Broadband Receiver Electronic Circuits for Fiber-Optical Communication Systems

The exponential growth of internet traffic drives datacenters to constantly improve their capacity. As the copper based network infrastructure is being replaced by fiber-optical interconnects, new industrial standards for higher datarates are required. Several research and industrial organizations are aiming towards 400 Gb Ethernet and beyond, which brings new challenges to the field of high-speed broadband electronic circuit design. Replacing OOK with higher M-ary modulation formats and using higher datarates increases network capacity but at the cost of power. With datacenters rapidly becoming significant energy consumers on the global scale, the energy efficiency of the optical interconnect transceivers takes a primary role in the development of novel systems. There are several additional challenges unique in the design of a broadband shortreach fiber-optical receiver system. The sensitivity of the receiver depends on the noise performance of the PD and the electronics. The overall system noise must be optimized for the specific application, modulation scheme, PD and VCSEL characteristics. The topology of the transimpedance amplifier affects the noise and frequency response of the PD, so the system must be optimized as a whole. Most state-of-the-art receivers are built on high-end semiconductor SiGe and InP technologies. However, there are still several design decisions to be made in order to get low noise, high energy efficiency and adequate bandwidth. In order to overcome the frequency limitations of the optoelectronic components, bandwidth enhancement and channel equalization techniques are used. In this work several different blocks of a receiver system are designed and characterized. A broadband, 50 GHz bandwidth CB-based TIA and a tunable gain equalizer are designed in a 130 nm SiGe BiCMOS process. An ultra-broadband traveling wave amplifier is presented, based on a 250 nm InP DHBT technology demonstrating a 207 GHz bandwidth. Two TIA front-end topologies with 133 GHz bandwidth, a CB and a CE with shunt-shunt feedback, based on a 130 nm InP DHBT technology are designed and compared

Wideband integrated circuits for optical communication systems

The exponential growth of internet traffic drives datacenters to constantly improvetheir capacity. Several research and industrial organizations are aiming towardsTbps Ethernet and beyond, which brings new challenges to the field of high-speedbroadband electronic circuit design. With datacenters rapidly becoming significantenergy consumers on the global scale, the energy efficiency of the optical interconnecttransceivers takes a primary role in the development of novel systems. Furthermore,wideband optical links are finding application inside very high throughput satellite(V/HTS) payloads used in the ever-expanding cloud of telecommunication satellites,enabled by the maturity of the existing fiber based optical links and the hightechnology readiness level of radiation hardened integrated circuit processes. Thereare several additional challenges unique in the design of a wideband optical system.The overall system noise must be optimized for the specific application, modulationscheme, PD and laser characteristics. Most state-of-the-art wideband circuits are builton high-end semiconductor SiGe and InP technologies. However, each technologydemands specific design decisions to be made in order to get low noise, high energyefficiency and adequate bandwidth. In order to overcome the frequency limitationsof the optoelectronic components, bandwidth enhancement and channel equalizationtechniques are used. In this work various blocks of optical communication systems aredesigned attempting to tackle some of the aforementioned challenges. Two TIA front-end topologies with 133 GHz bandwidth, a CB and a CE with shunt-shunt feedback,are designed and measured, utilizing a state-of-the-art 130 nm InP DHBT technology.A modular equalizer block built in 130 nm SiGe HBT technology is presented. Threeultra-wideband traveling wave amplifiers, a 4-cell, a single cell and a matrix single-stage, are designed in a 250 nm InP DHBT process to test the limits of distributedamplification. A differential VCSEL driver circuit is designed and integrated in a4x 28 Gbps transceiver system for intra-satellite optical communications based in arad-hard 130nm SiGe process

Research and design of high-speed advanced analogue front-ends for fibre-optic transmission systems

