Achievable Rate and Modulation for Bandlimited Channels with Oversampling and 1-Bit Quantization at the Receiver

Sustainably realizing applications of the future with high performance demands requires that energy efficiency becomes a central design criterion for the entire system. For example, the power consumption of the analog-to-digital converter (ADC) can become a major factor when transmitting at large bandwidths and carrier frequencies, e.g., for ultra-short range high data rate communication. The consumed energy per conversion step increases with the sampling rate such that high resolution ADCs become unfeasible in the sub-THz regime at the very high sampling rates required. This makes signaling schemes adapted to 1-bit quantizers a promising alternative. We therefore quantify the performance of bandlimited 1-bit quantized wireless communication channels using techniques like oversampling and faster-than-Nyquist (FTN) signaling to compensate for the loss of achievable rate. As a limiting case, we provide bounds on the mutual information rate of the hard bandlimited 1-bit quantized continuous-time – i.e., infinitely oversampled – additive white Gaussian noise channel in the mid-to-high signal-to-noise ratio (SNR) regime. We derive analytic expressions using runlength encoded input signals. For real signals the maximum value of the lower bound on the spectral efficiency in the high-SNR limit was found to be approximately 1.63 bit/s/Hz. Since in practical scenarios the oversampling ratio remains finite, we derive bounds on the achievable rate of the bandlimited oversampled discrete-time channel. These bounds match the results of the continuous-time channel remarkably well. We observe spectral efficiencies up to 1.53 bit/s/Hz in the high-SNR limit given hard bandlimitation. When excess bandwidth is tolerable, spectral efficiencies above 2 bit/s/Hz per domain are achievable w.r.t. the 95 %-power containment bandwidth. Applying the obtained bounds to a bandlimited oversampled 1-bit quantized multiple-input multiple-output channel, we show the benefits when using appropriate power allocation schemes. As a constant envelope modulation scheme, continuous phase modulation is considered in order to relieve linearity requirements on the power amplifier. Noise-free performance limits are investigated for phase shift keying (PSK) and continuous phase frequency shift keying (CPFSK) using higher-order modulation alphabets and intermediate frequencies. Adapted waveforms are designed that can be described as FTN-CPFSK. With the same spectral efficiency in the high-SNR limit as PSK and CPFSK, these waveforms provide a significantly improved bit error rate (BER) performance. The gain in SNR required for achieving a certain BER can be up to 20 dB.Die nachhaltige Realisierung von zukünftigen Übertragungssystemen mit hohen Leistungsanforderungen erfordert, dass die Energieeffizienz zu einem zentralen Designkriterium für das gesamte System wird. Zum Beispiel kann die Leistungsaufnahme des Analog-Digital-Wandlers (ADC) zu einem wichtigen Faktor bei der Übertragung mit großen Bandbreiten und Trägerfrequenzen werden, z. B. für die Kommunikation mit hohen Datenraten über sehr kurze Entfernungen. Die verbrauchte Energie des ADCs steigt mit der Abtastrate, so dass hochauflösende ADCs im Sub-THz-Bereich bei den erforderlichen sehr hohen Abtastraten schwer einsetzbar sind. Dies macht Signalisierungsschemata, die an 1-Bit-Quantisierer angepasst sind, zu einer vielversprechenden Alternative. Wir quantifizieren daher die Leistungsfähigkeit von bandbegrenzten 1-Bit-quantisierten drahtlosen Kommunikationssystemen, wobei Techniken wie Oversampling und Faster-than-Nyquist (FTN) Signalisierung eingesetzt werden, um den durch Quantisierung verursachten Verlust der erreichbaren Rate auszugleichen. Wir geben Grenzen für die Transinformationsrate des Extremfalls eines strikt bandbegrenzten 1-Bit quantisierten zeitkontinuierlichen – d.h. unendlich überabgetasteten – Kanals mit additivem weißen Gauß’schen Rauschen bei mittlerem bis hohem Signal-Rausch-Verhältnis (SNR) an. Wir leiten analytische Ausdrücke basierend auf lauflängencodierten Eingangssignalen ab. Für reelle Signale ist der maximale Wert der unteren Grenze der spektralen Effizienz im Hoch-SNR-Bereich etwa 1,63 Bit/s/Hz. Da die Überabtastrate in praktischen Szenarien endlich bleibt, geben wir Grenzen für die erreichbare Rate eines bandbegrenzten, überabgetasteten zeitdiskreten Kanals an. Diese Grenzen stimmen mit den Ergebnissen des zeitkontinuierlichen Kanals bemerkenswert gut überein. Im Hoch-SNR-Bereich sind spektrale Effizienzen bis zu 1,53 Bit/s/Hz bei strikter Bandbegrenzung möglich. Wenn Energieanteile außerhalb des Frequenzbandes tolerierbar sind, können spektrale Effizienzen über 2 Bit/s/Hz pro Domäne – bezogen auf die Bandbreite, die 95 % der Energie enthält – erreichbar sein. Durch die Anwendung der erhaltenen Grenzen auf einen bandbegrenzten überabgetasteten 1-Bit quantisierten Multiple-Input Multiple-Output-Kanal zeigen wir Vorteile durch die Verwendung geeigneter Leistungsverteilungsschemata. Als Modulationsverfahren mit konstanter Hüllkurve betrachten wir kontinuierliche Phasenmodulation, um die Anforderungen an die Linearität des Leistungsverstärkers zu verringern. Beschränkungen für die erreichbare Datenrate bei rauschfreier Übertragung auf Zwischenfrequenzen mit Modulationsalphabeten höherer Ordnung werden für Phase-shift keying (PSK) and Continuous-phase frequency-shift keying (CPFSK) untersucht. Weiterhin werden angepasste Signalformen entworfen, die als FTN-CPFSK beschrieben werden können. Mit der gleichen spektralen Effizienz im Hoch-SNR-Bereich wie PSK und CPFSK bieten diese Signalformen eine deutlich verbesserte Bitfehlerrate (BER). Die Verringerung des erforderlichen SNRs zur Erreichung einer bestimmten BER kann bis zu 20 dB betragen

