Information Theoretical Analysis of the Uniqueness of Iris Biometrics

With the rapid globalization of technology in the world, the need for a more reliable and secure online method of authentication is required. This can be achieved by using each individual’s distinctive biometric identifiers, such as the face, iris, fingerprint, palmprint, etc.; however, there is a bound to the uniqueness of each identifier and consequently, a limit to the capacity that a biometric recognition system can sustain before false matches occur. Therefore, knowing the limitations on the maximum population that a biometric modality can uniquely represent is essential now more than ever. In an effort to address the general problem, we turn to the use of iris biometrics to measure its uniqueness. The measure of iris uniqueness was first introduced by John Daugman in 2003 and its analysis since then remained an open research problem. Daugman defines uniqueness as the ability to enroll more and more classes into a recognition system while the probability of collision among the classes remains fixed and near zero. Due to errors while collecting these datasets (such as occlusions, illumination conditions, camera noise, motion, and out-of-focus blur) and quality degradation from any signal processing of the iris data, even the highest in-quality datasets will not approach a perfect zero probability of collision. Because of this, we appeal to techniques presented in information theory to analyze and find the maximum possible population the system can support while also measuring the quality of the iris data present in the datasets themselves. The focus of this work is divided into two new techniques to find the maximum population of an iris database: finding the limitations of Daugman\u27s widely accepted IrisCode and proposing a new methodology leveraging the raw iris data. Firstly, Daugman\u27s IrisCode is defined as binary templates representing each independent class present in the database. Through the assumption that a one-to-one encoding technique is available to map the IrisCode of each class to a new binary codeword with the length determined by the degrees of freedom inferred from the distribution of distances between each pair of independent class IrisCodes, we can appeal to Rate-Distortion Theory (limits of error-correcting codes) to establish bounds on the maximum population the IrisCode algorithm can sustain using the minimum Hamming distance (HD) between codewords as a quality metric. Our second approach leverages an Autoregressive (AR) model to estimate each iris class\u27s distinctive power spectral densities and then assume a similar one-to-one mapping of each iris class to a unique Gaussian codeword. A Gaussian Sphere Packing Bound is invoked to realize the maximum population of the dataset and measure the iris quality dependent on the noise present in the data. Another bound, the Daugman-like Bound, is developed that uses the relative entropy between models of classes as a distance metric, like Hamming distance, to find the maximum population given a fixed recognition error for the system. Using these two approaches, we hope to help researchers understand the limitations present in their recognition system depending on the quality of their iris database

Proof-of-Concept

Biometry is an area in great expansion and is considered as possible solution to cases where high authentication parameters are required. Although this area is quite advanced in theoretical terms, using it in practical terms still carries some problems. The systems available still depend on a high cooperation level to achieve acceptable performance levels, which was the backdrop to the development of the following project. By studying the state of the art, we propose the creation of a new and less cooperative biometric system that reaches acceptable performance levels.A constante necessidade de parâmetros mais elevados de segurança, nomeadamente ao nível de autenticação, leva ao estudo biometria como possível solução. Actualmente os mecanismos existentes nesta área tem por base o conhecimento de algo que se sabe ”password” ou algo que se possui ”codigo Pin”. Contudo este tipo de informação é facilmente corrompida ou contornada. Desta forma a biometria é vista como uma solução mais robusta, pois garante que a autenticação seja feita com base em medidas físicas ou compartimentais que definem algo que a pessoa é ou faz (”who you are” ou ”what you do”). Sendo a biometria uma solução bastante promissora na autenticação de indivíduos, é cada vez mais comum o aparecimento de novos sistemas biométricos. Estes sistemas recorrem a medidas físicas ou comportamentais, de forma a possibilitar uma autenticação (reconhecimento) com um grau de certeza bastante considerável. O reconhecimento com base no movimento do corpo humano (gait), feições da face ou padrões estruturais da íris, são alguns exemplos de fontes de informação em que os sistemas actuais se podem basear. Contudo, e apesar de provarem um bom desempenho no papel de agentes de reconhecimento autónomo, ainda estão muito dependentes a nível de cooperação exigida. Tendo isto em conta, e tudo o que já existe no ramo do reconhecimento biometrico, esta área está a dar passos no sentido de tornar os seus métodos o menos cooperativos poss??veis. Possibilitando deste modo alargar os seus objectivos para além da mera autenticação em ambientes controlados, para casos de vigilância e controlo em ambientes não cooperativos (e.g. motins, assaltos, aeroportos). É nesta perspectiva que o seguinte projecto surge. Através do estudo do estado da arte, pretende provar que é possível criar um sistema capaz de agir perante ambientes menos cooperativos, sendo capaz de detectar e reconhecer uma pessoa que se apresente ao seu alcance.O sistema proposto PAIRS (Periocular and Iris Recognition Systema) tal como nome indica, efectua o reconhecimento através de informação extraída da íris e da região periocular (região circundante aos olhos). O sistema é construído com base em quatro etapas: captura de dados, pré-processamento, extração de características e reconhecimento. Na etapa de captura de dados, foi montado um dispositivo de aquisição de imagens com alta resolução com a capacidade de capturar no espectro NIR (Near-Infra-Red). A captura de imagens neste espectro tem como principal linha de conta, o favorecimento do reconhecimento através da íris, visto que a captura de imagens sobre o espectro visível seria mais sensível a variações da luz ambiente. Posteriormente a etapa de pré-processamento implementada, incorpora todos os módulos do sistema responsáveis pela detecção do utilizador, avaliação de qualidade de imagem e segmentação da íris. O modulo de detecção é responsável pelo desencadear de todo o processo, uma vez que esta é responsável pela verificação da exist?ncia de um pessoa em cena. Verificada a sua exist?ncia, são localizadas as regiões de interesse correspondentes ? íris e ao periocular, sendo também verificada a qualidade com que estas foram adquiridas. Concluídas estas etapas, a íris do olho esquerdo é segmentada e normalizada. Posteriormente e com base em vários descritores, é extraída a informação biométrica das regiões de interesse encontradas, e é criado um vector de características biométricas. Por fim, é efectuada a comparação dos dados biometricos recolhidos, com os já armazenados na base de dados, possibilitando a criação de uma lista com os níveis de semelhança em termos biometricos, obtendo assim um resposta final do sistema. Concluída a implementação do sistema, foi adquirido um conjunto de imagens capturadas através do sistema implementado, com a participação de um grupo de voluntários. Este conjunto de imagens permitiu efectuar alguns testes de desempenho, verificar e afinar alguns parâmetros, e proceder a optimização das componentes de extração de características e reconhecimento do sistema. Analisados os resultados foi possível provar que o sistema proposto tem a capacidade de exercer as suas funções perante condições menos cooperativas

