A survey on hybrid beamforming techniques in 5G : architecture and system model perspectives

The increasing wireless data traffic demands have driven the need to explore suitable spectrum regions for meeting the projected requirements. In the light of this, millimeter wave (mmWave) communication has received considerable attention from the research community. Typically, in fifth generation (5G) wireless networks, mmWave massive multiple-input multiple-output (MIMO) communications is realized by the hybrid transceivers which combine high dimensional analog phase shifters and power amplifiers with lower-dimensional digital signal processing units. This hybrid beamforming design reduces the cost and power consumption which is aligned with an energy-efficient design vision of 5G. In this paper, we track the progress in hybrid beamforming for massive MIMO communications in the context of system models of the hybrid transceivers' structures, the digital and analog beamforming matrices with the possible antenna configuration scenarios and the hybrid beamforming in heterogeneous wireless networks. We extend the scope of the discussion by including resource management issues in hybrid beamforming. We explore the suitability of hybrid beamforming methods, both, existing and proposed till first quarter of 2017, and identify the exciting future challenges in this domain

Optimization of Spectrum Management in Massive Array Antenna Systems with MIMO

Fifth generation (5G), is being considered as a revolutionary technology in the telecommunication domain whose the challenges are mainly to achieve signal quality and great ability to work with free spectrum in the millimetre waves. Besides, other important innovations are the introduction of a more current architecture and the use of multiple antennas in transmission and reception. Digital communication using multiple input and multiple output (MIMO) wireless links has recently emerged as one of the most significant technical advances in modern communications. MIMO technology is able to offer a large increase in the capacity of these systems, without requiring a considerable increase in bandwidth or power required for transmission. This dissertation presents an overview of theoretical concepts of MIMO systems. With such a system a spatial diversity gain can be obtained by using space-time codes, which simultaneously exploit the spatial domain and the time domain. SISO, SIMO and MISO systems are differentiated by their channel capacity and their configuration in relation to the number of antennas in the transmitter/receiver. To verify the effectiveness of the MIMO systems a comparison between the capacity of SISO and MIMO systems has been performed using the Shannon’s principles. In the MIMO system some variations in the number of antennas arrays have been considered, and the superiority of transmission gains of the MIMO systems have been demonstrated. Combined with millimetre waves (mmWaves) technology, massive MIMO systems, where the number of antennas in the base station and the number of users are large, is a promising solution. SDR implementations have been performed considering a platform with Matlab code applied to MIMO 2x2 Radio and Universal Software Peripheral Radio (USRP). A detailed study was initially conducted to analyze the architecture of the USRP. Complex structures of MIMO systems can be simplified by using mathematical methods implemented in Matlab for the synchronization of the USRP in the receiver side. SISO transmission and reception techniques have been considered to refine the synchronization (with 16-QAM), thus facilitating the future implementation of the MIMO system. OpenAirInterface has been considered for 4G and 5G implementations of actual mobile radio communication systems. Together with the practical MIMO, this type of solution is the starting point for future hardware building blocks involving massive MIMO systems.A quinta geração (5G) está sendo considerada uma tecnologia revolucionária no setor de telecomunicações, cujos desafios são principalmente a obtenção de qualidade de sinal e grande capacidade de trabalhar com espectro livre nas ondas milimétricas. Além disso, outras inovações importantes são a introdução de uma arquitetura mais atual e o uso de múltiplas antenas em transmissão e recepção. A comunicação digital usando ligaçõe sem fio de múltiplas entradas e múltiplas saídas (MIMO) emergiu recentemente como um dos avanços técnicos mais significativos nas comunicações modernas. A tecnologia MIMO é capaz de oferecer um elevado aumento na capacidade, sem exigir um aumento considerável na largura de banda ou potência transmitida. Esta dissertação apresenta uma visão geral dos conceitos teóricos dos sistemas MIMO. Com esses sistemas, um ganho de diversidade espacial pode ser obtido utilizando códigos espaço-tempo reais. Os sistemas SISO, SIMO e MISO são diferenciados pela capacidade de seus canais e a sua configuração em relação ao número de antenas no emissor/receptor. Para verificar a eficiência dos sistemas MIMO, realizou-se uma comparação entre a capacidade dos sistemas SISO e MIMO utilizado os princípios de Shannon. Nos sistemas MIMO condecideraram-se algumas variações no número de agregados de antenas, e a superioridade dos ganhos de transmissão dos sistemas MIMO foi demonstrada. Combinado com a tecnologia de ondas milimétricas (mmWaves), os sistemas massivos MIMO, onde o número de antenas na estação base e o número de usuários são grandes, são uma solução promissora. As implementações do SDR foram realizadas considerando uma plataforma com código Matlab aplicado aos rádios MIMO 2x2 e Universal Software Peripheral Radio (USRP). Um estudo detalhado foi inicialmente conduzido para analisar a arquitetura da USRP. Estruturas complexas de sistemas MIMO podem ser simplificadas usando métodos matemáticos implementados no Matlab para a sincronização do USRP no lado do receptor. Consideraram-se técnicas de transmissão e recepção SISO para refinar a sincronização (com 16-QAM), facilitando assim a implementação futura do sistema MIMO . Considerou-se o OpenAirInterface para implementações 4G e 5G de sistemas reais de comunicações móveis. Juntamente com o MIMO na pratica, este tipo de solução é o ponto de partida para futuros blocos de construção de hardware envolvendo sistemas MIMO massivos

