Recent trends, technical concepts and components of computer-assisted orthopedic surgery systems: A comprehensive review

Computer-assisted orthopedic surgery (CAOS) systems have become one of the most important and challenging types of system in clinical orthopedics, as they enable precise treatment of musculoskeletal diseases, employing modern clinical navigation systems and surgical tools. This paper brings a comprehensive review of recent trends and possibilities of CAOS systems. There are three types of the surgical planning systems, including: systems based on the volumetric images (computer tomography (CT), magnetic resonance imaging (MRI) or ultrasound images), further systems utilize either 2D or 3D fluoroscopic images, and the last one utilizes the kinetic information about the joints and morphological information about the target bones. This complex review is focused on three fundamental aspects of CAOS systems: their essential components, types of CAOS systems, and mechanical tools used in CAOS systems. In this review, we also outline the possibilities for using ultrasound computer-assisted orthopedic surgery (UCAOS) systems as an alternative to conventionally used CAOS systems.Web of Science1923art. no. 519

Automatic image analysis of C-arm Computed Tomography images for ankle joint surgeries

Open reduction and internal fixation is a standard procedure in ankle surgery for treating a fractured fibula. Since fibula fractures are often accompanied by an injury of the syndesmosis complex, it is essential to restore the correct relative pose of the fibula relative to the adjoining tibia for the ligaments to heal. Otherwise, the patient might experience instability of the ankle leading to arthritis and ankle pain and ultimately revision surgery. Incorrect positioning referred to as malreduction of the fibula is assumed to be one of the major causes of unsuccessful ankle surgery. 3D C-arm imaging is the current standard procedure for revealing malreduction of fractures in the operating room. However, intra-operative visual inspection of the reduction result is complicated due to high inter-individual variation of the ankle anatomy and rather based on the subjective experience of the surgeon. A contralateral side comparison with the patient’s uninjured ankle is recommended but has not been integrated into clinical routine due to the high level of radiation exposure it incurs. This thesis presents the first approach towards a computer-assisted intra-operative contralateral side comparison of the ankle joint. The focus of this thesis was the design, development and validation of a software-based prototype for a fully automatic intra-operative assistance system for orthopedic surgeons. The implementation does not require an additional 3D C-arm scan of the uninjured ankle, thus reducing time consumption and cumulative radiation dose. A 3D statistical shape model (SSM) is used to reconstruct a 3D surface model from three 2D fluoroscopic projections representing the uninjured ankle. To this end, a 3D SSM segmentation is performed on the 3D image of the injured ankle to gain prior knowledge of the ankle. A 3D convolutional neural network (CNN) based initialization method was developed and its outcome was incorporated into the SSM adaption step. Segmentation quality was shown to be improved in terms of accuracy and robustness compared to the pure intensity-based SSM. This allows us to overcome the limitations of the previously proposed methods, namely inaccuracy due to metal artifacts and the lack of device-to-patient orientation of the C-arm. A 2D-CNN is employed to extract semantic knowledge from all fluoroscopic projection images. This step of the pipeline both creates features for the subsequent reconstruction and also helps to pre-initialize the 3D-SSM without user interaction. A 2D-3D multi-bone reconstruction method has been developed which uses distance maps of the 2D features for fast and accurate correspondence optimization and SSM adaption. This is the central and most crucial component of the workflow. This is the first time that a bone reconstruction method has been applied to the complex ankle joint and the first reconstruction method using CNN based segmentations as features. The reconstructed 3D-SSM of the uninjured ankle can be back-projected and visualized in a workflow-oriented manner to procure clear visualization of the region of interest, which is essential for the evaluation of the reduction result. The surgeon can thus directly compare an overlay of the contralateral ankle with the injured ankle. The developed methods were evaluated individually using data sets acquired during a cadaver study and representative clinical data acquired during fibular reduction. A hierarchical evaluation was designed to assess the inaccuracies of the system on different levels and to identify major sources of error. The overall evaluation performed on eleven challenging clinical datasets acquired for manual contralateral side comparison showed that the system is capable of accurately reconstructing 3D surface models of the uninjured ankle solely using three projection images. A mean Hausdorff distance of 1.72 mm was measured when comparing the reconstruction result to the ground truth segmentation and almost achieved the high required clinical accuracy of 1-2 mm. The overall error of the pipeline was mainly attributed to inaccuracies in the 2D-CNN segmentation. The consistency of these results requires further validation on a larger dataset. The workflow proposed in this thesis establishes the first approach to enable automatic computer-assisted contralateral side comparison in ankle surgery. The feasibility of the proposed approach was proven on a limited amount of clinical cases and has already yielded good results. The next important step is to alleviate the identified bottlenecks in the approach by providing more training data in order to further improve the accuracy. In conclusion, the new approach presented gives the chance to guide the surgeon during the reduction process, improve the surgical outcome while avoiding additional radiation exposure and reduce the number of revision surgeries in the long term

