PAPR Analysis in OFDM-IQ-IM Systems

One of the key disadvantages of OFDM system, implemented already in 4G and 5G is high PAPR. For this reason, it is very important to evaluate the PAPR performance of any potential multiplexing technique candidate for upcoming generations. Due to the superior performance over OFDM considering BER performance, spectral efficiency, energy efficiency, OFDM-IQ-IM is one of the promising multiplexing techniques for upcoming generations of wireless technology. Therefore, the PAPR performance of OFDM-IQ-IM system has been analysed here. In deterministic approach, subcarriers are considered to be modulated by symbols with highest power and the upper limit of the PAPR of OFDM-IQ-IM system has been formulated. Using statistical distribution, a probabilistic approach has been taken to determine the PAPR performance of the OFDM-IQ-IM and OFDM-IM systems. The distribution of PAPR of OFDM-IQ-IM and OFDM-IM systems has been evaluated considering the discrete time baseband signals for both in-phase and quadrature components as independent Gaussian random variables. A comparative analysis of the PAPR of OFDM, OFDM-IM and OFDM-IQ-IM systems has been made in both deterministic and probabilistic approach. Thus improved PAPR performance has been noticed in OFDM-IQ-IM system compared to OFDM-IM and OFDM systems for same spectral efficiency

Polar-Coded OFDM with Index Modulation

Polar codes, as the first error-correcting codes with an explicit construction to provably achieve thesymmetric capacity of memoryless channels, which are constructed based on channel polarization, have recently become a primary contender in communication networks for achieving tighter requirements with relatively low complexity. As one of the contributions in this thesis, three modified polar decoding schemes are proposed. These schemes include enhanced versions of successive cancellation-flip (SC-F), belief propagation (BP), and sphere decoding (SD). The proposed SC-F utilizes novel potential incorrect bits selection criteria and stack to improve its error correction performance. Next, to make the decoding performance of BP better, permutation and feedback structure are utilized. Then, in order to reduce the complexity without compromising performance, a SD by using novel decoding strategies according to modified path metric (PM) and radius extension is proposed. Additionally, to solve the problem that BP has redundant iterations, a new stopping criterion based on bit different ratio (BDR) is proposed. According to the simulation results and mathematical proof, all proposed schemes can achieve corresponding performance improvement or complexity reduction compared with existing works. Beside applying polar coding, to achieve a reliable and flexible transmission in a wireless communication system, a modified version of orthogonal frequency division multiplexing (OFDM) modulation based on index modulation, called OFDM-in-phase/quadrature-IM (OFDM-I/Q-IM), is applied. This modulation scheme can simultaneously improve spectral efficiency and bit-error rate (BER) performance with great flexibility in design and implementation. Hence, OFDM-I/Q-IM is considered as a potential candidate in the new generation of cellular networks. As the main contribution in this work, a polar-coded OFDM-I/Q-IM system is proposed. The general design guidelines for overcoming the difficulties associated with the application of polar codes in OFDM-I/Q-IM are presented. In the proposed system, at the transmitter, we employ a random frozen bits appending scheme which not only makes the polar code compatible with OFDM-I/Q-IM but also improves the BER performance of the system. Furthermore, at the receiver, it is shown that the \textit{a posteriori} information for each index provided by the index detector is essential for the iterative decoding of polar codes by the BP algorithm. Simulation results show that the proposed polar-coded OFDM-I/Q-IM system outperforms its OFDM counterpart in terms of BER performance

Performance Analysis of Massive MIMO-OFDM System Incorporated with Various Transforms for Image Communication in 5G Systems

Modern-day applications of fifth-generation (5G) and sixth-generation (6G) systems require fast, efficient, and robust transmission of multimedia information over wireless communication medium for both mobile and fixed users. The hybrid amalgamation of massive multiple input multiple output (mMIMO) and orthogonal frequency division multiplexing (OFDM) proves to be an impressive methodology for fulfilling the needs of 5G and 6G users. In this paper, the performance of the hybrid combination of massive MIMO and OFDM schemes augmented with fast Fourier transform (FFT), fractional Fourier transform (FrFT) or discrete wavelet transform (DWT) is evaluated to study their potential for reliable image communication. The analysis is carried over the Rayleigh fading channels and M-ary phase-shift keying (M-PSK) modulation schemes. The parameters used in our analysis to assess the outcome of proposed versions of OFDM-mMIMO include signal-to-noise ratio (SNR) vs. peak signal-to-noise ratio (PSNR) and SNR vs. structural similarity index measure (SSIM) at the receiver. Our results indicate that massive MIMO systems incorporating FrFT and DWT can lead to higher PSNR and SSIM values for a given SNR and number of users, when compared with in contrast to FFT-based massive MIMO-OFDM systems under the same conditions.publishersversionpublishe

Multicarrier communication systems with low sensibility to nonlinear amplification

