Scattered Pilot-Based Channel Estimation for Channel Adaptive FBMC-OQAM Systems

Shaping the pulse of FilterBank MultiCarrier with Offset Quadrature Amplitude Modulation subcarrier modulation (FBMC-OQAM) systems offers a new degree of freedom for the design of mobile communication systems. In previous studies, we evaluated the gains arising from the application of Prototype Filter Functions (PFFs) and subcarrier spacing matched to the delay and Doppler spreads of doubly dispersive channels. In this paper, we investigate the impact of having imperfect channel knowledge at the receiver on the performance of Channel Adaptive Modulation (CAM) in terms of channel estimation errors and Bit Error Rate (BER). To this end, the channel estimation error for two different interference mitigation schemes proposed in the literature is derived analytically and its influence on the BER performance is analyzed for practical channel scenarios. The results show that FBMC-OQAM systems utilizing CAM and scattered pilot-based channel estimation provide a significant performance gain compared with the current one system design for a variety of channel scenarios ("one-fits-all") approach. Additionally, we verified that the often used assumption of a flat channel in the direct neighborhood of a pilot symbol is not valid for practical scenarios. © 2017 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works

Compensation of Physical Impairments in Multi-Carrier Communications

Among various multi-carrier transmission techniques, orthogonal frequency-division multiplexing (OFDM) is currently a popular choice in many wireless communication systems. This is mainly due to its numerous advantages, including resistance to multi-path distortions by using the cyclic prefix (CP) and a simple one-tap channel equalization, and efficient implementations based on the fast Fourier and inverse Fourier transforms. However, OFDM also has disadvantages which limit its use in some applications. First, the high out-of-band (OOB) emission in OFDM due to the inherent rectangular shaping filters poses a challenge for opportunistic and dynamic spectrum access where multiple users are sharing a limited transmission bandwidth. Second, a strict orthogonal synchronization between sub-carriers makes OFDM less attractive in low-power communication systems. Furthermore, the use of the CP in OFDM reduces the spectral efficiency and thus it may not be suitable for short-packet and low-latency transmission applications. Generalized frequency division multiplexing (GFDM) and circular filter-bank multi-carrier offset quadrature amplitude modulation (CFBMC-OQAM) have recently been considered as alternatives to OFDM for the air interface of wireless communication systems because they can overcome certain disadvantages in OFDM. Specifically, these two systems offer a flexibility in choosing the shaping filters so that the high OOB emission in OFDM can be avoided. Moreover, the strict orthogonality requirement in OFDM is relaxed in GFDM and CFBMC-OQAM which are, respectively, non-orthogonal and real-field orthogonal systems. Although a CP is also used in these two systems, the CP is added for a block of many symbols instead of only one symbol as in OFDM, which, therefore, improves the spectral efficiency. Given that the performance of a wireless communication system is affected by various physical impairments such as phase noise (PN), in-phase and quadrature (IQ) imbalance and imperfect channel estimation, this thesis proposes a number of novel signal processing algorithms to compensate for physical impairments in multi-carrier communication systems, including OFDM, GFDM and CFBMC-OQAM. The first part of the thesis examines the use of OFDM in full-duplex (FD) communication under the presence of PN, IQ imbalance and nonlinearities. FD communication is a promising technique since it can potentially double the spectral efficiency of the conventional half-duplex (HD) technique. However, the main challenge in implementing an FD wireless device is to cope with the self-interference (SI) imposed by the device's own transmission. The implementation of SI cancellation (SIC) faces many technical issues due to the physical impairments. In this part of research, an iterative algorithm is proposed in which the SI cancellation and detection of the desired signal benefit from each other. Specifically, in each iteration, the SI cancellation performs a widely linear estimation of the SI channel and compensates for the physical impairments to improve the detection performance of the desired signal. The detected desired signal is in turn removed from the received signal to improve SI channel estimation and SI cancellation in the next iteration. Results obtained show that the proposed algorithm significantly outperforms existing algorithms in SI cancellation and detection of the desired signal. In the next part of the thesis, the impact of PN and its compensation for CFBMC-OQAM systems are considered. The sources of performance degradation are first quantified. Then, a two-stage PN compensation algorithm is proposed. In the first stage, the channel frequency response and PN are estimated based on the transmission of a preamble, which is designed to minimize the channel mean squared error (MSE). In the second stage the PN compensation is performed using the estimate obtained from the first stage together with the transmitted pilot symbols. Simulation results obtained under practical scenarios show that the proposed algorithm effectively estimates the channel frequency response and compensates for the PN. The proposed algorithm is also shown to outperform an existing algorithm that implements iterative PN compensation when the PN impact is high. As a further development from the second part, the third part of the thesis considers the impacts of both PN and IQ imbalance and proposes a unified two-stage compensation algorithm for a general multi-carrier system, which can include OFDM, GFDM and CFBMC-OQAM. Specifically, in the first stage, the channel impulse response and IQ imbalance parameters are first estimated based on the transmission of a preamble. Given the estimates obtained from the first stage, in the second stage the IQ imbalance and PN are compensated in that order based on the pilot symbols for the rest of data transmission blocks. The preamble is designed such that the estimation of IQ imbalance does not depend on the channel and PN estimation errors. The proposed algorithm is then further extended to a multiple-input multiple-output (MIMO) system. For such a MIMO system, the preamble design is generalized so that the multiple IQ imbalances as well as channel impulse responses can be effectively estimated based on a single preamble block. Simulation results are presented and discussed in a variety of scenarios to show the effectiveness of the proposed algorithm