Catheter segmentation in X-ray fluoroscopy using synthetic data and transfer learning with light U-nets

Background and objectivesAutomated segmentation and tracking of surgical instruments and catheters under X-ray fluoroscopy hold the potential for enhanced image guidance in catheter-based endovascular procedures. This article presents a novel method for real-time segmentation of catheters and guidewires in 2d X-ray images. We employ Convolutional Neural Networks (CNNs) and propose a transfer learning approach, using synthetic fluoroscopic images, to develop a lightweight version of the U-Net architecture. Our strategy, requiring a small amount of manually annotated data, streamlines the training process and results in a U-Net model, which achieves comparable performance to the state-of-the-art segmentation, with a decreased number of trainable parameters. MethodsThe proposed transfer learning approach exploits high-fidelity synthetic images generated from real fluroscopic backgrounds. We implement a two-stage process, initial end-to-end training and fine-tuning, to develop two versions of our model, using synthetic and phantom fluoroscopic images independently. A small number of manually annotated in-vivo images is employed to fine-tune the deepest 7 layers of the U-Net architecture, producing a network specialized for pixel-wise catheter/guidewire segmentation. The network takes as input a single grayscale image and outputs the segmentation result as a binary mask against the background. ResultsEvaluation is carried out with images from in-vivo fluoroscopic video sequences from six endovascular procedures, with different surgical setups. We validate the effectiveness of developing the U-Net models using synthetic data, in tests where fine-tuning and testing in-vivo takes place both by dividing data from all procedures into independent fine-tuning/testing subsets as well as by using different in-vivo sequences. Accurate catheter/guidewire segmentation (average Dice coefficient of ~ 0.55, ~ 0.26 and ~ 0.17) is obtained with both U-Net models. Compared to the state-of-the-art CNN models, the proposed U-Net achieves comparable performance ( ± 5% average Dice coefficients) in terms of segmentation accuracy, while yielding a 84% reduction of the testing time. This adds flexibility for real-time operation and makes our network adaptable to increased input resolution. ConclusionsThis work presents a new approach in the development of CNN models for pixel-wise segmentation of surgical catheters in X-ray fluoroscopy, exploiting synthetic images and transfer learning. Our methodology reduces the need for manually annotating large volumes of data for training. This represents an important advantage, given that manual pixel-wise annotations is a key bottleneck in developing CNN segmentation models. Combined with a simplified U-Net model, our work yields significant advantages compared to current state-of-the-art solutions

Development of a Surgical Assistance System for Guiding Transcatheter Aortic Valve Implantation

