Dual-FOV Raman and Doppler lidar studies of aerosol-cloud interactions : Simultaneous profiling of aerosols, warm-cloud properties, and vertical wind

Date of Acceptance: 24/04/2014 This is an open access article under the terms of the Creative Commons Attribution-NonCommercial-NoDerivs License, which permits use and distribution in any medium, provided the original work is properly cited, the use is non-commercial and no modifications or adaptations are madeFor the first time, colocated dual-field of view (dual-FOV) Raman lidar and Doppler lidar observations (case studies) of aerosol and cloud optical and microphysical properties below and within thin layered liquid water clouds are presented together with an updraft and downdraft characterization at cloud base. The goal of this work is to investigate the relationship between aerosol load close to cloud base and cloud characteristics of warm (purely liquid) clouds and the study of the influence of vertical motions and turbulent mixing on this relationship. We further use this opportunity to illustrate the applicability of the novel dual-FOV Raman lidar in this field of research. The dual-FOV lidar combines the well-established multiwavelength Raman lidar technique for aerosol retrievals and the multiple-scattering Raman lidar technique for profiling of the single-scattering extinction coefficient, effective radius, number concentration of the cloud droplets, and liquid water content. Key findings of our 3 year observations are presented in several case studies of optically thin altocumulus layers occurring in the lower free troposphere between 2.5 and 4 km height over Leipzig, Germany, during clean and polluted situations. For the clouds that we observed, the most direct link between aerosol proxy (particle extinction coefficient) and cloud proxy (cloud droplet number concentration) was found at cloud base during updraft periods. Above cloud base, additional processes resulting from turbulent mixing and entrainment of dry air make it difficult to determine the direct impact of aerosols on cloud processes.Peer reviewedFinal Published versio

Evaluation of the Lidar/Radiometer Inversion Code (LIRIC) to determine microphysical properties of volcanic and desert dust

© Author(s) 2013. This work is distributed under the Creative Commons Attribution 3.0 LicenseThe Lidar/Radiometer Inversion Code (LIRIC) combines the multiwavelength lidar technique with sun/sky photometry and allows us to retrieve vertical profiles of particle optical and microphysical properties separately for fine-mode and coarse-mode particles. After a brief presentation of the theoretical background, we evaluate the potential of LIRIC to retrieve the optical and microphysical properties of irregularly shaped dust particles. The method is applied to two very different aerosol scenarios: a strong Saharan dust outbreak towards central Europe and an Eyjafjallajökull volcanic dust event. LIRIC profiles of particle mass concentrations for the coarse-mode as well as for the non-spherical particle fraction are compared with results for the non-spherical particle fraction as obtained with the polarization-lidar- based POLIPHON method. Similar comparisons for fine-mode and spherical particle fractions are presented also. Acceptable agreement between the different dust mass concentration profiles is obtained. LIRIC profiles of optical properties such as particle backscatter coefficient, lidar ratio, Ångström exponent, and particle depolarization ratio are compared with direct Raman lidar observations. Systematic deviations between the LIRIC retrieval products and the Raman lidar measurements of the desert dust lidar ratio, depolarization ratio, and spectral dependencies of particle backscatter and lidar ratio point to the applied spheroidal-particle model as main source for these uncertainties in the LIRIC results.Peer reviewe

Aerosol Retrievals from Different Polarimeters During the ACEPOL Campaign Using a Common Retrieval Algorithm