In the last decade, we have witnessed the emergence of large, warehouse-scale data centres which have enabled new internet-based software applications such as cloud computing, search engines, social media, e-government etc. Such data centres consist of large collections of servers interconnected using short-reach (reach up to a few hundred meters) optical interconnect. Today, transceivers for these applications achieve up to 100Gb/s by multiplexing 10x 10Gb/s or 4x 25Gb/s channels. In the near future however, data centre operators have expressed a need for optical links which can support 400Gb/s up to 1Tb/s. The crucial challenge is to achieve this in the same footprint (same transceiver module) and with similar power consumption as today’s technology. Straightforward scaling of the currently used space or wavelength division multiplexing may be difficult to achieve: indeed a 1Tb/s transceiver would require integration of 40 VCSELs (vertical cavity surface emitting laser diode, widely used for short‐reach optical interconnect), 40 photodiodes and the electronics operating at 25Gb/s in the same module as today’s 100Gb/s transceiver. Pushing the bit rate on such links beyond today’s commercially available 100Gb/s/fibre will require new generations of VCSELs and their driver and receiver electronics. This work looks into a number of state‐of-the-art technologies and investigates their performance restraints and recommends different set of designs, specifically targeting multilevel modulation formats. Several methods to extend the bandwidth using deep submicron (65nm and 28nm) CMOS technology are explored in this work, while also maintaining a focus upon reducing power consumption and chip area. The techniques used were pre-emphasis in rising and falling edges of the signal and bandwidth extensions by inductive peaking and different local feedback techniques. These techniques have been applied to a transmitter and receiver developed for advanced modulation formats such as PAM-4 (4 level pulse amplitude modulation). Such modulation format can increase the throughput per individual channel, which helps to overcome the challenges mentioned above to realize 400Gb/s to 1Tb/s transceivers

Survey of Photonic and Plasmonic Interconnect Technologies for Intra-Datacenter and High-Performance Computing Communications

Large scale data centers (DC) and high performance computing (HPC) systems require more and more computing power at higher energy efficiency. They are already consuming megawatts of power, and a linear extrapolation of trends reveals that they may eventually lead to unrealistic power consumption scenarios in order to satisfy future requirements (e.g., Exascale computing). Conventional complementary metal oxide semiconductor (CMOS)-based electronic interconnects are not expected to keep up with the envisioned future board-to-board and chip-to-chip (within multi-chip-modules) interconnect requirements because of bandwidth-density and power-consumption limitations. However, low-power and high-speed optics-based interconnects are emerging as alternatives for DC and HPC communications; they offer unique opportunities for continued energy-efficiency and bandwidth-density improvements, although cost is a challenge at the shortest length scales. Plasmonics-based interconnects on the other hand, due to their extremely small size, offer another interesting solution for further scaling operational speed and energy efficiency. At the device-level, CMOS compatibility is also an important issue, since ultimately photonics or plasmonics will have to be co-integrated with electronics. In this paper, we survey the available literature and compare the aforementioned interconnect technologies, with respect to their suitability for high-speed and energy-efficient on-chip and offchip communications. This paper refers to relatively short links with potential applications in the following interconnect distance hierarchy: local group of racks, board to board, module to module, chip to chip, and on chip connections. We compare different interconnect device modules, including low-energy output devices (such as lasers, modulators, and LEDs), photodetectors, passive devices (i.e., waveguides and couplers) and electrical circuitry (such as laserdiode drivers, modulator drivers, transimpedance, and limiting amplifiers). We show that photonic technologies have the potential to meet the requirements for selected HPC and DC applications in a shorter term. We also present that plasmonic interconnect modules could offer ultra-compact active areas, leading to high integration bandwidth densities, and low device capacitances allowing for ultra-high bandwidth operation that would satisfy the application requirements further into the future

