ACE-OT: Polarimetric SAR data based amplitude contrast enhancement algorithm for offset tracking applications

The use of polarimetric synthetic aperture radar (SAR) data can improve the performance of persistent scatterer interferometry (PSI). However, its huge potential remains locked for the amplitude information-based offset tracking (OT) technology. For example, to the best knowledge of the authors, there is no single example of a polarization-based image optimization method that has been developed for OT processing. In this article, an amplitude contrast enhancement (ACE) algorithm is introduced, which demonstrates the potential of the polarimetric SAR data on the improvement of OT performance. Its core idea is finding the optimal combination of the different scattering mechanisms for each pixel to improve the contrast. First, the orientation of the reflected polarization ellipse is removed, to avoid the influence of the geometric relationship between the antenna and the target, and the properties of the target. Then three similarity parameters are defined to represent the three basic reflection types of the single bounce, the double bounce, and the random reflection. After that, the optimizing equation is constructed with two optimizing vectors. Finally, the optimizing vectors are calculated to obtain the enhanced amplitude image. Three examples of the enhancement are presented with different PolSAR images sets of both full- (Radarsat-2) and dual-polarization (TerraSAR-X and Sentinel-1). The performance of ACE-OT has been compared with another method, the adaptive histogram enhancement (AHE). The impact of the number of polarization channels available on ACE-OT performance has also been studied.This work was supported in part by the China Scholarship Council under Grant 201806420035, in part by the Spanish Ministry of Science and Innovation (MCIN), in part by the State Research Agency (AEI) Project under Grant PID2020-117303GB-C21 and Grant MCIN/AEI/10.13039/501100011033, in part by the National Natural Science Foundation of China under Grant 42004011, in part by the China Postdoctoral Science Foundation under Grant 2020M671646, and in part by the Construction Program of Space-Air-Ground-Well Cooperative Awareness Spatial Information Project under Grant B20046.Peer ReviewedPostprint (author's final draft

Monitoring wetlands and water bodies in semi-arid Sub-Saharan regions

Surface water in wetlands is a critical resource in semi-arid West-African regions that are frequently exposed to droughts. Wetlands are of utmost importance for the population as well as the environment, and are subject to rapidly changing seasonal fluctuations. Dynamics of wetlands in the study area are still poorly understood, and the potential of remote sensing-derived information as a large-scale, multi-temporal, comparable and independent measurement source is not exploited. This work shows successful wetland monitoring with remote sensing in savannah and Sahel regions in Burkina Faso, focusing on the main study site Lac Bam (Lake Bam). Long-term optical time series from MODIS with medium spatial resolution (MR), and short-term synthetic aperture radar (SAR) time series from TerraSAR-X and RADARSAT-2 with high spatial resolution (HR) successfully demonstrate the classification and dynamic monitoring of relevant wetland features, e.g. open water, flooded vegetation and irrigated cultivation. Methodological highlights are time series analysis, e.g. spatio-temporal dynamics or multitemporal-classification, as well as polarimetric SAR (polSAR) processing, i.e. the Kennaugh elements, enabling physical interpretation of SAR scattering mechanisms for dual-polarized data. A multi-sensor and multi-frequency SAR data combination provides added value, and reveals that dual-co-pol SAR data is most recommended for monitoring wetlands of this type. The interpretation of environmental or man-made processes such as water areas spreading out further but retreating or evaporating faster, co-occurrence of droughts with surface water and vegetation anomalies, expansion of irrigated agriculture or new dam building, can be detected with MR optical and HR SAR time series. To capture long-term impacts of water extraction, sedimentation and climate change on wetlands, remote sensing solutions are available, and would have great potential to contribute to water management in Africa

Advanced techniques for classification of polarimetric synthetic aperture radar data

