A Platform for Proactive, Risk-Based Slope Asset Management, Phase II

INE/AUTC 15.0

Analysis of microtopography, vegetation, and active-layer thickness using terrestrial LIDAR and kite photography, Barrow, AK

Arctic regions underlain by permafrost are among the most vulnerable to impacts from climate change. This study examined changes in the active layer of permafrost near Barrow, Alaska at very fine scale to capture subtle changes related to microtopography and landcover. In 2010, terrestrial LIDAR was used to collect high-resolution elevation data for four 10 m × 10 m plots where maximum active-layer thickness (ALT) and elevation have been monitored on an annual basis since the mid-1990s and had been monitored in the 1960s as well. The raw LIDAR point cloud was analyzed and processed into four 10 cm resolution digital elevation models (DEMs). Elevation data, collected using differential global positioning system (DGPS) to assess heave and subsidence, has been gathered annually since 2004 and was used to assess the accuracy of the DEMs generated for August 2010. Higher-resolution DEMs did not have higher accuracy compared to the DGPS control points due to artifacts inherent in the LIDAR data. The four DEMs were used to classify each plot based on microtopographical variations derived from terrain attributes including elevation, slope, and Melton’s Ruggedness Number (MRN). Landcover at each plot was classified using the Visible Vegetation Index (VVI), calculated from a series of high-resolution (~10 cm) kite photographs obtained in August 2012 by researchers from the University of Texas – El Paso. The microtopography and land-cover classifications were then used to analyze ALT and elevation data from a range of years. Analysis revealed little difference in either dataset based upon microtopography and landcover. The high amount of interclass and interannual variation made it difficult to draw any conclusions about temporal trends. The results suggest that while microtopography and vegetation are important factors within the complex interaction which determines ALT, the scale of analysis made possible by the high-resolution data utilized in this study did not significantly enhance understanding of the main controlling mechanisms. While terrestrial LIDAR is excellent for many applications, particularly those with substantial vertical variability, for future research at this scale on relatively flat topography, airborne LIDAR may be more suitable

Building Cultural Heritage Resilience through Remote Sensing: An Integrated Approach Using Multi-Temporal Site Monitoring, Datafication, and Web-GL Visualization

In the American West, wildfires and earthquakes are increasingly threatening the archaeological, historical, and tribal resources that define the collective identity and connection with the past for millions of Americans. The loss of said resources diminishes societal understanding of the role cultural heritage plays in shaping our present and future. This paper examines the viability of employing stationary and SLAM-based terrestrial laser scanning, close-range photogrammetry, automated surface change detection, GIS, and WebGL visualization techniques to enhance the preservation of cultural resources in California. Our datafication approach combines multi-temporal remote sensing monitoring of historic features with legacy data and collaborative visualization to document and evaluate how environmental threats affect built heritage. We tested our methodology in response to recent environmental threats from wildfire and earthquakes at Bodie, an iconic Gold Rush-era boom town located on the California and Nevada border. Our multi-scale results show that the proposed approach effectively integrates highly accurate 3D snapshots of Bodie’s historic buildings before/after disturbance, or post-restoration, with surface change detection and online collaborative visualization of 3D geospatial data to monitor and preserve important cultural resources at the site. This study concludes that the proposed workflow enhances the monitoring of at-risk California’s cultural heritage and makes a call to action to employ remote sensing as a pathway to advanced planning. View Full-Tex

Fearscapes: Mapping Functional Properties of Cover for Prey with Terrestrial LiDAR

Heterogeneous vegetation structure can create a variable landscape of predation risk—a fearscape—that influences the use and selection of habitat by animals. Mapping the functional properties of vegetation that influence predation risk (e.g., concealment and visibility) across landscapes can be challenging. Traditional ground-based measures of predation risk are location specific and limited in spatial resolution. We demonstrate the benefits of terrestrial laser scanning (TLS) to map the properties of vegetation structure that shape fearscapes. We used TLS data to estimate the concealment of prey from multiple vantage points, representing predator sightlines, as well as the visibility of potential predators from the locations of prey. TLS provides a comprehensive data set that allows an exploration of how habitat changes may affect prey and predators. Together with other remotely sensed imagery, TLS could facilitate the scaling up of fearscape analyses to promote the management and restoration of landscapes

The Use of Remote Sensing Techniques for Monitoring and Characterization of Slope Instability

