Remote sensing observatory validation of surface soil moisture using Advanced Microwave Scanning Radiometer E, Common Land Model, and ground based data: Case study in SMEX03 Little River Region, Georgia, U.S.

Optimal soil moisture estimation may be characterized by intercomparisons among remotely sensed measurements, ground‐based measurements, and land surface models. In this study, we compared soil moisture from Advanced Microwave Scanning Radiometer E (AMSR‐E), ground‐based measurements, and a Soil‐Vegetation‐Atmosphere Transfer (SVAT) model for the Soil Moisture Experiments in 2003 (SMEX03) Little River region, Georgia. The Common Land Model (CLM) reasonably replicated soil moisture patterns in dry down and wetting after rainfall though it had modest wet biases (0.001–0.054 m3/m3) as compared to AMSR‐E and ground data. While the AMSR‐E average soil moisture agreed well with the other data sources, it had extremely low temporal variability, especially during the growing season from May to October. The comparison results showed that highest mean absolute error (MAE) and root mean squared error (RMSE) were 0.054 and 0.059 m3/m3 for short and long periods, respectively. Even if CLM and AMSR‐E had complementary strengths, low MAE (0.018–0.054 m3/m3) and RMSE (0.023–0.059 m3/m3) soil moisture errors for CLM and soil moisture low biases (0.003–0.031 m3/m3) for AMSR‐E, care should be taken prior to employing AMSR‐E retrieved soil moisture products directly for hydrological application due to its failure to replicate temporal variability. AMSR‐E error characteristics identified in this study should be used to guide enhancement of retrieval algorithms and improve satellite observations for hydrological sciences

Assimilation of SMOS Retrievals in the Land Information System

The Soil Moisture and Ocean Salinity (SMOS) satellite provides retrievals of soil moisture in the upper 5 cm with a 30-50 km resolution and a mission accuracy requirement of 0.04 cm(sub 3 cm(sub -3). These observations can be used to improve land surface model soil moisture states through data assimilation. In this paper, SMOS soil moisture retrievals are assimilated into the Noah land surface model via an Ensemble Kalman Filter within the NASA Land Information System. Bias correction is implemented using Cumulative Distribution Function (CDF) matching, with points aggregated by either land cover or soil type to reduce sampling error in generating the CDFs. An experiment was run for the warm season of 2011 to test SMOS data assimilation and to compare assimilation methods. Verification of soil moisture analyses in the 0-10 cm upper layer and root zone (0-1 m) was conducted using in situ measurements from several observing networks in the central and southeastern United States. This experiment showed that SMOS data assimilation significantly increased the anomaly correlation of Noah soil moisture with station measurements from 0.45 to 0.57 in the 0-10 cm layer. Time series at specific stations demonstrate the ability of SMOS DA to increase the dynamic range of soil moisture in a manner consistent with station measurements. Among the bias correction methods, the correction based on soil type performed best at bias reduction but also reduced correlations. The vegetation-based correction did not produce any significant differences compared to using a simple uniform correction curve

Assessment and enhancement of MERRA land surface hydrology estimates

The Modern-Era Retrospective Analysis for Research and Applications (MERRA) is a state-of-the-art reanalysis that provides, in addition to atmospheric fields, global estimates of soil moisture, latent heat flux, snow, and runoff for 1979 present. This study introduces a supplemental and improved set of land surface hydrological fields ("MERRA-Land") generated by rerunning a revised version of the land component of the MERRA system. Specifically, the MERRA-Land estimates benefit from corrections to the precipitation forcing with the Global Precipitation Climatology Project pentad product (version 2.1) and from revised parameter values in the rainfall interception model, changes that effectively correct for known limitations in the MERRA surface meteorological forcings. The skill (defined as the correlation coefficient of the anomaly time series) in land surface hydrological fields from MERRA and MERRA-Land is assessed here against observations and compared to the skill of the state-of-the-art ECMWF Re-Analysis-Interim (ERA-I). MERRA-Land and ERA-I root zone soil moisture skills (against in situ observations at 85 U.S. stations) are comparable and significantly greater than that of MERRA. Throughout the Northern Hemisphere, MERRA and MERRA-Land agree reasonably well with in situ snow depth measurements (from 583 stations) and with snow water equivalent from an independent analysis. Runoff skill (against naturalized stream flow observations from 18 U.S. basins) of MERRA and MERRA-Land is typically higher than that of ERA-I. With a few exceptions, the MERRA-Land data appear more accurate than the original MERRA estimates and are thus recommended for those interested in using MERRA output for land surface hydrological studies

Implementing plant hydraulics in an Earth System Model and the implications for the global carbon and water cycles.

