Extracting More Data from LiDAR in Forested Areas by Analyzing Waveform Shape

Light Detection And Ranging (LiDAR) in forested areas is used for constructing Digital Terrain Models (DTMs), estimating biomass carbon and timber volume and estimating foliage distribution as an indicator of tree growth and health. All of these purposes are hindered by the inability to distinguish the source of returns as foliage, stems, understorey and the ground except by their relative positions. The ability to separate these returns would improve all analyses significantly. Furthermore, waveform metrics providing information on foliage density could improve forest health and growth estimates. In this study, the potential to use waveform LiDAR was investigated. Aerial waveform LiDAR data were acquired for a New Zealand radiata pine plantation forest, and Leaf Area Density (LAD) was measured in the field. Waveform peaks with a good signal-to-noise ratio were analyzed and each described with a Gaussian peak height, half-height width, and an exponential decay constant. All parameters varied substantially across all surface types, ruling out the potential to determine source characteristics for individual returns, particularly those with a lower signal-to-noise ratio. However, pulses on the ground on average had a greater intensity, decay constant and a narrower peak than returns from coniferous foliage. When spatially averaged, canopy foliage density (measured as LAD) varied significantly, and was found to be most highly correlated with the volume-average exponential decay rate. A simple model based on the Beer-Lambert law is proposed to explain this relationship, and proposes waveform decay rates as a new metric that is less affected by shadowing than intensity-based metrics. This correlation began to fail when peaks with poorer curve fits were included

Automated Classification of Airborne Laser Scanning Point Clouds

Making sense of the physical world has always been at the core of mapping. Up until recently, this has always dependent on using the human eye. Using airborne lasers, it has become possible to quickly "see" more of the world in many more dimensions. The resulting enormous point clouds serve as data sources for applications far beyond the original mapping purposes ranging from flooding protection and forestry to threat mitigation. In order to process these large quantities of data, novel methods are required. In this contribution, we develop models to automatically classify ground cover and soil types. Using the logic of machine learning, we critically review the advantages of supervised and unsupervised methods. Focusing on decision trees, we improve accuracy by including beam vector components and using a genetic algorithm. We find that our approach delivers consistently high quality classifications, surpassing classical methods

Laser scanning in forests

Peer reviewe

Full-Waveform Terrestrial Laser Scanning for Extracting a High-Resolution 3D Topographic Model: a Case Study on an Area of Archaeological Significance

This paper describes a method, which uses full-waveform terrestrial laser scanning to survey the surface of the slope below the Temple of Juno, located in the Valley of the Temples in Agrigento (Sicily, Southern Italy). The surface is characterized by the presence of large rock blocks, which have fallen down from the upper side; possible further detachments of rock blocks would cause a situation of general instability, with a very high risk to the archaeological structures in the near future. The methodology was designed to evaluate the potential of full-waveform laser scanning technology for the production of a very high resolution 3D topographic model of the slope, to be used as a support for the interpretation of geomorphological processes and for geotechnical analysis

Extraction of Vegetation Biophysical Structure from Small-Footprint Full-Waveform Lidar Signals

The National Ecological Observatory Network (NEON) is a continental scale environmental monitoring initiative tasked with characterizing and understanding ecological phenomenology over a 30-year time frame. To support this mission, NEON collects ground truth measurements, such as organism counts and characterization, carbon flux measurements, etc. To spatially upscale these plot-based measurements, NEON developed an airborne observation platform (AOP), with a high-resolution visible camera, next-generation AVIRIS imaging spectrometer, and a discrete and waveform digitizing light detection and ranging (lidar) system. While visible imaging, imaging spectroscopy, and discrete lidar are relatively mature technologies, our understanding of and associated algorithm development for small-footprint full-waveform lidar are still in early stages of development. This work has as its primary aim to extend small-footprint full-waveform lidar capabilities to assess vegetation biophysical structure. In order to fully exploit waveform lidar capabilities, high fidelity geometric and radio-metric truth data are needed. Forests are structurally and spectrally complex, which makes collecting the necessary truth challenging, if not impossible. We utilize the Digital Imaging and Remote Sensing Image Generation (DIRSIG) model, which provides an environment for radiometric simulations, in order to simulate waveform lidar signals. The first step of this research was to build a virtual forest stand based on Harvard Forest inventory data. This scene was used to assess the level of geometric fidelity necessary for small-footprint waveform lidar simulation in broadleaf forests. It was found that leaves have the largest influence on the backscattered signal and that there is little contribution to the signal from the leaf stems and twigs. From this knowledge, a number of additional realistic and abstract virtual “forest” scenes were created to aid studies assessing the ability of waveform lidar systems to extract biophysical phenomenology. We developed an additive model, based on these scenes, for correcting the attenuation in backscattered signal caused by the canopy. The attenuation-corrected waveform, when coupled with estimates of the leaf-level reflectance, provides a measure of the complex within-canopy forest structure. This work has implications for our improved understanding of complex waveform lidar signals in forest environments and, very importantly, takes the research community a significant step closer to assessing fine-scale horizontally- and vertically-explicit leaf area, a holy grail of forest ecology

