Airborne and Terrestrial Laser Scanning Data for the Assessment of Standing and Lying Deadwood: Current Situation and New Perspectives

LiDAR technology is finding uses in the forest sector, not only for surveys in producing forests but also as a tool to gain a deeper understanding of the importance of the three-dimensional component of forest environments. Developments of platforms and sensors in the last decades have highlighted the capacity of this technology to catch relevant details, even at finer scales. This drives its usage towards more ecological topics and applications for forest management. In recent years, nature protection policies have been focusing on deadwood as a key element for the health of forest ecosystems and wide-scale assessments are necessary for the planning process on a landscape scale. Initial studies showed promising results in the identification of bigger deadwood components (e.g., snags, logs, stumps), employing data not specifically collected for the purpose. Nevertheless, many efforts should still be made to transfer the available methodologies to an operational level. Newly available platforms (e.g., Mobile Laser Scanner) and sensors (e.g., Multispectral Laser Scanner) might provide new opportunities for this field of study in the near future

Processing and analysis of airborne fullwaveform laser scanning data for the characterization of forest structure and fuel properties

Tesis por compendio[ES] Esta tesis aborda el desarrollo de métodos de procesado y análisis de datos ALSFW para la caracterización de la estructura vertical del bosque y, en particular, del sotobosque. Para responder a este objetivo general, se establecieron seis objetivos específicos: En primer lugar, se analiza la influencia de la densidad de pulso, de los parámetros de voxelización (tamaño de vóxel y valor de asignación) y de los métodos de regresión sobre los valores de las métricas ALSFW y sobre la estimación de atributos de estructura del bosque. Para ello, se redujo aleatoriamente la densidad de pulsos y se modificaron los parámetros de voxelización, obteniendo los valores de las métricas ALSFW para las diferentes combinaciones de parámetros. Estas mismas métricas ALSFW se emplearon para la estimación de atributos de la estructura del bosque mediante diferentes métodos de regresión. En segundo lugar, se integran métodos de procesado y análisis de datos ALSFW en una nueva herramienta llamada WoLFeX (Waveform Lidar for Forestry eXtraction) que incluye los procesos de recorte, corrección radiométrica relativa, voxelización y extracción de métricas a partir de los datos ALSFW, así como nuevas métricas descriptoras del sotobosque. En tercer lugar, se evalúa la influencia del ángulo de escaneo utilizado en la adquisición de datos ALS y la corrección radiométrica en la extracción de métricas ALSFW y en la estimación de atributos de combustibilidad forestal. Para ello, se extrajeron métricas ALSFW con y sin corrección radiométrica relativa y empleando diferentes ángulos de escaneo. En cuarto lugar, se caracteriza la oclusión de la señal a lo largo de la estructura vertical del bosque empleando y comparando tres tipos diferentes de láser escáner (ALSFW, ALSD y láser escáner terrestre: TLS, por sus siglas en inglés), determinando así sus limitaciones en la detección de material vegetativo en dos ecosistemas forestales diferenciados: el boreal y el mediterráneo. Para cuantificar la oclusión de la señal a lo largo de la estructura vertical del bosque se propone un nuevo parámetro, la tasa de reducción del pulso, basada en el porcentaje de haces láser bloqueados antes de alcanzar una posición dada. En quinto lugar, se evalúa la forma en que se detectan y determinan las clases de densidad de sotobosque mediante los diferentes tipos de ALS. Se compararon los perfiles de distribución vertical en los estratos inferiores descritos por el ALSFW y el ALSD con respecto a los descritos por el TLS, utilizando este último como referencia. Asimismo, se determinaron las clases de densidad de sotobosque aplicando la curva Lorenz y el índice Gini a partir de los perfiles de distribución vertical descritos por ALSFW y ALSD. Finalmente, se aplican y evalúan las nuevas métricas ALSFW basadas en la voxelización, utilizando como referencia los atributos extraídos a partir del TLS, para estimar la altura, la cobertura y el volumen del sotobosque en un ecosistema mediterráneo.