Development of image-guided interventional systems is growing up rapidly in the recent years. These new systems become an essential part of the modern minimally invasive surgical procedures, especially for the cardiac surgery. Transcatheter aortic valve implantation (TAVI) is a recently developed surgical technique to treat severe aortic valve stenosis in elderly and high-risk patients. The placement of stented aortic valve prosthesis is crucial and typically performed under live 2D fluoroscopy guidance. To assist the placement of the prosthesis during the surgical procedure, a new fluoroscopy-based TAVI assistance system has been developed. The developed assistance system integrates a 3D geometrical aortic mesh model and anatomical valve landmarks with live 2D fluoroscopic images. The 3D aortic mesh model and landmarks are reconstructed from interventional angiographic and fluoroscopic C-arm CT system, and a target area of valve implantation is automatically estimated using these aortic mesh models. Based on template-based tracking approach, the overlay of visualized 3D aortic mesh model, landmarks and target area of implantation onto fluoroscopic images is updated by approximating the aortic root motion from a pigtail catheter motion without contrast agent. A rigid intensity-based registration method is also used to track continuously the aortic root motion in the presence of contrast agent. Moreover, the aortic valve prosthesis is tracked in fluoroscopic images to guide the surgeon to perform the appropriate placement of prosthesis into the estimated target area of implantation. An interactive graphical user interface for the surgeon is developed to initialize the system algorithms, control the visualization view of the guidance results, and correct manually overlay errors if needed. Retrospective experiments were carried out on several patient datasets from the clinical routine of the TAVI in a hybrid operating room. The maximum displacement errors were small for both the dynamic overlay of aortic mesh models and tracking the prosthesis, and within the clinically accepted ranges. High success rates of the developed assistance system were obtained for all tested patient datasets. The results show that the developed surgical assistance system provides a helpful tool for the surgeon by automatically defining the desired placement position of the prosthesis during the surgical procedure of the TAVI.Die Entwicklung bildgeführter interventioneller Systeme wächst rasant in den letzten Jahren. Diese neuen Systeme werden zunehmend ein wesentlicher Bestandteil der technischen Ausstattung bei modernen minimal-invasiven chirurgischen Eingriffen. Diese Entwicklung gilt besonders für die Herzchirurgie. Transkatheter Aortenklappen-Implantation (TAKI) ist eine neue entwickelte Operationstechnik zur Behandlung der schweren Aortenklappen-Stenose bei alten und Hochrisiko-Patienten. Die Platzierung der Aortenklappenprothese ist entscheidend und wird in der Regel unter live-2D-fluoroskopischen Bildgebung durchgeführt. Zur Unterstützung der Platzierung der Prothese während des chirurgischen Eingriffs wurde in dieser Arbeit ein neues Fluoroskopie-basiertes TAKI Assistenzsystem entwickelt. Das entwickelte Assistenzsystem überlagert eine 3D-Geometrie des Aorten-Netzmodells und anatomischen Landmarken auf live-2D-fluoroskopische Bilder. Das 3D-Aorten-Netzmodell und die Landmarken werden auf Basis der interventionellen Angiographie und Fluoroskopie mittels eines C-Arm-CT-Systems rekonstruiert. Unter Verwendung dieser Aorten-Netzmodelle wird das Zielgebiet der Klappen-Implantation automatisch geschätzt. Mit Hilfe eines auf Template Matching basierenden Tracking-Ansatzes wird die Überlagerung des visualisierten 3D-Aorten-Netzmodells, der berechneten Landmarken und der Zielbereich der Implantation auf fluoroskopischen Bildern korrekt überlagert. Eine kompensation der Aortenwurzelbewegung erfolgt durch Bewegungsverfolgung eines Pigtail-Katheters in Bildsequenzen ohne Kontrastmittel. Eine starrere Intensitätsbasierte Registrierungsmethode wurde verwendet, um kontinuierlich die Aortenwurzelbewegung in Bildsequenzen mit Kontrastmittelgabe zu detektieren. Die Aortenklappenprothese wird in die fluoroskopischen Bilder eingeblendet und dient dem Chirurg als Leitfaden für die richtige Platzierung der realen Prothese. Eine interaktive Benutzerschnittstelle für den Chirurg wurde zur Initialisierung der Systemsalgorithmen, zur Steuerung der Visualisierung und für manuelle Korrektur eventueller Überlagerungsfehler entwickelt. Retrospektive Experimente wurden an mehreren Patienten-Datensätze aus der klinischen Routine der TAKI in einem Hybrid-OP durchgeführt. Hohe Erfolgsraten des entwickelten Assistenzsystems wurden für alle getesteten Patienten-Datensätze erzielt. Die Ergebnisse zeigen, dass das entwickelte chirurgische Assistenzsystem ein hilfreiches Werkzeug für den Chirurg bei der Platzierung Position der Prothese während des chirurgischen Eingriffs der TAKI bietet

3D shape instantiation for intra-operative navigation from a single 2D projection