Ground Profile Recovery from Aerial 3D LiDAR-based Maps

The paper presents the study and implementation of the ground detection methodology with filtration and removal of forest points from LiDAR-based 3D point cloud using the Cloth Simulation Filtering (CSF) algorithm. The methodology allows to recover a terrestrial relief and create a landscape map of a forestry region. As the proof-of-concept, we provided the outdoor flight experiment, launching a hexacopter under a mixed forestry region with sharp ground changes nearby Innopolis city (Russia), which demonstrated the encouraging results for both ground detection and methodology robustness.Comment: 8 pages, FRUCT-2019 conferenc

Processing and analysis of airborne fullwaveform laser scanning data for the characterization of forest structure and fuel properties

Tesis por compendio[ES] Esta tesis aborda el desarrollo de métodos de procesado y análisis de datos ALSFW para la caracterización de la estructura vertical del bosque y, en particular, del sotobosque. Para responder a este objetivo general, se establecieron seis objetivos específicos: En primer lugar, se analiza la influencia de la densidad de pulso, de los parámetros de voxelización (tamaño de vóxel y valor de asignación) y de los métodos de regresión sobre los valores de las métricas ALSFW y sobre la estimación de atributos de estructura del bosque. Para ello, se redujo aleatoriamente la densidad de pulsos y se modificaron los parámetros de voxelización, obteniendo los valores de las métricas ALSFW para las diferentes combinaciones de parámetros. Estas mismas métricas ALSFW se emplearon para la estimación de atributos de la estructura del bosque mediante diferentes métodos de regresión. En segundo lugar, se integran métodos de procesado y análisis de datos ALSFW en una nueva herramienta llamada WoLFeX (Waveform Lidar for Forestry eXtraction) que incluye los procesos de recorte, corrección radiométrica relativa, voxelización y extracción de métricas a partir de los datos ALSFW, así como nuevas métricas descriptoras del sotobosque. En tercer lugar, se evalúa la influencia del ángulo de escaneo utilizado en la adquisición de datos ALS y la corrección radiométrica en la extracción de métricas ALSFW y en la estimación de atributos de combustibilidad forestal. Para ello, se extrajeron métricas ALSFW con y sin corrección radiométrica relativa y empleando diferentes ángulos de escaneo. En cuarto lugar, se caracteriza la oclusión de la señal a lo largo de la estructura vertical del bosque empleando y comparando tres tipos diferentes de láser escáner (ALSFW, ALSD y láser escáner terrestre: TLS, por sus siglas en inglés), determinando así sus limitaciones en la detección de material vegetativo en dos ecosistemas forestales diferenciados: el boreal y el mediterráneo. Para cuantificar la oclusión de la señal a lo largo de la estructura vertical del bosque se propone un nuevo parámetro, la tasa de reducción del pulso, basada en el porcentaje de haces láser bloqueados antes de alcanzar una posición dada. En quinto lugar, se evalúa la forma en que se detectan y determinan las clases de densidad de sotobosque mediante los diferentes tipos de ALS. Se compararon los perfiles de distribución vertical en los estratos inferiores descritos por el ALSFW y el ALSD con respecto a los descritos por el TLS, utilizando este último como referencia. Asimismo, se determinaron las clases de densidad de sotobosque aplicando la curva Lorenz y el índice Gini a partir de los perfiles de distribución vertical descritos por ALSFW y ALSD. Finalmente, se aplican y evalúan las nuevas métricas ALSFW basadas en la voxelización, utilizando como referencia los atributos extraídos a partir del TLS, para estimar la altura, la cobertura y el volumen del sotobosque en un ecosistema mediterráneo.[EN] This thesis addresses the development of ALSFW processing and analysis methods to characterize the vertical forest structure, in particular, the understory vegetation. To answer this overarching goal, a total of six specific objectives were established: Firstly, the influence of pulse density, voxel parameters (i.e., voxel size and assignation value) and regression methods on ALSFW metric values and on estimates of forest structure attributes are analyzed. To do this, pulse density was randomly reduced and voxel parameters modified, obtaining ALSFW metric values for the different parameter combinations. These ALSFW metrics were used to estimate forest structure attributes with different regression methods. Secondly, a set of ALSFW data processing and analysis methods are integrated in a new software named WoLFeX (Waveform Lidar for Forestry eXtraction), including clipping, relative radiometric