High-speed low-power modulator driver arrays for medium-reach optical networks

The internet is becoming the ubiquitous tool that is changing the lives of so many citizens across the world. Commerce, government, industry, healthcare and social interactions are all increasingly using internet applications to improve and facilitate communications. This is especially true for videoenabled applications, which currently demand much higher data rates and quality from data networks. High definition TV streaming services are emerging and these again will significantly push the demand for widely deployed, high-bandwidth services. The current access passive optical networks (PONs) use a single wavelength for downstream transmission and a separate one for upstream transmission. Incorporating wavelength-division multiplexing (WDM) in a PON allows for much higher bandwidths in both directions. While WDM technologies have been successfully deployed for many years in metro and core networks, in access networks they are not commonly used yet. This is mainly due to the high costs associated with deploying entire WDM access networks. However, the present optical networks cannot be simply and cost-effectively scaled to provide the capacity for tomorrow’s users. As an effect there is a strong need for new WDM access components which are compact, cost-competitive and mass-manufacturable. Increasing the number of wavelengths for WDM-PON automatically leads to an increase in the number of single pluggable transceivers, which brings substantial design challenges and additional costs. The multitude of TXs and RXs for different wavelength channels increases the total footprint considerably. Photonic integration of transceivers into arrays will significantly reduce the footprint and cost. However, the total power consumption of an array device is an issue. To avoid the use of a thermoelectric cooler, the integration density of components is severely limited by the heat dissipating capabilities offered by their package. As a result the WDM-PON philosophy necessitates the reduction of the transceiver’s power dissipation. From this plea it is apparent that the main technology challenges for realizing future-proof optical (access) networks are reducing active component power consumption, shrinking form factors and lowering assembly costs. In this perspective an over 100 Gb/s throughput component, composed of 10 channels at 11.3 Gb/s per wavelength channel would be a great contribution to the expansion of customer bandwidth. It can provide increased line rates to the end users at speeds of 10 Gb/s per wavelength. As RXs typically consume much less power than externally modulated TXs, they can relatively easily be integrated into an array. Mainly high speed optical transmitters have significant power consumptions and the heat generation caused by power dissipation forms a critical obstacle in the development of a 10-channel transmitter, which again underlines the importance of power reduction. Alongside the introduction of WDM in access networks, also inter-office point-to-point connections in data center environments could benefit from the WDM philosophy. As data center operators often suffer from fiber scarcity or do not own their fiber infrastructure, WDM technologies are essential to deliver reach and capacity extension for these scenarios. Interdata center communication also benefits from cost-, footprint- and energyefficient components operating at high speed to maximize the throughput. As an effect integrated over 100 Gb/s transceivers, such as 4 channels at 28 Gb/s, are highly desirable. The research described in this dissertation was partly funded by the European FP7 ICT project C3PO (Colourless and Coolerless Components for low Power Optical Networks) and the UGent special research fund. The C3PO project aimed to develop a new generation of green Si-photonic compatible components with record low power consumption, that can enable bandwidth growth and constrain the total cost. C3PO envisioned building high-capacity access networks employing reflective photonic components. To achieve this, cost-competitive reflective transmitters based on electroabsorption modulators (EAM) needed to be closely integrated into arrays. A multi-wavelength optical source provides the required wavelength channels for both downstream and upstream signals in the WDM-PON. Chapter 1 gives a short overview of a PON and describes the main implementations of a WDM-PON access network. It introduces integrated low power transmitter arrays for a cost-effective architecture of WDM-PONs and inter-data center communication. Chapter 2 compares different optical transmitters and gives a short overview of their most important characteristics. External modulation through both Mach-Zehnder modulators (MZMs) and EAMs is described. It shows that EAMs are the best choice for low power transmitter array integration, thanks to their lower drive voltage and smaller form factor, compared to MZMs. To achieve a reduced consumption, the electronic modulator driver topology is studied in chapter 3. The challenge in designing modulator drivers is the need to deliver very large currents in combination with high voltage swings. Four distinct output configurations are compared and techniques to reduce the power consumption of the drivers are described. Chapter 5 presents duobinary (DB), a modulation scheme that is gaining interest in today’s optical transmission. As the required bandwidth is about half that of NRZ, it softens the constraints on the transmitter bandwidth. Thanks to its narrow optical spectrum, it has an improved tolerance to dispersion in long haul single mode links and it can improve the spectral efficiency in WDM architectures. For optical DB a precoder is necessary to assure the received signal is equal to the original binary signal. The conducted research that resulted in this dissertation produced 2 low power EAM driver arrays: A 10-channel 113 Gb/s modulator driver array with state-of-the art ultra-low power consumption. A 2-channel 56 Gb/s duobinary driver array with a differential output with low power consumption. Both designs are elaborately analyzed in chapter 4 and 6 respectively. To the best of our knowledge the 10-channel EAM driver array is the first in its kind, while achieving the lowest power consumption for an EAM driver so far reported, 50% below the state of the art in power consumption. The 2-channel EAM driver array is the fastest modulator driver including on-chip duobinary encoding and precoding reported so far. The final chapter provides an overview of the foremost conclusions from the presented research. It is concluded with suggestions for further research

Transmetteurs photoniques sur silicium pour les transmissions optiques à grande capacité