Spectral and Energy Efficient Communication Systems and Networks

In this thesis, design and analysis of energy- and spectral-efficient communication and cellular systems in micro wave and millimeter wave bands are considered using the following system performance metrics: i) Energy efficiency; ii) Spectral efficiency; iii) Spatial spectral efficiency; iv) Spatial energy efficiency, and v) Bit error rate. Statistical channel distributions, Nakagami-m and Generalized-K, and path loss models, Line of Sight (LOS) and Non-Line of Sight (NLOS), are used to represent the propagation environment in these systems. Adaptive M-QAM and M-CPFSK communication systems are proposed to enhance their efficiency metrics as a function of Signal-to-Noise Ratio (SNR) over the channel. It is observed that in the adaptive M-QAM system energy efficiency can be improved by 0.214 bits/J whereas its spectral efficiency can be enhanced by 40%, for wide range of SNR compared to that of conventional M-QAM system. In case of adaptive M-CPFSK system, spectral and energy efficiencies can be increased by 33% and 76%, respectively. A framework for design and analysis of a cellular system, with omni and sectorized antenna systems at Base Station (BS), using its efficiency metrics and coverage probability is presented assuming wireless channel is Nakagami-m fading coupled with path loss and co-channel interference. It is noted that sectorized antenna system at BS enhances energy and spectral efficiencies by nearly 109% and 1.5 bits/s/Hz, respectively, compared to conventional omni antenna system. A Multi-User MIMO cellular system is then investigated and closed-form expressions for its uplink efficiency metrics are derived for fading and shadowing wireless channel environment. It is observed that increasing number of antennas in MIMO system at BS can significantly improve efficiency metrics of cellular system. Finally, a framework for design and analysis of dense mmWave cellular system, in 28 and 73 GHz bands, is presented for efficient utilization of spectrum and power of the system. The efficiency metrics of the system are evaluated for LOS and NLOS links. It is observed that while 28 GHz band is expedient for indoor cellular systems, the 73 GHz band is appropriate for outdoor systems

