Temporal stability of soil moisture and radar backscatter observed by the advanced Synthetic Aperture Radar (ASAR)

The high spatio-temporal variability of soil moisture is the result of atmospheric forcing and redistribution processes related to terrain, soil, and vegetation characteristics. Despite this high variability, many field studies have shown that in the temporal domain soil moisture measured at specific locations is correlated to the mean soil moisture content over an area. Since the measurements taken by Synthetic Aperture Radar (SAR) instruments are very sensitive to soil moisture it is hypothesized that the temporally stable soil moisture patterns are reflected in the radar backscatter measurements. To verify this hypothesis 73 Wide Swath (WS) images have been acquired by the ENVISAT Advanced Synthetic Aperture Radar (ASAR) over the REMEDHUS soil moisture network located in the Duero basin, Spain. It is found that a time-invariant linear relationship is well suited for relating local scale (pixel) and regional scale (50 km) backscatter. The observed linear model coefficients can be estimated by considering the scattering properties of the terrain and vegetation and the soil moisture scaling properties. For both linear model coefficients, the relative error between observed and modelled values is less than 5 % and the coefficient of determination (R-2) is 86 %. The results are of relevance for interpreting and downscaling coarse resolution soil moisture data retrieved from active (METOP ASCAT) and passive (SMOS, AMSR-E) instruments

Potential of Spaceborne X & L-Band SAR-Data for Soil Moisture Mapping Using GIS and its Application to Hydrological Modelling: the Example of Gottleuba Catchment, Saxony / Germany

Hydrological modelling is a powerful tool for hydrologists and engineers involved in the planning and development of integrated approach for the management of water resources. With the recent advent of computational power and the growing availability of spatial data, RS and GIS technologies can augment to a great extent the conventional methods used in rainfall runoff studies; it is possible to accurately describe watershed characteristics in particularly when determining runoff response to rainfall input. The main objective of this study is to apply the potential of spaceborne SAR data for soil moisture retrieval in order to improve the spatial input parameters required for hydrological modelling. For the spatial database creation, high resolution 2 m aerial laser scanning Digital Terrain Model (DTM), soil map, and landuse map were used. Rainfall records were transformed into a runoff through hydrological parameterisation of the watershed and the river network using HEC-HMS software for rainfall runoff simulation. The Soil Conservation Services Curve Number (SCS-CN) and Soil Moisture Accounting (SMA) loss methods were selected to calculate the infiltration losses. In microwave remote sensing, the study of how the microwave interacts with the earth terrain has always been interesting in interpreting the satellite SAR images. In this research soil moisture was derived from two different types of Spaceborne SAR data; TerraSAR-X and ALOS PALSAR (L band). The developed integrated hydrological model was applied to the test site of the Gottleuba Catchment area which covers approximately 400 sqkm, located south of Pirna (Saxony, Germany). To validate the model historical precipitation data of the past ten years were performed. The validated model was further optimized using the extracted soil moisture from SAR data. The simulation results showed a reasonable match between the simulated and the observed hydrographs. Quantitatively the study concluded that based on SAR data, the model could be used as an expeditious tool of soil moisture mapping which required for hydrological modelling

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Coupled modelling of land surface microwave interactions using ENVISAT ASAR data