Biometric Systems

Because of the accelerating progress in biometrics research and the latest nation-state threats to security, this book's publication is not only timely but also much needed. This volume contains seventeen peer-reviewed chapters reporting the state of the art in biometrics research: security issues, signature verification, fingerprint identification, wrist vascular biometrics, ear detection, face detection and identification (including a new survey of face recognition), person re-identification, electrocardiogram (ECT) recognition, and several multi-modal systems. This book will be a valuable resource for graduate students, engineers, and researchers interested in understanding and investigating this important field of study

Recognizing Visual Object Using Machine Learning Techniques

Nowadays, Visual Object Recognition (VOR) has received growing interest from researchers and it has become a very active area of research due to its vital applications including handwriting recognition, diseases classification, face identification ..etc. However, extracting the relevant features that faithfully describe the image represents the challenge of most existing VOR systems. This thesis is mainly dedicated to the development of two VOR systems, which are presented in two different contributions. As a first contribution, we propose a novel generic feature-independent pyramid multilevel (GFIPML) model for extracting features from images. GFIPML addresses the shortcomings of two existing schemes namely multi-level (ML) and pyramid multi-level (PML), while also taking advantage of their pros. As its name indicates, the proposed model can be used by any kind of the large variety of existing features extraction methods. We applied GFIPML for the task of Arabic literal amount recognition. Indeed, this task is challenging due to the specific characteristics of Arabic handwriting. While most literary works have considered structural features that are sensitive to word deformations, we opt for using Local Phase Quantization (LPQ) and Binarized Statistical Image Feature (BSIF) as Arabic handwriting can be considered as texture. To further enhance the recognition yields, we considered a multimodal system based on the combination of LPQ with multiple BSIF descriptors, each one with a different filter size. As a second contribution, a novel simple yet effcient, and speedy TR-ICANet model for extracting features from unconstrained ear images is proposed. To get rid of unconstrained conditions (e.g., scale and pose variations), we suggested first normalizing all images using CNN. The normalized images are fed then to the TR-ICANet model, which uses ICA to learn filters. A binary hashing and block-wise histogramming are used then to compute the local features. At the final stage of TR-ICANet, we proposed to use an effective normalization method namely Tied Rank normalization in order to eliminate the disparity within blockwise feature vectors. Furthermore, to improve the identification performance of the proposed system, we proposed a softmax average fusing of CNN-based feature extraction approaches with our proposed TR-ICANet at the decision level using SVM classifier

Multibiometric System Combining Iris and Retina

Tato diplomová práce se zabývá multibiometrickými systémy, specificky potom biometrickou fúzí. Práce popisuje biometrii oka, tedy rozpoznávání na základě sítnice a duhovky. Stěžejní část tvoří návrh a implementace biometrického systému, který je založený na rozpoznání sítnice a duhovky.This diploma thesis focuses on multibiometric systems, specifically on biometric fusion. The thesis describes eye biometrics, i.e. recognition based on retina and iris. The key part consists of design and implementation specification of a biometric system based on retina and iris recognition.

State of the Art in Face Recognition

Notwithstanding the tremendous effort to solve the face recognition problem, it is not possible yet to design a face recognition system with a potential close to human performance. New computer vision and pattern recognition approaches need to be investigated. Even new knowledge and perspectives from different fields like, psychology and neuroscience must be incorporated into the current field of face recognition to design a robust face recognition system. Indeed, many more efforts are required to end up with a human like face recognition system. This book tries to make an effort to reduce the gap between the previous face recognition research state and the future state