Uncertainty in the representation of vegetation in Earth System Models is a major contributor to the intermodel spread in climate projections under global warming. Empirical soil moisture stress parameterizations to model drought effects on photosynthesis have been identified as a major driver of this uncertainty, leading to a call to develop more mechanistic models that leverage the principles of soil and plant hydraulic theory. The goal of this dissertation is to develop and install a simplified plant hydraulics representation within a major Earth System Model, compare its dynamics with a non-hydraulic model, and refine methods to use transient leaf water potential observations to infer vegetation water-use strategy. Chapter 1 presents the full model description of Plant Hydraulic Stress (PHS), which we developed to implement plant hydraulics within the Community Land Model (CLM). PHS has since been adopted as the default representation of vegetation water use in version 5 of the CLM. PHS updates vegetation water stress and root water uptake to better reflect plant hydraulic theory, advancing the physical basis of the modeled vegetation hydrodynamics. Point simulations of a tropical forest site (Caxiuanã, Brazil) under ambient conditions and partial precipitation exclusion highlight the differences between PHS and the previous CLM implementation. Model description and simulation results are contextualized with a list of benefits and limitations of the new model formulation, including hypotheses that were not testable in previous versions of the model. Key results include reductions in transpiration and soil moisture biases relative to a control model under both ambient and exclusion conditions, correcting excessive dry season soil moisture stress in the control model. The new model structure, which bases water stress on leaf water potential, could have significant implications for vegetation-climate feedbacks, including increased sensitivity of photosynthesis to atmospheric vapor pressure deficit. Chapter 2 extends the analysis of PHS to the global scale. Historical simulations with and without plant hydraulics are compared to understand the influence on interannual soil moisture and photosynthesis dynamics. The focus of this chapter is on analyzing model dynamics across the semi-arid tropics. The PHS simulation yields longer soil moisture memory and increases interannual photosynthesis variability as compared to the non-hydraulic model. With an analytical derivation and analyses of soil moisture dynamics, we demonstrate the importance of the root water uptake parameterization for soil moisture memory and carbon cycle variability. Chapter 3 investigates methods to use transient leaf water potential observations to infer vegetation water-use strategy. We use a set of soil-plant-atmosphere models, ranging in complexity, to investigate the underlying meaning of three isohydricity metrics and identify potential classification errors. The model-based approach allows us to derive analytical expressions for the three metrics and to more methodically sample both environmental space and trait space to generate idealized experiments to test the fidelity of the resulting water-use strategy classifications. We consider two previously defined metrics, isohydricity slope and hydroscape area, in comparison to a third metric, relative isohydricity, defined herein. We describe classification challenges resulting from trait coordination and environmental variability, suggest practical recommendations for metric retrieval, and discuss the value and limitations of isohydricity and the broader pursuit of response-based metrics of vegetation traits. Our results indicate that the major limitations of the isohydricity slope and hydroscape area metrics can be corrected with the relative isohydricity methods described here

Satellite Microwave Remote Sensing of Boreal-Arctic Land Surface State and Meteorology from AMSR-E

High latitude regions are undergoing significant climate-related change and represent an integral component of the Earth’s climate system. Near-surface vapor pressure deficit, soil temperature, and soil moisture are essential state variables for monitoring high latitude climate and estimating the response of terrestrial ecosystems to climate change. Methods are developed and evaluated to retrieve surface soil temperature, daily maximum/minimum air temperature, and land surface wetness information from the EOS Advanced Microwave Scanning Radiometer (AMSR-E) on the Aqua satellite for eight Boreal forest and Arctic tundra biophysical monitoring sites across Alaska and northern Canada. Daily vapor pressure deficit is determined by employing AMSR-E daily maximum/minimum air temperature retrievals. The seasonal pattern of microwave emission and relative accuracy of the estimated land surface state are influenced strongly by landscape properties including the presence of open water, vegetation type and seasonal phenology, snow cover and freeze-thaw transitions. Daily maximum/minimum air temperature is retrieved with RMSEs of 2.88 K and 2.31 K, respectively. Soil temperature is retrieved with RMSE of 3.1 K. Vapor pressure deficit (VPD) is retrieved to within 427.9 Pa using thermal information from AMSR-E. AMSR-E thermal information imparted 27% of the overall error in VPD estimation with the remaining error attributable to underlying algorithm assumptions. Land surface wetness information derived from AMSR-E corresponded with soil moisture observations and simple soil moisture models at locations with tundra, grassland, and mixed -forest/cropland land covers (r = 0.49 to r = 0.76). AMSR-E 6.9 GHz land surface wetness showed little correspondence to soil moisture observation or model estimates at locations with \u3e 20% open water and \u3e 5 m2 m-2 Leaf Area Index, despite efforts to remove the impact of open water and vegetation biomass. Additional information on open water fraction and vegetation phenology derived from AMSR-E 6.9 GHz corresponds well with independent satellite observations from MODIS, Sea-Winds, and JERS-1. The techniques and interpretations of high-latitude terrestrial brightness temperature signatures presented in this investigation will likely prove useful for future passive microwave missions and ecosystem modeling