correction, voxelization and ALSFW metric extraction, and proposing new metrics for understory vegetation. Thirdly, the influence of the scan angle of ALS data acquisition and radiometric correction on the extraction of ALSFW metrics and on modeling forest fuel attributes is assessed. To do this, ALSFW metrics were extracted applying and without applying relative radiometric correction and using different scan angles. Fourthly, signal occlusion is characterized along the vertical forest structure using and comparing three different laser scanning configurations (ALSFW, ALSD and terrestrial laser scanning: TLS), determining their limitations in the detection of vegetative material in two contrasted forest ecosystems: boreal and Mediterranean. To quantify signal occlusion along the vertical forest structure, a new parameter based on the percentage of laser beams blocked prior to reach a given location, the rate of pulse reduction, is proposed. Fifthly, the assessment of how understory vegetation density classes are detected and determined by different ALS configurations is done. Vertical distribution profiles at the lower strata described by ALSFW and ALSD are compared with those described by TLS as reference. Moreover, understory vegetation density classes are determined by applying the Lorenz curve and Gini index from the vertical distribution profiles described by ALSFW and ALSD. Finally, the new proposed voxel-based ALSFW metrics are applied and evaluated, using TLS-based attributes as a reference, to estimate understory height, cover and volume in a Mediterranean ecosystem.[CA] Aquesta tesi aborda el desenvolupament de mètodes de processament i anàlisi de dades ALSFW per a la caracterització de l'estructura vertical del bosc i, en particular, del sotabosc. Per a respondre a aquest objectiu general, s'establiren sis objectius específics: En primer lloc, s'analitza la influència de la densitat de pols, dels paràmetres de voxelització (grandària de vóxel i valor d'assignació) i dels mètodes de regressió sobre els valors de les mètriques ALSFW i sobre l'estimació dels atributs d'estructura del bosc. Per a això, es reduí aleatòriament la densitat de polsos i es modificaren els paràmetres de voxelització, obtenint els valors de les mètriques ALSFW per a les diferents combinacions de paràmetres. Aquestes mètriques ALSFW s'empraren per a l'estimació d'atributs de l'estructura del bosc mitjançant diferents mètodes de regressió. En segon lloc, s'integraren mètodes de processament i d'anàlisi de dades ALSFW en una nova eina anomenada WoLFeX (Waveform Lidar for Forestry eXtraction) que inclou el processos de retallada, correcció radiomètrica relativa, voxelització i extracció de mètriques a partir de les dades ALSFW, així com noves mètriques descriptores del sotabosc. En tercer lloc, s'avalua la influència de l'angle de escaneig emprat en l'adquisició de les dades ALS i la correcció radiomètrica en l'extracció de mètriques ALSFW i en l'estimació d'atributs de combustibilitat forestal. Per a això, s'extragueren mètriques ALSFW amb i sense correcció radiomètrica relativa i emprant diferents angles d'escaneig. En quart lloc, es caracteritza l'oclusió del senyal al llarg de l'estructura vertical del bosc emprant i comparant tres tipus diferents de làser escàner (ALSFW, ALSD i làser escàner terrestre: TLS, per les seues sigles en anglès), determinant així les seues limitacions en la detecció de material vegetatiu en dos ecosistemes diferenciats: un boreal i un mediterrani. Per a quantificar l'oclusió del senyal al llarg de l'estructura vertical del bosc es proposa un nou paràmetre, la taxa de reducció del pols, basada en el percentatge de rajos làser bloquejats abans d'arribar a una posició donada. En cinquè lloc, s'avalua la manera en la qual es detecten i determinen les classes de densitat de sotabosc mitjançant els diferents tipus d'ALS. Es compararen els perfils de distribució vertical en estrats inferiors descrits per l'ALSFW i l'ALSD respecte als descrits pel TLS, emprant aquest últim com a referència. A més a més, es determinaren les classes de densitat de sotabosc aplicant la corba Lorenz i l'índex Gini a partir dels perfils de distribució vertical descrits per l'ALSFW i l'ALSD. Finalment, s'apliquen i avaluen les noves mètriques ALSFW basades en la voxelització, emprant com a referència els atributs extrets a partir del TLS, per a estimar l'alçada, la cobertura i el volum del sotabosc en un ecosistema mediterrani.Crespo Peremarch, P. (2020). Processing and analysis of airborne fullwaveform laser scanning data for the characterization of forest structure and fuel properties [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/153715TESISCompendi