In the last decades microwave remote sensing has proven its capability to provide valuable information about the land surface. New sensor generations as e.g. ENVISAT ASAR are capable to provide frequent imagery with an high information content. To make use of these multiple imaging capabilities, sophisticated parameter inversion and assimilation strategies have to be applied. A profound understanding of the microwave interactions at the land surface is therefore essential. The objective of the presented work is the analysis and quantitative description of the backscattering processes of vegetated areas by means of microwave backscattering models. The effect of changing imaging geometries is investigated and models for the description of bare soil and vegetation backscattering are developed. Spatially distributed model parameterisation is realized by synergistic coupling of the microwave scattering models with a physically based land surface process model. This enables the simulation of realistic SAR images, based on bioand geophysical parameters. The adequate preprocessing of the datasets is crucial for quantitative image analysis. A stringent preprocessing and sophisticated terrain geocoding and correction procedure is therefore suggested. It corrects the geometric and radiometric distortions of the image products and is taken as the basis for further analysis steps. A problem in recently available microwave backscattering models is the inadequate parameterisation of the surface roughness. It is shown, that the use of classical roughness descriptors, as the rms height and autocorrelation length, will lead to ambiguous model parameterisations. A new two parameter bare soil backscattering model is therefore recommended to overcome this drawback. It is derived from theoretical electromagnetic model simulations. The new bare soil surface scattering model allows for the accurate description of the bare soil backscattering coefficients. A new surface roughness parameter is introduced in this context, capable to describe the surface roughness components, affecting the backscattering coefficient. It is shown, that this parameter can be directly related to the intrinsic fractal properties of the surface. Spatially distributed information about the surface roughness is needed to derive land surface parameters from SAR imagery. An algorithm for the derivation of the new surface roughness parameter is therefore suggested. It is shown, that it can be derived directly from multitemporal SAR imagery. Starting from that point, the bare soil backscattering model is used to assess the vegetation influence on the signal. By comparison of the residuals between measured backscattering coefficients and those predicted by the bare soil backscattering model, the vegetation influence on the signal can be quantified. Significant difference between cereals (wheat and triticale) and maize is observed in this context. It is shown, that the vegetation influence on the signal can be directly derived from alternating polarisation data for cereal fields. It is dependant on plant biophysical variables as vegetation biomass and water content. The backscattering behaviour of a maize stand is significantly different from that of other cereals, due to its completely different density and shape of the plants. A dihedral corner reflection between the soil and the stalk is identified as the major source of backscattering from the vegetation. A semiempirical maize backscattering model is suggested to quantify the influences of the canopy over the vegetation period. Thus, the different scattering contributions of the soil and vegetation components are successfully separated. The combination of the bare soil and vegetation backscattering models allows for the accurate prediction of the backscattering coefficient for a wide range of surface conditions and variable incidence angles. To enable the spatially distributed simulation of the SAR backscattering coefficient, an interface to a process oriented land surface model is established, which provides the necessary input variables for the backscattering model. Using this synergistic, coupled modelling approach, a realistic simulation of SAR images becomes possible based on land surface model output variables. It is shown, that this coupled modelling approach leads to promising and accurate estimates of the backscattering coefficients. The remaining residuals between simulated and measured backscatter values are analysed to identify the sources of uncertainty in the model. A detailed field based analysis of the simulation results revealed that imprecise soil moisture predictions by the land surface model are a major source of uncertainty, which can be related to imprecise soil texture distribution and soil hydrological properties. The sensitivity of the backscattering coefficient to the soil moisture content of the upper soil layer can be used to generate soil moisture maps from SAR imagery. An algorithm for the inversion of soil moisture from the upper soil layer is suggested and validated. It makes use of initial soil moisture values, provided by the land surface process model. Soil moisture values are inverted by means of the coupled land surface backscattering model. The retrieved soil moisture results have an RMSE of 3.5 Vol %, which is comparable to the measurement accuracy of the reference field data. The developed models allow for the accurate prediction of the SAR backscattering coefficient. The various soil and vegetation scattering contributions can be separated. The direct interface to a physically based land surface process model allows for the spatially distributed modelling of the backscattering coefficient and the direct assimilation of remote sensing data into a land surface process model. The developed models allow for the derivation of static and dynamic landsurface parameters, as e.g. surface roughness, soil texture, soil moisture and biomass from remote sensing data and their assimilation in process models. They are therefore reliable tools, which can be used for sophisticated practice oriented problem solutions in manifold manner in the earth and environmental sciences

Widespread occurrence of anomalous C-band backscatter signals in arid environments caused by subsurface scattering

