Joint leaf chlorophyll content and leaf area index retrieval from Landsat data using a regularized model inversion system (REGFLEC)

Leaf area index (LAI) and leaf chlorophyll content (Chll) represent key biophysical and biochemical controls on water, energy and carbon exchange processes in the terrestrial biosphere. In combination, LAI and Chll provide critical information on vegetation density, vitality and photosynthetic potentials.However, simultaneous retrieval of LAI and Chll fromspace observations is extremely challenging. Regularization strategies are required to increase the robustness and accuracy of retrieved properties and enable more reliable separation of soil, leaf and canopy parameters. To address these challenges, the REGularized canopy reFLECtance model (REGFLEC) inversion system was refined to incorporate enhanced techniques for exploiting ancillary LAI and temporal information derived from multiple satellite scenes. In this current analysis, REGFLEC is applied to a time-series of Landsat data. A novel aspect of the REGFLEC approach is the fact that no site-specific data are required to calibrate the model, which may be run in a largely automated fashion using information extracted entirely from image-based and other widely available datasets. Validation results, based upon in-situ LAI and Chll observations collected over maize and soybean fields in centralNebraska for the period 2001–2005, demonstrate Chll retrievalwith a relative root-mean-square-deviation (RMSD) on the order of 19% (RMSD = 8.42 μg cm−2). While Chll retrievals were clearly influenced by the version of the leaf optical properties model used (PROSPECT), the application of spatio-temporal regularization constraints was shown to be critical for estimating Chll with sufficient accuracy. REGFLEC also reproduced the dynamics of in-situ measured LAI well (r2 = 0.85), but estimates were biased low, particularly over maize (LAI was underestimated by ~36 %). This disparity may be attributed to differences between effective and true LAI caused by significant foliage clumping not being properly accounted for in the canopy reflectance model (SAIL). Additional advances in the retrieval of canopy biophysical and leaf biochemical constituents will require innovative use of existing remote sensing data within physically realistic canopy reflectancemodels along with the ability to exploit the enhanced spectral and spatial capabilities of upcoming satellite systems

Remote sensing of LAI, chlorophyll and leaf nitrogen pools of crop- and grasslands in five European landscapes

Leaf nitrogen and leaf surface area influence the exchange of gases between terrestrial ecosystems and the atmosphere, and they play a significant role in the global cycles of carbon, nitrogen and water. Remote sensing data from satellites can be used to estimate leaf area index (LAI), leaf chlorophyll (CHLl) and leaf nitrogen density (Nl). However, methods are often developed using plot scale data and not verified over extended regions that represent a variety of soil spectral properties and canopy structures. In this paper, field measurements and high spatial resolution (10–20 m) remote sensing images acquired from the HRG and HRVIR sensors aboard the SPOT satellites were used to assess the predictability of LAI, CHLl and Nl. Five spectral vegetation indices (SVIs) were used (the Normalized Difference Vegetation index, the Simple Ratio, the Enhanced Vegetation Index-2, the Green Normalized Difference Vegetation Index, and the green Chlorophyll Index) together with the image-based inverse canopy radiative transfer modelling system, REGFLEC (REGularized canopy reFLECtance). While the SVIs require field data for empirical model building, REGFLEC can be applied without calibration. Field data measured in 93 fields within crop- and grasslands of five European landscapes showed strong vertical CHLl gradient profiles in 20% of fields. This affected the predictability of SVIs and REGFLEC. However, selecting only homogeneous canopies with uniform CHLl distributions as reference data for statistical evaluation, significant (p < 0.05) predictions were achieved for all landscapes, by all methods. The best performance was achieved by REGFLEC for LAI (r2=0.7; rmse = 0.73), canopy chlorophyll content (r2=0.51; rmse = 439 mg m−2) and canopy nitrogen content (r2 = 0.53; rmse = 2.21 g m−2). Predictabilities of SVIs and REGFLEC simulations generally improved when constrained to single land use categories (wheat, maize, barley, grass) across the European landscapes, reflecting sensitivity to canopy structures. Predictability further improved when constrained to local (10 × 10 km2) landscapes, thereby reflecting sensitivity to local environmental conditions. All methods showed different predictabilities for land use categories and landscapes. Combining the best methods, LAI, canopy chlorophyll content (CHLc) and canopy nitrogen content (CHLc) for the five landscapes could be predicted with improved accuracy (LAI rmse = 0.59; CHLc rmse = 346 g m−2; Ncrmse = 1.49 g m−2). Remote sensing-based results showed that the vegetation nitrogen pools of the five agricultural landscapes varied from 0.6 to 4.0 t km−2. Differences in nitrogen pools were attributed to seasonal variations, extents of agricultural area, species variations, and spatial variations in nutrient availability. Information on Nl and total Nc pools within the landscapes is important for the spatial evaluation of nitrogen and carbon cycling processes. The upcoming Sentinel-2 satellite mission will provide new multiple narrow-band data opportunities at high spatio-temporal resolution which are expected to further improve remote sensing predictabilities of LAI, CHLl and Nl.JRC.H.7-Climate Risk Managemen