Neural-network-aided automatic modulation classification

Automatic modulation classification (AMC) is a pattern matching problem which significantly impacts divers telecommunication systems, with significant applications in military and civilian contexts alike. Although its appearance in the literature is far from novel, recent developments in machine learning technologies have triggered an increased interest in this area of research. In the first part of this thesis, an AMC system is studied where, in addition to the typical point-to-point setup of one receiver and one transmitter, a second transmitter is also present, which is considered an interfering device. A convolutional neural network (CNN) is used for classification. In addition to studying the effect of interference strength, we propose a modification attempting to leverage some of the debilitating results of interference, and also study the effect of signal quantisation upon classification performance. Consequently, we assess a cooperative setting of AMC, namely one where the receiver features multiple antennas, and receives different versions of the same signal from the single-antenna transmitter. Through the combination of data from different antennas, it is evidenced that this cooperative approach leads to notable performance improvements over the established baseline. Finally, the cooperative scenario is expanded to a more complicated setting, where a realistic geographic distribution of four receiving nodes is modelled, and furthermore, the decision-making mechanism with regard to the identity of a signal resides in a fusion centre independent of the receivers, connected to them over finite-bandwidth backhaul links. In addition to the common concerns over classification accuracy and inference time, data reduction methods of various types (including “trained” lossy compression) are implemented with the objective of minimising the data load placed upon the backhaul links.Open Acces

Advanced Modulation and Coding Technology Conference

The objectives, approach, and status of all current LeRC-sponsored industry contracts and university grants are presented. The following topics are covered: (1) the LeRC Space Communications Program, and Advanced Modulation and Coding Projects; (2) the status of four contracts for development of proof-of-concept modems; (3) modulation and coding work done under three university grants, two small business innovation research contracts, and two demonstration model hardware development contracts; and (4) technology needs and opportunities for future missions

Capacity -based parameter optimization of bandwidth constrained CPM

Continuous phase modulation (CPM) is an attractive modulation choice for bandwidth limited systems due to its small side lobes, fast spectral decay and the ability to be noncoherently detected. Furthermore, the constant envelope property of CPM permits highly power efficient amplification. The design of bit-interleaved coded continuous phase modulation is characterized by the code rate, modulation order, modulation index, and pulse shape. This dissertation outlines a methodology for determining the optimal values of these parameters under bandwidth and receiver complexity constraints. The cost function used to drive the optimization is the information-theoretic minimum ratio of energy-per-bit to noise-spectral density found by evaluating the constrained channel capacity. The capacity can be reliably estimated using Monte Carlo integration. A search for optimal parameters is conducted over a range of coded CPM parameters, bandwidth efficiencies, and channels. Results are presented for a system employing a trellis-based coherent detector. To constrain complexity and allow any modulation index to be considered, a soft output differential phase detector has also been developed.;Building upon the capacity results, extrinsic information transfer (EXIT) charts are used to analyze a system that iterates between demodulation and decoding. Convergence thresholds are determined for the iterative system for different outer convolutional codes, alphabet sizes, modulation indices and constellation mappings. These are used to identify the code and modulation parameters with the best energy efficiency at different spectral efficiencies for the AWGN channel. Finally, bit error rate curves are presented to corroborate the capacity and EXIT chart designs

Role of Interference and Computational Complexity in Modern Wireless Networks: Analysis, Optimization, and Design