Backscatter measured by scatterometers and Synthetic Aperture Radars is sensitive to the dielectric properties of the soil and normally increases with increasing soil moisture content. However, when the soil is dry, the radar waves penetrate deeper into the soil, potentially sensing subsurface scatterers such as near-surface rocks and stones. In this paper we propose an exponential model to describe the impact of such subsurface scatterers on C-Band backscatter measurements acquired by the Advanced Scatterometer (ASCAT) on board of the METOP satellites. The model predicts an increase of the subsurface scattering contributions with decreasing soil wetness that may counteract the signal from the soil surface. This may cause anomalous backscatter signals that deteriorate soil moisture retrievals from ASCAT. We test whether this new model is able to explain ASCAT observations better than a bare soil backscatter model without a subsurface scattering term, using k-fold cross validation and the Bayesian Information Criterion for model selection. We find that arid landscapes with Leptosols and Arenosols represent ideal environmental conditions for the occurrence of subsurface scattering. Nonetheless, subsurface scattering may also become important in more humid environments during dry spells. We conclude that subsurface scattering is a widespread phenomenon that (i) needs to be accounted for in active microwave soil moisture retrievals and (ii) has a potential for soil mapping, particularly in arid and semi-arid environments

Monitoring crops water needs at high spatio-temporal resolution by synergy of optical/thermal and radar observations

L'optimisation de la gestion de l'eau en agriculture est essentielle dans les zones semi-arides afin de préserver les ressources en eau qui sont déjà faibles et erratiques dues à des actions humaines et au changement climatique. Cette thèse vise à utiliser la synergie des observations de télédétection multispectrales (données radar, optiques et thermiques) pour un suivi à haute résolution spatio-temporelle des besoins en eau des cultures. Dans ce contexte, différentes approches utilisant divers capteurs (Landsat-7/8, Sentinel-1 et MODIS) ont été developpées pour apporter une information sur l'humidité du sol (SM) et le stress hydrique des cultures à une échelle spatio-temporelle pertinente pour la gestion de l'irrigation. Ce travail va parfaitement dans le sens des objectifs du projet REC "Root zone soil moisture Estimates at the daily and agricultural parcel scales for Crop irrigation management and water use impact: a multi-sensor remote sensing approach" (http://rec.isardsat.com/) qui visent à estimer l'humidité du sol dans la zone racinaire (RZSM) afin d'optimiser la gestion de l'eau d'irrigation. Des approches innovantes et prometteuses sont mises en place pour estimer l'évapotranspiration (ET), RZSM, la température de surface du sol (LST) et le stress hydrique de la végétation à travers des indices de SM dérivés des observations multispectrales à haute résolution spatio-temporelle. Les méthodologies proposées reposent sur des méthodes basées sur l'imagerie, la modélisation du transfert radiatif et la modélisation du bilan hydrique et d'énergie et sont appliquées dans une région à climat semi-aride (centre du Maroc). Dans le cadre de ma thèse, trois axes ont été explorés. Dans le premier axe, un indice de RZSM dérivé de LST-Landsat est utilisé pour estimer l'ET sur des parcelles de blé et des sols nus. L'estimation par modélisation de ET a été explorée en utilisant l'équation de Penman-monteith modifiée obtenue en introduisant une relation empirique simple entre la résistance de surface (rc) et l'indice de RZSM. Ce dernier est estimé à partir de la température de surface (LST) dérivée de Landsat, combinée avec les températures extrêmes (en conditions humides et sèches) simulée par un modèle de bilan d'énergie de surface piloté par le forçage météorologique et la fraction de couverture végétale dérivée de Landsat. La méthode utilisée est calibrée et validée sur deux parcelles de blé situées dans la même zone près de Marrakech au Maroc. Dans l'axe suivant, une méthode permettant de récupérer la SM de la surface (0-5 cm) à une résolution spatiale et temporelle élevée est développée à partir d'une synergie entre données radar (Sentinel-1) et thermique (Landsat) et en utilisant un modèle de bilan d'énergie du sol. L'approche développée a été validée sur des parcelles agricoles en sol nu et elle donne une estimation précise de la SM avec une différence quadratique moyenne en comparant à la SM in situ, égale à 0,03 m3 m-3. Dans le dernier axe, une nouvelle méthode est développée pour désagréger la MODIS LST de 1 km à 100 m de résolution en intégrant le SM proche de la surface dérivée des données radar Sentinel-1 et l'indice de végétation optique dérivé des observations Landsat. Le nouvel algorithme, qui inclut la rétrodiffusion S-1 en tant qu'entrée dans la désagrégation, produit des résultats plus stables et robustes au cours de l'année sélectionnée. Dont, 3,35 °C était le RMSE le plus bas et 0,75 le coefficient de corrélation le plus élevé évalués en utilisant le nouvel algorithme.Optimizing water management in agriculture is essential over semi-arid areas in order to preserve water resources which are already low and erratic due to human actions and climate change. This thesis aims to use the synergy of multispectral remote sensing observations (radar, optical and thermal data) for high spatio-temporal resolution monitoring of crops water needs. In this context, different approaches using various sensors (Landsat-7/8, Sentinel-1 and MODIS) have been developed to provide information on the crop Soil Moisture (SM) and water stress at a spatio-temporal scale relevant to irrigation management. This work fits well the REC "Root zone soil moisture Estimates at the daily and agricultural parcel scales for Crop irrigation management and water use impact: a multi-sensor remote sensing approach" (http://rec.isardsat.com/) project objectives, which aim to estimate the Root Zone Soil Moisture (RZSM) for optimizing the management of irrigation water. Innovative and promising approaches are set up to estimate evapotranspiration (ET), RZSM, land surface temperature (LST) and vegetation water stress through SM indices derived from multispectral observations with high spatio-temporal resolution. The proposed methodologies rely on image-based methods, radiative transfer modelling and water and energy balance modelling and are applied in a semi-arid climate region (central Morocco). In the frame of my PhD thesis, three axes have been investigated. In the first axis, a Landsat LST-derived RZSM index is used to estimate the ET over wheat parcels and bare soil. The ET modelling estimation is explored using a modified Penman-Monteith equation obtained by introducing a simple empirical relationship between surface resistance (rc) and a RZSM index. The later is estimated from Landsat-derived land surface temperature (LST) combined with the LST endmembers (in wet and dry conditions) simulated by a surface energy balance model driven by meteorological forcing and Landsat-derived fractional vegetation cover. The investigated method is calibrated and validated over two wheat parcels located in the same area near Marrakech City in Morocco. In the next axis, a method to retrieve near surface (0-5 cm) SM at high spatial and temporal resolution is developed from a synergy between radar (Sentinel-1) and thermal (Landsat) data and by using a soil energy balance model. The developed approach is validated over bare soil agricultural fields and gives an accurate estimates of near surface SM with a root mean square difference compared to in situ SM equal to 0.03 m3 m-3. In the final axis a new method is developed to disaggregate the 1 km resolution MODIS LST at 100 m resolution by integrating the near surface SM derived from Sentinel-1 radar data and the optical-vegetation index derived from Landsat observations. The new algorithm including the S-1 backscatter as input to the disaggregation, produces more stable and robust results during the selected year. Where, 3.35 °C and 0.75 were the lowest RMSE and the highest correlation coefficient assessed using the new algorithm

