Differential Coding for MIMO and Cooperative Communications

Multiple-input multiple-output (MIMO) wireless communication systems have been studied a lot in the last ten years. They have many promising features like array gain, diversity gain, spatial multiplexing gain, interference reduction, and improved capacity as compared to a single-input single-output (SISO) systems. However, the increasing demand of high data-rate in current wireless communications systems motivated us to investigate new rate-efficient channel coding techniques. In this dissertation, we study differential modulation for MIMO systems. Differential modulation is useful since it avoids the need of channel estimation by the receiver and saves valuable bandwidth with a slight symbol error-rate (SER) performance loss. The effect of channel correlation over differential MIMO system has not been studied in detail so far. It has been shown in the literature that a linear memoryless precoder can be used to improve the performance of coherent MIMO system over correlated channels. In this work, we implement precoded differential modulation for non-orthogonal and orthogonal space-time blocks codes (STBCs) over arbitrarily correlated channels. We design precoders based on pair-wise error probability (PEP) and approximate SER for differential MIMO system. The carrier offsets, which result because of the movement of the receiver or transmitter and/or scatterers, and mismatch between the transmit and receive oscillators, are a big challenge for the differential MIMO system. The carrier offsets make the flat fading channel behave as a time-varying channel. Hence, the channel does not remain constant over two consecutive STBC block transmission time-intervals, which is a basic assumption for differential systems and the differential systems break down. Double-differential coding is a key technique which could be used to avoid the need of both carrier offset and channel estimation. In this work, we propose a double-differential coding for full-rank and square orthogonal space-time block codes (OSTBC) with M-PSK constellation. A suboptimal decoder for the double-differentially encoded OSTBC is obtained. We also derive a simple PEP upper bound for the double-differential OSTBC. A precoder is also designed based on the PEP upper bound for the double-differential OSTBC to make it more robust against arbitrary MIMO channel correlations. Cooperative communication has several promising features to become a main technology in future wireless communications systems. It has been shown in the literature that the cooperative communication can avoid the difficulties of implementing actual antenna array and convert the SISO system into a virtual MIMO system. In this way, cooperation between the users allows them to exploit the diversity gain and other advantages of MIMO system at a SISO wireless network. A cooperative communication system is difficult to implement in practice because it generally requires that all cooperating nodes must have the perfect knowledge of the channel gains of all the links in the network. This is infeasible in a large wireless network like cellular system. If the users are moving and there is mismatch between the transmit and receive oscillators, the resulting carrier offset may further degrade the performance of a cooperative system. In practice, it is very difficult to estimate the carrier offset perfectly over SISO links. A very small residual offset error in the data may degrade the system performance substantially. Hence, to exploit the diversity in a cooperative system in the presence of carrier offsets is a big challenge. In this dissertation, we propose double-differential modulation for cooperative communication systems to avoid the need of the knowledge of carrier offset and channel gain at the cooperating nodes (relays) and the destination. We derive few useful SER/bit error rate (BER) expressions for double-differential cooperative communication systems using decode-and-forward and amplify-and-forward protocols. Based on these SER/BER expressions, power allocations are also proposed to further improve the performance of these systems. List of papers included in the dissertation This dissertation is based on the following five papers, referred to in the text by letters (A-E)

Distributed Double Differential Space-Time Coding with Amplify-and-Forward Relaying

This paper provides the double differentially modulated distributed space-time coding for amplify-andforward (AF) relaying cooperative communications system under time-varying fading channels. In many wireless systems, the communication terminals are mobile. In such case, frequency offsets arise subjected to Doppler’s effect and frequency mismatch amongst the terminals’ local oscillators. The double differential coding is proposed to overcome the problem of frequency offsets that present in the channel due to the rapidly fast moving nodes. The advantage of the double differential is that the scheme requires neither channel nor frequency offset knowledge for decoding process at the desired destination. However, the conventional two-codeword approach fails to perform and leads to error floor, a region where the error probability performance curve flattens for high signal-to-noise ratio (SNR) regime in fast fading environment. Hence, a low complexity multiple-codeword double differential sphere decoding (MCDDSD) is proposed. The simulation results show that the proposed MCDDSD significantly improve the system performance in time-varying environment

Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Spatial diversity in MIMO communication systems with distributed or co-located antennas

The use of multiple antennas in wireless communication systems has gained much attention during the last decade. It was shown that such multiple-input multiple-output (MIMO) systems offer huge advantages over single-antenna systems. Typically, quite restrictive assumptions are made concerning the spacing of the individual antenna elements. On the one hand, it is typically assumed that the antenna elements at transmitter and receiver are co-located, i.e., they belong to some sort of antenna array. On the other hand, it is often assumed that the antenna spacings are sufficiently large, so as to justify the assumption of independent fading. In this thesis, the above assumptions are relaxed. In the first part, it is shown that MIMO systems with distributed antennas and MIMO systems with co-located antennas can be treated in a single, unifying framework. In the second part this fact is utilized, in order to develop appropriate transmit power allocation strategies for co-located and distributed MIMO systems. Finally, the third part focuses on specific synchronization problems that are of interest for distributed MIMO systems

Capacity -based parameter optimization of bandwidth constrained CPM

Continuous phase modulation (CPM) is an attractive modulation choice for bandwidth limited systems due to its small side lobes, fast spectral decay and the ability to be noncoherently detected. Furthermore, the constant envelope property of CPM permits highly power efficient amplification. The design of bit-interleaved coded continuous phase modulation is characterized by the code rate, modulation order, modulation index, and pulse shape. This dissertation outlines a methodology for determining the optimal values of these parameters under bandwidth and receiver complexity constraints. The cost function used to drive the optimization is the information-theoretic minimum ratio of energy-per-bit to noise-spectral density found by evaluating the constrained channel capacity. The capacity can be reliably estimated using Monte Carlo integration. A search for optimal parameters is conducted over a range of coded CPM parameters, bandwidth efficiencies, and channels. Results are presented for a system employing a trellis-based coherent detector. To constrain complexity and allow any modulation index to be considered, a soft output differential phase detector has also been developed.;Building upon the capacity results, extrinsic information transfer (EXIT) charts are used to analyze a system that iterates between demodulation and decoding. Convergence thresholds are determined for the iterative system for different outer convolutional codes, alphabet sizes, modulation indices and constellation mappings. These are used to identify the code and modulation parameters with the best energy efficiency at different spectral efficiencies for the AWGN channel. Finally, bit error rate curves are presented to corroborate the capacity and EXIT chart designs

Spectral efficiency of CDMA based ad-hoc networks

Spectrum efficiency and energy efficiency are two important attributes driving innovation in wireless communication. Efficient spectrum utilization and sharing with multiple access techniques and using under-utilized spectra by cognitive radios is the current focus due to the scarcity and cost of the available radio spectrum. Energy efficiency to increase operating time of portable handheld devices like smartphones that handle simultaneous voice/video streaming and web browsing and battery powered nodes in a sensor network where battery capacity determines the lifetime of the network is another area attracting researchers. The focus of this thesis is the spectral efficiency of multicarrier code division multiple access (CDMA) in wireless ad-hoc networks. Furthermore, energy efficiency to maximize lifetime of a network are also studied.In a multicarrier CDMA system inter-carrier interference (ICI) due to carrier frequency offset and multiple access interference (MAI) are two major factors that deteriorate the performance. Previous work in this area has been mostly focused on simulation results due to the complexity of the analysis due to the large number of random variables involved. Taking into account accurate statistical models for ICI and MAI that account for the correlation between adjacent subcarriers, this thesis presents new mathematical analysis for the spectral efficiency of multicarrier CDMA communication systems over a frequency selective Rayleigh fading environment. We analyze and compare three multicarrier CDMA schemes which are multicarrier CDMA, multicarrier direct-sequence CDMA and multitone CDMA. We also present simulation results to confirm the validity of our analysis. We also analyze the performance of three simple multiple access techniques or coexistence etiquettes in detail, which are simple to implement and do not require any central control. Accurate interference models are developed and are used to derive accurate expressions for packet error rates in the case of direct sequence CDMA and slotted packet transmission schemes. These results are then used to study the performance of the coexistence etiquettes and compare them with each other. Finally we present a new joint node selection and power allocation strategy that increases lifetime of an ad-hoc network where nodes cooperate to enable diversity in transmission.EThOS - Electronic Theses Online ServiceGBUnited Kingdo