In this paper, we present aerosol retrieval results from the ACEPOL (Aerosol Characterization from Polarimeter and Lidar) campaign, which was a joint initiative between NASA and SRON the Netherlands Institute for Space Research. The campaign took place in OctoberNovember 2017 over the western part of the United States. During ACEPOL six different instruments were deployed on the NASA ER-2 high-altitude aircraft, including four multi-angle polarimeters (MAPs): SPEX airborne, the Airborne Hyper Angular Rainbow Polarimeter (AirHARP), the Airborne Multi-angle SpectroPolarimetric Imager (AirMSPI), and the Research Scanning Polarimeter (RSP). Also, two lidars participated: the High Spectral Resolution Lidar-2 (HSRL-2) and the Cloud Physics Lidar (CPL). Flights were conducted mainly for scenes with low aerosol load over land, but some cases with higher AOD were also observed. We perform aerosol retrievals from SPEX airborne, RSP (410865 nm range only), and AirMSPI using the SRON aerosol retrieval algorithm and compare the results against AERONET (AErosol RObotic NETwork) and HSRL-2 measurements (for SPEX airborne and RSP). All three MAPs compare well against AERONET for the aerosol optical depth (AOD), with a mean absolute error (MAE) between 0.014 and 0.024 at 440 nm. For the fine-mode effective radius the MAE ranges between 0.021 and 0.028 m. For the comparison with HSRL-2 we focus on a day with low AOD (0.020.14 at 532 nm) over the California Central Valley, Arizona, and Nevada (26 October) as well as a flight with high AOD (including measurements with AOD>1.0 at 532 nm) over a prescribed forest fire in Arizona (9 November). For the day with low AOD the MAEs in AOD (at 532 nm) with HSRL-2 are 0.014 and 0.022 for SPEX and RSP, respectively, showing the capability of MAPs to provide accurate AOD retrievals for the challenging case of low AOD over land. For the retrievals over the smoke plume a reasonable agreement in AOD between the MAPs and HSRL-2 was also found (MAE 0.088 and 0.079 for SPEX and RSP, respectively), despite the fact that the comparison is hampered by large spatial variability in AOD throughout the smoke plume. A good comparison is also found between the MAPs and HSRL-2 for the aerosol depolarization ratio (a measure of particle sphericity), with an MAE of 0.023 and 0.016 for SPEX and RSP, respectively. Finally, SPEX and RSP agree very well for the retrieved microphysical and optical properties of the smoke plume

The AMMA mulid network for aerosol characterization in West Africa

Three ground based portable low power consumption microlidars (MULID) have been built and deployed at three remote sites in Banizoumbou (Niger), Cinzana (Mali) and M'Bour (Senegal) in the framework of the African Monsoon Multidisciplinary Analyses (AMMA) project for the characterization of aerosols optical properties. A description of the instrument and a discussion of the data inversion method, including a careful analysis of measurement uncertainties (systematic and statistical errors) are presented. Some case studies of typical lidar profiles observed over the Banizoumbou site during 2006 are shown and discussed with respect to the AERONET 7-day back-trajectories and the biomass burning emissions from the Combustion Emission database for the AMMA campaign

3+2 + X: what is the most useful depolarization input for retrieving microphysical properties of non-spherical particles from lidar measurements using the spheroid model of Dubovik et al. (2006)?