[EN] This thesis addresses the development of ALSFW processing and analysis methods to characterize the vertical forest structure, in particular, the understory vegetation. To answer this overarching goal, a total of six specific objectives were established: Firstly, the influence of pulse density, voxel parameters (i.e., voxel size and assignation value) and regression methods on ALSFW metric values and on estimates of forest structure attributes are analyzed. To do this, pulse density was randomly reduced and voxel parameters modified, obtaining ALSFW metric values for the different parameter combinations. These ALSFW metrics were used to estimate forest structure attributes with different regression methods. Secondly, a set of ALSFW data processing and analysis methods are integrated in a new software named WoLFeX (Waveform Lidar for Forestry eXtraction), including clipping, relative radiometric correction, voxelization and ALSFW metric extraction, and proposing new metrics for understory vegetation. Thirdly, the influence of the scan angle of ALS data acquisition and radiometric correction on the extraction of ALSFW metrics and on modeling forest fuel attributes is assessed. To do this, ALSFW metrics were extracted applying and without applying relative radiometric correction and using different scan angles. Fourthly, signal occlusion is characterized along the vertical forest structure using and comparing three different laser scanning configurations (ALSFW, ALSD and terrestrial laser scanning: TLS), determining their limitations in the detection of vegetative material in two contrasted forest ecosystems: boreal and Mediterranean. To quantify signal occlusion along the vertical forest structure, a new parameter based on the percentage of laser beams blocked prior to reach a given location, the rate of pulse reduction, is proposed. Fifthly, the assessment of how understory vegetation density classes are detected and determined by different ALS configurations is done. Vertical distribution profiles at the lower strata described by ALSFW and ALSD are compared with those described by TLS as reference. Moreover, understory vegetation density classes are determined by applying the Lorenz curve and Gini index from the vertical distribution profiles described by ALSFW and ALSD. Finally, the new proposed voxel-based ALSFW metrics are applied and evaluated, using TLS-based attributes as a reference, to estimate understory height, cover and volume in a Mediterranean ecosystem.[CA] Aquesta tesi aborda el desenvolupament de mètodes de processament i anàlisi de dades ALSFW per a la caracterització de l'estructura vertical del bosc i, en particular, del sotabosc. Per a respondre a aquest objectiu general, s'establiren sis objectius específics: En primer lloc, s'analitza la influència de la densitat de pols, dels paràmetres de voxelització (grandària de vóxel i valor d'assignació) i dels mètodes de regressió sobre els valors de les mètriques ALSFW i sobre l'estimació dels atributs d'estructura del bosc. Per a això, es reduí aleatòriament la densitat de polsos i es modificaren els paràmetres de voxelització, obtenint els valors de les mètriques ALSFW per a les diferents combinacions de paràmetres. Aquestes mètriques ALSFW s'empraren per a l'estimació d'atributs de l'estructura del bosc mitjançant diferents mètodes de regressió. En segon lloc, s'integraren mètodes de processament i d'anàlisi de dades ALSFW en una nova eina anomenada WoLFeX (Waveform Lidar for Forestry eXtraction) que inclou el processos de retallada, correcció radiomètrica relativa, voxelització i extracció de mètriques a partir de les dades ALSFW, així com noves mètriques descriptores del sotabosc. En tercer lloc, s'avalua la influència de l'angle de escaneig emprat en l'adquisició de les dades ALS i la correcció radiomètrica en l'extracció de mètriques ALSFW i en l'estimació d'atributs de combustibilitat forestal. Per a això, s'extragueren mètriques ALSFW amb i sense correcció radiomètrica relativa i emprant diferents angles d'escaneig. En quart lloc, es caracteritza l'oclusió del senyal al llarg de l'estructura vertical del bosc emprant i comparant tres tipus diferents de làser escàner (ALSFW, ALSD i làser escàner terrestre: TLS, per les seues sigles en anglès), determinant així les seues limitacions en la detecció de material vegetatiu en dos ecosistemes diferenciats: un boreal i un mediterrani. Per a quantificar l'oclusió del senyal al llarg de l'estructura vertical del bosc es proposa un nou paràmetre, la taxa de reducció del pols, basada en el percentatge de rajos làser bloquejats abans d'arribar a una posició donada. En cinquè lloc, s'avalua la manera en la qual es detecten i determinen les classes de densitat de sotabosc mitjançant els diferents tipus d'ALS. Es compararen els perfils de distribució vertical en estrats inferiors descrits per l'ALSFW i l'ALSD respecte als descrits pel TLS, emprant aquest últim com a referència. A més a més, es determinaren les classes de densitat de sotabosc aplicant la corba Lorenz i l'índex Gini a partir dels perfils de distribució vertical descrits per l'ALSFW i l'ALSD. Finalment, s'apliquen i avaluen les noves mètriques ALSFW basades en la voxelització, emprant com a referència els atributs extrets a partir del TLS, per a estimar l'alçada, la cobertura i el volum del sotabosc en un ecosistema mediterrani.Crespo Peremarch, P. (2020). Processing and analysis of airborne fullwaveform laser scanning data for the characterization of forest structure and fuel properties [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/153715TESISCompendi