Machine Learning Meets Communication Networks: Current Trends and Future Challenges

The growing network density and unprecedented increase in network traffic, caused by the massively expanding number of connected devices and online services, require intelligent network operations. Machine Learning (ML) has been applied in this regard in different types of networks and networking technologies to meet the requirements of future communicating devices and services. In this article, we provide a detailed account of current research on the application of ML in communication networks and shed light on future research challenges. Research on the application of ML in communication networks is described in: i) the three layers, i.e., physical, access, and network layers; and ii) novel computing and networking concepts such as Multi-access Edge Computing (MEC), Software Defined Networking (SDN), Network Functions Virtualization (NFV), and a brief overview of ML-based network security. Important future research challenges are identified and presented to help stir further research in key areas in this direction

Mission-Critical Communications from LMR to 5G: a Technology Assessment approach for Smart City scenarios

Radiocommunication networks are one of the main support tools of agencies that carry out actions in Public Protection & Disaster Relief (PPDR), and it is necessary to update these communications technologies from narrowband to broadband and integrated to information technologies to have an effective action before society. Understanding that this problem includes, besides the technical aspects, issues related to the social context to which these systems are inserted, this study aims to construct scenarios, using several sources of information, that helps the managers of the PPDR agencies in the technological decisionmaking process of the Digital Transformation of Mission-Critical Communication considering Smart City scenarios, guided by the methods and approaches of Technological Assessment (TA).As redes de radiocomunicações são uma das principais ferramentas de apoio dos órgãos que realizam ações de Proteção Pública e Socorro em desastres, sendo necessário atualizar essas tecnologias de comunicação de banda estreita para banda larga, e integra- las às tecnologias de informação, para se ter uma atuação efetiva perante a sociedade . Entendendo que esse problema inclui, além dos aspectos técnicos, questões relacionadas ao contexto social ao qual esses sistemas estão inseridos, este estudo tem por objetivo a construção de cenários, utilizando diversas fontes de informação que auxiliem os gestores destas agências na tomada de decisão tecnológica que envolve a transformação digital da Comunicação de Missão Crítica considerando cenários de Cidades Inteligentes, guiado pelos métodos e abordagens de Avaliação Tecnológica (TA)

Smart Beamforming for Direct Access to 5G-NR User Equipment from LEO Satellite at Ka-Band

Study how spatial diversity can help in massive IoT and develp signal processing access for MIMO beamformingNon-Terrestrial Networks (NTN), in particular LEO Satellite Networks, are expected to play a key role in extending and complementing terrestrial 5G networks in order to provide services to air, sea and un-served or under-served areas. This work proposes the implementation of a novel scheme called Resource Sharing Beamforming Access (RSBA), which seems a promising solution to deal with scenarios where Bit Error Rate (BER), probability of collision and/or achievable rate are important aspects of study. Given the system architecture presented in this work, RSBA will be proposed as solution in the 5G-NR Sat-IoT scenario. As it is expected, a huge amount of IoT devices will be transmitting in the uplink, and being the case of Non-Orthogonal-Multiple-Access (NOMA), the risk of collisions between devices will increase. The idea, after assessing the channel impairments of a direct link between a LEO Satellite and a NB-IoT device, it to study how spatial diversity via smart beamforming at the receiver will reduce the probability of collision between the devices, and thus increasing the number of users that can access to the media

AN EFFICIENT INTERFERENCE AVOIDANCE SCHEME FOR DEVICE-TODEVICE ENABLED FIFTH GENERATION NARROWBAND INTERNET OF THINGS NETWOKS’