This is the author accepted manuscript. The final version is available from Elsevier via the DOI in this record.Understanding changes in slope geometry and knowledge of underlying engineering properties of the rock mass are essential for the safe design of man-made slopes and to reduce the significant risks associated with slope failure. Recent advances in the geomatics industry have provided the capability to obtain accurate, fully geo-referenced three-dimensional datasets that can be subsequently interrogated to provide engineering-based solutions for monitoring of deformation processes, rock mass characterization and additional insight into any underlying failure mechanisms. Importantly, data can also be used to spatially locate and map geological features and provide displacement or deformation rate information relating to movement of critical sections or regions of a slope. This paper explores the benefits that can be obtained by incorporating different remote sensing techniques and conventional measurement devices to provide a comprehensive database required for development of an effective slope monitoring and risk management program. The integration of different techniques, such as high accuracy discrete point measurement at critical locations, which can be used to complement larger scale less dense three-dimensional survey will be explored. Case studies using a combination of aerial and terrestrial laser scanning, unmanned aerial vehicle and hand-held scanning devices will demonstrate their ability to provide spatial data for informing decision making processes and ensuring compliance with Regulations

The Use of Remote Sensing Techniques for Monitoring and Characterization of Slope Instability

This is the author accepted manuscript. The final version is available from Elsevier via the DOI in this record.Understanding changes in slope geometry and knowledge of underlying engineering properties of the rock mass are essential for the safe design of man-made slopes and to reduce the significant risks associated with slope failure. Recent advances in the geomatics industry have provided the capability to obtain accurate, fully geo-referenced three-dimensional datasets that can be subsequently interrogated to provide engineering-based solutions for monitoring of deformation processes, rock mass characterization and additional insight into any underlying failure mechanisms. Importantly, data can also be used to spatially locate and map geological features and provide displacement or deformation rate information relating to movement of critical sections or regions of a slope. This paper explores the benefits that can be obtained by incorporating different remote sensing techniques and conventional measurement devices to provide a comprehensive database required for development of an effective slope monitoring and risk management program. The integration of different techniques, such as high accuracy discrete point measurement at critical locations, which can be used to complement larger scale less dense three-dimensional survey will be explored. Case studies using a combination of aerial and terrestrial laser scanning, unmanned aerial vehicle and hand-held scanning devices will demonstrate their ability to provide spatial data for informing decision making processes and ensuring compliance with Regulations

Integrating Remote Sensing Techniques into Forest Monitoring: Selected Topics with a Focus on Thermal Remote Sensing