Quantifying Dynamics in Tropical Peat Swamp Forest Biomass with Multi- Temporal LiDAR Datasets

Tropical peat swamp forests in Indonesia store huge amounts of carbon and are responsible for enormous carbon emissions every year due to forest degradation and deforestation. These forest areas are in the focus of REDD+ (reducing emissions from deforestation, forest degradation, and the role of conservation, sustainable management of forests and enhancement of forest carbon stocks) projects, which require an accurate monitoring of their carbon stocks or aboveground biomass (AGB). Our study objective was to evaluate multi-temporal LiDAR measurements of a tropical forested peatland area in Central Kalimantan on Borneo. Canopy height and AGB dynamics were quantified with a special focus on unaffected, selective logged and burned forests. More than 11,000 ha were surveyed with airborne LiDAR in 2007 and 2011. In a first step, the comparability of these datasets was examined and canopy height models were created. Novel AGB regression models were developed on the basis of field inventory measurements and LiDAR derived height histograms for 2007 (r(2) = 0.77, n = 79) and 2011 (r(2) = 0.81, n = 53), taking the different point densities into account. Changes in peat swamp forests were identified by analyzing multispectral imagery. Unaffected forests accumulated on average 20 t/ha AGB with a canopy height increase of 2.3 m over the four year time period. Selective logged forests experienced an average AGB loss of 55 t/ha within 30 m and 42 t/ha within 50 m of detected logging trails, although the mean canopy height increased by 0.5 m and 1.0 m, respectively. Burned forests lost 92% of the initial biomass. These results demonstrate the great potential of repetitive airborne LiDAR surveys to precisely quantify even small scale AGB and canopy height dynamics in remote tropical forests, thereby featuring the needs of REDD+

Advances in Waveform and Photon Counting Lidar Processing for Forest Vegetation Applications

Full waveform (FW) and photon counting LiDAR (PCL) data have garnered greater attention due to increasing data availability, a wealth of information they contain and promising prospects for large scale vegetation mapping. However, many factors such as complex processing steps and scarce non-proprietary tools preclude extensive and practical uses of these data for vegetation characterization. Therefore, the overall goal of this study is to develop algorithms to process FW and PCL data and to explore their potential in real-world applications. Study I explored classical waveform decomposition methods such as the Gaussian decomposition, Richardson–Lucy (RL) deconvolution and a newly introduced optimized Gold deconvolution to process FW LiDAR data. Results demonstrated the advantages of the deconvolution and decomposition method, and the three approaches generated satisfactory results, while the best performances varied when different criteria were used. Built upon Study I, Study II applied the Bayesian non-linear modeling concepts for waveform decomposition and quantified the propagation of error and uncertainty along the processing steps. The performance evaluation and uncertainty analysis at the parameter, derived point cloud and surface model levels showed that the Bayesian decomposition could enhance the credibility of decomposition results in a probabilistic sense to capture the true error of estimates and trace the uncertainty propagation along the processing steps. In study III, we exploited FW LiDAR data to classify tree species through integrating machine learning methods (the Random forests (RF) and Conditional inference forests (CF)) and Bayesian inference method. Results of classification accuracy highlighted that the Bayesian method was a superior alternative to machine learning methods, and rendered users with more confidence for interpreting and applying classification results to real-world tasks such as forest inventory. Study IV focused on developing a framework to derive terrain elevation and vegetation canopy height from test-bed sensor data and to pre-validate the capacity of the upcoming Ice, Cloud and Land Elevation Satellite-2 (ICESat-2) mission. The methodology developed in this study illustrates plausible ways of processing the data that are structurally similar to expected ICESat-2 data and holds the potential to be a benchmark for further method adjustment once genuine ICESat-2 are available