The typical multiwavelength aerosol lidar data set for inversion of optical to microphysical parameters is composed of three backscatter coefficients (β) at 355, 532, and 1064 nm and two extinction coefficients (α) at 355 and 532 nm. This data combination is referred to as a 3β+2α or 3+2 data set. This set of data is sufficient for retrieving some important microphysical particle parameters if the particles have spherical shape. Here, we investigate the effect of including the particle linear depolarization ratio (δ) as a third input parameter for the inversion of lidar data. The inversion algorithm is generally not used if measurements show values of δ that exceed 0.10 at 532 nm, i.e. in the presence of non-spherical particles such as desert dust, volcanic ash, and, under special circumstances, biomass-burning smoke. We use experimental data collected with instruments that are capable of measuring δ at all three lidar wavelengths with an inversion routine that applies the spheroidal light-scattering model of Dubovik et al. (2006) with a fixed axis-ratio distribution to replicate scattering properties of non-spherical particles. The inversion gives the fraction of spheroids required to replicate the optical data as an additional output parameter. This is the first systematic test of the effect of using all theoretically possible combinations of δ taken at 355, 532, and 1064 nm as input in the lidar data inversion. We find that depolarization information of at least one wavelength already provides useful information for the inversion of optical data that have been collected in the presence of non-spherical mineral dust particles. However, any choice of δλ will give lower values of the single-scattering albedo than the traditional 3+2 data set. We find that input data sets that include δ355 give a spheroid fraction that closely resembles the dust ratio we obtain from using β532 and δ532 in a methodology applied in aerosol-type separation. The use of δ355 in data sets of two or three δλ reduces the spheroid fraction that is retrieved when using δ532 and δ1064. Use of the latter two parameters without accounting for δ355 generally leads to high spheroid fractions that we consider not trustworthy. The use of three δλ instead of two δλ, including the constraint that one of these is measured at 355 nm does not provide any advantage over using 3+2+δ355 for the observations with varying contributions of mineral dust considered here. However, additional measurements at wavelengths different from 355 nm would be desirable for application to a wider range of aerosol scenarios that may include non-spherical smoke particles, which can have values of δ355 that are indistinguishable from those found for mineral dust. We therefore conclude that – depending on measurement capability – the future standard input for inversion of lidar data taken in the presence of mineral dust particles and using the spheroid model of Dubovik et al. (2006) might be 3+2+δ355 or 3+2+δ355+δ532.Peer reviewe

Retrieval of Aerosol Microphysical Properties from AERONET Photopolarimetric Measurements

Atmospheric aerosols play an important role in earth climate by scattering and absorbing solar and terrestrial radiation, and indirectly through altering the cloud formation, life- time, and radiative properties. However, accurate quantification of these effects is in no small part hindered by our limited knowledge about the particle size distribution (PSD) and refractive index, the aerosol microphysical properties essentially pertain to aerosol optical and cloud-forming properties. The research goal of this thesis is to obtain the aerosol microphysical properties of both fine and coarse modes from the polarimetric solar radiation measured by the SunPhotometer of the Aerosol Robotic Network (AERONET). We achieve so by (1) developing an inversion algorithm that integrates rigorous radiative transfer model with a statistical optimization approach, (2) conducting a sensitivity study and error budgeting exercise to examine the potential value of adding polarization to the current radiance-only inversion, and (3) performing retrievals using available AERONET polarimetric measurements. The results from theoretical information and error analysis indicate a remarkable increase in information by adding additional polarization into the inversion: an overall increase of 2–5 of degree of freedom for signal comparing with radiance-only measurements. Correspond- ingly, retrieval uncertainty can be reduced by 79% (57%), 76% (49%), 69% (52%), 66% (46%), and 49% (20%) for the fine-mode (coarse-mode) aerosol volume concentration, the effective radius, the effective variance, the real part of refractive index, and single scattering albedo (SSA), respectively, resulting in their retrieval errors of 2.3% (2.9%), 1.3% (3.5%), 7.2% (12%), 0.005 (0.035), and 0.019 (0.068). In real cases, we demonstrate that our retrievals are overall consistent with current AERONET operational inversions, but can offer mode-resolved refractive index and SSA with sufficient accuracy for the aerosol composed by spherical particles. Along with the polarimetric retrieval, we also performed radiance-only retrieval to reveal the improvements by adding polarization in the inversion. The comparison analysis indicates that with polar- ization, retrieval error can be reduced by over 50% in PSD parameters, by 10–30% in the refractive index, and by 10–40% in SSA, which is consistent with the theoretical results. Adviser: Jun Wan

Automated, unsupervised inversion of multiwavelength lidar data with TiARA : Assessment of retrieval performance of microphysical parameters using simulated data

