INTELLIGENT DEMAND SIDE MANAGEMENT OF RESIDENTIAL BUILDING ENERGY SYSTEMS

Building energy performance has emerged as a major issue in recent years due to growing concerns over costs, resource limitations, and the potential impact on climate. According to the 2011 Buildings Energy Data Book (prepared by D&R International, Ltd. for the US Department of Energy, March 2012), the built environment demands about 41% of primary energy in the United States [1]. Given the emergence of modern sensing technologies and low-cost data-processing capabilities, there is a growing interest in better managing and controlling consumption within buildings. Estimates suggest that the simple act of continuous monitoring can lead to improvements on the order of 20% [118]. To further reduce and better control energy consumption, one can turn to the use of real-time energy-performance modeling. This thesis adopts the view that smaller buildings (i.e. homes and smaller commercial facilities), which represent more than half of the sector’s consumption, provide a rich opportunity for low-cost monitoring solutions. The real advantage lies in the growth of so-called smart meters for demand monitoring and advanced sensing for improved load control. In particular, this thesis considers the use of a small sensor package for the creation of autonomously developed, data-driven thermal models. Such models can be used to predict and control the consumption of space heating and cooling equipment, which currently represent about 50% of residential consumption in the United States. The key contribution of this work is the real-time identification of thermal parameters in homes using only two temperature sensors, solar irradiance measurements, and a power meter with load-tracking capabilities. The proposed identification technique uses the Prediction Error Method (PEM) to find a Multiple Input Single Output (MISO) state-space model. Two different models have been devised, and both have been field tested. The first focuses on energy forecasting and enables various diagnostic features; the other is formulated for more advanced capacity controls in vapor-compression air conditioners. A Model Predictive Control (MPC) scheme has been implemented and shown in simulation to yield energy reductions on the order of 30% over typical thermostatic control schemes. Similarly, the diagnostic model has been used to detect capacity degradation in operational units

Computational intelligence techniques for maximum energy efficiency of cogeneration processes based on internal combustion engines

153 p.El objeto de la tesis consiste en desarrollar estrategias de modelado y optimización del rendimiento energético de plantas de cogeneración basadas en motores de combustión interna (MCI), mediante el uso de las últimas tecnologías de inteligencia computacional. Con esta finalidad se cuenta con datos reales de una planta de cogeneración de energía, propiedad de la compañía EnergyWorks, situada en la localidad de Monzón (provincia de Huesca). La tesis se realiza en el marco de trabajo conjunto del Grupo de Diseño en Electrónica Digital (GDED) de la Universidad del País Vasco UPV/EHU y la empresa Optimitive S.L., empresa dedicada al software avanzado para la mejora en tiempo real de procesos industriale

A Predictive maintenance model for heterogeneous industrial refrigeration systems