With various remote sensing technologies to aid Earth Observation, radar-based imaging is one of them gaining major interests due to advances in its imaging techniques in form of syn-thetic aperture radar (SAR) and polarimetry. The majority of radar applications focus on mon-itoring, detecting, and classifying local or global areas of interests to support humans within their efforts of decision-making, analysis, and interpretation of Earth’s environment. This thesis focuses on improving the classification performance and process particularly concerning the application of land use and land cover over polarimetric SAR (PolSAR) data. To achieve this, three contributions are studied related to superior feature description and ad-vanced machine-learning techniques including classifiers, principles, and data exploitation. First, this thesis investigates the application of color features within PolSAR image classi-fication to provide additional discrimination on top of the conventional scattering information and texture features. The color features are extracted over the visual presentation of fully and partially polarimetric SAR data by generation of pseudo color images. Within the experiments, the obtained results demonstrated that with the addition of the considered color features, the achieved classification performances outperformed results with common PolSAR features alone as well as achieved higher classification accuracies compared to the traditional combination of PolSAR and texture features. Second, to address the large-scale learning challenge in PolSAR image classification with the utmost efficiency, this thesis introduces the application of an adaptive and data-driven supervised classification topology called Collective Network of Binary Classifiers, CNBC. This topology incorporates active learning to support human users with the analysis and interpretation of PolSAR data focusing on collections of images, where changes or updates to the existing classifier might be required frequently due to surface, terrain, and object changes as well as certain variations in capturing time and position. Evaluations demonstrated the capabilities of CNBC over an extensive set of experimental results regarding the adaptation and data-driven classification of single as well as collections of PolSAR images. The experimental results verified that the evolutionary classification topology, CNBC, did provide an efficient solution for the problems of scalability and dynamic adaptability allowing both feature space dimensions and the number of terrain classes in PolSAR image collections to vary dynamically. Third, most PolSAR classification problems are undertaken by supervised machine learn-ing, which require manually labeled ground truth data available. To reduce the manual labeling efforts, supervised and unsupervised learning approaches are combined into semi-supervised learning to utilize the huge amount of unlabeled data. The application of semi-supervised learning in this thesis is motivated by ill-posed classification tasks related to the small training size problem. Therefore, this thesis investigates how much ground truth is actually necessary for certain classification problems to achieve satisfactory results in a supervised and semi-supervised learning scenario. To address this, two semi-supervised approaches are proposed by unsupervised extension of the training data and ensemble-based self-training. The evaluations showed that significant speed-ups and improvements in classification performance are achieved. In particular, for a remote sensing application such as PolSAR image classification, it is advantageous to exploit the location-based information from the labeled training data. Each of the developed techniques provides its stand-alone contribution from different viewpoints to improve land use and land cover classification. The introduction of a new fea-ture for better discrimination is independent of the underlying classification algorithms used. The application of the CNBC topology is applicable to various classification problems no matter how the underlying data have been acquired, for example in case of remote sensing data. Moreover, the semi-supervised learning approach tackles the challenge of utilizing the unlabeled data. By combining these techniques for superior feature description and advanced machine-learning techniques exploiting classifier topologies and data, further contributions to polarimetric SAR image classification are made. According to the performance evaluations conducted including visual and numerical assessments, the proposed and investigated tech-niques showed valuable improvements and are able to aid the analysis and interpretation of PolSAR image data. Due to the generic nature of the developed techniques, their applications to other remote sensing data will require only minor adjustments

Retrieval of Melt Ponds on Arctic Multiyear Sea Ice in Summer from TerraSAR-X Dual-Polarization Data Using Machine Learning Approaches: A Case Study in the Chukchi Sea with Mid-Incidence Angle Data

Melt ponds, a common feature on Arctic sea ice, absorb most of the incoming solar radiation and have a large effect on the melting rate of sea ice, which significantly influences climate change. Therefore, it is very important to monitor melt ponds in order to better understand the sea ice-climate interaction. In this study, melt pond retrieval models were developed using the TerraSAR-X dual-polarization synthetic aperture radar (SAR) data with mid-incidence angle obtained in a summer multiyear sea ice area in the Chukchi Sea, the Western Arctic, based on two rule-based machine learning approachesdecision trees (DT) and random forest (RF)in order to derive melt pond statistics at high spatial resolution and to identify key polarimetric parameters for melt pond detection. Melt ponds, sea ice and open water were delineated from the airborne SAR images (0.3-m resolution), which were used as a reference dataset. A total of eight polarimetric parameters (HH and VV backscattering coefficients, co-polarization ratio, co-polarization phase difference, co-polarization correlation coefficient, alpha angle, entropy and anisotropy) were derived from the TerraSAR-X dual-polarization data and then used as input variables for the machine learning models. The DT and RF models could not effectively discriminate melt ponds from open water when using only the polarimetric parameters. This is because melt ponds showed similar polarimetric signatures to open water. The average and standard deviation of the polarimetric parameters based on a 15 x 15 pixel window were supplemented to the input variables in order to consider the difference between the spatial texture of melt ponds and open water. Both the DT and RF models using the polarimetric parameters and their texture features produced improved performance for the retrieval of melt ponds, and RF was superior to DT. The HH backscattering coefficient was identified as the variable contributing the most, and its spatial standard deviation was the next most contributing one to the classification of open water, sea ice and melt ponds in the RF model. The average of the co-polarization phase difference and the alpha angle in a mid-incidence angle were also identified as the important variables in the RF model. The melt pond fraction and sea ice concentration retrieved from the RF-derived melt pond map showed root mean square deviations of 2.4% and 4.9%, respectively, compared to those from the reference melt pond maps. This indicates that there is potential to accurately monitor melt ponds on multiyear sea ice in the summer season at a local scale using high-resolution dual-polarization SAR data.open