Diseño y evaluación de nuevas formas e onda para comunicaciones de alta movilidad

Programa Oficial de Doutoramento en Tecnoloxías da Información e Comunicación en Redes Móbiles. 553V01[Resumo] Os servizos multimedia e de datos experimentaron un crecemento continuo nos últimos anos e espérase que crezan aínda máis nos anos seguintes. A xente está a usar cada vez máis os seus dispositivos móbiles para acceder a servizos baseados en datos para fins relacionados co traballo, entretemento ou socialización en liña. Ademais, as comunicacións masivas de tipo máquina tamén están en ascenso (por exemplo, as comunicacións en transporte e loxística, sensores, Internet das cousas, etc.), e serán moi importantes para a nova xeración de sistemas de comunicacións sen fíos. Para afrontar o aumento esperado no uso de servizos multimedia e baseado en datos, así como para soportar novos casos de uso que hoxe non son posibles, unha nova xeración de redes sen fíos é necesaria. Para iso, espérase que os sistemas de comunicación sen fíos 5G traian as melloras necesarias: maiores taxas de datos, baixas latencias, mellor eficiencia enerxética, alta fiabilidade, etc. O coñecemento das características da canle sen fíos é fundamental para a planificación das redes de comunicación sen fíos e o deseño de transceptores. Como primeiro paso, centramos este traballo na caracterización completa da canle para diferentes escenarios, como son os trens de alta velocidade, metro e comunicacións vehículo a infraestrutura en estradas. A canle caracterizouse mediante a avaliación da relación sinal a ruído, a perda de traxecto (path loss) e os chamados parámetros condensados da canle (por exemplo, o factor K, o perfil potencia-retardo (power delay profile) e a densidade espectral de potencia Doppler. Ademais, para a nova interface aérea das redes 5G, unha das principais cuestións foi a forma de onda a usar. Finalmente, o 3rd Generation Partnership Project (3GPP) decidiu usar a tecnoloxía de multiplexación por división de frecuencias ortogonais (OFDM polas súas siglas en inglés). Isto semella unha elección natural debido ás moitas vantaxes de OFDM e que tamén é a técnica de modulación empregada nas redes 4G. Con todo, nos últimos anos, esquemas multiportadora baseados en bancos de filtros (FBMC polas súas siglas en inglés) recibiron unha grande atención como alternativa a OFDM debido ás súas vantaxes: non utilizan un prefixo cíclico (proporcionan unha maior eficiencia espectral), os usuarios non precisan ser sincronizados no enlace ascendente, e un mellor rendemento teórico en contornas de alta velocidade debido a unha menor interferencia entre portadoras. Neste traballo comparamos experimentalmente o rendemento de FBMC e OFDM en contornas de alta velocidade. Tamén analizamos o rendemento de FBMC e OFDM no caso de uso práctico dun vehículo aéreo lixeiro pilotado remotamente. A maior parte do traballo realizado nesta tese requiriu o deseño e desenvolvemento do chamado GTEC 5G Simulator, que foi usado en conxunto co GTEC Testbed para realizar a maior parte das campañas de medicións e avaliacións de rendemento mediante transmisións polo aire.[Resumen] Los servicios multimedia y basados en datos experimentaron un crecimiento sin interrupciones en los últimos años, y se espera que crezcan aún más en los años siguientes. Las personas utilizan cada vez más sus dispositivos móviles para acceder a los servicios basados en datos con fines relacionados con el trabajo, el entretenimiento o la socialización en línea. Además, las comunicaciones masivas de tipo máquina también están en aumento (por ejemplo, comunicaciones en transporte y logística, sensores, Internet de las cosas, etc.) y serán muy importantes para la nueva generación de sistemas de comunicaciones inalámbricos. Para hacer frente al aumento esperado en el uso de servicios multimedia y basados en datos, así como para soportar nuevos casos de uso que no son posibles hoy en día, se requiere una nueva generación de sistemas inalámbricos. Para esto, se espera que los sistemas de comunicación inalámbrica 5G aporten las mejoras necesarias: mayores tasas de datos, menores latencias, mejor eficiencia energética, alta fiabilidad, etc. El conocimiento de las características del canal inalámbrico es fundamental para la planificación de redes de comunicación inalámbricas y el diseño de transceptores. Como primer paso, centramos este trabajo en la caracterización completa del canal para diferentes escenarios, tales como trenes de alta velocidad, metro y comunicaciones vehículo