The automatic assessment of the degradation state of industrial refrigeration systems is becoming increasingly important and constitutes a key-role within predictive maintenance approaches. Lately, data-driven methods especially became the focus of research in this respect. As they only rely on historical data in the development phase, they offer great advantages in terms of flexibility and generalisability by circumventing the need for specific domain knowledge. While most scientific contributions employ methods emerging from the field of machine learning (ML), only very few consider their applicability amongst different heterogeneous systems. In fact, the majority of existing contributions in this field solely apply supervised ML models, which assume the availability of labelled fault data for each system respectively. However, this places restrictions on the overall applicability, as data labelling is mostly conducted by humans and therefore constitutes a non-negligible cost and time factor. Moreover, such methods assume that all considered fault types occurred in the past, a condition that may not always be guaranteed to be satisfied. Therefore, this dissertation proposes a predictive maintenance model for industrial refrigeration systems by especially addressing its transferability onto different but related heterogeneous systems. In particular, it aims at solving a sub-problem known as condition-based maintenance (CBM) to automatically assess the system’s state of degradation. To this end, the model does not only estimate how far a possible malfunction has progressed, but also determines the fault type being present. As will be described in greater detail throughout this dissertation, the proposed model also utilises techniques from the field of ML but rather bypasses the strict assumptions accompanying supervised ML. Accordingly, it assumes the data of the target system to be primarily unlabelled while a few labelled samples are expected to be retrievable from the fault-free operational state, which can be obtained at low cost. Yet, to enable the model’s intended functionality, it additionally employs data from only one fully labelled source dataset and, thus, allows the benefits of data-driven approaches towards predictive maintenance to be further exploited. After the introduction, the dissertation at hand introduces the related concepts as well as the terms and definitions and delimits this work from other fields of research. Furthermore, the scope of application is further introduced and the latest scientific work is presented. This is then followed by the explanation of the open research gap, from which the research questions are derived. The third chapter deals with the main principles of the model, including the mathematical notations and the individual concepts. It furthermore delivers an overview about the variety of problems arising in this context and presents the associated solutions from a theoretical point of view. Subsequently, the data acquisition phase is described, addressing both the data collection procedure and the outcome of the test cases. In addition, the considered fault characteristics are presented and compared with the ones obtained from the related publicly available dataset. In essence, both datasets form the basis for the model validation, as discussed in the following chapter. This chapter then further comprises the results obtained from the model, which are compared with the ones retrieved from several baseline models derived from the literature. This work then closes with a summary and the conclusions drawn from the model results. Lastly, an outlook of the presented dissertation is provide

Computational methods for solving optimal industrial process control problems

In this thesis, we develop new computational methods for three classes of dynamic optimization problems: (i) A parameter identification problem for a general nonlinear time-delay system; (ii) an optimal control problem involving systems with both input and output delays, and subject to continuous inequality state constraints; and (iii) a max-min optimal control problem arising in gradient elution chromatography.In the first problem, we consider a parameter identification problem involving a general nonlinear time-delay system, where the unknown time delays and system parameters are to be identified. This problem is posed as a dynamic optimization problem, where its cost function is to measure the discrepancy between predicted output and observed system output. The aim is to find unknown time-delays and system parameters such that the cost function is minimized. We develop a gradient-based computational method for solving this dynamic optimization problem. We show that the gradients of the cost function with respect to these unknown parameters can be obtained via solving a set of auxiliary time-delay differential systems from t = 0 to t = T. On this basis, the parameter identification problem can be solved as a nonlinear optimization problem and existing optimization techniques can be used. Two numerical examples are solved using the proposed computational method. Simulation results show that the proposed computational method is highly effective. In particular, the convergence is very fast even when the initial guess of the parameter values is far away from the optimal values.Unlike the first problem, in the second problem, we consider a time delay identification problem, where the input function for the nonlinear time-delay system is piecewise-constant. We assume that the time-delays—one involving the state variables and the other involving the input variables—are unknown and need to be estimated using experimental data. We also formulate the problem of estimating the unknown delays as a nonlinear optimization problem in which the cost function measures the least-squares error between predicted output and measured system output. This estimation problem can be viewed as a switched system optimal control problem with time-delays. We show that the gradient of the cost function with respect to the unknown state delay can be obtained via solving a auxiliary time-delay differential system. Furthermore, the gradient of the cost function with respect to the unknown input delay can be obtained via solving an auxiliary time-delay differential system with jump conditions at the delayed control switching time points. On this basis, we develop a heuristic computational algorithm for solving this problem using gradient based optimization algorithms. Time-delays in two industrial processes are estimated using the proposed computational method. Simulation results show that the proposed computational method is highly effective.For the third problem, we consider a general optimal control problem governed by a system with input and output delays, and subject to continuous inequality constraints on the state and control. We focus on developing an effective computational method for solving this constrained time delay optimal control problem. For this, the control parameterization technique is used to approximate the time planning horizon [0, T] into N subintervals. Then, the control is approximated by a piecewise constant function with possible discontinuities at the pre-assigned partition points, which are also called the switching time points. The heights of the piecewise constant function are decision variables which are to be chosen such that a given cost function is minimized. For the continuous inequality constraints on the state, we construct approximating smooth functions in integral form. Then, the summation of these approximating smooth functions in integral form, which is called the constraint violation, is appended to the cost function to form a new augmented cost function. In this way, we obtain a sequence of approximate optimization problems subject to only boundedness constraints on the decision variables. Then, the gradient of the augmented cost function is derived. On this basis, we develop an effective computational method for solving the time-delay optimal control problem with continuous inequality constraints on the state and control via solving a sequence of approximate optimization problems, each of which can be solved as a nonlinear optimization problem by using existing gradient-based optimization techniques. This proposed method is then used to solve a practical optimal control problem arising in the study of a real evaporation process. The results obtained are highly satisfactory, showing that the proposed method is highly effective.The fourth problem that we consider is a max-min optimal control problem arising in the study of gradient elution chromatography, where the manipulative variables in the chromatographic process are to be chosen such that the separation efficiency is maximized. This problem has three non-standard characteristics: (i) The objective function is nonsmooth; (ii) each state variable is defined over a different time horizon; and (iii) the order of the final times for the state variable, the so-called retention times, are not fixed. To solve this problem, we first introduce a set of auxiliary decision variables to govern the ordering of the retention times. The integer constraints on these auxiliary decision variables are approximated by continuous boundedness constraints. Then, we approximate the control by a piecewise constant function, and apply a novel time-scaling transformation to map the retention times and control switching times to fixed points in a new time horizon. The retention times and control switching times become decision variables in the new time horizon. In addition, the max-min objective function is approximated by a minimization problem subject to an additional constraint. On this basis, the optimal control problem is reduced to an approximate nonlinear optimization problem subject to smooth constraints, which is then solved using a recently developed exact penalty function method. Numerical results obtained show that this approach is highly effective.Finally, some concluding remarks and suggestions for further study are made in the conclusion chapter

