A COMPARISON BETWEEN DATA-DRIVEN AND PHYSICS OF FAILURE PHM APPROACHES FOR SOLDER JOINT FATIGUE

Prognostics and systems health management technology is an enabling discipline of technologies and methods with the potential of solving reliability problems that have been manifested due to complexities in design, manufacturing, environmental and operational use conditions, and maintenance. Over the past decade, research has been conducted in PHM to provide benefits such as advance warning of failures, enable forecasted maintenance, improve system qualification, extend system life, and diagnose intermittent failures that can lead to field failure returns exhibiting no-fault-found symptoms. While there are various methods to perform prognostics, including model-based and data-driven methods, these methods have some key disadvantages. This thesis presents a fusion prognostics approach, which combines or ―fuses together‖ the model based and data-driven approaches, to enable increasingly better estimates of remaining useful life. A case study using an electronics system to illustrate a step by step implementation of the fusion approach is also presented. The various benefits of the fusion approach and suggestions for future work are included

An investigation into the prognosis of electromagnetic relays.

Electrical contacts provide a well-proven solution to switching various loads in a wide variety of applications, such as power distribution, control applications, automotive and telecommunications. However, electrical contacts are known for limited reliability due to degradation effects upon the switching contacts due to arcing and fretting. Essentially, the life of the device may be determined by the limited life of the contacts. Failure to trip, spurious tripping and contact welding can, in critical applications such as control systems for avionics and nuclear power application, cause significant costs due to downtime, as well as safety implications. Prognostics provides a way to assess the remaining useful life (RUL) of a component based on its current state of health and its anticipated future usage and operating conditions. In this thesis, the effects of contact wear on a set of electromagnetic relays used in an avionic power controller is examined, and how contact resistance combined with a prognostic approach, can be used to ascertain the RUL of the device. Two methodologies are presented, firstly a Physics based Model (PbM) of the degradation using the predicted material loss due to arc damage. Secondly a computationally efficient technique using posterior degradation data to form a state space model in real time via a Sliding Window Recursive Least Squares (SWRLS) algorithm. Health monitoring using the presented techniques can provide knowledge of impending failure in high reliability applications where the risks associated with loss-of-functionality are too high to endure. The future states of the systems has been estimated based on a Particle and Kalman-filter projection of the models via a Bayesian framework. Performance of the prognostication health management algorithm during the contacts life has been quantified using performance evaluation metrics. Model predictions have been correlated with experimental data. Prognostic metrics including Prognostic Horizon (PH), alpha-Lamda (α-λ), and Relative Accuracy have been used to assess the performance of the damage proxies and a comparison of the two models made

Advanced methodologies for reliability-based design optimization and structural health prognostics

Failures of engineered systems can lead to significant economic and societal losses. To minimize the losses, reliability must be ensured throughout the system's lifecycle in the presence of manufacturing variability and uncertain operational conditions. Many reliability-based design optimization (RBDO) techniques have been developed to ensure high reliability of engineered system design under manufacturing variability. Schedule-based maintenance, although expensive, has been a popular method to maintain highly reliable engineered systems under uncertain operational conditions. However, so far there is no cost-effective and systematic approach to ensure high reliability of engineered systems throughout their lifecycles while accounting for both the manufacturing variability and uncertain operational conditions. Inspired by an intrinsic ability of systems in ecology, economics, and other fields that is able to proactively adjust their functioning to avoid potential system failures, this dissertation attempts to adaptively manage engineered system reliability during its lifecycle by advancing two essential and co-related research areas: system RBDO and prognostics and health management (PHM). System RBDO ensures high reliability of an engineered system in the early design stage, whereas capitalizing on PHM technology enables the system to proactively avoid failures in its operation stage. Extensive literature reviews in these areas have identified four key research issues: (1) how system failure modes and their interactions can be analyzed in a statistical sense; (2) how limited data for input manufacturing variability can be used for RBDO; (3) how sensor networks can be designed to effectively monitor system health degradation under highly uncertain operational conditions; and (4) how accurate and timely remaining useful lives of systems can be predicted under highly uncertain operational conditions. To properly address these key research issues, this dissertation lays out four research thrusts in the following chapters: Chapter 3 - Complementary Intersection Method for System Reliability Analysis, Chapter 4 - Bayesian Approach to RBDO, Chapter 5 - Sensing Function Design for Structural Health Prognostics, and Chapter 6 - A Generic Framework for Structural Health Prognostics. Multiple engineering case studies are presented to demonstrate the feasibility and effectiveness of the proposed RBDO and PHM techniques for ensuring and improving the reliability of engineered systems within their lifecycles

