A Global Systematic Review of Improving Crop Model Estimations by Assimilating Remote Sensing Data: Implications for Small-Scale Agricultural Systems

There is a growing effort to use access to remote sensing data (RS) in conjunction with crop model simulation capability to improve the accuracy of crop growth and yield estimates. This is critical for sustainable agricultural management and food security, especially in farming communities with limited resources and data. Therefore, the objective of this study was to provide a systematic review of research on data assimilation and summarize how its application varies by country, crop, and farming systems. In addition, we highlight the implications of using process-based crop models (PBCMs) and data assimilation in small-scale farming systems. Using a strict search term, we searched the Scopus and Web of Science databases and found 497 potential publications. After screening for relevance using predefined inclusion and exclusion criteria, 123 publications were included in the final review. Our results show increasing global interest in RS data assimilation approaches; however, 81% of the studies were from countries with relatively high levels of agricultural production, technology, and innovation. There is increasing development of crop models, availability of RS data sources, and characterization of crop parameters assimilated into PBCMs. Most studies used recalibration or updating methods to mainly incorporate remotely sensed leaf area index from MODIS or Landsat into the WOrld FOod STudies (WOFOST) model to improve yield estimates for staple crops in large-scale and irrigated farming systems. However, these methods cannot compensate for the uncertainties in RS data and crop models. We concluded that further research on data assimilation using newly available high-resolution RS datasets, such as Sentinel-2, should be conducted to significantly improve simulations of rare crops and small-scale rainfed farming systems. This is critical for informing local crop management decisions to improve policy and food security assessments

Crop monitoring and yield estimation using polarimetric SAR and optical satellite data in southwestern Ontario

Optical satellite data have been proven as an efficient source to extract crop information and monitor crop growth conditions over large areas. In local- to subfield-scale crop monitoring studies, both high spatial resolution and high temporal resolution of the image data are important. However, the acquisition of optical data is limited by the constant contamination of clouds in cloudy areas. This thesis explores the potential of polarimetric Synthetic Aperture Radar (SAR) satellite data and the spatio-temporal data fusion approach in crop monitoring and yield estimation applications in southwestern Ontario. Firstly, the sensitivity of 16 parameters derived from C-band Radarsat-2 polarimetric SAR data to crop height and fractional vegetation cover (FVC) was investigated. The results show that the SAR backscatters are affected by many factors unrelated to the crop canopy such as the incidence angle and the soil background and the degree of sensitivity varies with the crop types, growing stages, and the polarimetric SAR parameters. Secondly, the Minimum Noise Fraction (MNF) transformation, for the first time, was applied to multitemporal Radarsat-2 polarimetric SAR data in cropland area mapping based on the random forest classifier. An overall classification accuracy of 95.89% was achieved using the MNF transformation of the multi-temporal coherency matrix acquired from July to November. Then, a spatio-temporal data fusion method was developed to generate Normalized Difference Vegetation Index (NDVI) time series with both high spatial and high temporal resolution in heterogeneous regions using Landsat and MODIS imagery. The proposed method outperforms two other widely used methods. Finally, an improved crop phenology detection method was proposed, and the phenology information was then forced into the Simple Algorithm for Yield Estimation (SAFY) model to estimate crop biomass and yield. Compared with the SAFY model without forcing the remotely sensed phenology and a simple light use efficiency (LUE) model, the SAFY incorporating the remotely sensed phenology can improve the accuracy of biomass estimation by about 4% in relative Root Mean Square Error (RRMSE). The studies in this thesis improve the ability to monitor crop growth status and production at subfield scale

CubeSat constellations provide enhanced crop phenology and digital agricultural insights using daily leaf area index retrievals

Satellite remote sensing has great potential to deliver on the promise of a data-driven agricultural revolution, with emerging space-based platforms providing spatiotemporal insights into precisionlevel attributes such as crop water use, vegetation health and condition and crop response to management practices. Using a harmonized collection of high-resolution Planet CubeSat, Sentinel-2, Landsat-8 and additional coarser resolution imagery from MODIS and VIIRS, we exploit a multisatellite data fusion and machine learning approach to deliver a radiometrically calibrated and gap-filled time-series of daily leaf area index (LAI) at an unprecedented spatial resolution of 3 m. The insights available from such high-resolution CubeSat-based LAI data are demonstrated through tracking the growth cycle of a maize crop and identifying observable within-field spatial and temporal variations across key phenological stages. Daily LAI retrievals peaked at the tasseling stage, demonstrating their value for fertilizer and irrigation scheduling. An evaluation of satellite-based retrievals against field-measured LAI data collected from both rain-fed and irrigated fields shows high correlation and captures the spatiotemporal development of intra- and inter-field variations. Novel agricultural insights related to individual vegetative and reproductive growth stages were obtained, showcasing the capacity for new high-resolution CubeSat platforms to deliver actionable intelligence for precision agricultural and related applications

Contribution of Remote Sensing on Crop Models: A Review

Crop growth models simulate the relationship between plants and the environment to predict the expected yield for applications such as crop management and agronomic decision making, as well as to study the potential impacts of climate change on food security. A major limitation of crop growth models is the lack of spatial information on the actual conditions of each field or region. Remote sensing can provide the missing spatial information required by crop models for improved yield prediction. This paper reviews the most recent information about remote sensing data and their contribution to crop growth models. It reviews the main types, applications, limitations and advantages of remote sensing data and crop models. It examines the main methods by which remote sensing data and crop growth models can be combined. As the spatial resolution of most remote sensing data varies from sub-meter to 1 km, the issue of selecting the appropriate scale is examined in conjunction with their temporal resolution. The expected future trends are discussed, considering the new and planned remote sensing platforms, emergent applications of crop models and their expected improvement to incorporate automatically the increasingly available remotely sensed products

Modelling Crop Biomass from Synthetic Remote Sensing Time Series: Example for the DEMMIN Test Site, Germany.