LiDAR based Biomass Estimation System for Forested Areas

In continental Portugal, forest fires are considered the biggest and most serious cause of forest deterioration and therefore the introduction of forest management mechanisms and biomass monitoring are imperative for a better future. However, conducting field studies on a large scale is a very expensive and time-consuming task. Alternatively, through remote sensing via a LiDAR, it becomes possible to map, with high accuracy, forest parameters such as tree height, diameter at breast height or tree canopy length in order to carry out other relevant estimates such as above ground biomass. In this sense, this dissertation aims to develop a system capable of, through algorithms and filters of point cloud processing, as statistical outlier removal, progressive morphological filters and region growing segmentation, extract in detail,a digital terrain model and correctly detect the number of trees in a given area, proceeding to the measurement of some interesting variables from the point of view of a forest inventory. Thus, testing data of different characteristics, our detection method obtained positive results, with all the average detection rates above 80 %.Em Portugal continental, os incêndios florestais são considerados a maior e mais grave causa de deterioramento da floresta e por isso a introdução de mecanismos de gestão florestal e monitorização da biomassa são imperativos para um futuro melhor. No entanto, realizar estudos de campo em grande escala é uma tarefa muito dispendiosa e demorosa. Em alternativa, através da deteção remota por vias de um LiDAR torna-se possível mapear, com elevado rigor, parâmetros florestais como altura das arvores, diâmetro do tronco ou comprimento da copa da arvore de modo a proceder a outras relevantes estimações como a biomassa. Neste sentido, esta dissertação teve como objetivo o desenvolvimento de um sistema capaz de, através de algoritmos e filtros de processamento de nuvens de pontos, como remoção de outliers estatístico, filtros morfologicos progressivos e segmentação por crescimento de regiões anexas , extrair com detalhe, um modelo digital do terreno e detetar corretamente o número de arvores numa determinada área, procedendo à medição de algumas variáveis interessantes do ponto de vista do inventário florestal. Assim, testando dados de diferentes características, o nosso método de deteção obteve resultados positivos, com todas as taxas deteção média superiores a 80 %

Developing laser scanning applications for mapping and monitoring single tree characteristics for the needs of urban forestry

Urban forests provide various ecosystem services. However, they also require fairly intensive management, which can be supported with up-to-date tree-level data. Until recently, the data have been collected using traditional field measurements. Laser scanning (LS) techniques provide efficient means for acquiring detailed three-dimensional (3D) data from the vegetation. The objective of this dissertation was to develop methods for mapping and monitoring urban forests at tree level. In substudy I, a method (MS-STI) utilizing multiple data sources was developed for extracting tree-level attributes. The method combined airborne laser scanning (ALS), field measurements, and tree locations. The field sample was generalized using the non-parametric nearest neighbor (NN) approach. The relative root mean square error (RMSE) of diameter at breast height (DBH) varied between 18.8–33.8%. The performance of MS-STI was assessed in substudy II by applying it to an existing tree register. 88.8% of the trees were successfully detected, and the relative RMSE of DBH for the most common diameter classes varied between 21.7–24.3%. In substudy III, downed trees were mapped from a recreational forest area by detecting changes in the canopy. 97.7% of the downed trees were detected and the commission error was 10%. Species group, DBH, and volume were estimated for all downed trees using ALS metrics and existing allometric models. For the DBH, the relative RMSE was 20.8% and 34.1% for conifers and deciduous trees respectively. Finally, in substudy IV, a method utilizing terrestrial laser scanning (TLS) and tree basic density was developed for estimating tree-level stem biomass for urban trees. The relative RMSE of the stem biomass estimates varied between 8.4–10.5%. The dissertation demonstrates the applicability of LS data in assessing tree-level attributes for urban forests. The methods developed show potential in providing the planning and management of urban forests with cost-efficient and up-to-date tree-level data