Validation of Canopy Height Profile methodology for small-footprint full-waveform airborne LiDAR data in a discontinuous canopy environment

A Canopy Height Profile (CHP) procedure presented in Harding et al. (2001) for large footprint LiDAR data was tested in a closed canopy environment as a way of extracting vertical foliage profiles from LiDAR raw-waveform. In this study, an adaptation of this method to small-footprint data has been shown, tested and validated in an Australian sparse canopy forest at plot- and site-level. Further, the methodology itself has been enhanced by implementing a dataset-adjusted reflectance ratio calculation according to Armston et al. (2013) in the processing chain, and tested against a fixed ratio of 0.5 estimated for the laser wavelength of 1550nm. As a by-product of the methodology, effective leaf area index (LAIe) estimates were derived and compared to hemispherical photography-derived values. To assess the influence of LiDAR aggregation area size on the estimates in a sparse canopy environment, LiDAR CHPs and LAIes were generated by aggregating waveforms to plot- and site-level footprints (plot/site-aggregated) as well as in 5m grids (grid-processed). LiDAR profiles were then compared to leaf biomass field profiles generated based on field tree measurements. The correlation between field and LiDAR profiles was very high, with a mean R2 of 0.75 at plot-level and 0.86 at site-level for 55 plots and the corresponding 11 sites. Gridding had almost no impact on the correlation between LiDAR and field profiles (only marginally improvement), nor did the dataset-adjusted reflectance ratio. However, gridding and the dataset-adjusted reflectance ratio were found to improve the correlation between raw-waveform LiDAR and hemispherical photography LAIe estimates, yielding the highest correlations of 0.61 at plot-level and of 0.83 at site-level. This proved the validity of the approach and superiority of dataset-adjusted reflectance ratio of Armston et al. (2013) over a fixed ratio of 0.5 for LAIe estimation, as well as showed the adequacy of small-footprint LiDAR data for LAIe estimation in discontinuous canopy forests

Interannual variability of carbon uptake of secondary forests in the Brazilian Amazon (2004‐2014)

Tropical secondary forests (SF) play an important role in the global carbon cycle as a major terrestrial carbon sink. Here, we use high-resolution TerraClass data set for tracking land use activities in the Brazilian Amazon from 2004–2014 to detect spatial patterns and carbon sequestration dynamics of secondary forests (SF). By integrating satellite lidar and radar observations, we found the SF area in the Brazilian Amazon increased from approximately 22 Mha (10^6 ha) in 2004 to 28 Mha in 2014. However, the expansion in area was also accompanied by a dynamic land use activity that resulted in about 50% recycling of SF area annually from frequent clearing and abandonment. Consequently, the average age of SF remained less than 10 years (age ~8.2 with one standard deviation of 3.2 spatially) over the period of the study. Estimation of changes of carbon stocks shows that SF accumulates approximately 8.5 Mg ha^−1 year^−1 aboveground biomass during the first 10 years after clearing and abandonment, 4.5 Mg ha^−1 year^−1 for the next 10 years followed by a more gradual increase of 3 Mg ha^−1 year^−1 from 20 to 30 years with much slower rate thereafter. The effective carbon uptake of SF in Brazilian Amazon was negligible (0.06 ± 0.03 PgC year^−1) during this period, but the interannual variability was significantly larger (±0.2 PgC year^−1). If the SF areas were left to grow without further clearing for 100 years, it would absorb about 0.14 PgC year^−1 from the atmosphere, partially compensating the emissions from current rate of deforestation in the Brazilian Amazon.Published versio

Different methodologies for calculating crown volume of Platanus hispanica trees by terrestial laser scanner and comparison with classical dendrometric measurements