Estimating the crop leaf area index using hyperspectral remote sensing

AbstractThe leaf area index (LAI) is an important vegetation parameter, which is used widely in many applications. Remote sensing techniques are known to be effective but inexpensive methods for estimating the LAI of crop canopies. During the last two decades, hyperspectral remote sensing has been employed increasingly for crop LAI estimation, which requires unique technical procedures compared with conventional multispectral data, such as denoising and dimension reduction. Thus, we provide a comprehensive and intensive overview of crop LAI estimation based on hyperspectral remote sensing techniques. First, we compare hyperspectral data and multispectral data by highlighting their potential and limitations in LAI estimation. Second, we categorize the approaches used for crop LAI estimation based on hyperspectral data into three types: approaches based on statistical models, physical models (i.e., canopy reflectance models), and hybrid inversions. We summarize and evaluate the theoretical basis and different methods employed by these approaches (e.g., the characteristic parameters of LAI, regression methods for constructing statistical predictive models, commonly applied physical models, and inversion strategies for physical models). Thus, numerous models and inversion strategies are organized in a clear conceptual framework. Moreover, we highlight the technical difficulties that may hinder crop LAI estimation, such as the “curse of dimensionality” and the ill-posed problem. Finally, we discuss the prospects for future research based on the previous studies described in this review

Thermal-based modeling of coupled carbon, water, and energy fluxes using nominal light use efficiencies constrained by leaf chlorophyll observations

Recent studies have shown that estimates of leaf chlorophyll content (Chl), defined as the combined mass of chlorophyll a and chlorophyll b per unit leaf area, can be useful for constraining estimates of canopy light use efficiency (LUE). Canopy LUE describes the amount of carbon assimilated by a vegetative canopy for a given amount of absorbed photosynthetically active radiation (APAR) and is a key parameter for modeling land-surface carbon fluxes. A carbonenabled version of the remote-sensing-based two-source energy balance (TSEB) model simulates coupled canopy transpiration and carbon assimilation using an analytical submodel of canopy resistance constrained by inputs of nominal LUE (βn), which is modulated within the model in response to varying conditions in light, humidity, ambient CO2 concentration, and temperature. Soil moisture constraints on water and carbon exchange are conveyed to the TSEB-LUE indirectly through thermal infrared measurements of landsurface temperature. We investigate the capability of using Chl estimates for capturing seasonal trends in the canopy βn from in situ measurements of Chl acquired in irrigated and rain-fed fields of soybean and maize near Mead, Nebraska. The results show that field-measured Chl is nonlinearly related to βn, with variability primarily related to phenological changes during early growth and senescence. Utilizing seasonally varying βn inputs based on an empirical relationship with in situ measured Chl resulted in improvements in carbon flux estimates from the TSEB model, while adjusting the partitioning of total water loss between plant transpiration and soil evaporation. The observed Chl– βn relationship provides a functional mechanism for integrating remotely sensed Chl into the TSEB model, with the potential for improved mapping of coupled carbon, water, and energy fluxes across vegetated landscapes

Remote Sensing of Biophysical Parameters

Vegetation plays an essential role in the study of the environment through plant respiration and photosynthesis. Therefore, the assessment of the current vegetation status is critical to modeling terrestrial ecosystems and energy cycles. Canopy structure (LAI, fCover, plant height, biomass, leaf angle distribution) and biochemical parameters (leaf pigmentation and water content) have been employed to assess vegetation status and its dynamics at scales ranging from kilometric to decametric spatial resolutions thanks to methods based on remote sensing (RS) data.Optical RS retrieval methods are based on the radiative transfer processes of sunlight in vegetation, determining the amount of radiation that is measured by passive sensors in the visible and infrared channels. The increased availability of active RS (radar and LiDAR) data has fostered their use in many applications for the analysis of land surface properties and processes, thanks to their insensitivity to weather conditions and the ability to exploit rich structural and texture information. Optical and radar data fusion and multi-sensor integration approaches are pressing topics, which could fully exploit the information conveyed by both the optical and microwave parts of the electromagnetic spectrum.This Special Issue reprint reviews the state of the art in biophysical parameters retrieval and its usage in a wide variety of applications (e.g., ecology, carbon cycle, agriculture, forestry and food security)

Validation and application of the MERIS Terrestrial Chlorophyll Index.