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Técnicas de pré-codificação para sistemas multicelulares coordenados

Doutoramento em TelecomunicaçõesCoordenação Multicélula é um tópico de investigação em rápido crescimento e uma solução promissora para controlar a interferência entre células em sistemas celulares, melhorando a equidade do sistema e aumentando a sua capacidade. Esta tecnologia já está em estudo no LTEAdvanced sob o conceito de coordenação multiponto (COMP). Existem várias abordagens sobre coordenação multicélula, dependendo da quantidade e do tipo de informação partilhada pelas estações base, através da rede de suporte (backhaul network), e do local onde essa informação é processada, i.e., numa unidade de processamento central ou de uma forma distribuída em cada estação base. Nesta tese, são propostas técnicas de pré-codificação e alocação de potência considerando várias estratégias: centralizada, todo o processamento é feito na unidade de processamento central; semidistribuída, neste caso apenas parte do processamento é executado na unidade de processamento central, nomeadamente a potência alocada a cada utilizador servido por cada estação base; e distribuída em que o processamento é feito localmente em cada estação base. Os esquemas propostos são projectados em duas fases: primeiro são propostas soluções de pré-codificação para mitigar ou eliminar a interferência entre células, de seguida o sistema é melhorado através do desenvolvimento de vários esquemas de alocação de potência. São propostas três esquemas de alocação de potência centralizada condicionada a cada estação base e com diferentes relações entre desempenho e complexidade. São também derivados esquemas de alocação distribuídos, assumindo que um sistema multicelular pode ser visto como a sobreposição de vários sistemas com uma única célula. Com base neste conceito foi definido uma taxa de erro média virtual para cada um desses sistemas de célula única que compõem o sistema multicelular, permitindo assim projectar esquemas de alocação de potência completamente distribuídos. Todos os esquemas propostos foram avaliados em cenários realistas, bastante próximos dos considerados no LTE. Os resultados mostram que os esquemas propostos são eficientes a remover a interferência entre células e que o desempenho das técnicas de alocação de potência propostas é claramente superior ao caso de não alocação de potência. O desempenho dos sistemas completamente distribuídos é inferior aos baseados num processamento centralizado, mas em contrapartida podem ser usados em sistemas em que a rede de suporte não permita a troca de grandes quantidades de informação.Multicell coordination is a promising solution for cellular wireless systems to mitigate inter-cell interference, improving system fairness and increasing capacity and thus is already under study in LTE-A under the coordinated multipoint (CoMP) concept. There are several coordinated transmission approaches depending on the amount of information shared by the transmitters through the backhaul network and where the processing takes place i.e. in a central processing unit or in a distributed way on each base station. In this thesis, we propose joint precoding and power allocation techniques considering different strategies: Full-centralized, where all the processing takes place at the central unit; Semi-distributed, in this case only some process related with power allocation is done at the central unit; and Fulldistributed, where all the processing is done locally at each base station. The methods are designed in two phases: first the inter-cell interference is removed by applying a set of centralized or distributed precoding vectors; then the system is further optimized by centralized or distributed power allocation schemes. Three centralized power allocation algorithms with per-BS power constraint and different complexity tradeoffs are proposed. Also distributed power allocation schemes are proposed by considering the multicell system as superposition of single cell systems, where we define the average virtual bit error rate (BER) of interference-free single cell system, allowing us to compute the power allocation coefficients in a distributed manner at each BS. All proposed schemes are evaluated in realistic scenarios considering LTE specifications. The numerical evaluations show that the proposed schemes are efficient in removing inter-cell interference and improve system performance comparing to equal power allocation. Furthermore, fulldistributed schemes can be used when the amounts of information to be exchanged over the backhaul is restricted, although system performance is slightly degraded from semi-distributed and full-centralized schemes, but the complexity is considerably lower. Besides that for high degrees of freedom distributed schemes show similar behaviour to centralized ones