Unlike traditional open surgery where surgeons can see the operation area clearly, in robot-assisted Minimally Invasive Surgery (MIS), a surgeon’s view of the region of interest is usually limited. Currently, 2D images from fluoroscopy, Magnetic Resonance Imaging (MRI), endoscopy or ultrasound are used for intra-operative guidance as real-time 3D volumetric acquisition is not always possible due to the acquisition speed or exposure constraints. 3D reconstruction, however, is key to navigation in complex in vivo geometries and can help resolve this issue. Novel 3D shape instantiation schemes are developed in this thesis, which can reconstruct the high-resolution 3D shape of a target from limited 2D views, especially a single 2D projection or slice. To achieve a complete and automatic 3D shape instantiation pipeline, segmentation schemes based on deep learning are also investigated. These include normalization schemes for training U-Nets and network architecture design of Atrous Convolutional Neural Networks (ACNNs). For U-Net normalization, four popular normalization methods are reviewed, then Instance-Layer Normalization (ILN) is proposed. It uses a sigmoid function to linearly weight the feature map after instance normalization and layer normalization, and cascades group normalization after the weighted feature map. Detailed validation results potentially demonstrate the practical advantages of the proposed ILN for effective and robust segmentation of different anatomies. For network architecture design in training Deep Convolutional Neural Networks (DCNNs), the newly proposed ACNN is compared to traditional U-Net where max-pooling and deconvolutional layers are essential. Only convolutional layers are used in the proposed ACNN with different atrous rates and it has been shown that the method is able to provide a fully-covered receptive field with a minimum number of atrous convolutional layers. ACNN enhances the robustness and generalizability of the analysis scheme by cascading multiple atrous blocks. Validation results have shown the proposed method achieves comparable results to the U-Net in terms of medical image segmentation, whilst reducing the trainable parameters, thus improving the convergence and real-time instantiation speed. For 3D shape instantiation of soft and deforming organs during MIS, Sparse Principle Component Analysis (SPCA) has been used to analyse a 3D Statistical Shape Model (SSM) and to determine the most informative scan plane. Synchronized 2D images are then scanned at the most informative scan plane and are expressed in a 2D SSM. Kernel Partial Least Square Regression (KPLSR) has been applied to learn the relationship between the 2D and 3D SSM. It has been shown that the KPLSR-learned model developed in this thesis is able to predict the intra-operative 3D target shape from a single 2D projection or slice, thus permitting real-time 3D navigation. Validation results have shown the intrinsic accuracy achieved and the potential clinical value of the technique. The proposed 3D shape instantiation scheme is further applied to intra-operative stent graft deployment for the robot-assisted treatment of aortic aneurysms. Mathematical modelling is first used to simulate the stent graft characteristics. This is then followed by the Robust Perspective-n-Point (RPnP) method to instantiate the 3D pose of fiducial markers of the graft. Here, Equally-weighted Focal U-Net is proposed with a cross-entropy and an additional focal loss function. Detailed validation has been performed on patient-specific stent grafts with an accuracy between 1-3mm. Finally, the relative merits and potential pitfalls of all the methods developed in this thesis are discussed, followed by potential future research directions and additional challenges that need to be tackled.Open Acces

Fluoroscopic Navigation for Robot-Assisted Orthopedic Surgery

Robot-assisted orthopedic surgery has gained increasing attention due to its improved accuracy and stability in minimally-invasive interventions compared to a surgeon's manual operation. An effective navigation system is critical, which estimates the intra-operative tool-to-tissue pose relationship to guide the robotic surgical device. However, most existing navigation systems use fiducial markers, such as bone pin markers, to close the calibration loop, which requires a clear line of sight and is not ideal for patients. This dissertation presents fiducial-free, fluoroscopic image-based navigation pipelines for three robot-assisted orthopedic applications: femoroplasty, core decompression of the hip, and transforaminal lumbar epidural injections. We propose custom-designed image intensity-based 2D/3D registration algorithms for pose estimation of bone anatomies, including femur and spine, and pose estimation of a rigid surgical tool and a flexible continuum manipulator. We performed system calibration and integration into a surgical robotic platform. We validated the navigation system's performance in comprehensive simulation and ex vivo cadaveric experiments. Our results suggest the feasibility of applying our proposed navigation methods for robot-assisted orthopedic applications. We also investigated machine learning approaches that can benefit the medical imaging analysis, automate the navigation component or address the registration challenges. We present a synthetic X-ray data generation pipeline called SyntheX, which enables large-scale machine learning model training. SyntheX was used to train feature detection tasks of the pelvis anatomy and the continuum manipulator, which were used to initialize the registration pipelines. Last but not least, we propose a projective spatial transformer module that learns a convex shape similarity function and extends the registration capture range. We believe that our image-based navigation solutions can benefit and inspire related orthopedic robot-assisted system designs and eventually be used in the operating rooms to improve patient outcomes

End-to-End Real-time Catheter Segmentation with Optical Flow-Guided Warping during Endovascular Intervention

Accurate real-time catheter segmentation is an important pre-requisite for robot-assisted endovascular intervention. Most of the existing learning-based methods for catheter segmentation and tracking are only trained on small-scale datasets or synthetic data due to the difficulties of ground-truth annotation. Furthermore, the temporal continuity in intraoperative imaging sequences is not fully utilised. In this paper, we present FW-Net, an end-to-end and real-time deep learning framework for endovascular intervention. The proposed FW-Net has three modules: a segmentation network with encoder-decoder architecture, a flow network to extract optical flow information, and a novel flow-guided warping function to learn the frame-to-frame temporal continuity. We show that by effectively learning temporal continuity, the network can successfully segment and track the catheters in real-time sequences using only raw ground-truth for training. Detailed validation results confirm that our FW-Net outperforms state-of-the-art techniques while achieving real-time performance.Comment: ICRA 202

Medical Image Data and Datasets in the Era of Machine Learning-Whitepaper from the 2016 C-MIMI Meeting Dataset Session.