Review of Health Prognostics and Condition Monitoring of Electronic Components

To meet the specifications of low cost, highly reliable electronic devices, fault diagnosis techniques play an essential role. It is vital to find flaws at an early stage in design, components, material, or manufacturing during the initial phase. This review paper attempts to summarize past development and recent advances in the areas about green manufacturing, maintenance, remaining useful life (RUL) prediction, and like. The current state of the art in reliability research for electronic components, mainly includes failure mechanisms, condition monitoring, and residual lifetime evaluation is explored. A critical analysis of reliability studies to identify their relative merits and usefulness of the outcome of these studies' vis-a-vis green manufacturing is presented. The wide array of statistical, empirical, and intelligent tools and techniques used in the literature are then identified and mapped. Finally, the findings are summarized, and the central research gap is highlighted

Remote monitoring and failure prediction of guiding elements and diverting pulleys in passenger elevators

Accelerated urbanization has lead to the rising height of buildings and demand for intensive high performance of elevators in recent years. Consequently, condition monitoring has become a highly desirable capability as the complexity of elevator systems increased. The goal of this study is to develop a monitoring method for elevator components which are subjected to mechanical degradation and failures. The method is capable of indicating the current health condition, predicting future failure as well as detecting emerging issues during operation. Studies of the fundamental principle of elements of condition monitoring such as measurement and measuring equipment, remaining useful life models laid the foundation for new method developing. Moreover, there were reviews of the implementation of health management systems in aerospace and marine industry. A prototype was built from the inductive sensor and open sources embedded system. The device has been installed in two different elevators for data acquisition. Basic data visualization and analysis models were employed for current health state assessment and failure trend prediction. The results include validation of the condition monitoring method and prediction of time-to-failure. Arithmetic means of displacement data determined operating condition whereas the linear regression model was used to predict failure event. Moreover, while suggesting the potential usefulness of the method for system condition assessment, the analysis of the data also exposed challenges inconsistency of the measuring method, data filtering technique as well as large data size requirement

Methods of Technical Prognostics Applicable to Embedded Systems

Hlavní cílem dizertace je poskytnutí uceleného pohledu na problematiku technické prognostiky, která nachází uplatnění v tzv. prediktivní údržbě založené na trvalém monitorování zařízení a odhadu úrovně degradace systému či jeho zbývající životnosti a to zejména v oblasti komplexních zařízení a strojů. V současnosti je technická diagnostika poměrně dobře zmapovaná a reálně nasazená na rozdíl od technické prognostiky, která je stále rozvíjejícím se oborem, který ovšem postrádá větší množství reálných aplikaci a navíc ne všechny metody jsou dostatečně přesné a aplikovatelné pro embedded systémy. Dizertační práce přináší přehled základních metod použitelných pro účely predikce zbývající užitné životnosti, jsou zde popsány metriky pomocí, kterých je možné jednotlivé přístupy porovnávat ať už z pohledu přesnosti, ale také i z pohledu výpočetní náročnosti. Jedno z dizertačních jader tvoří doporučení a postup pro výběr vhodné prognostické metody s ohledem na prognostická kritéria. Dalším dizertačním jádrem je představení tzv. částicového filtrovaní (particle filtering) vhodné pro model-based prognostiku s ověřením jejich implementace a porovnáním. Hlavní dizertační jádro reprezentuje případovou studii pro velmi aktuální téma prognostiky Li-Ion baterii s ohledem na trvalé monitorování. Případová studie demonstruje proces prognostiky založené na modelu a srovnává možné přístupy jednak pro odhad doby před vybitím baterie, ale také sleduje možné vlivy na degradaci baterie. Součástí práce je základní ověření modelu Li-Ion baterie a návrh prognostického procesu.The main aim of the thesis is to provide a comprehensive overview of technical prognosis, which is applied in the condition based maintenance, based on continuous device monitoring and remaining useful life estimation, especially in the field of complex equipment and machinery. Nowadays technical prognosis is still evolving discipline with limited number of real applications and is not so well developed as technical diagnostics, which is fairly well mapped and deployed in real systems. Thesis provides an overview of basic methods applicable for prediction of remaining useful life, metrics, which can help to compare the different approaches both in terms of accuracy and in terms of computational/deployment cost. One of the research cores consists of recommendations and guide for selecting the appropriate forecasting method with regard to the prognostic criteria. Second thesis research core provides description and applicability of particle filtering framework suitable for model-based forecasting. Verification of their implementation and comparison is provided. The main research topic of the thesis provides a case study for a very actual Li-Ion battery health monitoring and prognostics with respect to continuous monitoring. The case study demonstrates the prognostic process based on the model and compares the possible approaches for estimating both the runtime and capacity fade. Proposed methodology is verified on real measured data.