Textural and Compositional Characterization of Wadi Feiran Deposits, Sinai Peninsula, Egypt, Using Radarsat-1, PALSAR, SRTM and ETM+ Data

The present work aims at identifying favorable locations for groundwater resources harvesting and extraction along the Wadi Feiran basin, SW Sinai Peninsula, Egypt, in an effort to facilitate new development projects in this area. Landsat ETM+, Radarsat-1 and PALSAR images of Wadi Feiran basin were used in this work to perform multisource data fusion and texture analysis, in order to classify the wadi deposits based on grain size distribution and predominant rock composition as this information may lead to the location of new groundwater resources. An unsupervised classification was first performed on two sets of fused images (i.e., ETM+/Radarsat-1 and ETM+/PALSAR) resulting in five classes (hybrid classes) describing the main alluvial sediments in the wadi system. Some variations in the spatial distribution of individual classes were observed, due to the different spectral and spatial resolutions of Radarsat-1 (C-band, 12.5 m) and PALSAR (L-band, 6.25 m) data. Alluvial deposits are mixtures of parent rocks located further upstream often at a great distance. In order to classify the alluvial deposits in terms of individual rock types (endmembers), a spectral linear unmixing of the optical ETM+ image was performed. Subsequently, each class of the fused (hybrid) images was correlated with (1) individual rock type fractions (endmembers) obtained from spectrally unmixing the ETM+ image, (2) the geocoded and calibrated radar images (Radarsat-1 and PALSAR) and, (3) the slope map generated from the SRTM data. The goal was to determine predominant rock composition, mean backscatter and slope values for each of the five hybrid classes. Backscatter coefficient values extracted from both radar data (C- and L-band) were correlated and checked in the field, confirming that both wavelengths produced more or less similar textural classes that correspond to specific grain or fragment sizes of alluvial deposits. However, comparison of the spatial distribution of matching hybrid classes showed some variations due to the greater discrimination power of surface texture by Radarsat-1 C-band despite its lower spatial resolution. Furthermore, both hybrid classification results showed that regardless of elevation, areas that are covered by fine and moderate grains (fine sand to pebble) and are located along gentle terrains are favorable for groundwater recharge; while areas that are covered by very coarse grains (cobble to boulder) and are located along steep terrains are more likely to be affected by flash floods