Narrowband Internet of Things (NB-IoT) is a low-power wide-area (LPWA) technology built on long-term evolution (LTE) functionalities and standardized by the 3rd-Generation Partnership Project (3GPP). Due to its support for massive machine-type communication (mMTC) and different IoT use cases with rigorous standards in terms of connection, energy efficiency, reachability, reliability, and latency, NB-IoT has attracted the research community. However, as the capacity needs for various IoT use cases expand, the LTE evolved packet core (EPC) system's numerous functionalities may become overburdened and suboptimal. Several research efforts are currently in progress to address these challenges. As a result, an overview of these efforts with a specific focus on the optimized architecture of the LTE EPC functionalities, the 5G architectural design for NB-IoT integration, the enabling technologies necessary for 5G NB-IoT, 5G new radio (NR) coexistence with NB-IoT, and feasible architectural deployment schemes of NB-IoT with cellular networks is discussed. This thesis also presents cloud-assisted relay with backscatter communication as part of a detailed study of the technical performance attributes and channel communication characteristics from the physical (PHY) and medium access control (MAC) layers of the NB-IoT, with a focus on 5G. The numerous drawbacks that come with simulating these systems are explored. The enabling market for NB-IoT, the benefits for a few use cases, and the potential critical challenges associated with their deployment are all highlighted. Fortunately, the cyclic prefix orthogonal frequency division multiplexing (CPOFDM) based waveform by 3GPP NR for improved mobile broadband (eMBB) services does not prohibit the use of other waveforms in other services, such as the NB-IoT service for mMTC. As a result, the coexistence of 5G NR and NB-IoT must be manageably orthogonal (or quasi-orthogonal) to minimize mutual interference that limits the form of freedom in the waveform's overall design. As a result, 5G coexistence with NB-IoT will introduce a new interference challenge, distinct from that of the legacy network, even though the NR's coexistence with NB-IoT is believed to improve network capacity and expand the coverage of the user data rate, as well as improves robust communication through frequency reuse. Interference challenges may make channel estimation difficult for NB-IoT devices, limiting the user performance and spectral efficiency. Various existing interference mitigation solutions either add to the network's overhead, computational complexity and delay or are hampered by low data rate and coverage. These algorithms are unsuitable for an NB-IoT network owing to the low-complexity nature. As a result, a D2D communication based interference-control technique becomes an effective strategy for addressing this problem. This thesis used D2D communication to decrease the network bottleneck in dense 5G NBIoT networks prone to interference. For D2D-enabled 5G NB-IoT systems, the thesis presents an interference-avoidance resource allocation that considers the less favourable cell edge NUEs. To simplify the algorithm's computing complexity and reduce interference power, the system divides the optimization problem into three sub-problems. First, in an orthogonal deployment technique using channel state information (CSI), the channel gain factor is leveraged by selecting a probable reuse channel with higher QoS control. Second, a bisection search approach is used to find the best power control that maximizes the network sum rate, and third, the Hungarian algorithm is used to build a maximum bipartite matching strategy to choose the optimal pairing pattern between the sets of NUEs and the D2D pairs. The proposed approach improves the D2D sum rate and overall network SINR of the 5G NB-IoT system, according to the numerical data. The maximum power constraint of the D2D pair, D2D's location, Pico-base station (PBS) cell radius, number of potential reuse channels, and cluster distance impact the D2D pair's performance. The simulation results achieve 28.35%, 31.33%, and 39% SINR performance higher than the ARSAD, DCORA, and RRA algorithms when the number of NUEs is twice the number of D2D pairs, and 2.52%, 14.80%, and 39.89% SINR performance higher than the ARSAD, RRA, and DCORA when the number of NUEs and D2D pairs are equal. As a result, a D2D sum rate increase of 9.23%, 11.26%, and 13.92% higher than the ARSAD, DCORA, and RRA when the NUE’s number is twice the number of D2D pairs, and a D2D’s sum rate increase of 1.18%, 4.64% and 15.93% higher than the ARSAD, RRA and DCORA respectively, with an equal number of NUEs and D2D pairs is achieved. The results demonstrate the efficacy of the proposed scheme. The thesis also addressed the problem where the cell-edge NUE's QoS is critical to challenges such as long-distance transmission, delays, low bandwidth utilization, and high system overhead that affect 5G NB-IoT network performance. In this case, most cell-edge NUEs boost their transmit power to maximize network throughput. Integrating cooperating D2D relaying technique into 5G NB-IoT heterogeneous network (HetNet) uplink spectrum sharing increases the system's spectral efficiency and interference power, further degrading the network. Using a max-max SINR (Max-SINR) approach, this thesis proposed an interference-aware D2D relaying strategy for 5G NB-IoT QoS improvement for a cell-edge NUE to achieve optimum system performance. The Lagrangian-dual technique is used to optimize the transmit power of the cell-edge NUE to the relay based on the average interference power constraint, while the relay to the NB-IoT base station (NBS) employs a fixed transmit power. To choose an optimal D2D relay node, the channel-to-interference plus noise ratio (CINR) of all available D2D relays is used to maximize the minimum cell-edge NUE's data rate while ensuring the cellular NUEs' QoS requirements are satisfied. Best harmonic mean, best-worst, half-duplex relay selection, and a D2D communication scheme were among the other relaying selection strategies studied. The simulation results reveal that the Max-SINR selection scheme outperforms all other selection schemes due to the high channel gain between the two communication devices except for the D2D communication scheme. The proposed algorithm achieves 21.27% SINR performance, which is nearly identical to the half-duplex scheme, but outperforms the best-worst and harmonic selection techniques by 81.27% and 40.29%, respectively. As a result, as the number of D2D relays increases, the capacity increases by 14.10% and 47.19%, respectively, over harmonic and half-duplex techniques. Finally, the thesis presents future research works on interference control in addition with the open research directions on PHY and MAC properties and a SWOT (Strengths, Weaknesses, Opportunities, and Threats) analysis presented in Chapter 2 to encourage further study on 5G NB-IoT