Gray box dynamic modeling of vapor compression systems for control optimization

Buildings account for 75% of electricity use in the U.S. and more than 24% of building electrical energy is consumed by vapor compression equipment, including air-conditioners, refrigerators/freezers and heat pumps. Dynamic modeling of vapor compression systems (VCS) is particularly important for developing and validating optimal control strategies to maximize the system efficiency and reliability. However, existing modeling techniques are rarely used in control practices because of the significant model development effort and requirement of high computational resources. This dissertation presents an efficient and robust gray-box dynamic modeling approach for VCS to support control optimization. The presented methodology allows automated construction of data-driven VCS models with minimum training data and human inputs. The overall approach incorporates a multi-stage training procedure with separate estimation of the steady-state and dynamic model parameters along with a finite control volume scheme to achieve good model identifiability while ensuring adequate prediction accuracy. To improve model reliability, the modeling approach incorporates sensitivity analysis and de-correlating steps in a pre-conditioning procedure to avoid over-parameterization. The system-level training identifies the refrigerant charge that minimizes the steady-state simulation errors while the dynamic modeling stage transforms the established steady-state system model into a dynamic counterpart, in which the optimal thermal capacitances of the heat exchanger walls are identified to best reproduce system transient responses

Contributions to the energy management of industrial refrigeration systems: a data-driven perspective