Actualment estem entrant a una nova era de la informació amb gran demanda de sistemes de comunicació sense fils. Nous serveis com dades i video requereixen transmissions fiables d'alta velocitat, fins i tot en escenaris d'alta mobilitat. A més a més, la dificultat d'assignar el limitat espectre radioelèctric juntament amb la necessitat d'incrementar el temps de vida de les bateries dels terminals mòbils, requereix el diseny de transceptors que usin la potència i l'ampla de banda disponibles de manera eficient. Les comunicacions multiportadora basades en OFDM són capaces de satisfer la majoria d'aquests requeriments. Però, entre altres reptes, reduir la sensibilitat a la amplificació no-lineal és un factor clau durant el diseny. En aquesta tesi doctoral s'analitza la sensibilitat dels sistemes multiportadora basats en OFDM a l'amplificació no-lineal i es consideren formes eficients per superar aquest problema. La tesi s'enfoca principalment al problema de reduir les fluctuacions de l'envolupant del senyal transmès. En aquest sentit es presenta també un estudi de les mètriques de l'envolupant del senyal, PAPR i CM. A més a més, basant-nos en l'anàlisis presentat es proposen noves tècniques per sistemes OFDM i MC-SS. Per MC-SS, també es tracta el diseny d'una tècnica de postprocessament en forma de detector multiusuari per canals no-lineals.Actualmente estamos entrando en una nueva era de la información donde se da una gran demanda de sistemas de comunicación inalámbricos. Nuevos servicios como datos y vídeo requieren transmisiones fiables de alta velocidad, incluso en escenarios de alta movilidad. Además, la dificultad de asignar el limitado espectro radioeléctrico junto con la necesidad de incrementar el tiempo de vida de las baterías de los terminales móviles, requiere el diseño de transceptores que usen eficientemente la potencia y el ancho de banda disponibles. Las comunicaciones multiportadora basadas en OFDM son capaces de satisfacer la mayoría de dichos requerimientos. Sin embargo, entre otros retos, reducir su sensibilidad a la amplificación no-lineal es un factor clave durante el diseño. En esta tesis se analiza la sensibilidad de los sistemas multiportadora basados en OFDM a la amplificación no-lineal y se consideran formas eficientes para superar dicho problema. La tesis se enfoca principalmente al problema de reducir las fluctuaciones de la envolvente. En este sentido también se presenta un estudio de las métricas de la señal, PAPR y CM. Además, basándonos en el análisis presentado se proponen nuevas técnicas para OFDM y MC-SS. Para MC-SS, también se trata el diseño de un detector multiusuario para canales no-lineales.We are now facing a new information age with high demand of wireless communication systems. New services such as data and video require achieving reliable high-speed transmissions even in high mobility scenarios. Moreover, the difficulty to allocate so many wireless communication systems in the limited frequency band in addition to the demand for long battery life requires designing spectrum and power efficient transceivers. Multicarrier communications based on OFDM are known to fulfill most of the requirements of such systems. However, among other challenges, reducing the sensitivity to nonlinear amplification has become a design key. In this thesis the sensitivity of OFDM-based multicarrier systems to nonlinear amplification is analyzed and efficient ways to overcome this problem are considered. The focus is mainly on the problem of reducing the envelope fluctuations. Therefore, a study of the signal metrics, namely PAPR and CM, is also presented. From the presented analysis, several new techniques for OFDM and MC-SS are proposed. For MC-SS, the design of a post-processing technique in the form of a multiuser detector for nonlinearly distorted MC-SS symbols is also addressed

On PAPR Reduction of OFDM using Partial Transmit Sequence with Intelligent Optimization Algorithms

In recent time, the demand for multimedia data services over wireless links has grown up rapidly. Orthogonal Frequency Division Multiplexing (OFDM) forms the basis for all 3G and beyond wireless communication standards due to its efficient frequency utilization permitting near ideal data rate and ubiquitous coverage with high mobility. OFDM signals are prone to high peak-to-average-power ratio (PAPR). Unfortunately, the high PAPR inherent to OFDM signal envelopes occasionally drives high power amplifiers (HPAs) to operate in the nonlinear region of their characteristic leading out-of-band radiation, reduction in efficiency of communication system etc. A plethora of research has been devoted to reducing the performance degradation due to the PAPR problem inherent to OFDM systems. Advanced techniques such as partial transmit sequences (PTS) and selected mapping (SLM) have been considered most promising for PAPR reduction. Such techniques are seen to be efficient for distortion-less signal processing but suffer from computational complexity and often requires transmission of extra information in terms of several side information (SI) bits leading to loss in effective data rate. This thesis investigates the PAPR problem using Partial Transmit Sequence (PTS) scheme, where optimization is achieved with evolutionary bio-inspired metaheuristic stochastic algorithms. The phase factor optimization in PTS is used for PAPR reduction. At first, swarm intelligence based Firefly PTS (FF-PTS) algorithm is proposed which delivers improved PAPR performance with reduced searching complexity. Following this, Cuckoo Search based PTS (CS-PTS) technique is presented, which offers good PAPR performance in terms of solution quality and convergence speed. Lastly, Improved Harmony search based PTS (IHS-PTS) is introduced, which provides improved PAPR. The algorithm has simple structure with a very few parameters for larger PTS sub-blocks. The PAPR performance of the proposed technique with different parameters is also verified through extensive computer simulations. Furthermore, complexity analysis of algorithms demonstrates that the proposed schemes offer significant complexity reduction when compared to standard PAPR reduction techniques. Findings have been validated through extensive simulation tests

Design guidelines for spatial modulation

A new class of low-complexity, yet energyefficient Multiple-Input Multiple-Output (MIMO) transmission techniques, namely the family of Spatial Modulation (SM) aided MIMOs (SM-MIMO) has emerged. These systems are capable of exploiting the spatial dimensions (i.e. the antenna indices) as an additional dimension invoked for transmitting information, apart from the traditional Amplitude and Phase Modulation (APM). SM is capable of efficiently operating in diverse MIMO configurations in the context of future communication systems. It constitutes a promising transmission candidate for large-scale MIMO design and for the indoor optical wireless communication whilst relying on a single-Radio Frequency (RF) chain. Moreover, SM may also be viewed as an entirely new hybrid modulation scheme, which is still in its infancy. This paper aims for providing a general survey of the SM design framework as well as of its intrinsic limits. In particular, we focus our attention on the associated transceiver design, on spatial constellation optimization, on link adaptation techniques, on distributed/ cooperative protocol design issues, and on their meritorious variants

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe