On the Feasibility of Interoperable Schemes in Hand Biometrics

Personal recognition through hand-based biometrics has attracted the interest of many researchers in the last twenty years. A significant number of proposals based on different procedures and acquisition devices have been published in the literature. However, comparisons between devices and their interoperability have not been thoroughly studied. This paper tries to fill this gap by proposing procedures to improve the interoperability among different hand biometric schemes. The experiments were conducted on a database made up of 8,320 hand images acquired from six different hand biometric schemes, including a flat scanner, webcams at different wavelengths, high quality cameras, and contactless devices. Acquisitions on both sides of the hand were included. Our experiment includes four feature extraction methods which determine the best performance among the different scenarios for two of the most popular hand biometrics: hand shape and palm print. We propose smoothing techniques at the image and feature levels to reduce interdevice variability. Results suggest that comparative hand shape offers better performance in terms of interoperability than palm prints, but palm prints can be more effective when using similar sensors

CONTACTLESS FINGERPRINT BIOMETRICS: ACQUISITION, PROCESSING, AND PRIVACY PROTECTION

Biometrics is defined by the International Organization for Standardization (ISO) as \u201cthe automated recognition of individuals based on their behavioral and biological characteristics\u201d Examples of distinctive features evaluated by biometrics, called biometric traits, are behavioral characteristics like the signature, gait, voice, and keystroke, and biological characteristics like the fingerprint, face, iris, retina, hand geometry, palmprint, ear, and DNA. The biometric recognition is the process that permits to establish the identity of a person, and can be performed in two modalities: verification, and identification. The verification modality evaluates if the identity declared by an individual corresponds to the acquired biometric data. Differently, in the identification modality, the recognition application has to determine a person's identity by comparing the acquired biometric data with the information related to a set of individuals. Compared with traditional techniques used to establish the identity of a person, biometrics offers a greater confidence level that the authenticated individual is not impersonated by someone else. Traditional techniques, in fact, are based on surrogate representations of the identity, like tokens, smart cards, and passwords, which can easily be stolen or copied with respect to biometric traits. This characteristic permitted a wide diffusion of biometrics in different scenarios, like physical access control, government applications, forensic applications, logical access control to data, networks, and services. Most of the biometric applications, also called biometric systems, require performing the acquisition process in a highly controlled and cooperative manner. In order to obtain good quality biometric samples, the acquisition procedures of these systems need that the users perform deliberate actions, assume determinate poses, and stay still for a time period. Limitations regarding the applicative scenarios can also be present, for example the necessity of specific light and environmental conditions. Examples of biometric technologies that traditionally require constrained acquisitions are based on the face, iris, fingerprint, and hand characteristics. Traditional face recognition systems need that the users take a neutral pose, and stay still for a time period. Moreover, the acquisitions are based on a frontal camera and performed in controlled light conditions. Iris acquisitions are usually performed at a distance of less than 30 cm from the camera, and require that the user assume a defined pose and stay still watching the camera. Moreover they use near infrared illumination techniques, which can be perceived as dangerous for the health. Fingerprint recognition systems and systems based on the hand characteristics require that the users touch the sensor surface applying a proper and uniform pressure. The contact with the sensor is often perceived as unhygienic and/or associated to a police procedure. This kind of constrained acquisition techniques can drastically reduce the usability and social acceptance of biometric technologies, therefore decreasing the number of possible applicative contexts in which biometric systems could be used. In traditional fingerprint recognition