Deep learning in remote sensing: a review

Standing at the paradigm shift towards data-intensive science, machine learning techniques are becoming increasingly important. In particular, as a major breakthrough in the field, deep learning has proven as an extremely powerful tool in many fields. Shall we embrace deep learning as the key to all? Or, should we resist a 'black-box' solution? There are controversial opinions in the remote sensing community. In this article, we analyze the challenges of using deep learning for remote sensing data analysis, review the recent advances, and provide resources to make deep learning in remote sensing ridiculously simple to start with. More importantly, we advocate remote sensing scientists to bring their expertise into deep learning, and use it as an implicit general model to tackle unprecedented large-scale influential challenges, such as climate change and urbanization.Comment: Accepted for publication IEEE Geoscience and Remote Sensing Magazin

Detection of temporarily flooded vegetation using time series of dual polarised C-band synthetic aperture radar data

The intense research of the last decades in the field of flood monitoring has shown that microwave sensors provide valuable information about the spatial and temporal flood extent. The new generation of satellites, such as the Sentinel-1 (S-1) constellation, provide a unique, temporally high-resolution detection of the earth's surface and its environmental changes. This opens up new possibilities for accurate and rapid flood monitoring that can support operational applications. Due to the observation of the earth's surface from space, large-scale flood events and their spatiotemporal changes can be monitored. This requires the adaptation of existing or the development of new algorithms, which on the one hand enable precise and computationally efficient flood detection and on the other hand can process a large amounts of data. In order to capture the entire extent of the flood area, it is essential to detect temporary flooded vegetation (TFV) areas in addition to the open water areas. The disregard of temporary flooded vegetation areas can lead to severe underestimation of the extent and volume of the flood. Under certain system and environmental conditions, Synthetic Aperture Radar (SAR) can be utilized to extract information from under the vegetation cover. Due to multiple backscattering of the SAR signal between the water surface and the vegetation, the flooded vegetation areas are mostly characterized by increased backscatter values. Using this information in combination with a continuous monitoring of the earth's surface by the S-1 satellites, characteristic time series-based patterns for temporary flooded vegetation can be identified. This combination of information provides the foundation for the time series approach presented here. This work provides a comprehensive overview of the relevant sensor and environmental parameters and their impact on the SAR signal regarding temporary open water (TOW) and TFV areas. In addition, existing methods for the derivation of flooded vegetation are reviewed and their benefits, limitations, methodological trends and potential research needs for this area are identified and assessed. The focus of the work lies in the development of a SAR and time series-based approach for the improved extraction of flooded areas by the supplementation of TFV and on the provision of a precise and rapid method for the detection of the entire flood extent. The approach developed in this thesis allows for the precise extraction of large-scale flood areas using dual-polarized C-band time series data and additional information such as topography and urban areas. The time series features include the characteristic variations (decrease and/or increase of backscatter values) on the flood date for the flood-related classes compared to the whole time series. These features are generated individually for each available polarization (VV, VH) and their ratios (VV/VH, VV-VH, VV+VV). The generation of the time series features was performed by Z-transform for each image element, taking into account the backscatter values on the flood date and the mean value and standard deviation of the backscatter values from the nonflood dates. This allowed the comparison of backscatter intensity changes between the image elements. The time series features constitute the foundation for the hierarchical threshold method for deriving flood-related classes. Using the Random Forest algorithm, the importance of the time series data for the individual flood-related classes was analyzed and evaluated. The results showed that the dual-polarized time series features are particularly relevant for the derivation of TFV. However, this may differ depending on the vegetation type and other environmental conditions. The analyses based on S-1 data in Namibia, Greece/Turkey and China during large-scale floods show the effectiveness of the method presented here in terms of classification accuracy. Theiv supplementary integration of temporary flooded vegetation areas and the use of additional information resulted in a significant improvement in the detection of the entire flood extent. It could be shown that a comparably high classification accuracy (~ 80%) was achieved for the flood extent in each of study areas. The transferability of the approach due to the application of a single time series feature regarding the derivation of open water areas could be confirmed for all study areas. Considering the seasonal component by using time series data, the seasonal variability of the backscatter signal for vegetation can be detected. This allows for an improved differentiation between flooded and non-flooded vegetation areas. Simultaneously, changes in the backscatter signal can be assigned to changes in the environmental conditions, since on the one hand a time series of the same image element is considered and on the other hand the sensor parameters do not change due to the same acquisition geometry. Overall, the proposed time series approach allows for a considerable improvement in the derivation of the entire flood extent by supplementing the TOW areas with the TFV areas