a infraestructura en carreteras. El canal se caracterizó por medio de la evaluación de la relación señal a ruido, la pérdida de trayecto (path loss) y los llamados parámetros condensados de canal (por ejemplo, el factor K, el perfil potencia-retardo (power delay profile) y la densidad espectral de potencia Doppler). Además, para la nueva interfaz aérea de las redes 5G, una de las preguntas principales ha sido la forma de onda a usar. Finalmente, el 3rd Generation Partnership Project (3GPP) decidió usar la tecnología de multiplexación por división de frecuencias ortogonales (OFDM por sus siglas en inglés). Esta es una elección lógica, debido a las muchas ventajas exhibidas por OFDM y dado que también es la técnica de modulación empleada en las redes 4G. Sin embargo, en los últimos años, los esquemas multiportadora basados en bancos de filtros (FBMC por sus siglas en inglés) han recibido una gran atención como una alternativa a OFDM debido a sus ventajas: no usan un prefijo cíclico (lo que proporciona una mayor eficiencia espectral), los usuarios no necesitan sincronizarse en el enlace ascendente, y un mejor rendimiento teórico en escenarios de alta velocidad debido a una menor interferencia entre subportadoras. En este trabajo comparamos experimentalmente el rendimiento de FBMC y OFDM en entornos de alta velocidad. También analizamos el rendimiento de FBMC y OFDM en el caso de uso práctico de un vehículo aéreo ligero tripulado remotamente. La mayor parte del trabajo llevado a cabo en esta tesis requirió el diseño y desarrollo del denominado GTEC 5G Simulator, que se utilizó junto con el GTEC Testbed para realizar la mayoría de las campañas de medidas y evaluaciones de rendimiento por medio de transmisiones por aire.[Abstract] Multimedia and data-based services experienced a non-stopping growth over the last few years and are expected to grow even more in the following years. People are using more and more their mobile devices to access data-based services for work-related purposes, entertainment or online socialization. Moreover, massive machine-type communications are also on the rise (e.g., transport and logistics communications, sensors, Internet of Things, etc.), and will be very important for the new generation of wireless communication systems. To cope with the expected increase in the usage of multimedia and data-based services, as well as to support new use cases which are not possible today, a new generation of wireless systems is required. For this, 5G wireless communication systems are expected to bring the necessary improvements: higher data rates, lower latencies, better energy efficiency, high reliability, etc. Knowledge of the wireless channel characteristics is fundamental for the planning of wireless communication networks and transceivers design. As a first step, this work centered in the channel characterization for different scenarios such as high-speed trains, subways, and vehicle-to-infrastructure in roads. The channel was characterized by means of assessing the signal-to-noise ratio, the path loss, and the so-called channel condensed parameters (e.g., the K-factor, the power delay profile, and the Doppler power spectral density). Moreover, for the new air interface of 5G networks, one of the main questions was the waveform to be used. Finally, the 3rd Generation Partnership Project (3GPP) decided to use orthogonal frequencydivision multiplexing (OFDM). This seems a natural choice due to the many advantages exhibited by OFDM and it is also the modulation technique employed by 4G networks. However, over the last few years, schemes based on filter bank multicarrier (FBMC) using quadrature amplitude modulation have received a great attention as an alternative to OFDM due to their advantages: they do not use a cyclic prefix (thus providing a higher bandwidth efficiency), users do not need to be synchronized in the uplink, and they achieve a theoretical better performance in high-speed scenarios due to a lower inter-carrier interference. In this work, we have experimentally compared the performance of FBMC versus OFDM in high-speed scenarios. We have also analyzed the performance of FBMC versus OFDM in the practical use case of a lightweight remotely piloted aircraft. The majority of the work carried out in this thesis required the design and development of the so-called GTEC 5G Simulator, which was used in conjunction with the GTEC Testbed to perform most of the measurement campaigns and performance evaluations by means of over-the-air transmissions

Unified Framework for Multicarrier and Multiple Access based on Generalized Frequency Division Multiplexing

The advancements in wireless communications are the key-enablers of new applications with stringent requirements in low-latency, ultra-reliability, high data rate, high mobility, and massive connectivity. Diverse types of devices, ranging from tiny sensors to vehicles, with different capabilities need to be connected under various channel conditions. Thus, modern connectivity and network techniques at all layers are essential to overcome these challenges. In particular, the physical layer (PHY) transmission is required to achieve certain link reliability, data rate, and latency. In modern digital communications systems, the transmission is performed by means of a digital signal processing module that derives analog hardware. The performance of the analog part is influenced by the quality of the hardware and the baseband signal denoted as waveform. In most of the modern systems such as fifth generation (5G) and WiFi, orthogonal frequency division multiplexing (OFDM) is adopted as a favorite waveform due to its low-complexity advantages in terms of signal processing. However, OFDM requires strict requirements on hardware quality. Many devices are equipped with simplified analog hardware to reduce the cost. In this case, OFDM does not work properly as a result of its high peak-to-average power ratio (PAPR) and sensitivity to synchronization errors. To tackle these problems, many waveforms design have been recently proposed in the literature. Some of these designs are modified versions of OFDM or based on conventional single subcarrier. Moreover, multicarrier frameworks, such as generalized frequency division multiplexing (GFDM), have been proposed to realize varieties of conventional waveforms. Furthermore, recent studies show the potential of using non-conventional waveforms for increasing the link reliability with affordable complexity. Based on that, flexible waveforms and transmission techniques are necessary to adapt the system for different hardware and channel constraints in order to fulfill the applications requirements while optimizing the resources. The objective of this thesis is to provide a holistic view of waveforms and the related multiple access (MA) techniques to enable efficient study and evaluation of different approaches. First, the wireless communications system is reviewed with specific focus on the impact of hardware impairments and the wireless channel on the waveform design. Then, generalized model of waveforms and MA are presented highlighting various special cases. Finally, this work introduces low-complexity architectures for hardware implementation of flexible waveforms. Integrating such designs with software-defined radio (SDR) contributes to the development of practical real-time flexible PHY.:1 Introduction 1.1 Baseband transmission model 1.2 History of multicarrier systems 1.3 The state-of-the-art waveforms 1.4 Prior works related to GFDM 1.5 Objective and contributions 2 Fundamentals of Wireless Communications 2.1 Wireless communications system 2.2 RF transceiver 2.2.1 Digital-analogue conversion 2.2.2 QAM modulation 2.2.3 Effective channel 2.2.4 Hardware impairments 2.3 Waveform aspects 2.3.1 Single-carrier waveform 2.3.2 Multicarrier waveform 2.3.3 MIMO-Waveforms 2.3.4 Waveform performance metrics 2.4 Wireless Channel 2.4.1 Line-of-sight propagation 2.4.2 Multi path and fading process 2.4.3 General baseband statistical channel model 2.4.4 MIMO channel 2.5 Summary 3 Generic Block-based Waveforms 3.1 Block-based waveform formulation 3.1.1 Variable-rate multicarrier 3.1.2 General block-based multicarrier model 3.2 Waveform processing techniques 3.2.1 Linear and circular filtering 3.2.2 Windowing 3.3 Structured representation 3.3.1 Modulator 3.3.2 Demodulator 3.3.3 MIMO Waveform processing 3.4 Detection 3.4.1 Maximum-likelihood detection 3.4.2 Linear detection 3.4.3 Iterative Detection 3.4.4 Numerical example and insights 3.5 Summary 4 Generic Multiple Access Schemes 57 4.1 Basic multiple access and multiplexing schemes 4.1.1 Infrastructure network system model 4.1.2 Duplex schemes 4.1.3 Common multiplexing and multiple access schemes 4.2 General multicarrier-based multiple access 4.2.1 Design with fixed set of pulses 4.2.2 Computational model 4.2.3 Asynchronous multiple access 4.3 Summary 5 Time-Frequency Analyses of Multicarrier 5.1 General time-frequency representation 5.1.1 Block representation 5.1.2 Relation to Zak transform 5.2 Time-frequency spreading 5.3 Time-frequency block in LTV channel 5.3.1 Subcarrier and subsymbol numerology 5.3.2 Processing based on the time-domain signal 5.3.3 Processing based on the frequency-domain signal 5.3.4 Unified signal model 5.4 summary 6 Generalized waveforms based on time-frequency shifts 6.1 General time-frequency shift 6.1.1 Time-frequency shift design 6.1.2 Relation between the shifted pulses 6.2 Time-frequency shift in Gabor frame 6.2.1 Conventional GFDM 6.3 GFDM modulation 6.3.1 Filter bank representation 6.3.2 Block representation 6.3.3 GFDM matrix structure 6.3.4 GFDM demodulator 6.3.5 Alternative interpretation of GFDM 6.3.6 Orthogonal modulation and GFDM spreading 6.4 Summary 7 Modulation Framework: Architectures and Applications 7.1 Modem architectures 7.1.1 General modulation matrix structure 7.1.2 Run-time flexibility 7.1.3 Generic GFDM-based architecture 7.1.4 Flexible parallel multiplications architecture 7.1.5 MIMO waveform architecture 7.2 Extended GFDM framework 7.2.1 Architectures complexity and flexibility analysis 7.2.2 Number of multiplications 7.2.3 Hardware analysis 7.3 Applications of the extended GFDM framework 7.3.1 Generalized FDMA 7.3.2 Enchantment of OFDM system 7.4 Summary 7 Conclusions and Future work

Multiple-Input Multiple-Output Detection Algorithms for Generalized Frequency Division Multiplexing

Since its invention, cellular communication has dramatically transformed personal lifes and the evolution of mobile networks is still ongoing. Evergrowing demand for higher data rates has driven development of 3G and 4G systems, but foreseen 5G requirements also address diverse characteristics such as low latency or massive connectivity. It is speculated that the 4G plain cyclic prefix (CP)-orthogonal frequency division multiplexing (OFDM) cannot sufficiently fulfill all requirements and hence alternative waveforms have been in-vestigated, where generalized frequency division multiplexing (GFDM) is one popular option. An important aspect for any modern wireless communication system is the application of multi-antenna, i.e. MIMO techiques, as MIMO can deliver gains in terms of capacity, reliability and connectivity. Due to its channel-independent orthogonality, CP-OFDM straightforwardly supports broadband MIMO techniques, as the resulting inter-antenna interference (IAI) can readily be resolved. In this regard, CP-OFDM is unique among multicarrier waveforms. Other waveforms suffer from additional inter-carrier interference (ICI), inter-symbol interference (ISI) or both. This possibly 3-dimensional interference renders an optimal MIMO detection much more complex. In this thesis, weinvestigate how GFDM can support an efficient multiple-input multiple-output (MIMO) operation given its 3-dimensional interference structure. To this end, we first connect the mathematical theory of time-frequency analysis (TFA) with multicarrier waveforms in general, leading to theoretical insights into GFDM. Second, we show that the detection problem can be seen as a detection problem on a large, banded linear model under Gaussian noise. Basing on this observation, we propose methods for applying both space-time code (STC) and spatial multiplexing techniques to GFDM. Subsequently, we propose methods to decode the transmitted signals and numerically and theoretically analyze their performance in terms of complexiy and achieved frame error rate (FER). After showing that GFDM modulation and linear demodulation is a direct application of Gabor expansion and transform, we apply results from TFA to explain singularities of the modulation matrix and derive low-complexity expressions for receiver filters. We derive two linear detection algorithms for STC encoded GFDM signals and we show that their performance is equal to OFDM. In the case of spatial multiplexing, we derive both non-iterative and iterative detection algorithms which base on successive interference cancellation (SIC) and minimum mean squared error (MMSE)-parallel interference cancellation (PIC) detection, respectively. By analyzing the error propagation of the SIC algorithm, we explain its significantly inferior performance compared to OFDM. Using feedback information from the channel decoder, we can eventually show that near-optimal GFDM detection can outperform an optimal OFDM detector by up to 3dB for high SNR regions. We conclude that GFDM, given the obtained results, is not a general-purpose replacement for CP-OFDM, due to higher complexity and varying performance. Instead, we can propose GFDM for scenarios with strong frequency-selectivity and stringent spectral and FER requirements