Climate is one of the key variables driving ecosystems at local to global scales. How and to what extent vegetation responds to climate variability is a challenging topic for global change analysis. Earth observation provides an opportunity to study temporal ecosystem dynamics, providing much needed information about the response of vegetation to environmental and climatic change at local to global scales. The European Space Agency (ESA) uses data recorded by the Medium Resolution Imaging Spectrometer (MERlS) in red I near infrared spectral bands to produce an operational product called the MERlS Terrestrial Chlorophyll Index (MTCI). The MTCI is related to the position of the red edge in vegetation spectra and can be used to estimate the chlorophyll content of vegetation. The MTCI therefore provides a powerful product to monitor phenology, stress and productivity. The MTCI needs full validation if it is to be embraced by the user community who require precise and consistent, spatial and temporal comparisons of vegetation condition. This research details experimental investigations into variables that may influence the relationship between the MTCI and vegetation chlorophyll content, namely soil background and sensor view angle, vegetation type and spatial scale. Validation campaigns in the New Forest and at Brooms Barn agricultural study site reinforced the strong correlation between chlorophyll content and MTCI that was evident from laboratory spectroscopy investigations, demonstrating the suitability of the MTCI as a surrogate for field chlorophyll content measurements independent of cover type. However, this relationship was significantly weakened where the leaf area index (LAI) was low, indicating that the MTCI is sensitive to the effects of soil background. In the light of such conclusions, this project then assessed the MTCI as a tool to monitor changes in ecosystem phenology as a function of climatic variability, and the suitability of the MTCI as a surrogate measure of photosynthetic light use efficiency, to model ecosystem gross primary productivity (GPP) at various sites in North America with contrasting vegetation types. Changes in MTCI throughout the growing season demonstrated the potential of the MTCI to estimate vegetation dynamics, characterising the temporal characteristics in both phenology and gross primary productivity

Remote Sensing for Determining Evapotranspiration and Irrigation Demand for Annual Crops

Author Information Show + 1. Introduction Evapotranspiration (ETc) is the mean for exploiting irrigation water and constitutes a major component of the hydrological cycle (Telis et al., 2007; Papadavid, 2011). The ETc is a basic and crucial parameter for climate studies, weather forecasts and weather modeling, hydrological surveys, ecological monitoring and water resource management (Hoedjes et al., 2008). In the past decades, the estimation of ETc combining conventional meteorological ground measurements with remotely-sensed data, has been widely studied and several methods have been developed for this purpose (Tsouni, 2003). For hydrological resources management and irrigation scheduling, an accurate estimation of the ETc is necessary to be considered (Hoedjes et al., 2008 ; Papadavid et al., 2011). Crop evapotranspiration rate is highly important in various areas of the agricultural sector such as for identification of crop stress, water deficiency, for estimating the exact potential needs of crops for best yields. It is well accepted that water depletion methods, such as lysimeters, are the most accurate methods for estimating ETc. Methods that use meteorological parameters in order to estimate the ETc of different crops are well established and used by various studies (Telis et al., 2007; Rogers et al., 2007). A number of semi-empirical methods have been also developed in order to estimate the evapotranspiration from different climatic variables (Courault et al., 2005). Remotely sensed reflectance values can be used in combination with other detailed information for estimating ETc of different crops. Indeed, the potentiality of remote sensing techniques in ETc estimation and water resource management has been widely acknowledged (Papadavid et al., 2010). The possibility for monitoring irrigation demand from space is an important factor and tool for policy makers. It has been found that saving irrigation water through remote sensing techniques could diminish farm irrigation cost which reaches 25% of the total costs and increases the margin of net profit (Papadavid et al., 2011). Several researchers such as D’Urso et al., (1992), Bastiaanssen (2000), Ambast et al., (2006) and Papadavid et al., (2011) have highlighted the potentiality of multispectral satellite images for the appraisal of irrigation management. The integration of remotely sensed data with auxiliary ground truth data for obtaining better results is common in the literature. (Bastiaanssen et al., 2003; Ambast et al., 2006; Minaccapili et al., 2008). Ambast et al., (2006) have shown that the application of remote sensing data in irrigation is of high importance because it supports management of irrigation and is a powerful tool in the hands of policy makers. It has been found that research in ETc is directed towards energy balance algorithms that use remote sensing directly to calculate input parameters and, by combining empirical relationships to physical models, to estimate the energy budget components (Minaccapili et al., 2008; Papadavid et al., 2010; Papadavid et al., 2011). All the remote sensing models of this category are characterized by several approximations and need detailed experimental validations. Multispectral images are used to infer ETc, which is the main input for water balance methods-models. For estimations of ET, ground truth data (Leaf Area Index-LAI, crop height) and meteorological data (air temperature, wind speed, humidity) is needed to support this approach. In nearly every application of water balance model, knowledge of spatial variations in meteorological conditions is needed (Moran et al., 1997). The use of remote sensed data is very useful for the deployment of water strategies since it can offer a huge amount of information in short time, compared to conventional methods. Besides convenience and time reducing, remotely sensed data lessens the costs for data acquisition, especially when the area is extended (Thiruvengadachari et al., 1997). Although remote sensing based ETc models have been shown to have the potential to accurately estimate regional ETc, there are opportunities to further improve these models testing the equations used to estimate LAI and crop height for their accuracy under current agro-meteorological and soil conditions. This Chapter discusses the implementation of the most widely used models for estimating ETc, the ‘SEBAL’ and ‘Penman-Monteith’ which are used with satellite data. Such models are employed and modified, with semi-emprical models regarding crop canopy factors, to estimate accurately ETc for specific crops in the Cyprus area under local conditions. Crop Water Requirements have been determined based on the evapotranspiration values

Unlocking the benefits of spaceborne imaging spectroscopy for sustainable agriculture

With the Environmental Mapping and Analysis Program (EnMAP) mission, launched on April 1st 2022, new opportunities unfold for precision farming and agricultural monitoring. The recurring acquisition of spectrometric imagery from space, contiguously resolving the electromagnetic spectrum in the optical domain (400—2500 nm) within close narrow bands, provides unprecedented data about the interaction of radiation with biophysical and biochemical crop constituents. These interactions manifest in spectral reflectance, carrying important information about crop status and health. This information may be incorporated in agricultural management systems to support necessary efforts to maximize yields against the backdrop of an increased food demand by a growing world population. At the same time, it enables the effective optimization of fertilization and pest control to minimize environmental impacts of agriculture. Deriving biophysical and biochemical crop traits from hyperspectral reflectance thereby always relies on a model. These models are categorized into (1) parametric, (2) nonparametric, (3) physically-based, and (4) hybrid retrieval schemes. Parametric methods define an explicit parameterized expression, relating a number of spectral bands or derivates thereof with a crop trait of interest. Nonparametric methods comprise linear techniques, such as principal component analysis (PCA) which addresses collinearity issues between adjacent bands and enables compression of full spectral information into dimensionality reduced, maximal informative principal components (PCs). Nonparametric nonlinear methods, i.e., machine learning (ML) algorithms apply nonlinear transformations to imaging spectroscopy data and are therefore capable of capturing nonlinear relationships within the contained spectral features. Physically-based methods represent an umbrella term for radiative transfer models (RTMs) and related retrieval schemes, such as look-up-table (LUT) inversion. A simple, easily invertible and specific RTM is the Beer-Lambert law which may be used to directly infer plant water content. The most widely used general and invertible RTM is the one-dimensional canopy RTM PROSAIL, which is coupling the Leaf Optical Properties Spectra model PROSPECT and the canopy reflectance model 4SAIL: Scattering by Arbitrarily Inclined Leaves. Hybrid methods make use of synthetic data sets created by RTMs to calibrate parametric methods or to train nonparametric ML algorithms. Due to the ill-posed nature of RTM inversion, potentially unrealistic and redundant samples in a LUT need to be removed by either implementing physiological constraints or by applying active learning (AL) heuristics. This cumulative thesis presents three different hybrid approaches, demonstrated within three scientific research papers, to derive agricultural relevant crop traits from spectrometric imagery. In paper I the Beer-Lambert law is applied to directly infer the thickness of the optically active water layer (i.e., EWT) from the liquid water absorption feature at 970 nm. The model is calibrated with 50,000 PROSPECT spectra and validated over in situ data. Due to separate water content measurements of leaves, stalks, and fruits during the Munich-North-Isar (MNI) campaigns, findings indicate that depending on the crop type and its structure, different parts of the canopy are observed with optical sensors. For winter wheat, correlation between measured and modelled water content was most promising for ears and leaves, reaching coefficients of determination (R2) up to 0.72 and relative RMSE (rRMSE) of 26%, and in the case of corn for the leaf fraction only (R2 = 0.86, rRMSE = 23%). These results led to the general recommendation to collect destructive area-based plant organ specific EWT measurements instead of the common practice to upscale leaf-based EWT measurements to canopy water content (CWC) by multiplication of the leaf area index (LAI). The developed and calibrated plant water retrieval (PWR) model proved to be transferable in space and time and is ready to be applied to upcoming EnMAP data and any other hyperspectral imagery. In paper II the parametric concept of spectral integral ratios (SIR) is introduced to retrieve leaf chlorophyll a and b content (Cab), leaf carotenoid content (Ccx) and leaf water content (Cw) simultaneously from imaging spectroscopy data in the wavelength range 460—1100 nm. The SIR concept is based on automatic separation of respective absorption features through local peak and intercept analysis between log-transformed reflectance and convex hulls. The approach was validated over a physiologically constrained PROSAIL simulated database, considering natural Ccx-Cab relations and green peak locations. Validation on airborne spectrometric HyMAP data achieved satisfactory results for Cab (R2 = 0.84; RMSE = 9.06 µg cm-2) and CWC (R2 = 0.70; RMSE = 0.05 cm). Retrieved Ccx values were reasonable according to Cab-Ccx-dependence plausibility analysis. Mapping of the SIR results as multiband images (3-segment SIR) allows for an intuitive visualization of dominant absorptions with respect to the three considered biochemical variables. Hence, the presented SIR algorithm allows for computationally efficient and RTM supported robust retrievals of the two most important vegetation pigments as well as of water content and is applicable on satellite imaging spectroscopy data. In paper III a hybrid workflow is presented, combining RTM with ML for inferring crop carbon content (Carea) and aboveground dry and fresh biomass (AGBdry, AGBfresh). The concept involves the establishment of a PROSAIL training database, dimensionality reduction using PCA, optimization in the sampling domain using AL against the 4-year MNI campaign dataset, and training of Gaussian process regression (GPR) ML algorithms. Internal validation of the GPR-Carea and GPR-AGB models achieved R2 of 0.80 for Carea, and R2 of 0.80 and 0.71 for AGBdry and AGBfresh, respectively. Validation with an independent dataset, comprising airborne AVIRIS NG imagery (spectrally resampled to EnMAP) and in situ measurements, successfully demonstrated mapping capabilities for both bare and green fields and generated reliable estimates over winter wheat fields at low associated model uncertainties (< 40%). Overall, the proposed carbon and biomass models demonstrate a promising path toward the inference of these crucial variables over cultivated areas from upcoming spaceborne hyperspectral acquisitions, such as from EnMAP. As conclusions, the following important findings arise regarding parametric and nonparametric hybrid methods as well as in view of the importance of in situ data collection. (1) Uncertainties within the RTM PROSAIL should always be considered. A possible reduction of these uncertainties is thereby opposed to the invertibility of the model and its intended simplicity. (2) Both physiological constraints and AL heuristics should be applied to reduce unrealistic parameter combinations in a PROSAIL calibration or training database. (3) State-of-the-art hybrid ML approaches with the ability to provide uncertainty intervals are anticipated as most promising approach for solving inference problems from hyperspectral Earth observation data due to their synergistic use of RTMs and the high flexibility, accuracy and consistency of nonlinear nonparametric methods. (4) Parametric hybrid approaches, due to their algorithmic transparency, enable deeper insights into fundamental physical limitations of optical remote sensing as compared to ML approaches. (5) Integration-based indices that make full use of available hyperspectral information may serve as physics-aware dimensionality reduced input for ML algorithms to either improve estimations or to serve as endmember for crop type discrimination when additional time series information is available. (6) The validation of quantitative model-based estimations is crucial to evaluate and improve their performance in terms of the