Survey of Spectrum Sharing for Inter-Technology Coexistence

Increasing capacity demands in emerging wireless technologies are expected to be met by network densification and spectrum bands open to multiple technologies. These will, in turn, increase the level of interference and also result in more complex inter-technology interactions, which will need to be managed through spectrum sharing mechanisms. Consequently, novel spectrum sharing mechanisms should be designed to allow spectrum access for multiple technologies, while efficiently utilizing the spectrum resources overall. Importantly, it is not trivial to design such efficient mechanisms, not only due to technical aspects, but also due to regulatory and business model constraints. In this survey we address spectrum sharing mechanisms for wireless inter-technology coexistence by means of a technology circle that incorporates in a unified, system-level view the technical and non-technical aspects. We thus systematically explore the spectrum sharing design space consisting of parameters at different layers. Using this framework, we present a literature review on inter-technology coexistence with a focus on wireless technologies with equal spectrum access rights, i.e. (i) primary/primary, (ii) secondary/secondary, and (iii) technologies operating in a spectrum commons. Moreover, we reflect on our literature review to identify possible spectrum sharing design solutions and performance evaluation approaches useful for future coexistence cases. Finally, we discuss spectrum sharing design challenges and suggest future research directions

An adaptive LTE listen-before-talk scheme towards a fair coexistence with Wi-Fi in unlicensed spectrum

The technological growth combined with the exponential increase of wireless traffic are pushing the wireless community to investigate solutions to maximally exploit the available spectrum. Among the proposed solutions, the operation of Long Term Evolution (LTE) in the unlicensed spectrum (LTE-U) has attracted significant attention. Recently, the 3rd Generation Partnership Project announced specifications that allow LTE to transmit in the unlicensed spectrum using a Listen Before Talk (LBT) procedure, respecting this way the regulator requirements worldwide. However, the proposed standards may cause coexistence issues between LTE and legacy Wi-Fi networks. In this article, it is discussed that a fair coexistence mechanism is needed to guarantee equal channel access opportunities for the co-located networks in a technology-agnostic way, taking into account potential traffic requirements. In order to enable harmonious coexistence and fair spectrum sharing among LTE-U and Wi-Fi, an adaptive LTE-U LBT scheme is presented. This scheme uses a variable LTE transmission opportunity (TXOP) followed by a variable muting period. This way, co-located Wi-Fi networks can exploit the muting period to gain access to the wireless medium. The scheme is studied and evaluated in different compelling scenarios using a simulation platform. The results show that by configuring the LTE-U with the appropriate TXOP and muting period values, the proposed scheme can significantly improve the coexistence among LTE-U and Wi-Fi in a fair manner. Finally, a preliminary algorithm is proposed on how the optimal configuration parameters can be selected towards harmonious and fair coexistence

Advanced Technologies Enabling Unlicensed Spectrum Utilization in Cellular Networks

As the rapid progress and pleasant experience of Internet-based services, there is an increasing demand for high data rate in wireless communications systems. Unlicensed spectrum utilization in Long Term Evolution (LTE) networks is a promising technique to meet the massive traffic demand. There are two effective methods to use unlicensed bands for delivering LTE traffic. One is offloading LTE traffic toWi-Fi. An alternative method is LTE-unlicensed (LTE-U), which aims to directly use LTE protocols and infrastructures over the unlicensed spectrum. It has also been pointed out that addressing the above two methods simultaneously could further improve the system performance. However, how to avoid severe performance degradation of the Wi-Fi network is a challenging issue of utilizing unlicensed spectrum in LTE networks. Specifically, first, the inter-system spectrum sharing, or, more specifically, the coexistence of LTE andWi-Fi in the same unlicensed spectrum is the major challenge of implementing LTE-U. Second, to use the LTE and Wi-Fi integration approach, mobile operators have to manage two disparate networks in licensed and unlicensed spectrum. Third, optimization for joint data offloading to Wi-Fi and LTE-U in multi- cell scenarios poses more challenges because inter-cell interference must be addressed. This thesis focuses on solving problems related to these challenges. First, the effect of bursty traffic in an LTE and Wi-Fi aggregation (LWA)-enabled network has been investigated. To enhance resource efficiency, the Wi-Fi access point (AP) is designed to operate in both the native mode and the LWA mode simultaneously. Specifically, the LWA-modeWi-Fi AP cooperates with the LTE base station (BS) to transmit bearers to the LWA user, which aggregates packets from both LTE and Wi-Fi. The native-mode Wi-Fi AP transmits Wi-Fi packets to those native Wi-Fi users that are not with LWA capability. This thesis proposes a priority-based Wi-Fi transmission scheme with congestion control and studied the throughput of the native Wi-Fi network, as well as the LWA user delay when the native Wi-Fi user is under heavy traffic conditions. The results provide fundamental insights in the throughput and delay behavior of the considered network. Second, the above work has been extended to larger topologies. A stochastic geometry model has been used to model and analyze the performance of an MPTCP Proxy-based LWA network with intra-tier and cross-tier dependence. Under the considered network model and the activation conditions of LWA-mode Wi-Fi, this thesis has obtained three approximations for the density of active LWA-mode Wi-Fi APs through different approaches. Tractable analysis is provided for the downlink (DL) performance evaluation of large-scale LWA networks. The impact of different parameters on the network performance have been analyzed, validating the significant gain of using LWA in terms of boosted data rate and improved spectrum reuse. Third, this thesis also takes a significant step of analyzing joint multi-cell LTE-U and Wi-Fi network, while taking into account different LTE-U and Wi-Fi inter-working schemes. In particular, two technologies enabling data offloading from LTE to Wi-Fi are considered, including LWA and Wi-Fi offloading in the context of the power gain-based user offloading scheme. The LTE cells in this work are subject to load-coupling due to inter-cell interference. New system frameworks for maximizing the demand scaling factor for all users in both Wi-Fi and multi-cell LTE networks have been proposed. The potential of networks is explored in achieving optimal capacity with arbitrary topologies, accounting for both resource limits and inter-cell interference. Theoretical analyses have been proposed for the proposed optimization problems, resulting in algorithms that achieve global optimality. Numerical results show the algorithms’ effectiveness and benefits of joint use of data offloading and the direct use of LTE over the unlicensed band. All the derived results in this thesis have been validated by Monte Carlo simulations in Matlab, and the conclusions observed from the results can provide guidelines for the future unlicensed spectrum utilization in LTE networks

Modeling and analyzing the evolution of cellular networks using stochastic geometry

The increasing complexity of cellular network due to its continuous evolution has made the conventional system level simulations time consuming and cost prohibitive. By modeling base station (BS) and user locations as spatial point processes, stochastic geometry has recently been recognized as a tractable and efficient analytical tool to quantify key performance metrics. The goal of this dissertation is to leverage stochastic geometry to develop an accurate spatial point process model for the conventional homogeneous macro cellular network, and to address the design and analysis challenges for the emerging cellular networks that will explore new spectrum for cellular communications. First, this dissertation proposes to use the repulsive determinantal point processes (DPPs) as an accurate model for macro BS locations in a cellular network. Based on three unique computational properties of the DPPs, the exact expressions of several fundamental performance metrics for cellular networks with DPP configured BSs are analytically derived and numerically evaluated. Using hypothesis testing for various performance metrics of interest, the DPPs are validated to be more accurate than the Poisson point process (PPP) or the deterministic grid model. Then the focus of this dissertation shifts to emerging networks that exploit new spectrum for cellular communications. One promising option is to allow the centrally scheduled cellular system to also access the unlicensed spectrum, wherein a carrier sensing multiple access with collision avoidance (CSMA/CA) protocol is usually used, as in Wi-Fi. A stochastic geometry-based analytical framework is developed to characterize the performance metrics for neighboring Wi-Fi and cellular networks under various coexistence mechanisms. In order to guarantee fair coexistence with Wi-Fi, it is shown that the cellular network needs to adopt either a discontinuous transmission pattern or its own CSMA/CA like mechanisms. Next, this dissertation considers cellular networks operating in the millimeter wave (mmWave) band, where directional beamforming is required to establish viable connections. Therefore, a major design challenge is to learn the necessary beamforming directions through the procedures that establish the initial connection between the mobile user and the network. These procedures are referred to as initial access, wherein cell search on the downlink and random access on the uplink are the two major steps. Stochastic geometry is again utilized to develop a unified analytical framework for three directional initial access protocols under a high mobility scenario where users and random blockers are moving with high speed. The expected delay for a user to succeed in initial access, and the average user-perceived downlink throughput that accounts for the initial access overhead, are derived for all three protocols. In particular, the protocol that has low beam-sweeping overhead during cell search is found to achieve a good trade-off between the initial access delay and user-perceived throughput performance. Finally, in contrast to the high mobility scenario for initial access, the directional cell search delay in a slow mobile network is analyzed. Specifically, the BS and user locations are fixed for long period of time, and therefore a strong temporal correlation for SINR is experienced. A closed-form expression for the expected cell search delay is derived, indicating that the expected cell search delay is infinite for noise-limited networks (e.g., mmWave) whenever the non-line-of-sight path loss exponent is larger than 2. By contrast, the expected cell search delay for interference-limited networks is proved to be infinite when the number of beams to search at the BS is smaller than a certain threshold, and finite otherwise.Electrical and Computer Engineerin

A Q-learning scheme for fair coexistence between LTE and Wi-Fi in unlicensed spectrum

During the last years, the growth of wireless traffic pushed the wireless community to search for solutions that can assist in a more efficient management of the spectrum. Toward this direction, the operation of long term evolution (LTE) in unlicensed spectrum (LTE-U) has been proposed. Targeting a global solution that respects the regional regulations worldwide, 3GPP has published the LTE licensed assisted access (LAA) standard. According to LTE LAA, a listen before talk (LBT) procedure must precede any LTE transmission burst in the unlicensed spectrum. However, the proposed standard may cause coexistence issues between LTE and Wi-Fi, especially in the case that the latter does not use frame aggregation. Toward the provision of a balanced channel access, we have proposed mLTE-U that is an adaptive LTE LBT scheme. According to mLTE-U, LTE uses a variable transmission opportunity (TXOP), followed by a variable muting period. This muting period can be exploited by co-located Wi-Fi networks to gain access to the medium. In this paper, the system model of the mLTE-U scheme in coexistence with Wi-Fi is studied. In addition, mLTE-U is enhanced with a Q-learning technique that is used for autonomous selection of the appropriate combinations of TXOP and muting period that can provide fair coexistence between co-located mLTE-U and Wi-Fi networks. Simulation results showcase the performance of the proposed model and reveal the benefit of using Q-learning for self-adaptation of mLTE-U to the changes of the dynamic wireless environment, toward fair coexistence with Wi-Fi. Finally, the Q-learning mechanism is compared with conventional selection schemes showing the superior performance of the proposed model over less complex mechanisms

ORLA/OLAA: Orthogonal Coexistence of LAA and WiFi in Unlicensed Spectrum

Future mobile networks will exploit unlicensed spectrum to boost capacity and meet growing user demands cost-effectively. The 3rd Generation Partnership Project (3GPP) has recently defined a License Assisted Access (LAA) scheme to enable global Unlicensed LTE (U-LTE) deployment, aiming at 1) ensuring fair coexistence with incumbent WiFi networks, i.e., impacting on their performance no more than another WiFi device; and 2) achieving superior airtime efficiency as compared with WiFi. We show the standardized LAA fails to simultaneously fulfill these objectives, and design an alternative orthogonal (collision-free) listen-before-talk coexistence paradigm that provides a substantial improvement in performance, yet imposes no penalty on existing WiFi networks. We derive two optimal transmission policies, ORLA and OLAA, that maximize LAA throughput in both asynchronous and synchronous (i.e., with alignment to licensed anchor frame boundaries) modes of operation, respectively. We present a comprehensive evaluation through which we demonstrate that, when aggregating packets, IEEE 802.11ac WiFi can be more efficient than LAA, whereas our proposals attains 100% higher throughput, without harming WiFi. We further show that long U-LTE frames incur up to 92% throughput losses on WiFi when using 3GPP LAA, whilst ORLA/OLAA sustain >200% gains at no cost, even in the presence of non-saturated WiFi and/or in multi-rate scenarios.This work was supported in part by the EC H2020 5G-Transformer Project under Grant 761536

ORLA/OLAA: Orthogonal Coexistence of LAA and WiFi in Unlicensed Spectrum

Future mobile networks will exploit unlicensed spectrum to boost capacity and meet growing user demands cost-effectively. The 3GPP has recently defined a Licensed-Assisted Access (LAA) scheme to enable global Unlicensed LTE (U-LTE) deployment, aiming at ($i$) ensuring fair coexistence with incumbent WiFi networks, i.e., impacting on their performance no more than another WiFi device, and ($ii$) achieving superior airtime efficiency as compared to WiFi. In this paper we show the standardized LAA fails to simultaneously fulfill these objectives, and design an alternative orthogonal (collision-free) listen-before-talk coexistence paradigm that provides a substantial improvement in performance, yet imposes no penalty on existing WiFi networks. We derive two LAA optimal transmission policies, ORLA and OLAA, that maximize LAA throughput in both asynchronous and synchronous (i.e., with alignment to licensed anchor frame boundaries) modes of operation, respectively. We present a comprehensive performance evaluation through which we demonstrate that, when aggregating packets, IEEE 802.11ac WiFi can be more efficient than 3GPP LAA, whereas our proposals can attain 100% higher throughput, without harming WiFi. We further show that long U-LTE frames incur up to 92% throughput losses on WiFi when using 3GPP LAA, whilst ORLA/OLAA sustain $>$200% gains at no cost, even in the presence of non-saturated WiFi and/or in multi-rate scenarios.Comment: 14 pages, 7 figures, submitted to IEEE/ACM Transactions on Networkin