Impact of Spectrum Sharing on the Efficiency of Faster-Than-Nyquist Signaling

Capacity computations are presented for Faster-Than-Nyquist (FTN) signaling in the presence of interference from neighboring frequency bands. It is shown that Shannon's sinc pulses maximize the spectral efficiency for a multi-access channel, where spectral efficiency is defined as the sum rate in bits per second per Hertz. Comparisons using root raised cosine pulses show that the spectral efficiency decreases monotonically with the roll-off factor. At high signal-to-noise ratio, these pulses have an additive gap to capacity that increases monotonically with the roll-off factor.Comment: IEEE copyrights notice applies. This paper is accepted at WCNC 201

Asynchronous CDMA Systems with Random Spreading-Part II: Design Criteria

Totally asynchronous code-division multiple-access (CDMA) systems are addressed. In Part I, the fundamental limits of asynchronous CDMA systems are analyzed in terms of spectral efficiency and SINR at the output of the optimum linear detector. The focus of Part II is the design of low-complexity implementations of linear multiuser detectors in systems with many users that admit a multistage representation, e.g. reduced rank multistage Wiener filters, polynomial expansion detectors, weighted linear parallel interference cancellers. The effects of excess bandwidth, chip-pulse shaping, and time delay distribution on CDMA with suboptimum linear receiver structures are investigated. Recursive expressions for universal weight design are given. The performance in terms of SINR is derived in the large-system limit and the performance improvement over synchronous systems is quantified. The considerations distinguish between two ways of forming discrete-time statistics: chip-matched filtering and oversampling

Approximation of L\"owdin Orthogonalization to a Spectrally Efficient Orthogonal Overlapping PPM Design for UWB Impulse Radio

In this paper we consider the design of spectrally efficient time-limited pulses for ultrawideband (UWB) systems using an overlapping pulse position modulation scheme. For this we investigate an orthogonalization method, which was developed in 1950 by Per-Olov L\"owdin. Our objective is to obtain a set of N orthogonal (L\"owdin) pulses, which remain time-limited and spectrally efficient for UWB systems, from a set of N equidistant translates of a time-limited optimal spectral designed UWB pulse. We derive an approximate L\"owdin orthogonalization (ALO) by using circulant approximations for the Gram matrix to obtain a practical filter implementation. We show that the centered ALO and L\"owdin pulses converge pointwise to the same Nyquist pulse as N tends to infinity. The set of translates of the Nyquist pulse forms an orthonormal basis or the shift-invariant space generated by the initial spectral optimal pulse. The ALO transform provides a closed-form approximation of the L\"owdin transform, which can be implemented in an analog fashion without the need of analog to digital conversions. Furthermore, we investigate the interplay between the optimization and the orthogonalization procedure by using methods from the theory of shift-invariant spaces. Finally we develop a connection between our results and wavelet and frame theory.Comment: 33 pages, 11 figures. Accepted for publication 9 Sep 201

Asynchronous CDMA Systems with Random Spreading-Part I: Fundamental Limits

Spectral efficiency for asynchronous code division multiple access (CDMA) with random spreading is calculated in the large system limit allowing for arbitrary chip waveforms and frequency-flat fading. Signal to interference and noise ratios (SINRs) for suboptimal receivers, such as the linear minimum mean square error (MMSE) detectors, are derived. The approach is general and optionally allows even for statistics obtained by under-sampling the received signal. All performance measures are given as a function of the chip waveform and the delay distribution of the users in the large system limit. It turns out that synchronizing users on a chip level impairs performance for all chip waveforms with bandwidth greater than the Nyquist bandwidth, e.g., positive roll-off factors. For example, with the pulse shaping demanded in the UMTS standard, user synchronization reduces spectral efficiency up to 12% at 10 dB normalized signal-to-noise ratio. The benefits of asynchronism stem from the finding that the excess bandwidth of chip waveforms actually spans additional dimensions in signal space, if the users are de-synchronized on the chip-level. The analysis of linear MMSE detectors shows that the limiting interference effects can be decoupled both in the user domain and in the frequency domain such that the concept of the effective interference spectral density arises. This generalizes and refines Tse and Hanly's concept of effective interference. In Part II, the analysis is extended to any linear detector that admits a representation as multistage detector and guidelines for the design of low complexity multistage detectors with universal weights are provided