Comparing synthetic aperture radar and LiDAR for above-ground biomass estimation in Glen Affric, Scotland

Quantifying above-ground biomass (AGB) and carbon sequestration has been a significant focus of attention within the UNFCCC and Kyoto Protocol for improvement of national carbon accounting systems (IPCC, 2007; UNFCCC, 2011). A multitude of research has been carried out in relatively flat and homogeneous forests (Ranson & Sun, 1994; Beaudoin et al.,1994; Kurvonen et al., 1999; Austin et al., 2003; Dimitris et al., 2005), yet forests in the highlands, which generally form heterogeneous forest cover and sparse woodlands with mountainous terrain have been largely neglected in AGB studies (Cloude et al., 2001; 2008; Lumsdon et al., 2005; 2008; Erxue et al., 2009, Tan et al., 2010; 2011a; 2011b; 2011c; 2011d). Since mountain forests constitute approximately 28% of the total global forest area (Price and Butt, 2000), a better understanding of the slope effects is of primary importance in AGB estimation. The main objective of this research is to estimate AGB in the aforementioned forest in Glen Affric, Scotland using both SAR and LiDAR data. Two types of Synthetic Aperture Radar (SAR) data were used in this research: TerraSAR-X, operating at X-band and ALOS PALSAR, operating at L-band, both are fully polarimetric. The former data was acquired on 13 April 2010 and of the latter, two scenes were acquired on 17 April 2007 and 08 June 2009. Airborne LiDAR data were acquired on 09 June 2007. Two field measurement campaigns were carried out, one of which was done from winter 2006 to spring 2007 where physical parameters of trees in 170 circular plots were measured by the Forestry Commission team. Another intensive fieldwork was organised by myself with the help of my fellow colleagues and it comprised of tree measurement in two transects of 200m x 50m at a relatively flat and dense plantation forest and 400m x 50m at hilly and sparse semi-natural forest. AGB is estimated for both the transects to investigate the effectiveness of the proposed method at plot-level. This thesis evaluates the capability of polarimetric Synthetic Aperture Radar data for AGB estimation by investigating the relationship between the SAR backscattering coefficient and AGB and also the relationship between the decomposed scattering mechanisms and AGB. Due to the terrain and heterogeneous nature of the forests, the result from the backscatter-AGB analysis show that these forests present a challenge for simple AGB estimation. As an alternative, polarimetric techniques were applied to the problem by decomposing the backscattering information into scattering mechanisms based on the approach by Yamaguchi (2005; 2006), which are then regressed to the field measured AGB. Of the two data sets, ALOS PALSAR demonstrates a better estimation capacity for AGB estimation than TerraSAR-X. The AGB estimated results from SAR data are compared with AGB derived from LiDAR data. Since tree height is often correlated with AGB (Onge et al., 2008; Gang et al., 2010), the effectiveness of the tree height retrieval from LiDAR is evaluated as an indicator of AGB. Tree delineation was performed before AGB of individual trees were calculated allometrically. Results were validated by comparison to the fieldwork data. The amount of overestimation varies across the different canopy conditions. These results give some indication of when to use LiDAR or SAR to retrieve forest AGB. LiDAR is able to estimate AGB with good accuracy and the R2 value obtained is 0.97 with RMSE of 14.81 ton/ha. The R2 and RMSE obtained for TerraSAR-X are 0.41 and 28.5 ton/ha, respectively while for ALOS PALSAR data are 0.70 and 23.6 ton/ha, respectively. While airborne LiDAR data with very accurate height measurement and consequent three-dimensional (3D) stand profiles which allows investigation into the relationship between height, number density and AGB, it's limited to small coverage area, or large areas but at large cost. ALOS PALSAR, on the other hand, can cover big coverage area but it provide a lower resolution, hence, lower estimation accuracy