Terrestrial laser scanners (TLSs) are used in forestry and fruit culture applications to perform a threedimensional geometrical characterization of trees and so make it easier to develop management systems based on that information. In addition, this data can improve the accuracy of dendrometric variable estimations, such as crown volume, obtained by standard methods. The main objective of this paper is to compare classical methods for crown volume estimation with the volumes obtained from the processing of point clouds obtained using a terrestrial laser scanner (TLS) on urban Platanus hispanica trees. This will allow faster quantification of residual biomass from pruning and therefore an improved management in future. The methods applied using TLS data were also evaluated in terms of processing speed. A set of 30 specimens were selected and their main dendrometric parameters (such as diameter breast height, crown diameter, total height, and distance from the crown base to the soil) were manually measured using classical methods. From these dendrometric parameters, the apparent crown volumes were calculated using three geometric models: cone, hemisphere, and paraboloid. Simultaneously, these trees were scanned with a Leica ScanStation2. A laser point cloud was registered for each tree and processed to obtain the crown volumes. Four processing methods were analyzed: (a) convex hull (an irregular polyhedral surface formed by triangles that surround the crown) applied to the whole point cloud that forms the crown; (b) convex hull using slices of 10 cm in height from the top to the base of the crown; (c) XY triangulation in horizontal sections; and (d) voxel discretization. All the obtained volumes (derived from classical methods and TLS) were assessed and compared. The regression equations that compare the volumes obtained by dendrometry and those derived from TLS data showed coefficients of determination (R2) greater than 0.78. The highest R2 (0.89) was obtained in the comparison between the volume calculated using a paraboloid and flat sections, which was also the fastest method. These results show the potential of TLS for predicting the crown volumes of urban trees, such as P. hispanica, to help improve their management, especially the quantification of residual biomass.The authors appreciate the financial support provided by the Spanish Ministry of Science and Innovation in the framework of the Project AGL2010-15334 and by the Generalitat Valenciana in the framework of the Project GV/2012/003.Fernández-Sarría, A.; Martínez, L.; Velázquez Martí, B.; Sajdak, M.; Estornell Cremades, J.; Recio Recio, JA. (2013). Different methodologies for calculating crown volume of Platanus hispanica trees by terrestial laser scanner and comparison with classical dendrometric measurements. Computers and Electronics in Agriculture. 90(1):176-185. https://doi.org/10.1016/j.compag.2012.09.017S17618590

The use of airborne laser scanning to develop a pixel-based stratification for a verified carbon offset project

Background The voluntary carbon market is a new and growing market that is increasingly important to consider in managing forestland. Monitoring, reporting, and verifying carbon stocks and fluxes at a project level is the single largest direct cost of a forest carbon offset project. There are now many methods for estimating forest stocks with high accuracy that use both Airborne Laser Scanning (ALS) and high-resolution optical remote sensing data. However, many of these methods are not appropriate for use under existing carbon offset standards and most have not been field tested. Results This paper presents a pixel-based forest stratification method that uses both ALS and optical remote sensing data to optimally partition the variability across an ~10,000 ha forest ownership in Mendocino County, CA, USA. This new stratification approach improved the accuracy of the forest inventory, reduced the cost of field-based inventory, and provides a powerful tool for future management planning. This approach also details a method of determining the optimum pixel size to best partition a forest. Conclusions The use of ALS and optical remote sensing data can help reduce the cost of field inventory and can help to locate areas that need the most intensive inventory effort. This pixel-based stratification method may provide a cost-effective approach to reducing inventory costs over larger areas when the remote sensing data acquisition costs can be kept low on a per acre basis

Mapping biomass with remote sensing: a comparison of methods for the case study of Uganda

<p>Abstract</p> <p>Background</p> <p>Assessing biomass is gaining increasing interest mainly for bioenergy, climate change research and mitigation activities, such as reducing emissions from deforestation and forest degradation and the role of conservation, sustainable management of forests and enhancement of forest carbon stocks in developing countries (REDD+). In response to these needs, a number of biomass/carbon maps have been recently produced using different approaches but the lack of comparable reference data limits their proper validation. The objectives of this study are to compare the available maps for Uganda and to understand the sources of variability in the estimation. Uganda was chosen as a case-study because it presents a reliable national biomass reference dataset.</p> <p>Results</p> <p>The comparison of the biomass/carbon maps show strong disagreement between the products, with estimates of total aboveground biomass of Uganda ranging from 343 to 2201 Tg and different spatial distribution patterns. Compared to the reference map based on country-specific field data and a national Land Cover (LC) dataset (estimating 468 Tg), maps based on biome-average biomass values, such as the Intergovernmental Panel on Climate Change (IPCC) default values, and global LC datasets tend to strongly overestimate biomass availability of Uganda (ranging from 578 to 2201 Tg), while maps based on satellite data and regression models provide conservative estimates (ranging from 343 to 443 Tg). The comparison of the maps predictions with field data, upscaled to map resolution using LC data, is in accordance with the above findings. This study also demonstrates that the biomass estimates are primarily driven by the biomass reference data while the type of spatial maps used for their stratification has a smaller, but not negligible, impact. The differences in format, resolution and biomass definition used by the maps, as well as the fact that some datasets are not independent from the reference data to which they are compared, are considered in the interpretation of the results.</p> <p>Conclusions</p> <p>The strong disagreement between existing products and the large impact of biomass reference data on the estimates indicate that the first, critical step to improve the accuracy of the biomass maps consists of the collection of accurate biomass field data for all relevant vegetation types. However, detailed and accurate spatial datasets are crucial to obtain accurate estimates at specific locations.</p