Canopy Height Estimation by Characterizing Waveform LiDAR Geometry Based on Shape-Distance Metric

There have been few approaches developed for the estimation of height using waveform LiDAR data. Unlike any existing methods, we illustrate how the new Moment Distance (MD) framework can characterize the canopy height based on the geometry and return power of the LiDAR waveform without having to go through curve modeling processes. Our approach offers the possibilities of using the raw waveform data to capture vital information from the variety of complex waveform shapes in LiDAR. We assess the relationship of the MD metrics to the key waveform landmarks—such as locations of peaks, power of returns, canopy heights, and height metrics—using synthetic data and real Laser Vegetation Imaging Sensor (LVIS) data. In order to verify the utility of the new approach, we use field measurements obtained through the DESDynI (Deformation, Ecosystem Structure and Dynamics of Ice) campaign. Our results reveal that the MDI can capture temporal dynamics of canopy and segregate generations of stands based on curve shapes. The method satisfactorily estimates the canopy height using the synthetic (r 2 = 0.40) and the LVIS dataset (r 2 = 0.74). The MDI is also comparable with existing RH75 (relative height at 75%) and RH50 (relative height at 50%) height metrics. Furthermore, the MDI shows better correlations with ground-based measurements than relative height metrics. The MDI performs well at any type of waveform shape. This opens the possibility of looking more closely at single-peaked waveforms that usually carries complex extremes

A Framework for Land Cover Classification Using Discrete Return LiDAR Data: Adopting Pseudo-Waveform and Hierarchical Segmentation

Acquiring current, accurate land-use information is critical for monitoring and understanding the impact of anthropogenic activities on natural environments.Remote sensing technologies are of increasing importance because of their capability to acquire information for large areas in a timely manner, enabling decision makers to be more effective in complex environments. Although optical imagery has demonstrated to be successful for land cover classification, active sensors, such as light detection and ranging (LiDAR), have distinct capabilities that can be exploited to improve classification results. However, utilization of LiDAR data for land cover classification has not been fully exploited. Moreover, spatial-spectral classification has recently gained significant attention since classification accuracy can be improved by extracting additional information from the neighboring pixels. Although spatial information has been widely used for spectral data, less attention has been given to LiDARdata. In this work, a new framework for land cover classification using discrete return LiDAR data is proposed. Pseudo-waveforms are generated from the LiDAR data and processed by hierarchical segmentation. Spatial featuresare extracted in a region-based way using a new unsupervised strategy for multiple pruning of the segmentation hierarchy. The proposed framework is validated experimentally on a real dataset acquired in an urban area. Better classification results are exhibited by the proposed framework compared to the cases in which basic LiDAR products such as digital surface model and intensity image are used. Moreover, the proposed region-based feature extraction strategy results in improved classification accuracies in comparison with a more traditional window-based approach

Application of Iterative Noise-adding Procedures for Evaluation of Moment Distance Index for LiDAR Waveforms