This study compares the performance of the five widely used crop growth models (CGMs): World Food Studies (WOFOST), Coalition for Environmentally Responsible Economies (CERES)-Wheat, AquaCrop, cropping systems simulation model (CropSyst), and the semi-empiric light use efficiency approach (LUE) for the prediction of winter wheat biomass on the Durable Environmental Multidisciplinary Monitoring Information Network (DEMMIN) test site, Germany. The study focuses on the use of remote sensing (RS) data, acquired in 2015, in CGMs, as they offer spatial information on the actual conditions of the vegetation. Along with this, the study investigates the data fusion of Landsat (30 m) and Moderate Resolution Imaging Spectroradiometer (MODIS) (500 m) data using the spatial and temporal reflectance adaptive reflectance fusion model (STARFM) fusion algorithm. These synthetic RS data offer a 30-m spatial and one-day temporal resolution. The dataset therefore provides the necessary information to run CGMs and it is possible to examine the fine-scale spatial and temporal changes in crop phenology for specific fields, or sub sections of them, and to monitor crop growth daily, considering the impact of daily climate variability. The analysis includes a detailed comparison of the simulated and measured crop biomass. The modelled crop biomass using synthetic RS data is compared to the model outputs using the original MODIS time series as well. On comparison with the MODIS product, the study finds the performance of CGMs more reliable, precise, and significant with synthetic time series. Using synthetic RS data, the models AquaCrop and LUE, in contrast to other models, simulate the winter wheat biomass best, with an output of high R2 (>0.82), low RMSE (600 g/m2). The study shows that the models requiring fewer input parameters (AquaCrop and LUE) to simulate crop biomass are highly applicable and precise. At the same time, they are easier to implement than models, which need more input parameters (WOFOST and CERES-Wheat)

Constraining the carbon budgets of croplands with Earth observation data

Cropland management practices have traditionally focused on maximising the production of food, feed and fibre. However, croplands also provide valuable regulating ecosystem services, including carbon (C) storage in soil and biomass. Consequently, management impacts the extents to which croplands act as sources or sinks of atmospheric carbon dioxide (CO2). And so, reliable information on cropland ecosystem C fluxes and yields are essential for policy-makers concerned with climate change mitigation and food security. Eddy-covariance (EC) flux towers can provide observations of net ecosystem exchanges (NEE) of CO2 within croplands, however the tower sites are temporally and spatially sparse. Process-based crop models simulate the key biophysical mechanisms within cropland ecosystems, including the management impacts, crop cultivar, soil and climate on crop C dynamics. The models are therefore a powerful tool for diagnosing and forecasting C fluxes and yield. However, crop model spatial upscaling is often limited by input data (including meteorological drivers and management), parameter uncertainty and model complexity. Earth observation (EO) sensors can provide regular estimates of crop condition over large extents. Therefore, EO data can be used within data assimilation (DA) schemes to parameterise and constrain models. Research presented in this thesis explores the key challenges associated with crop model upscaling. First, fine-scale (20-50 m) EO-derived data, from optical and radar sensors, is assimilated into the Soil-Plant-Atmosphere crop (SPAc) model. Assimilating all EO data enhanced the simulation of daily C exchanges at multiple European crop sites. However, the individually assimilation of radar EO data (as opposed to combined with optical data) resulted in larger improvements in the C fluxes simulation. Second, the impacts of reduced model complexity and driver resolution on crop photosynthesis estimates are investigated. The simplified Aggregated Canopy Model (ACM) – estimating daily photosynthesis using coarse-scale (daily) drivers – was calibrated using the detailed SPAc model, which simulates leaf to canopy processes at half-hourly time-steps. The calibrated ACM photosynthesis had a high agreement with SPAc and local EC estimates. Third, a model-data fusion framework was evaluated for multi-annual and regional-scale estimation of UK wheat yields. Aggregated model yield estimates were negatively biased when compared to official statistics. Coarse-scale (1 km) EO data was also used to constrain the model simulation of canopy development, which was successful in reducing the biases in the yield estimates. And fourth, EO spatial and temporal resolution requirements for crop growth monitoring at UK field-scales was investigated. Errors due to spatial resolution are quantified by sampling aggregated fine scale EO data on a per-field basis; whereas temporal resolution error analysis involved re-sampling model estimates to mimic the observational frequencies of current EO sensors and likely cloud cover. A minimum EO spatial resolution of around 165 m is required to resolve the field-scale detail. Monitoring crop growth using EO sensors with a 26-day temporal resolution results in a mean error of 5%; however, accounting for likely cloud cover increases this error to 63%

Assimilation of remote sensing into crop growth models: Current status and perspectives

Timely monitoring of crop lands is important in order to make agricultural activities more sustainable, as well as ensuring food security. The use of Earth Observation (EO) data allows crop monitoring at a range of spatial scales, but can be hampered by limitations in the data. Crop growth modelling, on the other hand, can be used to simulate the physiological processes that result in crop development. Data assimilation (DA) provides a way of blending the monitoring properties of EO data with the predictive and explanatory abilities of crop growth models. In this paper, we first provide a critique of both the advantages and disadvantages of both EO data and crop growth models. We use this to introduce a solid and robust framework for DA, where different DA methods are shown to be derived from taking different assumptions in solving for the a posteriori probability density function (pdf) using Bayes’ rule. This treatment allows us to provide some recommendation on the choice of DA method for particular applications. We comment on current computational challenges in scaling DA applications to large spatial scales. Future areas of research are sketched, with an emphasis on DA as an enabler for blending different observations, as well as facilitating different approaches to crop growth models. We have illustrated this review with a large number of examples from the literature