Bandlimited Intensity Modulation

In this paper, the design and analysis of a new bandwidth-efficient signaling method over the bandlimited intensity-modulated direct-detection (IM/DD) channel is presented. The channel can be modeled as a bandlimited channel with nonnegative input and additive white Gaussian noise (AWGN). Due to the nonnegativity constraint, standard methods for coherent bandlimited channels cannot be applied here. Previously established techniques for the IM/DD channel require bandwidth twice the required bandwidth over the conventional coherent channel. We propose a method to transmit without intersymbol interference in a bandwidth no larger than the bit rate. This is done by combining Nyquist or root-Nyquist pulses with a constant bias and using higher-order modulation formats. In fact, we can transmit with a bandwidth equal to that of coherent transmission. A trade-off between the required average optical power and the bandwidth is investigated. Depending on the bandwidth required, the most power-efficient transmission is obtained by the parametric linear pulse, the so-called "better than Nyquist" pulse, or the root-raised cosine pulse.Comment: 28 pages 10 Figure

High performance faster-than-nyquist signaling

AbstractIn a wireless broadband context, multi-path dispersive channels can severely affectdata communication of Mobile Terminals (MTs) uplink.Single Carrier withFrequency-Domain Equalization (SC-FDE) has been proposed to deal with highlydispersive channels for the uplink of broadband wireless systems. However, currentsystems rely on older assumptions of the Nyquist theorem and assume that a systemneeds a minimum bandwidth 2Wper MT. Faster-Than-Nyquist (FTN) assumesthat it is possible to employ a bandwidth as low as 0.802 of the original Nyquistbandwidth with minimum loss - despite this, the current literature has only proposedcomplex receivers for a simple characterization of the wireless channel. Furthermore,the uplink of SC-FDE can be severely affected by a deep-fade and or poor channelconditions; to cope with such difficulties Diversity Combining (DC) Hybrid ARQ(H-ARQ) is a viable technique, since it combines the several packet copies sent bya MT to create reliable packet symbols at the receiver.In this thesis we consider the use of FTN signaling for the uplink of broadbandwireless systems employing SC-FDE based on the Iterative Block with DecisionFeedback Equalization (IB-DFE) receiver with a simple scheduled access HybridAutomatic Repeat reQuest (H-ARQ) specially designed taking into account thecharacteristics of FTN signals. This approach achieves a better performance thanNyquist signaling by taking advantage of the additional bandwidth employed of aroot-raised cosine pulse for additional diversity.Alongside a Packet Error Rate (PER) analytical model, simulation results show that this receiver presents a better performance when compared with a regular system,with higher system throughputs and a lower Energy per Useful Packet (EPUP)

Strictly Bandlimited ISI-Free Transmission Over Intensity-Modulated Channels

In this paper, the design and analysis of a new bandwidth-efficient signalling method over the bandlimited intensity-modulated direct-detection (IM/DD) channel is pro- posed. The channel can be modeled as a bandlimited channel with nonnegative input and additive white Gaussian noise. Due to the nonnegativity constraint, the methods previously proposed for conventional bandlimited channels cannot be applied here. We propose a method to transmit without intersymbol interference in a narrower bandwidth compared to previous works, by combining Nyquist pulses with a constant bias. In fact, we can transmit with a bandwidth equal to that of coherent transmission. A trade-off between the required average optical power and the bandwidth is investigated. At low bandwidths, the most power- efficient transmission is obtained by either the parametric linear pulse or the so-called “better than Nyquist” pulse, depending on the exact bandwidth

Detection of signals by the digital integrate-and-dump filter with offset sampling

The Integrate and Dump Filter (IDF) is used as a matched filter for the detection of signals in additive white Gaussian noise. The performance of the digital integrate and dump filter is evaluated. The case considered is when symbol times are known and the sampling clock is free running at a constant rate, i.e., the sampling clock is not phase locked to the symbol clock. Degradations in the output signal to noise ratio of the digital implementation due to sampling rate, sampling offset, and finite bandwidth, resulting from the anti-aliasing low pass prefilter, are computed and compared with those of the analog counterpart. It is shown that the digital IDF performs within 0.6 dB of the ideal analog IDF whenever the prefilter bandwidth exceeds four times the symbol rate and when sampling is performed at the Nyquist rate. The loss can be reduced to 0.3 dB by doubling the sampling rate, where 0.2 dB loss results from finite bandwidth and 0.1 dB results from the digital IDF