underlying assumptions, model parameterizations, and input data. (7) In the face of soon-to-be-available EnMAP data, collection of in situ data for validation of retrieval methods should aim at high variability of measured crop types, high temporal variability over the whole growing season, as well as include area- and biomass-based destructive measurements instead of LAI-upscaled leaf measurements. Provided the perfect functionality of the payload instruments, the success of the EnMAP mission and the here presented methods depend critically on a low-noise, accurate atmospherically corrected reflectance product. High-level outputs of the retrieval methods presented in this thesis may be incorporated into agricultural decision support systems for fertilization and irrigation planning, yield estimation, or estimation of the soil carbon sequestration potential to enable a sustainable intensive agriculture in the future.Mit der am 1. April 2022 gestarteten Satellitenmission Environmental Mapping and Analysis Program (EnMAP) eröffnen sich neue Möglichkeiten für die Präzisionslandwirtschaft und das landwirtschaftliche Monitoring. Die wiederkehrende Erfassung spektrometrischer Bilder aus dem Weltraum, welche das elektromagnetische Spektrum im optischen Bereich (400—2500 nm) innerhalb von engen, schmalen Bändern zusammenhängend auflösen, liefert nie dagewesene Daten über die Interaktionen von Strahlung und biophysikalischen und biochemischen Pflanzenbestandteilen. Diese Wechselwirkungen manifestieren sich in der spektralen Reflektanz, die wichtige Informationen über den Zustand und die Gesundheit der Pflanzen enthält. Vor dem Hintergrund einer steigenden Nachfrage nach Nahrungsmitteln durch eine wachsende Weltbevölkerung können diese Informationen in landwirtschaftliche Managementsysteme einfließen, um eine notwendige Ertragsmaximierung zu unterstützen. Gleichzeitig können sie eine effiziente Optimierung der Düngung und Schädlingsbekämpfung ermöglichen, um die Umweltauswirkungen der Landwirtschaft zu minimieren. Die Ableitung biophysikalischer und biochemischer Pflanzeneigenschaften aus hyperspektralen Reflektanzdaten ist dabei immer von einem Modell abhängig. Diese Modelle werden in (1) parametrische, (2) nichtparametrische, (3) physikalisch basierte und (4) hybride Ableitungsmethoden kategorisiert. Parametrische Methoden definieren einen expliziten parametrisierten Ausdruck, der eine Reihe von Spektralkanälen oder deren Ableitungen mit einem Pflanzenmerkmal von Interesse in Beziehung setzt. Nichtparametrische Methoden umfassen lineare Techniken wie die Hauptkomponentenanalyse (PCA). Diese adressieren Kollinearitätsprobleme zwischen benachbarten Kanälen und komprimieren die gesamte Spektralinformation in dimensionsreduzierte, maximal informative Hauptkomponenten (PCs). Nichtparametrische nichtlineare Methoden, d. h. Algorithmen des maschinellen Lernens (ML), wenden nichtlineare Transformationen auf bildgebende Spektroskopiedaten an und sind daher in der Lage, nichtlineare Beziehungen innerhalb der enthaltenen spektralen Merkmale zu erfassen. Physikalisch basierte Methoden sind ein Oberbegriff für Strahlungstransfermodelle (RTM) und damit verbundene Ableitungsschemata, d. h. Invertierungsverfahren wie z. B. die Invertierung mittels Look-up-Table (LUT). Ein einfaches, leicht invertierbares und spezifisches RTM stellt das Lambert-Beer'sche Gesetz dar, das zur direkten Ableitung des Wassergehalts von Pflanzen verwendet werden kann. Das am weitesten verbreitete, allgemeine und invertierbare RTM ist das eindimensionale Bestandsmodell PROSAIL, eine Kopplung des Blattmodells Leaf Optical Properties Spectra (PROSPECT) mit dem Bestandsreflexionsmodell 4SAIL (Scattering by Arbitrarily Inclined Leaves). Bei hybriden Methoden werden von RTMs generierte, synthetische Datenbanken entweder zur Kalibrierung parametrischer Methoden oder zum Training nichtparametrischer ML-Algorithmen verwendet. Aufgrund der Äquifinalitätsproblematik bei der RTM-Invertierung, müssen potenziell unrealistische und redundante Simulationen