We evaluate the retrieval performance of the automated, unsupervised inversion algorithm, Tikhonov Advanced Regularization Algorithm (TiARA), which is used for the autonomous retrieval of microphysical parameters of anthropogenic and natural pollution particles. TiARA (version 1.0) has been developed in the past 10 years and builds on the legacy of a data-operator-controlled inversion algorithm used since 1998 for the analysis of data from multiwavelength Raman lidar. The development of TiARA has been driven by the need to analyze in (near) real time large volumes of data collected with NASA Langley Research Center's high-spectral-resolution lidar (HSRL-2). HSRL-2 was envisioned as part of the NASA Aerosols-Clouds-Ecosystems mission in response to the National Academy of Sciences (NAS) Decadal Study mission recommendations 2007. TiARA could thus also serve as an inversion algorithm in the context of a future space-borne lidar. We summarize key properties of TiARA on the basis of simulations with monomodal logarithmic-normal particle size distributions that cover particle radii from approximately 0.05 μm to 10 μm. The real and imaginary parts of the complex refractive index cover the range from nonabsorbing to highly light-absorbing pollutants. Our simulations include up to 25% measurement uncertainty. The goal of our study is to provide guidance with respect to technical features of future space-borne lidars, if such lidars will be used for retrievals of microphysical data products, absorption coefficients, and single-scattering albedo. We investigate the impact of two different measurement-error models on the quality of the data products.We also obtain for the first time, to the best of our knowledge, a statistical view on systematic and statistical uncertainties, if a large volume of data is processed. Effective radius is retrieved to 50% accuracy for 58% of cases with an imaginary part up to 0.01i and up to 100% of cases with an imaginary part of 0.05i. Similarly, volume concentration, surface-area concentration, and number concentrations are retrieved to 50% accuracy in 56%-100% of cases, 99%-100% of cases, and 54%-87% of cases, respectively, depending on the imaginary part. The numbers represent measurement uncertainties of up to 15%. If we target 20% retrieval accuracy, the numbers of cases that fall within that threshold are 36%-76% for effective radius, 36%-73% for volume concentration, 98%-100% for surface-area concentration, and 37%-61% for number concentration. That range of numbers again represents a spread in results for different values of the imaginary part. At present, we obtain an accuracy of (on average) 0.1 for the real part. A case study from the ORCALES field campaign is used to illustrate data products obtained with TiARA.Peer reviewe

Optical-microphysical Properties of Saharan Dust Aerosols and Composition Relationship Using a Multi-wavelength Raman Lidar, in Situ Sensors and Modelling: a Case Study Analysis

A strong Saharan dust event that occurred over the city of Athens, Greece (37.9° N, 23.6° E) between 27 March and 3 April 2009 was followed by a synergy of three instruments: a 6-wavelength Raman lidar, a CIMEL sun-sky radiometer and the MODIS sensor. The BSC-DREAM model was used to forecast the dust event and to simulate the vertical profiles of the aerosol concentration. Due to mixture of dust particles with low clouds during most of the reported period, the dust event could be followed by the lidar only during the cloud-free day of 2 April 2009. The lidar data obtained were used to retrieve the vertical profile of the optical (extinction and backscatter coefficients) properties of aerosols in the troposphere. The aerosol optical depth (AOD) values derived from the CIMEL ranged from 0.33-0.91 (355 nm) to 0.18-0.60 (532 nm), while the lidar ratio (LR) values retrieved from the Raman lidar ranged within 75-100 sr (355 nm) and 45-75 sr (532 nm). Inside a selected dust layer region, between 1.8 and 3.5 km height, mean LR values were 83 ± 7 and 54 ± 7 sr, at 355 and 532 nm, respectively, while the Ångström-backscatter-related (ABR 355/532) and Ångström-extinction-related (AER 355/532) were found larger than 1 (1.17 ± 0.08 and 1.11 ± 0.02, respectively), indicating mixing of dust with other particles. Additionally, a retrieval technique representing dust as a mixture of spheres and spheroids was used to derive the mean aerosol microphysical properties (mean and effective radius, number, surface and volume density, and mean refractive index) inside the selected atmospheric layers. Thus, the mean value of the retrieved refractive index was found to be 1.49( ± 0.10) + 0.007( ± 0.007)i, and that of the effective radiuses was 0.30 ± 0.18 μm. The final data set of the aerosol optical and microphysical properties along with the water vapor profiles obtained by Raman lidar were incorporated into the ISORROPIA II model to provide a possible aerosol composition consistent with the retrieved refractive index values. Thus, the inferred chemical properties showed 12-40% of dust content, sulfate composition of 16-60%, and organic carbon content of 15-64%, indicating a possible mixing of dust with haze and smoke. PM10 concentrations levels, PM10 composition results and SEM-EDX (Scanning Electron Microscope-Energy Dispersive X-ray) analysis results on sizes and mineralogy of particles from samples during the Saharan dust transport event were used to evaluate the retrieval