Nowadays, energy management has gained attention due to the constant increment of energy consumption in industry and the pollution problems that this fact supposes. On this subject, one of the main industrial sectors, the food and beverage, attributes a great percentage of its energy expenditure to the refrigeration systems. Such systems are highly affected by operation conditions and are commonly composed by different machines that are continually interacting. These particularities difficult the successful application of efficient energy management methodologies requiring further research efforts in order to improve the current approaches. In this regard, with the current framework of the Industry 4.0, the manufacturing industry is moving towards a complete digitalization of its process information. Is in this context, where the promising capabilities of the data-driven techniques can be applied to energy management. Such technology can push forward the energy management to new horizons, since these techniques take advantage of the common data acquired in the refrigeration systems for its inner operation to develop new methodologies able to reach higher efficiencies. Accordingly, this thesis focuses its attention on the research of novel energy management methodologies applied to refrigeration systems by means of data-driven strategies. To address this broad topic and with the aim to improve the efficiency of the industrial refrigeration systems, the current thesis considers three main aspects of any energy management methodology: the system performance assessment, the machinery operation improvement and the load management. Therefore, this thesis presents a novel methodology for each one of the three main aspects considered. The proposed methodologies should contemplate the necessary robustness and reliability to be applicable in real refrigeration systems. The experimental results obtained from the validation tests in the industrial refrigeration system, show the significant improvement capabilities in regard with the energy efficiency. Each one of the proposed methodologies present a promising result and can be employed individually or as a whole, composing a great basis for a data-driven based energy management framework.Avui en dia la gestió energètica ha guanyat interès degut a l'increment constant de consum per part de la indústria i els problemes de contaminació que això suposa. En aquest tema, un dels principals sectors industrials, el d'alimentació i begudes, atribueix bona part de percentatge del seu consum als sistemes de refrigeració. Aquests sistemes es veuen altament afectats per les condicions d'operació i habitualment estan formats per diverses màquines que estan continuament interactuant. Aquestes particularitats dificulten l'aplicació exitosa de metodologies d'eficiència energètica, requerint més esforços en recerca per millorar els enfocs actuals. En aquest tema, amb l'actual marc de la Indústria 4.0, la indústria està avançant cap una digitalització total de la informació dels seus processos. És en aquest context, on les capacitats prometedores de les tècniques basades en dades poden ser aplicades per a la gestió energètica. Aquesta tecnologia pot impulsar la gestió energètica cap a nous horitzons, ja que aquestes tècniques aprofiten les dades adquirides usualment en els sistemes de refrigeració per el seu propi funcionament, per a desenvolupar noves metodologies capaces d'obtenir eficiències més elevades. En conseqüència, aquesta tesi centra la seva atenció en la recerca de noves metodologies per a la gestió energètica, aplicades als sistemes de refrigeració i mitjançant estratègies basades en dades. Per abordar aquest ampli tema i amb el propòsit de millorar l'eficiència dels sistemes de refrigeració industrial, la present tesi considera els tres aspectes principals de qualsevol metodologia de gestió energètica: l'avaluació del rendiment del sistema, la millora de l'operació de la maquinària i la gestió de les càrregues. Per tant, aquesta tesi presenta una metodologia nova per a cadascun dels tres aspectes considerats. Les metodologies proposades han de contemplar la robustesa i fiabilitat necessàries per a ser aplicades en un sistema de refrigeració real. Els resultats experimentals obtinguts dels tests de validació fets en un sistema de refrigeració industrial mostren unes capacitats de millora significatives referent a l'eficiència energètica. Cadascuna de les metodologies proposades presenta un resultat prometedor i pot ser aplicada independentment o juntament amb les altres, formant una bona base per un marc de gestió energètica basat en dades

Index to 1984 NASA Tech Briefs, volume 9, numbers 1-4

Short announcements of new technology derived from the R&D activities of NASA are presented. These briefs emphasize information considered likely to be transferrable across industrial, regional, or disciplinary lines and are issued to encourage commercial application. This index for 1984 Tech B Briefs contains abstracts and four indexes: subject, personal author, originating center, and Tech Brief Number. The following areas are covered: electronic components and circuits, electronic systems, physical sciences, materials, life sciences, mechanics, machinery, fabrication technology, and mathematics and information sciences

Investigation of Some Self-Optimizing Control Problems for Net-Zero Energy Buildings

