Applicant and Examiner Citations in US Patents: An Overview and Analysis

Researchers studying innovation increasingly use indicators based on patent citations. However, it is well known that not all citations originate from applicants--patent examiners contribute to citations listed in issued patents--and that this could complicate interpretation of findings in this literature. In 2001 the US Patent and Trademark Office (USPTO) began reporting examiner and applicant citations separately. In this paper, we analyze the prior art citations of all patents granted by the USPTO in 2001-2003. We show that examiner citations account for 63 per cent of all citations on the average patent, and that 40 per cent of patents have all citations added by examiners. We use multivariate regression and analysis of variance to identify the determinants of examiner shares. Examiner shares are highest for non-US applicants and in electronics, communications, and computer-related fields. However, most of the variation is explained by firm-specific variables, with the largest patent applicants having high examiner shares. Moreover, a large number of firms are granted patents that contain no applicant prior art. Taken together, our findings suggest that heterogeneity in firm-level patenting practices, in particular by high-volume applicants, has a strong influence on the data. This suggests that analysis of firm-level differences in patenting strategies is an important topic for future research.Technology, patents, patent examiners, prior art, citations

Shifting Interpretations: Unionism in Virginia on the Eve of Secession

In the winter of 1861, the citizens of Pittsylvania County, Virginia, met to discuss the question of secession. They adopted a set of motions drafted by Judge William Marshal Treadway, which chiefly criticized northern states for refusing to uphold the Fugitive Slave Act and alleged that they were the true violators of the Constitution. If “Mr. Treadway\u27s Resolution” is treated as a microcosm of Virginian thought on the eve of the Civil War, then the document raises serious questions. This paper evaluates the contentions of the Resolution and weighs evidence that both supports and contradicts the subversive claims it contains. It determines that the document\u27s ambivalent validity signals a fundamental truth: that Virginia and the South shifted its interpretations of the Constitution based on the federal government\u27s propensity to either protect or dismantle the institution of slavery

Research paradigms and useful inventions in medicine : patents and licensing by teams of clinical and basic scientists in Academic Medical Centers

In recent decades, teams that combine basic scientists with clinical researchers have become an important organizational mechanism to translate knowledge made in basic science (“the bench”) to tangible medical innovations (“the bedside”). Our study explores whether inventing teams that span basic and clinical research are more effective at licensing than teams comprised of inventors from only one domain. We propose that laboratory science and clinical research represent fundamentally different research paradigms that defy a simple arithmetic of combining the skills of individuals on teams. Clinical and basic researchers inhabit distinct cultures of work that yield different, and sometimes conflicting, beliefs and approaches to problem-solving. We claim that the complexity and variability of most human medical problems limits the role of basic science in medical innovation. Instead, we argue that clinical research remains an important engine of innovation, even in a period of rapid advances in molecular and genetics sciences, and advanced analytical techniques, because clinical researchers have unique opportunities for insights that emerge from the joint activities of research and close observations of living patients. Our empirical analysis focuses on patents and licenses from two prominent Academic Medical Centers (AMCs) over a 30 year period. In hazard models of licensing we find, controlling for a range of effects, that inventions by teams composed of clinical researchers (MDs) are more likely to be licensed than inventions by teams of basic scientists (PhDs), and that inventions that include both MDs and PhDs are not more likely to be licensed. This leads us to question the translational model of combining expertise to bridge different domains. We also find that the training of the team leader has an effect on licensing that is independent of team composition, lending support to our interpretation. Our results help inform policy about the relationship between research paradigms, team composition, and successful innovation in bio-medicine

Magnetoresistance of Granular Ferromagnets - Observation of a Magnetic Proximity Effect?