systems, the usability and user acceptance are not the only negative aspects of the used acquisition procedures since the contact of the finger with the sensor platen introduces a security lack due to the release of a latent fingerprint on the touched surface, the presence of dirt on the surface of the finger can reduce the accuracy of the recognition process, and different pressures applied to the sensor platen can introduce non-linear distortions and low-contrast regions in the captured samples. Other crucial aspects that influence the social acceptance of biometric systems are associated to the privacy and the risks related to misuses of biometric information acquired, stored and transmitted by the systems. One of the most important perceived risks is related to the fact that the persons consider the acquisition of biometric traits as an exact permanent filing of their activities and behaviors, and the idea that the biometric systems can guarantee recognition accuracy equal to 100\% is very common. Other perceived risks consist in the use of the collected biometric data for malicious purposes, for tracing all the activities of the individuals, or for operating proscription lists. In order to increase the usability and the social acceptance of biometric systems, researchers are studying less-constrained biometric recognition techniques based on different biometric traits, for example, face recognition systems in surveillance applications, iris recognition techniques based on images captured at a great distance and on the move, and contactless technologies based on the fingerprint and hand characteristics. Other recent studies aim to reduce the real and perceived privacy risks, and consequently increase the social acceptance of biometric technologies. In this context, many studies regard methods that perform the identity comparison in the encrypted domain in order to prevent possible thefts and misuses of biometric data. The objective of this thesis is to research approaches able to increase the usability and social acceptance of biometric systems by performing less-constrained and highly accurate biometric recognitions in a privacy compliant manner. In particular, approaches designed for high security contexts are studied in order improve the existing technologies adopted in border controls, investigative, and governmental applications. Approaches based on low cost hardware configurations are also researched with the aim of increasing the number of possible applicative scenarios of biometric systems. The privacy compliancy is considered as a crucial aspect in all the studied applications. Fingerprint is specifically considered in this thesis, since this biometric trait is characterized by high distinctivity and durability, is the most diffused trait in the literature, and is adopted in a wide range of applicative contexts. The studied contactless biometric systems are based on one or more CCD cameras, can use two-dimensional or three-dimensional samples, and include privacy protection methods. The main goal of these systems is to perform accurate and privacy compliant recognitions in less-constrained applicative contexts with respect to traditional fingerprint biometric systems. Other important goals are the use of a wider fingerprint area with respect to traditional techniques, compatibility with the existing databases, usability, social acceptance, and scalability. The main contribution of this thesis consists in the realization of novel biometric systems based on contactless fingerprint acquisitions. In particular, different techniques for every step of the recognition process based on two-dimensional and three-dimensional samples have been researched. Novel techniques for the privacy protection of fingerprint data have also been designed. The studied approaches are multidisciplinary since their design and realization involved optical acquisition systems, multiple view geometry, image processing, pattern recognition, computational intelligence, statistics, and cryptography. The implemented biometric systems and algorithms have been applied to different biometric datasets describing a heterogeneous set of applicative scenarios. Results proved the feasibility of the studied approaches. In particular, the realized contactless biometric systems have been compared with traditional fingerprint recognition systems, obtaining positive results in terms of accuracy, usability, user acceptability, scalability, and security. Moreover, the developed techniques for the privacy protection of fingerprint biometric systems showed satisfactory performances in terms of security, accuracy, speed, and memory usage