A sustainable management of natural resources, in particular of forests, is of great importance to preserve the ecological, environmental and economic benefits of forests for future generations. An enhanced understanding of the current situation and ongoing trends of forests, e.g. through policy interventions, is crucial to managing the forest wisely. In this context, forest monitoring is essential for collecting the base data required and for observing trends. Despite the wide range of approved methods and techniques for both close-range and satellite-based remote sensing monitoring, ongoing forest monitoring research is still grappling with specific and unresolved questions: The data acquired must be more reliable, in particular over a long-term period; costs need to be reduced through advancements in both methods and technology that offer easier and more feasible ways of interpreting data. This thesis comprises a number of focused studies, each with their individual and specific research questions, and aims to explore the benefits of innovative methods and technologies. The main emphasis of the studies presented is the integration of close-range and satellite-based remote sensing for enhancing the efficiency of forest monitoring. Manuscript I discusses thermal canopy photography, a new field of application. This approach takes advantage of the large differences in temperature between sky and non-sky pixels and overcomes the inconsistencies of finding an optimal threshold. For an unambiguously separation of “sky” and “non-sky” pixels, a global threshold of 0 °C was defined. Currently, optical or hemispherical canopy photography is the most widely used method to extract crown-related variables. However, a number of aspects, such as exposure, illumination conditions, and threshold definition present a challenge in optical canopy photography and dramatically influence the result; consequently, a comparison of the results from optical canopy photography at a different point in time derived is not advisable. For forest monitoring, where repeated measurements of the canopy cover on the same plots were undertaken, it is therefore of utmost importance to devise a standard protocol to estimate changes in and compare the canopy covers. This paper offers such a protocol by introducing thermal canopy photography. A feasible and accurate method that examines the strong correlation (R2 = 0.96) of canopy closure values derived from thermal and optical image pairs. Thermal photography, as a close-range remote sensing technique, also aids data collection and analysis in other contexts, for instance to expand our knowledge about bamboo tree species: Information about the maturity of bamboo culms is of utmost importance for managing bamboo stands because only then the process of lignification is finished and the culm is technically stronger and more resistant to insect and fungi attacks. The findings of a study (Manuscript III) conducted in Pereira, Colombia, show small differences in culm surface temperature between culms of different ages for the bamboo species Guadua angustifolia K., which may be a sign of maturity. The surface temperature of 12 culms was measured after sunrise using the thermal camera system FLIR 60Ebx. This study shows an innovative close-range remote sensing technique which may support researchers’ determination of the maturity of bamboo culms. This research is in its inception phase and our results are the first of this kind. In the context of analyzing, in particular of thermal imagery time-series data, Manuscript (IV) offers a new methodology using advanced statistical methods. Otsu Thresholding, an automatic segmentation technique is used in a first processing step. O’Sullivan penalized splines estimated the temperature profile extracted from the canopy leaf temperature. A final comparison of the different profiles is done by constructing simultaneous confidence bands. The result shows an approximately significant difference in canopy leaf temperature. For this study, we successfully cooperated with the Center for Statistics at Göttingen University (Prof. Kneib). The second close-range remote sensing technology employed in this thesis is terrestrial laser scanning which is used here to enhance our understanding about buttressed trees. Big trees with an irregular non-convex shape are important contributors to aboveground biomass in tropical forests, but an accurate estimation of their biomass is still a challenge and often remains biased. Allometric equations including tree diameter and height as predictors are currently used in tropical forests, but they are often not calibrated for such large and irregular trees where measuring the diameter is quite difficult. Against this background, Manuscript II shows the result of the 3D-analysis of 12 buttressed trees. This study was conducted in the Botanical Garden of Bogor, Indonesia, using a state-of-the-art terrestrial laser scanner. The findings allow for new insights into the irregular geometry of buttressed trees and the methodological approach employed in this paper will help to improve volume and biomass models for this kind of tree. The results suggest a strong relationship (R² = 0.87) between cross-sectional areas at diameter above buttress (DAB) height and the actual tree basal area measured at 1.3 m height. The accuracy of field biomass estimates is crucial if the data are used to calibrate models to predict the forest biomass on landscape level using remote sensing imagery. The linkage between technology and methodology in the context of forest monitoring remote sensing enhance our knowledge in extracting more reliable information on tree cover estimation. The pre-processing of satellite images plays a crucial role in the processing workflow and particularly the illumination correction has a direct effect on the estimated tree cover. Manuscript IV evaluates four DEMs (Pleiades DSM, SRTM30, SRTM V4.1 and SRTM-X) that are available for the area of Shitai County (Anhui Province, Southeast China) for the purpose of an optimized illumination correction and tree cover estimation from optical RapidEye satellite images. The findings presented in this study suggest that the change in tree cover is contingent on the respective digital elevation models used for pre-processing the data. Imagery corrected with the freely available SRTM30 DEM with 30 m resolution leads to a higher accuracy in the estimation of tree cover based on the high-resolution and cost intensive Pleaides DEM. These manuscripts eventually seek to resolve some of the issues and provide answers to some of the detailed questions that still persist at different steps of the forest monitoring process. In future, these new and innovate methods and technologies will maybe integrate into forest monitoring programs

QUANTIFYING GULLY EROSION IN WEST TENNESSEE USING HIGH RESOLUTION LIDAR DATA

This research demonstrates the use of Light Detection and Ranging (LIDAR) for detailed measurement of volume change and erosional and depositional processes within a small gully and assessing the impact of digital elevation model (DEM) resolution on these measurements. The study site is an active gully in Meeman-Shelby Forest State Park in Tennessee, USA. DEMs were derived from an airborne LIDAR survey and multiple terrestrial LIDAR scans. DEM differences were used to quantify gross volumes of erosion and deposition within the gully over a three year period and a 49 day period. Analysis of the airborne LIDAR point cloud indicated that approximately 10,000 m3 of material eroded from the bluff since the gully was formed between 1969 and 1973. A total volume of 615.8 m3 of material was discharged from the gully between January 2012 (the airborne LIDAR survey) and December 2014 (the first terrestrial LIDAR survey). The surveys using the terrestrial laser scanner generated two 2 cm DEMs representing the gully terrain change during a short period of 49 days between December 2014 and February 2015. The comparison of these two DEMs indicates an estimated 2.1 m3 of material was imported into the gully with 11.5 m3 of gross erosion and 13.6 m3 of gross deposition. The DEM scale analysis indicates that turning points exist in the trends of erosion and deposition estimates at 0.18 m and 0.28 m resolutions, respectively. These turning points represent the resolutions at which the accuracy of erosion and deposition measurements begin to deteriorate and are revealed by examining the strength of linear fits to data points on either side of the turning point. The analyses described in this thesis offer insight into the benefits and challenges of using LIDAR to study gully morphology and serve as a starting point for continuously monitoring of gully development processes taking place within the pool gully at very fine scales

The use of lasers for hydrographic studies

The utilization of remote laser sensors in water pollution detection and identification, coastal environmental monitoring, and bathymetric depth sounding, is discussed. q