We have observed a superparamagnetic to ferromagnetic transition in films of isolated Ni grains covered by non-magnetic overlayers. The magnetoresistance (MR) of the films was measured as a function of the overlayer thickness. Initially, the granular Ni films exhibited negative MR curves peaked at H=0. As different materials were deposited onto the grains hysteresis developed in the MR. This behavior is ascribed to an increase of the typical domain size due to magnetic coupling between grains. The strength of the inter-grain coupling is found to correlate with the magnetic susceptibility of the overlayer material. We discuss possible mechanisms for this coupling and suggest that the data may reflect the existence of a magnetic proximity effect (analogous to the well-known effect in superconductivity) in which a ferromagnetic moment is induced in the metallic non-magnetic medium.Comment: 4 pages, 5 figure

Evidence for the flavor singlet axial anomaly related effects in ϕ\phi meson electromagnetic production at large momentum transfers

The gluonic contributions to the conventional PCAC formulas due to flavor singlet axial anomaly have been instrumental in explaining the mass of the $\eta^{\prime}$ and providing a plausible explanation for solving the spin crisis. We show that they also play an important role in the description of photo- and electroproduction of vector mesons at low energy and high momentum transfers. We calculate the contributions of this type to $\phi$ meson electromagnetic production in a model, which contains also a soft pomeron, and find agreement with recent CLAS data.Comment: 13 pages, 6 figures, Latex; final version to appear in Phys. Lett.

Photoproduction of charm near threshold

Charm and bottom production near threshold is sensitive to the multi-quark, gluonic, and hidden-color correlations of hadronic and nuclear wavefunctions in QCD since all of the target's constituents must act coherently within the small interaction volume of the heavy quark production subprocess. Although such multi-parton subprocess cross sections are suppressed by powers of $1/m^2_Q$, they have less phase-space suppression and can dominate the contributions of the leading-twist single-gluon subprocesses in the threshold regime. The small rates for open and hidden charm photoproduction at threshold call for a dedicated facility.Comment: 5 pages 5 figures Changes: 1- Added refs 24,25; 2- Added two sentences, top of column 2 of page 3, on the definition of x, its range and the domain of validity of the mode

ADHD: Is There an App for That? A Suitability Assessment of Apps for the Parents of Children and Young People With ADHD

BACKGROUND: Attention-deficit hyperactivity disorder (ADHD) is a highly comorbid disorder that can impact significantly on the individual and their family. ADHD is managed via pharmacological and nonpharmacological interventions. Parents also gain support from parent support groups, which may include chat rooms, as well as face-to-face meetings. With the growth of technology use over recent years, parents have access to more resources that ever before. A number of mobile apps have been developed to help parents manage ADHD in their children and young people. Unfortunately many of these apps are not evidence-based, and little is known of their suitability for the parents or whether they are helpful in ADHD management. OBJECTIVE: The aim of this study was to explore the (1) parents' views of the suitability of the top ten listed apps for parents of children and young people with ADHD and (2) the views of clinicians that work with them on the suitability and value of the apps. METHODS: The top 10 listed apps specifically targeted toward the parents of children and young people with ADHD were identified via the Google Play (n=5) and iTunes store (n=5). Interviews were then undertaken with 7 parents of children or young people with ADHD and 6 clinicians who specialize in working with this population to explore their opinions of the 10 apps identified and what they believe the key components are for apps to be suitable and valuable for this population. RESULTS: Four themes emerged from clinician and parent interviews: (1) the importance of relating to the app, (2) apps that address ADHD-related difficulties, (3) how the apps can affect family relationships, and (4) apps as an educational tool. Two additional themes emerged from the clinician interviews alone: monitoring ADHD symptoms and that apps should be practical. Parents also identified an additional theme: the importance of the technology. Overall, the characteristics of the current top 10 listed apps did not appear to match well to the views of our sample. CONCLUSIONS: Findings suggest that these apps may not fully meet the complex needs of this parent population. Further research is required to explore the value of apps with this population and how they can be tailored to their very specific needs

Active cooling control of the CLEO detector using a hydrocarbon coolant farm

We describe a novel approach to particle-detector cooling in which a modular farm of active coolant-control platforms provides independent and regulated heat removal from four recently upgraded subsystems of the CLEO detector: the ring-imaging Cherenkov detector, the drift chamber, the silicon vertex detector, and the beryllium beam pipe. We report on several aspects of the system: the suitability of using the aliphatic-hydrocarbon solvent PF(TM)-200IG as a heat-transfer fluid, the sensor elements and the mechanical design of the farm platforms, a control system that is founded upon a commercial programmable logic controller employed in industrial process-control applications, and a diagnostic system based on virtual instrumentation. We summarize the system's performance and point out the potential application of the design to future high-energy physics apparatus.Comment: 21 pages, LaTeX, 5 PostScript figures; version accepted for publication in Nuclear Instruments and Methods in Physics Research