Mapping and monitoring carbon stocks with satellite observations: a comparison of methods

Mapping and monitoring carbon stocks in forested regions of the world, particularly the tropics, has attracted a great deal of attention in recent years as deforestation and forest degradation account for up to 30% of anthropogenic carbon emissions, and are now included in climate change negotiations. We review the potential for satellites to measure carbon stocks, specifically aboveground biomass (AGB), and provide an overview of a range of approaches that have been developed and used to map AGB across a diverse set of conditions and geographic areas. We provide a summary of types of remote sensing measurements relevant to mapping AGB, and assess the relative merits and limitations of each. We then provide an overview of traditional techniques of mapping AGB based on ascribing field measurements to vegetation or land cover type classes, and describe the merits and limitations of those relative to recent data mining algorithms used in the context of an approach based on direct utilization of remote sensing measurements, whether optical or lidar reflectance, or radar backscatter. We conclude that while satellite remote sensing has often been discounted as inadequate for the task, attempts to map AGB without satellite imagery are insufficient. Moreover, the direct remote sensing approach provided more coherent maps of AGB relative to traditional approaches. We demonstrate this with a case study focused on continental Africa and discuss the work in the context of reducing uncertainty for carbon monitoring and markets

A Macroecological Analysis of SERA Derived Forest Heights and Implications for Forest Volume Remote Sensing

Individual trees have been shown to exhibit strong relationships between DBH, height and volume. Often such studies are cited as justification for forest volume or standing biomass estimation through remote sensing. With resolution of common satellite remote sensing systems generally too low to resolve individuals, and a need for larger coverage, these systems rely on descriptive heights, which account for tree collections in forests. For remote sensing and allometric applications, this height is not entirely understood in terms of its location. Here, a forest growth model (SERA) analyzes forest canopy height relationships with forest wood volume. Maximum height, mean, H100, and Lorey's height are examined for variability under plant number density, resource and species. Our findings, shown to be allometrically consistent with empirical measurements for forested communities world-wide, are analyzed for implications to forest remote sensing techniques such as LiDAR and RADAR. Traditional forestry measures of maximum height, and to a lesser extent H100 and Lorey's, exhibit little consistent correlation with forest volume across modeled conditions. The implication is that using forest height to infer volume or biomass from remote sensing requires species and community behavioral information to infer accurate estimates using height alone. SERA predicts mean height to provide the most consistent relationship with volume of the height classifications studied and overall across forest variations. This prediction agrees with empirical data collected from conifer and angiosperm forests with plant densities ranging between 102–106 plants/hectare and heights 6–49 m. Height classifications investigated are potentially linked to radar scattering centers with implications for allometry. These findings may be used to advance forest biomass estimation accuracy through remote sensing. Furthermore, Lorey's height with its specific relationship to remote sensing physics is recommended as a more universal indicator of volume when using remote sensing than achieved using either maximum height or H100

The Laegeren site: an augmented forest laboratory combining 3-D reconstruction and radiative transfer models for trait-based assessment of functional diversity

Given the increased pressure on forests and their diversity in the context of global change, new ways of monitoring diversity are needed. Remote sensing has the potential to inform essential biodiversity variables on the global scale, but validation of data and products, particularly in remote areas, is difficult. We show how radiative transfer (RT) models, parameterized with a detailed 3-D forest reconstruction based on laser scanning, can be used to upscale leaf-level information to canopy scale. The simulation approach is compared with actual remote sensing data, showing very good agreement in both the spectral and spatial domains. In addition, we compute a set of physiological and morphological traits from airborne imaging spectroscopy and laser scanning data and show how these traits can be used to estimate the functional richness of a forest at regional scale. The presented RT modeling framework has the potential to prototype and validate future spaceborne observation concepts aimed at informing variables of biodiversity, while the trait-based mapping of diversity could augment in situ networks of diversity, providing effective spatiotemporal gap filling for a comprehensive assessment of changes to diversity