Green buildings are sustainable buildings designed to be environmentally responsible and resource efficient. The Net-Zero Energy Building (NZEB) concept is anchored on two pillars: reducing the energy consumption and enhancing the local energy generation. In other words, efficient operation of the existing building equipment and efficient power generation of building integrated renewable energy sources are two important factors of NZEB development. The heating, ventilation and air conditioning (HVAC) systems are an important class of building equipment that is responsible for large portion of building energy usage, while the building integrated photovoltaic (BIPV) system is well received as the key technology for local generation of clean power. Building system operation is a low-investment practice that aims low operation and maintenance cost. However, building HVAC and BIPV are systems subject to complicated intrinsic processes and highly variable environmental conditions and occupant behavior. Control, optimization and monitoring of such systems desire simple and effective approaches that require the least amount of model information and the use of smallest number but most robust sensor measurements. Self-optimizing control strategies promise a competitive platform for control, optimization and control integrated monitoring for building systems, and especially for the development of cost-effective NZEB. This dissertation study endorses this statement with three aspects of work relevant to building HVAC and BIPV, which could contribute several small steps towards the ramification of the self-optimizing control paradigm. This dissertation study applies self-optimizing control techniques to improve the energy efficiency of NZEB from two aspects. First, regarding the building HVAC efficiency, the dither based extremum seeking control (DESC) scheme is proposed for energy efficient operation of the chilled-water system typically used in the commercial building ventilation and air conditioning (VAC) systems. To evaluate the effectiveness of the proposed control strategy, Modelica based dynamic simulation model of chilled water chiller-tower plant is developed, which consists of a screw chiller and a mechanical-draft counter-flow wet cooling tower. The steady-state performance of the cooling tower model is validated with the experimental data in a classic paper and good agreement is observed. The DESC scheme takes the total power consumption of the chiller compressor and the tower fan as feedback, and uses the fan speed setting as the control input. The inner loop controllers for the chiller operation include two proportional-integral (PI) control loops for regulating the evaporator superheat and the chilled water temperature. Simulation was conducted on the whole dynamic simulation model with different environment conditions. The simulation results demonstrated the effectiveness of the proposed ESC strategy under abrupt changes of ambient conditions and load changes. The potential for energy savings of these cases are also evaluated. The back-calculation based anti-windup ESC is also simulated for handling the integral windup problem due to actuator saturation. Second, both maximum power point tracking (MPPT) and control integrated diagnostics are investigated for BIPV with two different extremum seeking control strategies, which both would contribute to the reduction of the cost of energy (COE). In particular, the Adaptive Extremum Seeking Control (AESC) is applied for PV MPPT, which is based on a PV model with known model structure but unknown nonlinear characteristics for the current-voltage relation. The nonlinear uncertainty is approximated by a radial basis function neural network (RBFNN). A Lyapunov based inverse optimal design technique is applied to achieve parameter estimation and gradient based extremum seeking. Simulation study is performed for scenarios of temperature change, irradiance change and combined change of temperature and irradiance. Successful results are observed for all cases. Furthermore, the AESC simulation is compared to the DESC simulation, and AESC demonstrates much faster transient responses under various scenarios of ambient changes. Many of the PV degradation mechanisms are reflected as the change of the internal resistance. A scheme of detecting the change of PV internal shunt resistance is proposed using the available signals in the DESC based MPPT with square-wave dither. The impact of the internal resistance on the transient characteristics of step responses is justified by using the small-signal transfer function analysis. Simulation study is performed for both the single-string and multi-string PV examples, and both cases have demonstrated successful results. Monotonic relationship between integral error indices and the shunt internal resistance is clearly observed. In particular, for the multi-string, the inter-channel coupling is weak, which indicates consistent monitoring for multi-string operation. The proposed scheme provides the online monitoring ability of the internal resistance condition without any additional sensor, which benefits further development of PV degradation detection techniques