other hand, the poor stopband attenuation exhibited by the OFDM modulation, highlights that a definitely tight synchronization is required. In addition, the cyclic prefix (CP) has to be sufficiently long to avoid inter-block interference, which may substantially reduce the spectral efficiency. In order to overcome the OFDM drawbacks, the filter bank multicarrier modulation based on OQAM (FBMC/OQAM) is introduced. This modulation does not need any CP and benefits from pulse shaping techniques. This aspect becomes crucial in cognitive radio networks and communication systems where nodes are unlikely to be synchronized. In principle, the poor frequency confinement exhibited by OFDM should tip the balance towards FBMC/OQAM. However, the perfect reconstruction property of FBMC/OQAM systems does not hold in presence of multipath fading. This means that the FBMC/OQAM modulation is affected by inter-symbol and inter-carrier interference, unless the channel is equalized to some extent. This observation highlights that the FBMC/OQAM extension to MIMO architectures becomes a big challenge due to the need to cope with both modulation- and multiantenna-induced interference. The goal of this thesis is to study how the FBMC/OQAM modulation scheme can benefit from the degrees of freedom provided by the spatial dimension. In this regard, the first attempt to put the research on track is based on designing signal processing techniques at reception. In this case the emphasis is on single-input-multiple-output (SIMO) architectures. Next, the possibility of pre-equalizing the channel at transmission is investigated. It is considered that multiple antennas are placed at the transmit side giving rise to a multiple-input-single-output (MISO) configuration. In this scenario, the research is not only focused on counteracting the channel but also on distributing the power among subcarriers. Finally, the joint transmitter and receiver design in multiple-input-multiple-output (MIMO) communication systems is covered. From the theory developed in this thesis, it is possible to conclude that the techniques originally devised in the OFDM context can be easily adapted to FBMC/OQAM systems if the channel frequency response is flat within the subchannels. However, metrics such as the peak to average power ratio or the sensitivity to the carrier frequency offset constraint the number of subcarriers, so that the frequency selectivity may be appreciable at the subcarrier level. Then, the flat fading assumption is not satisfied and the specificities of FBMC/OQAM systems have to be considered. In this situation, the proposed techniques allow FBMC/OQAM to remain competitive with OFDM. In addition, for some multiantenna configurations and propagation conditions FBMC/OQAM turns out to be the best choice. The simulation-based results together with the theoretical analysis conducted in this thesis contribute to make progress towards the application of FBMC/OQAM to MIMO channels. The signal processing techniques that are described in this dissertation allow designers to exploit the potentials of FBMC/OQAM and MIMO to improve the link reliability as well as the spectral efficiency