Development of a Downscaling Scheme for a Coarse Scale Soil Water Estimation Method

Many river basins worldwide, especially in semi-arid regions, are adversely impacted by poor hydrological infrastructure or are poorly characterized due to limited or no hydrologic data. This condition challenges water-management authorities, who benefit from reliable prediction of the hydrological dynamics that can be made by means of hydrological models. Because of the lack of sufficient or reliable data, often such models are difficult to calibrate and to validate. This study addresses this data limitation by formulating and testing an independent validation tool for hydrological models that can be applied to downscale macro-scale soil water data derived from a remotely sensed scatterometer dataset. This proposed method uses the concept of hydrological response units (HRU) to analyze the spatial variability within one scatterometer footprint. The HRUs are treated as model entities in the process oriented hydrological model J2000 that was applied to the Great Letaba River catchment (ca. 4.700 km²) in South Africa. The soil water time series results were then compared to the remotely sensed data set and the downscaling scheme derived. First, the analysis conducted on footprint scale highlights the similarities in predicting the soil water generation over the long term and in seasonal terms. It also exhibits that the absolute values of both time series can not be used for further investigation, due to differences in the observed soil water volume. Second, the resulted simulated soil water time series were used to establish the downscaling method. Here, the study provides promising results that allow the downscaling of the coarse scale soil water calculated dataset, based upon the landscape related parameters of land cover, soil group and precipitation. The study findings indicate that, by linking the two concepts, hydrological modeling and remote sensing, water management authorities should be able to reduce certain prediction uncertainties of the applied models

Evapotranspiration Estimates Derived Using Multi-Platform Remote Sensing in a Semiarid Region

Evapotranspiration (ET) is a key component of the water balance, especially in arid and semiarid regions. The current study takes advantage of spatially-distributed, near real-time information provided by satellite remote sensing to develop a regional scale ET product derived from remotely-sensed observations. ET is calculated by scaling PET estimated from Moderate Resolution Imaging Spectroradiometer (MODIS) products with downscaled soil moisture derived using the Soil Moisture Ocean Salinity (SMOS) satellite and a second order polynomial regression formula. The MODis-Soil Moisture ET (MOD-SMET) estimates are validated using four flux tower sites in southern Arizona USA, a calibrated empirical ET model, and model output from Version 2 of the North American Land Data Assimilation System (NLDAS-2). Validation against daily eddy covariance ET indicates correlations between 0.63 and 0.83 and root mean square errors (RMSE) between 40 and 96 W/m2. MOD-SMET estimates compare well to the calibrated empirical ET model, with a −0.14 difference in correlation between sites, on average. By comparison, NLDAS-2 models underestimate daily ET compared to both flux towers and MOD-SMET estimates. Our analysis shows the MOD-SMET approach to be effective for estimating ET. Because it requires limited ancillary ground-based data and no site-specific calibration, the method is applicable to regions where ground-based measurements are not available

Microwave Indices from Active and Passive Sensors for Remote Sensing Applications

Past research has comprehensively assessed the capabilities of satellite sensors operating at microwave frequencies, both active (SAR, scatterometers) and passive (radiometers), for the remote sensing of Earth’s surface. Besides brightness temperature and backscattering coefficient, microwave indices, defined as a combination of data collected at different frequencies and polarizations, revealed a good sensitivity to hydrological cycle parameters such as surface soil moisture, vegetation water content, and snow depth and its water equivalent. The differences between microwave backscattering and emission at more frequencies and polarizations have been well established in relation to these parameters, enabling operational retrieval algorithms based on microwave indices to be developed. This Special Issue aims at providing an overview of microwave signal capabilities in estimating the main land parameters of the hydrological cycle, e.g., soil moisture, vegetation water content, and snow water equivalent, on both local and global scales, with a particular focus on the applications of microwave indices