in einer solchen Datenbank durch die Implementierung natürlicher physiologischer Beschränkungen oder durch die Anwendung von Active Learning (AL) Heuristiken entfernt werden. In dieser kumulativen Dissertation werden drei verschiedene hybride Ansätze zur Ableitung landwirtschaftlich relevanter Pflanzenmerkmale aus spektrometrischen Bilddaten vorgestellt, die anhand von drei wissenschaftlichen Publikationen demonstriert werden. In Paper I wird das Lambert-Beer'sche Gesetz angewandt, um die Dicke der optisch aktiven Wasserschicht (bzw. EWT) direkt aus dem Absorptionsmerkmal von flüssigem Wasser bei 970 nm abzuleiten. Das Modell wird mit 50.000 PROSPECT-Spektren kalibriert und anhand von In-situ-Daten validiert. Aufgrund separater Messungen des Wassergehalts von Blättern, Stängeln und Früchten während der München-Nord-Isar (MNI)-Kampagnen, zeigen die Ergebnisse, dass je nach Kulturart und -struktur, unterschiedliche Teile des Bestandes mit optischen Sensoren beobachtet werden können. Bei Winterweizen wurde die höchste Korrelation zwischen gemessenem und modelliertem Wassergehalt für Ähren und Blätter erzielt und sie erreichte Bestimmtheitsmaße (R2) von bis zu 0,72 bei einem relativen RMSE (rRMSE) von 26%, bei Mais entsprechend nur für die Blattfraktion (R2 = 0,86, rRMSE = 23%). Diese Ergebnisse führten zu der allgemeinen Empfehlung, Kompartiment-spezifische EWT-Bestandsmessungen zu erheben, anstatt der üblichen Praxis, blattbasierte EWT-Messungen durch Multiplikation mit dem Blattflächenindex (LAI) auf den Bestandswassergehalt (CWC) hochzurechnen. Das entwickelte und kalibrierte Modell zur Ableitung des Pflanzenwassergehalts (PWR) erwies sich als räumlich und zeitlich übertragbar und kann auf bald verfügbare EnMAP-Daten und andere hyperspektrale Bilddaten angewendet werden. In Paper II wird das parametrische Konzept der spektralen Integralratios (SIR) eingeführt, um den Chlorophyll a- und b-Gehalt (Cab), den Karotinoidgehalt (Ccx) und den Wassergehalt (Cw) simultan aus bildgebenden Spektroskopiedaten im Wellenlängenbereich 460-1100 nm zu ermitteln. Das SIR-Konzept basiert auf der automatischen Separierung der jeweiligen Absorptionsmerkmale durch lokale Maxima- und Schnittpunkt-Analyse zwischen log-transformierter Reflektanz und konvexen Hüllen. Der Ansatz wurde anhand einer physiologisch eingeschränkten PROSAIL-Datenbank unter Berücksichtigung natürlicher Ccx-Cab-Beziehungen und Positionen der Maxima im grünen Wellenlängenbereich validiert. Die Validierung mit flugzeuggestützten spektrometrischen HyMAP-Daten ergab zufriedenstellende Ergebnisse für Cab (R2 = 0,84; RMSE = 9,06 µg cm-2) und CWC (R2 = 0,70; RMSE = 0,05 cm). Die ermittelten Ccx-Werte wurden anhand einer Plausibilitätsanalyse entsprechend der Cab-Ccx-Abhängigkeit als sinnvoll bewertet. Die Darstellung der SIR-Ergebnisse als mehrkanalige Bilder (3 segment SIR) ermöglicht zudem eine auf die drei betrachteten biochemischen Variablen bezogene, intuitive Visualisierung der dominanten Absorptionen. Der vorgestellte SIR-Algorithmus ermöglicht somit wenig rechenintensive und RTM-gestützte robuste Ableitungen der beiden wichtigsten Pigmente sowie des Wassergehalts und kann in auf jegliche zukünftig verfügbare Hyperspektraldaten angewendet werden. In Paper III wird ein hybrider Ansatz vorgestellt, der RTM mit ML kombiniert, um den Kohlenstoffgehalt (Carea) sowie die oberirdische trockene und frische Biomasse (AGBdry, AGBfresh) abzuschätzen. Das Konzept umfasst die Erstellung einer PROSAIL-Trainingsdatenbank, die Dimensionsreduzierung mittels PCA, die Reduzierung der Stichprobenanzahl mittels AL anhand des vier Jahre umspannenden MNI-Kampagnendatensatzes und das Training von Gaussian Process Regression (GPR) ML-Algorithmen. Die interne Validierung der GPR-Carea und GPR-AGB-Modelle ergab einen R2 von 0,80 für Carea und einen R2 von 0,80 bzw. 0,71 für AGBdry und AGBfresh. Die Validierung auf einem unabhängigen Datensatz, der flugzeuggestützte AVIRIS-NG-Bilder (spektral auf EnMAP umgerechnet) und In-situ-Messungen umfasste, zeigte erfolgreich