Les applications exigeant des très nombreuses données (médias sociaux, diffusion vidéo en continu, mégadonnées, etc.) se développent à un rythme rapide, ce qui nécessite de plus en plus de liaisons optiques ultra-rapides. Ceci implique le développment des transmetteurs optiques intégrés et à bas coût et plus particulirement en photonique sur silicium en raison de ses avantages par rapport aux autres technologies (LiNbO3 et InP), tel que la compatibilité avec le procédé de fabrication CMOS. Les modulateurs optoélectronique sont un élément essentiel dans la communication op-tique. Beaucoup de travaux de recherche sont consacrées au développement de dispositifs optiques haut débit efficaces. Cependant, la conception de modulateurs en photonique sur sili-cium (SiP) haut débit est diffcile, principalement en raison de l'absence d'effet électro-optique intrinsèque dans le silicium. De nouvelles approches et de architectures plus performances doivent être développées afin de satisfaire aux critères réliés au système d'une liaison optique aux paramètres de conception au niveau du dispositif integré. En outre, la co-conception de circuits integrés photoniques sur silicium et CMOS est cruciale pour atteindre tout le potentiel de la technologie de photonique sur silicium. Ainsi cette thèse aborde les défits susmentionnés. Dans notre première contribution, nous préesentons pour la première fois un émetteur phononique sur silicium PAM-4 sans utiliser un convertisseur numérique analog (DAC)qui comprend un modulateur Mach Zehnder à électrodes segmentées SiP (LES-MZM) implémenté dans un procédé photonique sur silicium générique avec jonction PN latérale et son conducteur CMOS intégré. Des débits allant jusqu'à 38 Gb/s/chnnel sont obtenus sans utili-ser un convertisseur numérique-analogique externe. Nous présentons également une nouvelle procédure de génération de délai dans le excitateur de MOS complémentaire. Un effet, un délai robuste aussi petit que 7 ps est généré entre les canaux de conduite. Dans notre deuxième contribution, nous présentons pour la première fois un nouveau fac-teur de mérite (FDM) pour les modulateurs SiP qui inclut non seulement la perte optique et l'efficacité (comme les FDMs précédents), mais aussi la bande passante électro-optique du modulateur SiP (BWEO). Ce nouveau FDM peut faire correspondre les paramètres de conception physique du modulateur SiP à ses critères de performance au niveau du système, facilitant à la fois la conception du dispositif optique et l'optimisation du système. Pour la première fois nous définissons et utilisons la pénalité de puissance du modulateur (MPP) induite par le modulateur SiP pour étudier la dégradation des performances au niveau du système induite par le modulateur SiP dans une communication à base de modulation d'amplitude d'impulsion optique. Nous avons développé l'équation pour MPP qui inclut les facteurs de limitation du modulateur (perte optique, taux d'extinction limité et limitation de la bande passante électro-optique). Enfin, dans notre troisième contribution, une nouvelle méthodologie de conception pour les modulateurs en SiP intégré à haute débit est présentée. La nouvelle approche est basée sur la minimisation de la MPP SiP en optimisant l'architecture du modulateur et le point de fonctionnement. Pour ce processus, une conception en longueur unitaire du modulateur Mach Zehnder (MZM) peut être optimisée en suivant les spécifications du procédé de fabrication et les règles de conception. Cependant, la longueur et la tension de biais du d'éphaseur doivent être optimisées ensemble (par exemple selon vitesse de transmission et format de modulation). Pour vérifier l'approche d'optimisation proposée expérimentale mont, a conçu un modulateur photonique sur silicium en phase / quadrature de phase (IQ) ciblant le format de modulation 16-QAM à 60 Gigabaud. Les résultats expérimentaux prouvent la fiabilité de la méthodologie proposée. D'ailleurs, nous avons augmenté la vitesse de transmission jusqu'à 70 Gigabaud pour tester la limite de débit au système. Une transmission de données dos à dos avec des débits binaires de plus de 233 Gigabit/s/channel est observée. Cette méthodologie de conception ouvre ainsi la voie à la conception de la prochaine génération d'émetteurs intégrés à double polarisation 400+ Gigabit/s/channel.Data-hungry applications (social media, video streaming, big data, etc.) are expanding at a fast pace, growing demand for ultra-fast optical links. This driving force reveals need for low-cost, integrated optical transmitters and pushes research in silicon photonics because of its advantages over other platforms (i.e. LiNbO3 and InP), such as compatibility with CMOS fabrication processes, the ability of on-chip polarization manipulation, and cost effciency. Electro-optic modulators are an essential component of optical communication links and immense research is dedicated to developing effcient high-bitrate devices. However, the design of high-capacity Silicon Photonics (SiP) transmitters is challenging, mainly due to lack of inherent electro-optic effect in silicon. New design methodologies and performance merits have to be developed in order to map the system-level criteria of an optical link to the design parameters in device-level. In addition, co-design of silicon photonics and CMOS integrated circuits is crucial to reveal the full potential of silicon photonics. This thesis addresses the aforementioned challenges. In our frst contribution, for the frst time we present a DAC-less PAM-4 silicon photonic transmitter that includes a SiP lumped-element segmented-electrode Mach Zehnder modula-tor (LES-MZM) implemented in a generic silicon photonic process with lateral p-n junction and its co-designed CMOS driver. Using post processing, bitrates up to 38 Gb/s/channel are achieved without using an external digital to analog converter. We also presents a novel delay generation procedure in the CMOS driver. A robust delay as small as 7 ps is generated between the driving channels. In our second contribution, for the frst time we present a new figure of merit (FOM) for SiP modulators that includes not only the optical loss and effciency (like the prior FOMs), but also the SiP modulator electro-optic bandwidth ( BWEO). This new FOM can map SiP modulator physical design parameters to its system-level performance criteria, facilitating both device design and system optimization. For the frst time we define and employ the modulator power penalty (MPP) induced by the SiP modulator to study the system level performance degradation induced by SiP modulator in an optical pulse amplitude modulation link. We develope a closed-form equation for MPP that includes the SiP modulator limiting factors (optical loss, limited extinction ratio and electro-optic bandwidth limitation). Finally in our third contribution, we present a novel design methodology for integrated high capacity SiP modulators. The new approach is based on minimizing the power penalty of a SiP modulator (MPP) by optimizing modulator design and bias point. For the given process, a unit-length design of Mach Zehnder modulator (MZM) can be optimized following the process specifications and design rules. However, the length and the bias voltage of the phase shifter must be optimized together in a system context (e.g., baud rate and modulation format). Moreover, to verify the proposed optimization approach in experiment, we design an in-phase/quadrature-phase (IQ) silicon photonic modulator targeting 16-QAM modulation format at 60 Gbaud. Experimental results proves the reliability of our proposed methodology. We further push the baud rate up to 70 Gbaud to examine the capacity boundary of the device. Back to back data transmission with bitrates more than 233 Gb/s/channel are captured. This design methodology paves the way for designing the next generation of integrated dual- polarization 400+ Gb/s/channel transmitters