Recent Application in Biometrics

In the recent years, a number of recognition and authentication systems based on biometric measurements have been proposed. Algorithms and sensors have been developed to acquire and process many different biometric traits. Moreover, the biometric technology is being used in novel ways, with potential commercial and practical implications to our daily activities. The key objective of the book is to provide a collection of comprehensive references on some recent theoretical development as well as novel applications in biometrics. The topics covered in this book reflect well both aspects of development. They include biometric sample quality, privacy preserving and cancellable biometrics, contactless biometrics, novel and unconventional biometrics, and the technical challenges in implementing the technology in portable devices. The book consists of 15 chapters. It is divided into four sections, namely, biometric applications on mobile platforms, cancelable biometrics, biometric encryption, and other applications. The book was reviewed by editors Dr. Jucheng Yang and Dr. Norman Poh. We deeply appreciate the efforts of our guest editors: Dr. Girija Chetty, Dr. Loris Nanni, Dr. Jianjiang Feng, Dr. Dongsun Park and Dr. Sook Yoon, as well as a number of anonymous reviewers

Privacy-Preserving Biometric Authentication

Biometric-based authentication provides a highly accurate means of authentication without requiring the user to memorize or possess anything. However, there are three disadvantages to the use of biometrics in authentication; any compromise is permanent as it is impossible to revoke biometrics; there are significant privacy concerns with the loss of biometric data; and humans possess only a limited number of biometrics, which limits how many services can use or reuse the same form of authentication. As such, enhancing biometric template security is of significant research interest. One of the methodologies is called cancellable biometric template which applies an irreversible transformation on the features of the biometric sample and performs the matching in the transformed domain. Yet, this is itself susceptible to specific classes of attacks, including hill-climb, pre-image, and attacks via records multiplicity. This work has several outcomes and contributions to the knowledge of privacy-preserving biometric authentication. The first of these is a taxonomy structuring the current state-of-the-art and provisions for future research. The next of these is a multi-filter framework for developing a robust and secure cancellable biometric template, designed specifically for fingerprint biometrics. This framework is comprised of two modules, each of which is a separate cancellable fingerprint template that has its own matching and measures. The matching for this is based on multiple thresholds. Importantly, these methods show strong resistance to the above-mentioned attacks. Another of these outcomes is a method that achieves a stable performance and can be used to be embedded into a Zero-Knowledge-Proof protocol. In this novel method, a new strategy was proposed to improve the recognition error rates which is privacy-preserving in the untrusted environment. The results show promising performance when evaluated on current datasets

Investigation of Multimodal Template-Free Biometric Techniques and Associated Exception Handling

The Biometric systems are commonly used as a fundamental tool by both government and private sector organizations to allow restricted access to sensitive areas, to identify the criminals by the police and to authenticate the identification of individuals requesting to access to certain personal and confidential services. The applications of these identification tools have created issues of security and privacy relating to personal, commercial and government identities. Over the last decade, reports of increasing insecurity to the personal data of users in the public and commercial domain applications has prompted the development of more robust and sound measures to protect the personal data of users from being stolen and spoofing. The present study aimed to introduce the scheme for integrating direct and indirect biometric key generation schemes with the application of Shamir‘s secret sharing algorithm in order to address the two disadvantages: revocability of the biometric key and the exception handling of biometric modality. This study used two different approaches for key generation using Shamir‘s secret sharing scheme: template based approach for indirect key generation and template-free. The findings of this study demonstrated that the encryption key generated by the proposed system was not required to be stored in the database which prevented the attack on the privacy of the data of the individuals from the hackers. Interestingly, the proposed system was also able to generate multiple encryption keys with varying lengths. Furthermore, the results of this study also offered the flexibility of providing the multiple keys for different applications for each user. The results from this study, consequently, showed the considerable potential and prospect of the proposed scheme to generate encryption keys directly and indirectly from the biometric samples, which could enhance its success in biometric security field

Biometric Person Identification Using Near-infrared Hand-dorsa Vein Images

Biometric recognition is becoming more and more important with the increasing demand for security, and more usable with the improvement of computer vision as well as pattern recognition technologies. Hand vein patterns have been recognised as a good biometric measure for personal identification due to many excellent characteristics, such as uniqueness and stability, as well as difficulty to copy or forge. This thesis covers all the research and development aspects of a biometric person identification system based on near-infrared hand-dorsa vein images. Firstly, the design and realisation of an optimised vein image capture device is presented. In order to maximise the quality of the captured images with relatively low cost, the infrared illumination and imaging theory are discussed. Then a database containing 2040 images from 102 individuals, which were captured by this device, is introduced. Secondly, image analysis and the customised image pre-processing methods are discussed. The consistency of the database images is evaluated using mean squared error (MSE) and peak signal-to-noise ratio (PSNR). Geometrical pre-processing, including shearing correction and region of interest (ROI) extraction, is introduced to improve image consistency. Image noise is evaluated using total variance (TV) values. Grey-level pre-processing, including grey-level normalisation, filtering and adaptive histogram equalisation are applied to enhance vein patterns. Thirdly, a gradient-based image segmentation algorithm is compared with popular algorithms in references like Niblack and Threshold Image algorithm to demonstrate its effectiveness in vein pattern extraction. Post-processing methods including morphological filtering and thinning are also presented. Fourthly, feature extraction and recognition methods are investigated, with several new approaches based on keypoints and local binary patterns (LBP) proposed. Through comprehensive comparison with other approaches based on structure and texture features as well as performance evaluation using the database created with 2040 images, the proposed approach based on multi-scale partition LBP is shown to provide the best recognition performance with an identification rate of nearly 99%. Finally, the whole hand-dorsa vein identification system is presented with a user interface for administration of user information and for person identification