die Kartierungsfähigkeiten sowohl für offene Böden als auch für grüne Felder und führte zu zuverlässigen Schätzungen auf Winterweizenfeldern bei geringen Modellunsicherheiten (< 40%). Insgesamt zeigen die vorgeschlagenen Kohlenstoff- und Biomassemodelle einen vielversprechenden Ansatz auf, der zur Ableitung dieser wichtigen Variablen über Anbauflächen aus künftigen weltraumgestützten Hyperspektralaufnahmen wie jenen von EnMAP genutzt werden kann. Als Schlussfolgerungen ergeben sich die folgenden wichtigen Erkenntnisse in Bezug auf parametrische und nichtparametrische Hybridmethoden sowie bezogen auf die Bedeutung der In-situ-Datenerfassung. (1) Unsicherheiten innerhalb des RTM PROSAIL sollten immer berücksichtigt werden. Eine mögliche Verringerung dieser Unsicherheiten steht dabei der Invertierbarkeit des Modells und dessen beabsichtigter Einfachheit entgegen. (2) Sowohl physiologische Einschränkungen als auch AL-Heuristiken sollten angewendet werden, um unrealistische Parameterkombinationen in einer PROSAIL-Kalibrierungs- oder Trainingsdatenbank zu reduzieren. (3) Modernste ML-Ansätze mit der Fähigkeit, Unsicherheitsintervalle bereitzustellen, werden als vielversprechendster Ansatz für die Lösung von Inferenzproblemen aus hyperspektralen Erdbeobachtungsdaten aufgrund ihrer synergetischen Nutzung von RTMs und der hohen Flexibilität, Genauigkeit und Konsistenz nichtlinearer nichtparametrischer Methoden angesehen. (4) Parametrische hybride Ansätze ermöglichen aufgrund ihrer algorithmischen Transparenz im Vergleich zu ML-Ansätzen tiefere Einblicke in die grundlegenden physikalischen Grenzen der optischen Fernerkundung. (5) Integralbasierte Indizes, die die verfügbare hyperspektrale Information voll ausschöpfen, können als physikalisch-basierte dimensionsreduzierte Inputs für ML-Algorithmen dienen, um entweder Schätzungen zu verbessern oder um als Eingangsdaten die verbesserte Unterscheidung von Kulturpflanzen zu ermöglichen, sobald zusätzliche Zeitreiheninformationen verfügbar sind. (6) Die Validierung quantitativer modellbasierter Schätzungen ist von entscheidender Bedeutung für die Bewertung und Verbesserung ihrer Leistungsfähigkeit in Bezug auf die zugrunde liegenden Annahmen, Modellparametrisierungen und Eingabedaten. (7) Angesichts der bald verfügbaren EnMAP-Daten sollte die Erhebung von In-situ-Daten zur Validierung von Ableitungsmethoden auf eine hohe Variabilität der gemessenen Pflanzentypen und eine hohe zeitliche Variabilität über die gesamte Vegetationsperiode abzielen sowie flächen- und biomassebasierte destruktive Messungen anstelle von LAI-skalierten Blattmessungen umfassen. Unter der Voraussetzung, dass die Messinstrumente perfekt funktionieren, hängt der Erfolg der EnMAP-Mission und der hier vorgestellten Methoden entscheidend von einem rauscharmen, präzise atmosphärisch korrigierten Reflektanzprodukt ab. Die Ergebnisse der in dieser Arbeit vorgestellten Methoden können in landwirtschaftliche Entscheidungsunterstützungssysteme für die Dünge- oder Bewässerungsplanung, die Ertragsabschätzung oder die Schätzung des Potenzials der Kohlenstoffbindung im Boden integriert werden, um eine nachhaltige Intensivlandwirtschaft in der Zukunft zu ermöglichen

Remote Sensing for Precision Nitrogen Management

This book focuses on the fundamental and applied research of the non-destructive estimation and diagnosis of crop leaf and plant nitrogen status and in-season nitrogen management strategies based on leaf sensors, proximal canopy sensors, unmanned aerial vehicle remote sensing, manned aerial remote sensing and satellite remote sensing technologies. Statistical and machine learning methods are used to predict plant-nitrogen-related parameters with sensor data or sensor data together with soil, landscape, weather and/or management information. Different sensing technologies or different modelling approaches are compared and evaluated. Strategies are developed to use crop sensing data for in-season nitrogen recommendations to improve nitrogen use efficiency and protect the environment