シリコンフォトニクスを用いた高速・高感度光受信器に関する研究

Tohoku University山田　博仁課

5 GHz Optical Front End in 0.35um CMOS

With the advantages of low cost, low power consumption, high reliability and potential for large scale integration, CMOS monolithically integrated active pixel chips have significant application in optical sensing systems. The optical front end presented in this thesis will have application in Optical Scanning Acoustic Microscope System (O-SAM), which involves a totally non-contact method of acquiring images of the interaction between surface acoustic waves (SAWs) and a solid material to be characterized. In this work, an ultra fast optical front-end using improved regulated cascade scheme is developed based on AMS 0.35mm CMOS technology. The receiver consists of an integrated photodiode, a transimpedance amplifier, a mixer, an IF amplifier and an output buffer. By treating the n-well in standard CMOS technology as a screening terminal to block the slow photo-generated bulk carriers and interdigitizing shallow p+ junctions as the active region, the integrated photodiode operates up to 4.9 GHz with no process modification. Its responsivity was measured to be 0.016 A/W. With multi-inductive-series peaking technique, the improved ReGulated-Cascade (RGC) transimpedance amplifier achieves an experimentally measured -3dB bandwidth of more than 6 GHz and a transimpedance gain of 51 dBW, which is the fastest reported TIA in CMOS 0.35mm technology. The 5 GHz Gilbert cell mixer produces a conversion gain of 11 dB, which greatly minimized the noise contribution from the IF stage. The noise figure and input IIP3 of the mixer were measured to be 15.7 dB and 1.5 dBm, respectively. The IF amplifier and output buffer pick up and further amplify the signal for post processing. The optical front end demonstrates a typical equivalent input noise current of 35 pA=pHz at 5 GHz, and a total transimpedance gain of 83 dB ohm whileconsuming a total current of 40 mA from 3.3 V power supply. The -3 dB bandwidth for the optical front end was measured to be 4.9 GHz. All the prototype chips, including the optical front end, and the individual circuits including the photodiode, TIA, mixer were probe-tested and all the measurements were taken with Anritsu VNA 37397D and Anritsu spectrum analyser MS2721A