Shuttle imaging radar-C science plan

The Shuttle Imaging Radar-C (SIR-C) mission will yield new and advanced scientific studies of the Earth. SIR-C will be the first instrument to simultaneously acquire images at L-band and C-band with HH, VV, HV, or VH polarizations, as well as images of the phase difference between HH and VV polarizations. These data will be digitally encoded and recorded using onboard high-density digital tape recorders and will later be digitally processed into images using the JPL Advanced Digital SAR Processor. SIR-C geologic studies include cold-region geomorphology, fluvial geomorphology, rock weathering and erosional processes, tectonics and geologic boundaries, geobotany, and radar stereogrammetry. Hydrology investigations cover arid, humid, wetland, snow-covered, and high-latitude regions. Additionally, SIR-C will provide the data to identify and map vegetation types, interpret landscape patterns and processes, assess the biophysical properties of plant canopies, and determine the degree of radar penetration of plant canopies. In oceanography, SIR-C will provide the information necessary to: forecast ocean directional wave spectra; better understand internal wave-current interactions; study the relationship of ocean-bottom features to surface expressions and the correlation of wind signatures to radar backscatter; and detect current-system boundaries, oceanic fronts, and mesoscale eddies. And, as the first spaceborne SAR with multi-frequency, multipolarization imaging capabilities, whole new areas of glaciology will be opened for study when SIR-C is flown in a polar orbit

SYNTHETIC APERTURE RADAR OBSERVATIONS AT SALAR DE PAJONALES, CHILE

Remotely sensed microwave radars provide the spatial and temporal coverage needed to improve our understanding of the relationship between moisture content and salt pan mineralogy and, ultimately, climate variability. Moisture content in the surface and near-surface crusts found in salt pan environments, such as salt pan, has a significant impact on the backscatter values recorded by synthetic aperture radar (SAR) systems. This is because moisture affects the dielectric constant and surface roughness of the saline surface, which in turn influences the amount of electromagnetic energy reflected back to the SAR sensor. Changes in backscatter values are attributed to seasonal and interannual variations in salar surface properties (dielectric constant and surface roughness) and correlate with variations in regional climate trends. To better understand the spatial and seasonal dynamics of a salt pan (also known as salar), this study interprets a series of Sentinel-1 SAR images collected over Salar de Pajonales, Chile between 01 January 2019 and 31 December 2021. A total of 171 images were collected at 6-day intervals and processed using the Alaska Satellite Facility’s Hyp3 pipeline. An image stack was compiled and a time series was explored with the open-source, cloud-based platform, OpenSARLab. The time series of a mixed evaporite-mineral surface (composite surface) revealed that seasonal changes in dielectric properties and surface roughness drive variations in backscatter values at Salar de Pajonales. Rougher surfaces had stronger backscatter values in areas with higher surface roughness, except in wet conditions when increased soil moisture led to higher dielectric properties and, consequently, increased backscatter values. Mean backscatter values varied across the salar, with greater variability for the composite surface. These results underscore the significance of both dielectric properties and surface roughness when interpreting SAR data in salt pan environments, such as Salar de Pajonales. Future field studies on different salar surfaces are needed. Those studies should include in situ surface and near-surface water samples, the composition of sediment samples, and the installation of climate stations. These surface data would enable precise dielectric constant and surface roughness models and subsequently, better remotely sensed soil moisture measurements