The new Moment Distance (MD) framework uses the backscattering profile captured in waveform LiDAR data to characterize the complicated waveform shape and highlight specific regions within the waveform extent. To assess the strength of the new metric for LiDAR application, we use the full-waveform LVIS data acquired over La Selva, Costa Rica in 1998 and 2005. We illustrate how the Moment Distance Index (MDI) responds to waveform shape changes due to variations in signal noise levels. Our results show that the MDI is robust in the face of three different types of noise—additive, uniform additive, and impulse. In effect, the correspondence of the MDI with canopy quasi-height was maintained, as quantified by the coefficient of determination, when comparing original to noise-affected waveforms. We also compare MDIs from noise-affected waveforms to MDIs from smoothed waveforms and found that windows of 1% to 3% of the total wave counts can effectively smooth irregularities on the waveform without risking of the omission of small but important peaks, especially those located in the waveform extremities. Finally, we find a stronger positive relationship of MDI with canopy quasi-height than with the conventional area under curve (AUC) metric, e.g., r2 = 0.62 vs. r2 = 0.35 for the 1998 data and r2 = 0.38 vs. r2 = 0.002 for the 2005 data

Remote sensing technologies for enhancing forest inventories: a review

Forest inventory and management requirements are changing rapidly in the context of an increasingly complex set of economic, environmental, and social policy objectives. Advanced remote sensing technologies provide data to assist in addressing these escalating information needs and to support the subsequent development and parameterization of models for an even broader range of information needs. This special issue contains papers that use a variety of remote sensing technologies to derive forest inventory or inventory-related information. Herein, we review the potential of 4 advanced remote sensing technologies, which we posit as having the greatest potential to influence forest inventories designed to characterize forest resource information for strategic, tactical, and operational planning: airborne laser scanning (ALS), terrestrial laser scanning (TLS), digital aerial photogrammetry (DAP), and high spatial resolution (HSR)/very high spatial resolution (VHSR) satellite optical imagery. ALS, in particular, has proven to be a transformative technology, offering forest inventories the required spatial detail and accuracy across large areas and a diverse range of forest types. The coupling of DAP with ALS technologies will likely have the greatest impact on forest inventory practices in the next decade, providing capacity for a broader suite of attributes, as well as for monitoring growth over time

Estimation of canopy structure and individual trees from laser scanning data

During the last fifteen years, laser scanning has emerged as a data source for forest inventory. Airborne laser scanning (ALS) provides 3D data, which may be used in an automated analysis chain to estimate vegetation properties for large areas. Terrestrial laser scanning (TLS) data are highly accurate 3D ground-based measurements, which may be used for detailed 3D modeling of vegetation elements. The objective of this thesis is to further develop methods to estimate forest information from laser scanning data. The aims are to estimate lists of individual trees from ALS data with accuracy comparable to area-based methods, to collect detailed field reference data using TLS, and to estimate canopy structure from ALS data. The studies were carried out in boreal and hemi-boreal forests in Sweden. Tree crowns were delineated in three dimensions with a model-based clustering approach. The model-based clustering identified more trees than delineation of a surface model, especially for small trees below the dominant tree layer. However, it also resulted in more erroneously delineated tree crowns. Individual trees were estimated with statistical methods from ALS data based on field-measured trees to obtain unbiased results at area level. The accuracy of the estimates was similar for delineation of a surface model (stem density root mean square error or RMSE 32.0%, bias 1.9%; stem volume RMSE 29.7%, bias 3.8%) as for model-based clustering (stem density RMSE 33.3%, bias 1.1%; stem volume RMSE 22.0%, bias 2.5%). Tree positions and stem diameters were estimated from TLS data with an automated method. Stem attributes were then estimated from ALS data trained with trees found from TLS data. The accuracy (diameter at breast height or DBH RMSE 15.4%; stem volume RMSE 34.0%) was almost the same as when trees from a manual field inventory were used as training data (DBH RMSE 15.1%; stem volume RMSE 34.5%). Canopy structure was estimated from discrete return and waveform ALS data. New models were developed based on the Beer-Lambert law to relate canopy volume to the fraction of laser light reaching the ground. Waveform ALS data (canopy volume RMSE 27.6%) described canopy structure better than discrete return ALS data (canopy volume RMSE 36.5%). The methods may be used to estimate canopy structure for large areas