Prognostics and health management of power electronics

Prognostics and health management (PHM) is a major tool enabling systems to evaluate their reliability in real-time operation. Despite ground-breaking advances in most engineering and scientific disciplines during the past decades, reliability engineering has not seen significant breakthroughs or noticeable advances. Therefore, self-awareness of the embedded system is also often required in the sense that the system should be able to assess its own health state and failure records, and those of its main components, and take action appropriately. This thesis presents a radically new prognostics approach to reliable system design that will revolutionise complex power electronic systems with robust prognostics capability enhanced Insulated Gate Bipolar Transistors (IGBT) in applications where reliability is significantly challenging and critical. The IGBT is considered as one of the components that is mainly damaged in converters and experiences a number of failure mechanisms, such as bond wire lift off, die attached solder crack, loose gate control voltage, etc. The resulting effects mentioned are complex. For instance, solder crack growth results in increasing the IGBT’s thermal junction which becomes a source of heat turns to wire bond lift off. As a result, the indication of this failure can be seen often in increasing on-state resistance relating to the voltage drop between on-state collector-emitter. On the other hand, hot carrier injection is increased due to electrical stress. Additionally, IGBTs are components that mainly work under high stress, temperature and power consumptions due to the higher range of load that these devices need to switch. This accelerates the degradation mechanism in the power switches in discrete fashion till reaches failure state which fail after several hundred cycles. To this end, exploiting failure mechanism knowledge of IGBTs and identifying failure parameter indication are background information of developing failure model and prognostics algorithm to calculate remaining useful life (RUL) along with ±10% confidence bounds. A number of various prognostics models have been developed for forecasting time to failure of IGBTs and the performance of the presented estimation models has been evaluated based on two different evaluation metrics. The results show significant improvement in health monitoring capability for power switches.Furthermore, the reliability of the power switch was calculated and conducted to fully describe health state of the converter and reconfigure the control parameter using adaptive algorithm under degradation and load mission limitation. As a result, the life expectancy of devices has been increased. These all allow condition-monitoring facilities to minimise stress levels and predict future failure which greatly reduces the likelihood of power switch failures in the first place

A Discussion on Uncertainty Representation and Interpretation in Model-Based Prognostics Algorithms based on Kalman Filter Estimation Applied to Prognostics of Electronics Components

This article discusses several aspects of uncertainty representation and management for model-based prognostics methodologies based on our experience with Kalman Filters when applied to prognostics for electronics components. In particular, it explores the implications of modeling remaining useful life prediction as a stochastic process and how it relates to uncertainty representation, management, and the role of prognostics in decision-making. A distinction between the interpretations of estimated remaining useful life probability density function and the true remaining useful life probability density function is explained and a cautionary argument is provided against mixing interpretations for the two while considering prognostics in making critical decisions

PROGNOSTICS OF SOLDER JOINT RELIABILITY UNDER VIBRATION LOADING USING PHYSICS OF FAILURE APPROACH

Physics-of-failure (PoF) is an approach that utilizes knowledge of a product's life cycle loading and failure mechanisms to perform reliability modeling, design, and assessment. Prognostics is the process of predicting the future reliability of a system by assessing the extent of deviation or degradation of a product from its expected normal operating states. When prognostics is combined with physics-of-failure models, it is possible to make continuously updated reliability predictions based on the monitoring of the actual environmental and operational conditions of each individual product. A literature review showed that the research on prognostics of solder joint reliability under vibration loading is very limited. However, personal portable electronic products are no longer used exclusively in a benign office environment. For example, any electronic component (throttles, brakes, or steering) in an automobile should be able to survive in a vibration environment. In this thesis, a methodology was developed for monitoring, recording, and analyzing the life-cycle vibration loads for remaining-life prognostics of solder joints. The responses of printed circuit boards (PCB) to vibration loading were monitored using strain gauges and accelerometers, and they were further transferred to solder strain and stress for damage assessment using a failure fatigue model. Damage estimates were accumulated using Miner's rule after every mission and then used to predict the life consumed and the remaining life. The results were verified by experimentally measuring component lives through real-time daisy-chain resistance measurements. This thesis also presents an uncertainty assessment method for remaining life prognostics of solder joints under vibration loading. Basic steps include uncertainty source categorization, sensitivity analysis, uncertainty propagation, and remaining life probability calculation. Five types of uncertainties were categorized, including measurement uncertainty, parameter uncertainty, model uncertainty, failure criteria uncertainty, and future usage uncertainty. Sensitivity analysis was then used to identify the dominant input variables that influence model output. After that, a Monte Carlo simulation was used for uncertainty propagation and to provide a distribution of accumulated damage. From the accumulated damage distributions, the remaining life was then able to be predicted with confidence intervals. The results showed that the experimentally measured failure time was within the bounds of the uncertainty analysis prediction

Sensor Systems for Prognostics and Health Management

Prognostics and health management (PHM) is an enabling discipline consisting of technologies and methods to assess the reliability of a product in its actual life cycle conditions to determine the advent of failure and mitigate system risk. Sensor systems are needed for PHM to monitor environmental, operational, and performance-related characteristics. The gathered data can be analyzed to assess product health and predict remaining life. In this paper, the considerations for sensor system selection for PHM applications, including the parameters to be measured, the performance needs, the electrical and physical attributes, reliability, and cost of the sensor system, are discussed. The state-of-the-art sensor systems for PHM and the emerging trends in technologies of sensor systems for PHM are presented