High mobility in OFDM based wireless communication systems

Orthogonal Frequency Division Multiplexing (OFDM) has been adopted as the transmission scheme in most of the wireless systems we use on a daily basis. It brings with it several inherent advantages that make it an ideal waveform candidate in the physical layer. However, OFDM based wireless systems are severely affected in High Mobility scenarios. In this thesis, we investigate the effects of mobility on OFDM based wireless systems and develop novel techniques to estimate the channel and compensate its effects at the receiver. Compressed Sensing (CS) based channel estimation techniques like the Rake Matching Pursuit (RMP) and the Gradient Rake Matching Pursuit (GRMP) are developed to estimate the channel in a precise, robust and computationally efficient manner. In addition to this, a Cognitive Framework that can detect the mobility in the channel and configure an optimal estimation scheme is also developed and tested. The Cognitive Framework ensures a computationally optimal channel estimation scheme in all channel conditions. We also demonstrate that the proposed schemes can be adapted to other wireless standards easily. Accordingly, evaluation is done for three current broadcast, broadband and cellular standards. The results show the clear benefit of the proposed schemes in enabling high mobility in OFDM based wireless communication systems.Orthogonal Frequency Division Multiplexing (OFDM) wurde als Übertragungsschema in die meisten drahtlosen Systemen, die wir täglich verwenden, übernommen. Es bringt mehrere inhärente Vorteile mit sich, die es zu einem idealen Waveform-Kandidaten in der Bitübertragungsschicht (Physical Layer) machen. Allerdings sind OFDM-basierte drahtlose Systeme in Szenarien mit hoher Mobilität stark beeinträchtigt. In dieser Arbeit untersuchen wir die Auswirkungen der Mobilität auf OFDM-basierte drahtlose Systeme und entwickeln neuartige Techniken, um das Verhalten des Kanals abzuschätzen und seine Auswirkungen am Empfänger zu kompensieren. Auf Compressed Sensing (CS) basierende Kanalschätzverfahren wie das Rake Matching Pursuit (RMP) und das Gradient Rake Matching Pursuit (GRMP) werden entwickelt, um den Kanal präzise, robust und rechnerisch effizient abzuschätzen. Darüber hinaus wird ein Cognitive Framework entwickelt und getestet, das die Mobilität im Kanal erkennt und ein optimales Schätzungsschema konfiguriert. Das Cognitive Framework gewährleistet ein rechnerisch optimales Kanalschätzungsschema für alle möglichen Kanalbedingungen. Wir zeigen außerdem, dass die vorgeschlagenen Schemata auch leicht an andere Funkstandards angepasst werden können. Dementsprechend wird eine Evaluierung für drei aktuelle Rundfunk-, Breitband- und Mobilfunkstandards durchgeführt. Die Ergebnisse zeigen den klaren Vorteil der vorgeschlagenen Schemata bei der Ermöglichung hoher Mobilität in OFDM-basierten drahtlosen Kommunikationssystemen

An enhanced multicarrier modulation system for mobile communications

PhD ThesisThe recent revolution in mobile communications and the increased demand on more efficient transmission systems influence the research to enhance and invent new modulation techniques. Orthogonal frequency division multiplexing with offset quadrature amplitude modulation (OFDM/OQAM) is one of the multicarrier modulations techniques that overcomes some of the weaknesses of the conventional OFDM in term of bandwidth and power efficiencies. This thesis presents a novel multicarrier modulation scheme with improved performance in mobile communications context. Initially, the theoretical principles behind OFDM and OFDM/OQAM are discussed and the advantages of OFDM/OQAM over OFDM are highlighted. The time-frequency localization of pulse shapes is examined over different types of pulses. The effect of the localization and the pulse choice on OFDM/OQAM performance is demonstrated. The first contribution is introducing a new variant of multicarrier modulation system based on the integration of the Walsh-Hadamard transform with the OFDM/OQAM modulator. The full analytical transmission model of the system is derived over flat fading and frequency selective channels. Next, because of the critical requirement of low implementation complexity in mobile systems, a new fast algorithm transform is developed to reduce the implementation complexity of the system. The introduced fast algorithm has demonstrated a remarkable 60 percent decrease in the hardware requirement compared to the cascaded configuration. Although, the problem of high peak to average power ratio (PAPR) is one of the main drawbacks that associated with most multicarrier modulation techniques, the new system achieved lower values compared to the conventional systems. Subsequently, three new algorithms to reduce PAPR named Walsh overlapped selective mapping (WOSLM) for a high PAPR reduction, simplified selective mapping (SSLM) for a very low implementation complexity and Walsh partial transmit sequence (WPTS), are developed. Finally, in order to assess the reliability of the presented system in this thesis at imperfect environments, the performance of the system is investigated in the presence of high power amplifier, channel estimation errors, and carrier frequency offset (CFO). Two channel estimations algorithms named enhanced pair of pilots (EPOP) and averaged enhanced pair of pilots (AEPOP), and one CFO estimator technique called frequency domain (FD) CFO estimator, are suggested to provide reliable performance.Ministry of Higher Education and Scientific Research (MOHSR) of Ira

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission