Wavelets and multirate filter banks : theory, structure, design, and applications

Thesis (Ph. D.)--Massachusetts Institute of Technology, Dept. of Civil and Environmental Engineering, 2004.Includes bibliographical references (p. 219-230) and index.Wavelets and filter banks have revolutionized signal processing with their ability to process data at multiple temporal and spatial resolutions. Fundamentally, continuous-time wavelets are governed by discrete-time filter banks with properties such as perfect reconstruction, linear phase and regularity. In this thesis, we study multi-channel filter bank factorization and parameterization strategies, which facilitate designs with specified properties that are enforced by the actual factorization structure. For M-channel filter banks (M =/> 2), we develop a complete factorization, M-channel lifting factorization, using simple ladder-like structures as predictions between channels to provide robust and efficient implementation; perfect reconstruction is structurally enforced, even under finite precision arithmetic and quantization of lifting coefficients. With lifting, optimal low-complexity integer wavelet transforms can thus be designed using a simple and fast algorithm that incorporates prescribed limits on hardware operations for power-constrained environments. As filter bank regularity is important for a variety of reasons, an aspect of particular interest is the structural imposition of regularity onto factorizations based on the dyadic form uvt. We derive the corresponding structural conditions for regularity, for which M-channel lifting factorization provides an essential parameterization. As a result, we are able to design filter banks that are exactly regular and amenable to fast implementations with perfect reconstruction, regardless of the choice of free parameters and possible finite precision effects. Further constraining u = v ensures regular orthogonal filter banks,(cont.) whereas a special dyadic form is developed that guarantees linear phase. We achieve superior coding gains within 0.1% of the optimum, and benchmarks conducted on image compression applications show clear improvements in perceptual and objective performance. We also consider the problem of completing an M-channel filter bank, given only its scaling filter. M-channel lifting factorization can efficiently complete such biorthogonal filter banks. On the other hand, an improved scheme for completing paraunitary filter banks is made possible by a novel order-one factorization which allows greater design flexibility, resulting in improved frequency selectivity and energy compaction over existing state of the art methods. In a dual setting, the technique can be applied to transmultiplexer design to achieve higher-rate data transmissions.by Ying-Jui Chen.Ph.D

Multi-plet two-channel perfect reconstruction filter banks

This paper proposes a new class of two-channel structural perfect reconstruction (PR) FIR filter banks (FBs) called the multi-plet FB. It generalizes structural PR FBs proposed by Phoong et al. and triplet FBs by employing multiple lifting steps similar to the conventional lifting structure. Apart from the important structural PR property, the multi-plet FB can be systematically designed to meet a given specification on the passband/stopband ripples and transition bandwidth. A low order prototype PR FB with a much wider transition band is first designed in order to obtain prescribed passband and stopband ripples. A subfilter is then designed so that the prototype FB can be wrapped by means of frequency transformation to meet the desired transition bandwidth, while preserving the PR condition, passband/stopband ripples and lifting structure. The design procedure is very general and it can be applied to both linearphase and low-delay multi-plet FBs. Design examples show that the proposed approach is more flexible in controlling the frequency characteristics of the PR FBs and has a lower design complexity than conventional methods. © 2005 IEEE.published_or_final_versio

On the design and multiplierless realization of perfect reconstruction triplet-based FIR filter banks and wavelet bases

This paper proposes new methods for the efficient design and realization of perfect reconstruction (PR) two-channel finite-impulse response (FIR) triplet filter banks (FBs) and wavelet bases. It extends the linear-phase FIR triplet FBs of Ansari et al. to include FIR triplet FBs with lower system delay and a prescribed order of K regularity. The design problem using either the minimax error or least-squares criteria is formulated as a semidefinite programming problem, which is a very flexible framework to incorporate linear and convex quadratic constraints. The K regularity conditions are also expressed as a set of linear equality constraints in the variables to be optimized and they are structurally imposed into the design problem by eliminating the redundant variables. The design method is applicable to linear-phase as well as low-delay triplet FBs. Design examples are given to demonstrate the effectiveness of the proposed method. Furthermore, it was found that the analysis and synthesis filters of the triplet FB have a more symmetric frequency responses. This property is exploited to construct a class of PR M-channel uniform FBs and wavelets with M = 2 L, where L is a positive integer, using a particular tree structure. The filter lengths of the two-channel FBs down the tree are approximately reduced by a factor of two at each level or stage, while the transition bandwidths are successively increased by the same factor. Because of the downsampling operations, the frequency responses of the final analysis filters closely resemble those in a uniform FB with identical transition bandwidth. This triplet-based uniform M-channel FB has very low design complexity and the PR condition and K regularity conditions are structurally imposed. Furthermore, it has considerably lower arithmetic complexity and system delay than conventional tree structure using identical FB at all levels. The multiplierless realization of these FBs using sum-of-power-of-two (SOPOT) coefficients and multiplier block is also studied. © 2004 IEEE.published_or_final_versio

Design and multiplier-less implementation of a class of two-channel PR FIR filterbanks and wavelets with low system delay

In this paper, a new method for designing two-channel PR FIR filterbanks with low system delay is proposed. It is based on the generalization of the structure previously proposed by Phoong et al. Such structurally PR filterbanks are parameterized by two functions (β(z) and α(z)) that can be chosen as linear-phase FIR or allpass functions to construct FIR/IIR filterbanks with good frequency characteristics. The case of using identical β(z) and α(z) was considered by Phoong et al. with the delay parameter M chosen as 2N - 1. In this paper, the more general case of using different nonlinear-phase FIR functions for β(z) and α(z) is studied. As the linear-phase constraint is relaxed, the lengths of β(z) and α(z) are no longer restricted by the delay parameters of the filterbanks. Hence, higher stopband attenuation can still be achieved at low system delay. The design of the proposed low-delay filterbanks is formulated as a complex polynomial approximation problem, which can be solved by the Remez exchange algorithm or analytic formula with very low complexity. In addition, the orders and delay parameters can be estimated from the given filter specifications using a simple empirical formula. Therefore, low-delay two-channel PR filterbanks with flexible stopband attenuation and cutoff frequencies can be designed using existing filter design algorithms. The generalization of the present approach to the design of a class of wavelet bases associated with these low-delay filterbanks and its multiplier-less implementation using the sum of powers-of-two coefficients are also studied.published_or_final_versio

New design and realization techniques for a class of perfect reconstruction two-channel FIR filterbanks and wavelets bases

This paper proposes two new methods for designing a class of two-channel perfect reconstruction (PR) finite impulse response (FIR) filterbanks (FBs) and wavelets with K-regularity of high order and studies its multiplier-less implementation. It is based on the two-channel structural PR FB proposed by Phoong et al. The basic principle is to represent the K-regularity condition as a set of linear equality constraints in the design variables so that the least square and minimax design problems can be solved, respectively, as a quadratic programming problem with linear equality constraints (QPLC) and a semidefinite programming (SDP) problem. We also demonstrate that it is always possible to realize such FBs with sum-of-powers-of-two (SOPOT) coefficients while preserving the regularity constraints using Bernstein polynomials. However, this implementation usually requires long coefficient wordlength and another direct-form implementation, which can realize multiplier-less wavelets with K-regularity condition up to fifth order, is proposed. Several design examples are given to demonstrate the effectiveness of the proposed methods. © 2004 IEEE.published_or_final_versio

Discrete Wavelet Transforms

The discrete wavelet transform (DWT) algorithms have a firm position in processing of signals in several areas of research and industry. As DWT provides both octave-scale frequency and spatial timing of the analyzed signal, it is constantly used to solve and treat more and more advanced problems. The present book: Discrete Wavelet Transforms: Algorithms and Applications reviews the recent progress in discrete wavelet transform algorithms and applications. The book covers a wide range of methods (e.g. lifting, shift invariance, multi-scale analysis) for constructing DWTs. The book chapters are organized into four major parts. Part I describes the progress in hardware implementations of the DWT algorithms. Applications include multitone modulation for ADSL and equalization techniques, a scalable architecture for FPGA-implementation, lifting based algorithm for VLSI implementation, comparison between DWT and FFT based OFDM and modified SPIHT codec. Part II addresses image processing algorithms such as multiresolution approach for edge detection, low bit rate image compression, low complexity implementation of CQF wavelets and compression of multi-component images. Part III focuses watermaking DWT algorithms. Finally, Part IV describes shift invariant DWTs, DC lossless property, DWT based analysis and estimation of colored noise and an application of the wavelet Galerkin method. The chapters of the present book consist of both tutorial and highly advanced material. Therefore, the book is intended to be a reference text for graduate students and researchers to obtain state-of-the-art knowledge on specific applications

Development of Multirate Filter – Based Region Features for Iris Identification

The emergence of biometric system is seen as the next-generation technological solution in strengthening the social and national security. The evolution of biometrics has shifted the paradigm of authentication from classical token and knowledge-based systems to physiological and behavioral trait based systems. R & D on iris biometrics, in last one decade, has established it as one of the most promising traits. Even though, iris biometric takes high resolution near-infrared (NIR) images as input, its authentication accuracy is very commendable. Its performance is often influenced by the presence of noise, database size, and feature representation. This thesis focuses on the use of multi resolution analysis (MRA) in developing suitable features for non-ideal iris images. Our investigation starts with the iris feature extraction technique using Cohen −Daubechies − Feauveau 9/7 (CDF 9/7) filter bank. In this work, a technique has been proposed to deal with issues like segmentation failure and occlusion. The experimental studies deal with the superiority of CDF 9/7 filter bank over the frequency based techniques. Since there is scope for improving the frequency selectivity of CDF 9/7 filter bank, a tunable filter bank is proposed to extract region based features from non-cooperative iris images. The proposed method is based on half band polynomial of 14th order. Since, regularity and frequency selectivity are in inverse relationship with each other, filter coefficients are derived by not imposing maximum number of zeros. Also, the half band polynomial is presented in x-domain, so as to apply semidefinite programming, which results in optimization of coefficients of analysis/synthesis filter. The next contribution in this thesis deals with the development of another powerful MRA known as triplet half band filter bank (THFB). The advantage of THFB is the flexibility in choosing the frequency response that allows one to overcome the magnitude constraints. The proposed filter bank has improved frequency selectivity along with other desired properties, which is then used for iris feature extraction. The last contribution of the thesis describes a wavelet cepstral feature derived from CDF 9/7 filter bank to characterize iris texture. Wavelet cepstrum feature helps in reducing the dimensionality of the detail coefficients; hence, a compact feature presentation is possible with improved accuracy against CDF 9/7. The efficacy of the features suggested are validated for iris recognition on three publicly available databases namely, CASIAv3, UBIRISv1, and IITD. The features are compared with other transform domain features like FFT, Gabor filter and a comprehensive evaluation is done for all suggested features as well. It has been observed that the suggested features show superior performance with respect to accuracy. Among all suggested features, THFB has shown best performance