Retrievals of Aerosol Optical and Microphysical Properties from Imaging Polar Nephelometer Scattering Measurements

A method for the retrieval of aerosol optical and microphysical properties from in situ light-scattering measurements is presented and the results are compared with existing measurement techniques. The Generalized Retrieval of Aerosol and Surface Properties (GRASP) is applied to airborne and laboratory measurements made by a novel polar nephelometer. This instrument, the Polarized Imaging Nephelometer (PI-Neph), is capable of making high-accuracy field measurements of phase function and degree of linear polarization, at three visible wavelengths, over a wide angular range of 3 to 177. The resulting retrieval produces particle size distributions (PSDs) that agree, within experimental error, with measurements made by commercial optical particle counters (OPCs). Additionally, the retrieved real part of the refractive index is generally found to be within the predicted error of 0.02 from the expected values for three species of humidified salt particles, with a refractive index that is well established. The airborne measurements used in this work were made aboard the NASA DC-8 aircraft during the Studies of Emissions and Atmospheric Composition, Clouds and Climate Coupling by Regional Surveys (SEAC4RS) field campaign, and the inversion of this data represents the first aerosol retrievals of airborne polar nephelometer data. The results provide confidence in the real refractive index product, as well as in the retrieval's ability to accurately determine PSD, without assumptions about refractive index that are required by the majority of OPCs

Retrieval of optical and microphysical properties of transported Saharan dust over Athens and Granada based on multi-wavelength Raman lidar measurements: Study of the mixing processes

In this paper we extract the aerosol microphysical properties for a collection of mineral dust cases measured by multi-wavelength depolarization Raman lidar systems located at the National Technical University of Athens (NTUA, Athens, Greece) and the Andalusian Institute for Earth System Research (IISTA-CEAMA, Granada, Spain). The lidar-based retrievals were carried out with the Spheroidal Inversion eXperiments software tool (SphInX) developed at the University of Potsdam (Germany). The software uses regularized inversion of a two-dimensional enhancement of the Mie model based on the spheroid-particle approximation with the aspect ratio determining the particle shape. The selection of the cases was based on the transport time from the source regions to the measuring sites. The aerosol optical depth as measured by AERONET ranged from 0.27 to 0.54 (at 500 nm) depending on the intensity of each event. Our analysis showed the hourly mean particle linear depolarization ratio and particle lidar ratio values at 532 nm ranging from 11 to 34% and from 42 to 79 sr respectively, depending on the mixing status, the corresponding air mass pathways and their transport time. Cases with shorter transport time showed good agreement in terms of the optical and SphInX-retrieved microphysical properties between Athens and Granada providing a complex refractive index value equal to 1.4 + 0.004i. On the other hand, the results for cases with higher transport time deviated from the aforementioned ones as well as from each other, providing, in particular, an imaginary part of the refractive index ranging from 0.002 to 0.005. Reconstructions of two-dimensional shape-size distributions for each selected layer showed that the dominant effective particle shape was prolate with diverse spherical contributions. The retrieved volume concentrations reflect overall the intensity of the episodes.Spanish Ministry of Sciences, Innovation and Universities through project CGL2016-81092,Spanish Ministry of Education, Culture and Sports through grant FPU14/0368