Owing to the popularity of smartphones, the recent widespread adoption of wireless broadband has resulted in a tremendous growth in the volume of mobile data traffic, and this growth is projected to continue unabated. In order to meet the needs of future systems, several novel technologies have been proposed, including cooperative communications, cloud radio access networks (RANs) and very densely deployed small-cell networks. For these novel networks, both interference and the limited availability of computational resources play a very important role. Therefore, the accurate modeling and analysis of interference and computation is essential to the understanding of these networks, and an enabler for more efficient design.;This dissertation focuses on four aspects of modern wireless networks: (1) Modeling and analysis of interference in single-hop wireless networks, (2) Characterizing the tradeoffs between the communication performance of wireless transmission and the computational load on the systems used to process such transmissions, (3) The optimization of wireless multiple-access networks when using cost functions that are based on the analytical findings in this dissertation, and (4) The analysis and optimization of multi-hop networks, which may optionally employ forms of cooperative communication.;The study of interference in single-hop wireless networks proceeds by assuming that the random locations of the interferers are drawn from a point process and possibly constrained to a finite area. Both the information-bearing and interfering signals propagate over channels that are subject to path loss, shadowing, and fading. A flexible model for fading, based on the Nakagami distribution, is used, though specific examples are provided for Rayleigh fading. The analysis is broken down into multiple steps, involving subsequent averaging of the performance metrics over the fading, the shadowing, and the location of the interferers with the aim to distinguish the effect of these mechanisms that operate over different time scales. The analysis is extended to accommodate diversity reception, which is important for the understanding of cooperative systems that combine transmissions that originate from different locations. Furthermore, the role of spatial correlation is considered, which provides insight into how the performance in one location is related to the performance in another location.;While it is now generally understood how to communicate close to the fundamental limits implied by information theory, operating close to the fundamental performance bounds is costly in terms of the computational complexity required to receive the signal. This dissertation provides a framework for understanding the tradeoffs between communication performance and the imposed complexity based on how close a system operates to the performance bounds, and it allows to accurately estimate the required data processing resources of a network under a given performance constraint. The framework is applied to Cloud-RAN, which is a new cellular architecture that moves the bulk of the signal processing away from the base stations (BSs) and towards a centralized computing cloud. The analysis developed in this part of the dissertation helps to illuminate the benefits of pooling computing assets when decoding multiple uplink signals in the cloud. Building upon these results, new approaches for wireless resource allocation are proposed, which unlike previous approaches, are aware of the computing limitations of the network.;By leveraging the accurate expressions that characterize performance in the presence of interference and fading, a methodology is described for optimizing wireless multiple-access networks. The focus is on frequency hopping (FH) systems, which are already widely used in military systems, and are becoming more common in commercial systems. The optimization determines the best combination of modulation parameters (such as the modulation index for continuous-phase frequency-shift keying), number of hopping channels, and code rate. In addition, it accounts for the adjacent-channel interference (ACI) and determines how much of the signal spectrum should lie within the operating band of each channel, and how much can be allowed to splatter into adjacent channels.;The last part of this dissertation contemplates networks that involve multi-hop communications. Building on the analytical framework developed in early parts of this dissertation, the performance of such networks is analyzed in the presence of interference and fading, and it is introduced a novel paradigm for a rapid performance assessment of routing protocols. Such networks may involve cooperative communications, and the particular cooperative protocol studied here allows the same packet to be transmitted simultaneously by multiple transmitters and diversity combined at the receiver. The dynamics of how the cooperative protocol evolves over time is described through an absorbing Markov chain, and the analysis is able to efficiently capture the interference that arises as packets are periodically injected into the network by a common source, the temporal correlation among these packets and their interdependence

Passive Tracking System and Method

System and methods are disclosed for passively determining the location of a moveable transmitter utilizing a pair of phase shifts at a receiver for extracting a direction vector from a receiver to the transmitter. In a preferred embodiment, a phase difference between the transmitter and receiver is extracted utilizing a noncoherent demodulator in the receiver. The receiver includes antenna array with three antenna elements, which preferably are patch antenna elements placed apart by one-half wavelength. Three receiver channels are preferably utilized for simultaneously processing the received signal from each of the three antenna elements. Multipath transmission paths for each of the three receiver channels are indexed so that comparisons of the same multipath component are made for each of the three receiver channels. The phase difference for each received signal is determined by comparing only the magnitudes of received and stored modulation signals to determine a winning modulation symbol