Ocean Remote Sensing with Synthetic Aperture Radar

The ocean covers approximately 71% of the Earth’s surface, 90% of the biosphere and contains 97% of Earth’s water. The Synthetic Aperture Radar (SAR) can image the ocean surface in all weather conditions and day or night. SAR remote sensing on ocean and coastal monitoring has become a research hotspot in geoscience and remote sensing. This book—Progress in SAR Oceanography—provides an update of the current state of the science on ocean remote sensing with SAR. Overall, the book presents a variety of marine applications, such as, oceanic surface and internal waves, wind, bathymetry, oil spill, coastline and intertidal zone classification, ship and other man-made objects’ detection, as well as remotely sensed data assimilation. The book is aimed at a wide audience, ranging from graduate students, university teachers and working scientists to policy makers and managers. Efforts have been made to highlight general principles as well as the state-of-the-art technologies in the field of SAR Oceanography

Advanced machine learning algorithms for Canadian wetland mapping using polarimetric synthetic aperture radar (PolSAR) and optical imagery

Wetlands are complex land cover ecosystems that represent a wide range of biophysical conditions. They are one of the most productive ecosystems and provide several important environmental functionalities. As such, wetland mapping and monitoring using cost- and time-efficient approaches are of great interest for sustainable management and resource assessment. In this regard, satellite remote sensing data are greatly beneficial, as they capture a synoptic and multi-temporal view of landscapes. The ability to extract useful information from satellite imagery greatly affects the accuracy and reliability of the final products. This is of particular concern for mapping complex land cover ecosystems, such as wetlands, where complex, heterogeneous, and fragmented landscape results in similar backscatter/spectral signatures of land cover classes in satellite images. Accordingly, the overarching purpose of this thesis is to contribute to existing methodologies of wetland classification by proposing and developing several new techniques based on advanced remote sensing tools and optical and Synthetic Aperture Radar (SAR) imagery. Specifically, the importance of employing an efficient speckle reduction method for polarimetric SAR (PolSAR) image processing is discussed and a new speckle reduction technique is proposed. Two novel techniques are also introduced for improving the accuracy of wetland classification. In particular, a new hierarchical classification algorithm using multi-frequency SAR data is proposed that discriminates wetland classes in three steps depending on their complexity and similarity. The experimental results reveal that the proposed method is advantageous for mapping complex land cover ecosystems compared to single stream classification approaches, which have been extensively used in the literature. Furthermore, a new feature weighting approach is proposed based on the statistical and physical characteristics of PolSAR data to improve the discrimination capability of input features prior to incorporating them into the classification scheme. This study also demonstrates the transferability of existing classification algorithms, which have been developed based on RADARSAT-2 imagery, to compact polarimetry SAR data that will be collected by the upcoming RADARSAT Constellation Mission (RCM). The capability of several well-known deep Convolutional Neural Network (CNN) architectures currently employed in computer vision is first introduced in this thesis for classification of wetland complexes using multispectral remote sensing data. Finally, this research results in the first provincial-scale wetland inventory maps of Newfoundland and Labrador using the Google Earth Engine (GEE) cloud computing resources and open access Earth Observation (EO) collected by the Copernicus Sentinel missions. Overall, the methodologies proposed in this thesis address fundamental limitations/challenges of wetland mapping using remote sensing data, which have been ignored in the literature. These challenges include the backscattering/spectrally similar signature of wetland classes, insufficient classification accuracy of wetland classes, and limitations of wetland mapping on large scales. In addition to the capabilities of the proposed methods for mapping wetland complexes, the use of these developed techniques for classifying other complex land cover types beyond wetlands, such as sea ice and crop ecosystems, offers a potential avenue for further research