At the first annual Conference on Machine Intelligence in Medical Imaging (C-MIMI), held in September 2016, a conference session on medical image data and datasets for machine learning identified multiple issues. The common theme from attendees was that everyone participating in medical image evaluation with machine learning is data starved. There is an urgent need to find better ways to collect, annotate, and reuse medical imaging data. Unique domain issues with medical image datasets require further study, development, and dissemination of best practices and standards, and a coordinated effort among medical imaging domain experts, medical imaging informaticists, government and industry data scientists, and interested commercial, academic, and government entities. High-level attributes of reusable medical image datasets suitable to train, test, validate, verify, and regulate ML products should be better described. NIH and other government agencies should promote and, where applicable, enforce, access to medical image datasets. We should improve communication among medical imaging domain experts, medical imaging informaticists, academic clinical and basic science researchers, government and industry data scientists, and interested commercial entities

3D Shape Reconstruction of Knee Bones from Low Radiation X-ray Images Using Deep Learning

Understanding the bone kinematics of the human knee during dynamic motions is necessary to evaluate the pathological conditions, design knee prosthesis, orthosis and surgical treatments such as knee arthroplasty. Also, knee bone kinematics is essential to assess the biofidelity of the computational models. Kinematics of the human knee has been reported in the literature either using in vitro or in vivo methodologies. In vivo methodology is widely preferred due to biomechanical accuracies. However, it is challenging to obtain the kinematic data in vivo due to limitations in existing methods. One of the several existing methods used in such application is using X-ray fluoroscopy imaging, which allows for the non-invasive quantification of bone kinematics. In the fluoroscopy imaging method, due to procedural simplicity and low radiation exposure, single-plane fluoroscopy (SF) is the preferred tool to study the in vivo kinematics of the knee joint. Evaluation of the three-dimensional (3D) kinematics from the SF imagery is possible only if prior knowledge of the shape of the knee bones is available. The standard technique for acquiring the knee shape is to either segment Magnetic Resonance (MR) images, which is expensive to procure, or Computed Tomography (CT) images, which exposes the subjects to a heavy dose of ionizing radiation. Additionally, both the segmentation procedures are time-consuming and labour-intensive. An alternative technique that is rarely used is to reconstruct the knee shape from the SF images. It is less expensive than MR imaging, exposes the subjects to relatively lower radiation than CT imaging, and since the kinematic study and the shape reconstruction could be carried out using the same device, it could save a considerable amount of time for the researchers and the subjects. However, due to low exposure levels, SF images are often characterized by a low signal-to-noise ratio, making it difficult to extract the required information to reconstruct the shape accurately. In comparison to conventional X-ray images, SF images are of lower quality and have less detail. Additionally, existing methods for reconstructing the shape of the knee remain generally inconvenient since they need a highly controlled system: images must be captured from a calibrated device, care must be taken while positioning the subject's knee in the X-ray field to ensure image consistency, and user intervention and expert knowledge is required for 3D reconstruction. In an attempt to simplify the existing process, this thesis proposes a new methodology to reconstruct the 3D shape of the knee bones from multiple uncalibrated SF images using deep learning. During the image acquisition using the SF, the subjects in this approach can freely rotate their leg (in a fully extended, knee-locked position), resulting in several images captured in arbitrary poses. Relevant features are extracted from these images using a novel feature extraction technique before feeding it to a custom-built Convolutional Neural Network (CNN). The network, without further optimization, directly outputs a meshed 3D surface model of the subject's knee joint. The whole procedure could be completed in a few minutes. The robust feature extraction technique can effectively extract relevant information from a range of image qualities. When tested on eight unseen sets of SF images with known true geometry, the network reconstructed knee shape models with a shape error (RMSE) of 1.91± 0.30 mm for the femur, 2.3± 0.36 mm for the tibia and 3.3± 0.53 mm for the patella. The error was calculated after rigidly aligning (scale, rotation, and translation) each of the reconstructed shape models with the corresponding known true geometry (obtained through MRI segmentation). Based on a previous study that examined the influence of reconstructed shape accuracy on the precision of the evaluation of tibiofemoral kinematics, the shape accuracy of the proposed methodology might be adequate to precisely track the bone kinematics, although further investigation is required