The role of earth observation in an integrated deprived area mapping “system” for low-to-middle income countries

Urbanization in the global South has been accompanied by the proliferation of vast informal and marginalized urban areas that lack access to essential services and infrastructure. UN-Habitat estimates that close to a billion people currently live in these deprived and informal urban settlements, generally grouped under the term of urban slums. Two major knowledge gaps undermine the efforts to monitor progress towards the corresponding sustainable development goal (i.e., SDG 11—Sustainable Cities and Communities). First, the data available for cities worldwide is patchy and insufficient to differentiate between the diversity of urban areas with respect to their access to essential services and their specific infrastructure needs. Second, existing approaches used to map deprived areas (i.e., aggregated household data, Earth observation (EO), and community-driven data collection) are mostly siloed, and, individually, they often lack transferability and scalability and fail to include the opinions of different interest groups. In particular, EO-based-deprived area mapping approaches are mostly top-down, with very little attention given to ground information and interaction with urban communities and stakeholders. Existing top-down methods should be complemented with bottom-up approaches to produce routinely updated, accurate, and timely deprived area maps. In this review, we first assess the strengths and limitations of existing deprived area mapping methods. We then propose an Integrated Deprived Area Mapping System (IDeAMapS) framework that leverages the strengths of EO- and community-based approaches. The proposed framework offers a way forward to map deprived areas globally, routinely, and with maximum accuracy to support SDG 11 monitoring and the needs of different interest groups

Trying to break new ground in aerial archaeology

Aerial reconnaissance continues to be a vital tool for landscape-oriented archaeological research. Although a variety of remote sensing platforms operate within the earth’s atmosphere, the majority of aerial archaeological information is still derived from oblique photographs collected during observer-directed reconnaissance flights, a prospection approach which has dominated archaeological aerial survey for the past century. The resulting highly biased imagery is generally catalogued in sub-optimal (spatial) databases, if at all, after which a small selection of images is orthorectified and interpreted. For decades, this has been the standard approach. Although many innovations, including digital cameras, inertial units, photogrammetry and computer vision algorithms, geographic(al) information systems and computing power have emerged, their potential has not yet been fully exploited in order to re-invent and highly optimise this crucial branch of landscape archaeology. The authors argue that a fundamental change is needed to transform the way aerial archaeologists approach data acquisition and image processing. By addressing the very core concepts of geographically biased aerial archaeological photographs and proposing new imaging technologies, data handling methods and processing procedures, this paper gives a personal opinion on how the methodological components of aerial archaeology, and specifically aerial archaeological photography, should evolve during the next decade if developing a more reliable record of our past is to be our central aim. In this paper, a possible practical solution is illustrated by outlining a turnkey aerial prospection system for total coverage survey together with a semi-automated back-end pipeline that takes care of photograph correction and image enhancement as well as the management and interpretative mapping of the resulting data products. In this way, the proposed system addresses one of many bias issues in archaeological research: the bias we impart to the visual record as a result of selective coverage. While the total coverage approach outlined here may not altogether eliminate survey bias, it can vastly increase the amount of useful information captured during a single reconnaissance flight while mitigating the discriminating effects of observer-based, on-the-fly target selection. Furthermore, the information contained in this paper should make it clear that with current technology it is feasible to do so. This can radically alter the basis for aerial prospection and move landscape archaeology forward, beyond the inherently biased patterns that are currently created by airborne archaeological prospection

Slum mapping : a comparison of single class learning and expert system object-oriented classification for mapping slum settlements in Addis Ababa city, Ethiopia

Dissertation submitted in partial fulfilment of the requirements for the degree of Master of Science in Geospatial TechnologiesUpdated spatial information on the dynamics of slums can be helpful to measure and evaluate the progress of urban upgrading projects and policies. Earlier studies have shown that remote sensing techniques, with the help of very-high resolution imagery, can play a significant role in detecting slums, and providing timely spatial information. The main objective of this thesis is to develop a reliable object-oriented slum identification technique that enables the provision of timely spatial information about slum settlements in Addis Ababa city. It compares the one-class support vector machines algorithm with the expert defined classification rule set in the discrimination of slums, using GeoEye-1 imagery. Two different approaches, called manual and automatic fine-tuning, were deployed to determine the best value of parameters in one-class support vector machines algorithm. The manual fine-tuning of the parameters is done using extensive manual trial. The automatic tuning is done using cross-validation grid search with the overall accuracy as the performance metric. Two regions of study were defined with different landscape compositions, providing different classification scenarios to compare the classification approaches. After image segmentation, twenty predictive variables were computed to characterize the objects in both study areas. An image analyst collected one hundred sample objects of a slum to be used as training for the single-class learner. In parallel, an image analyst has defined a hierarchical rule set to discriminate the class of interest. Results in both study areas indicate that the one-class support vector machine with manual tuning yields higher overall accuracy (97.7% in subset 1, and 92% in subset 2) and requiring much less application effort and computing time than the expert system

Forest cover estimation in Ireland using radar remote sensing: a comparative analysis of forest cover assessment methodologies

Quantification of spatial and temporal changes in forest cover is an essential component of forest monitoring programs. Due to its cloud free capability, Synthetic Aperture Radar (SAR) is an ideal source of information on forest dynamics in countries with near-constant cloud-cover. However, few studies have investigated the use of SAR for forest cover estimation in landscapes with highly sparse and fragmented forest cover. In this study, the potential use of L-band SAR for forest cover estimation in two regions (Longford and Sligo) in Ireland is investigated and compared to forest cover estimates derived from three national (Forestry2010, Prime2, National Forest Inventory), one pan-European (Forest Map 2006) and one global forest cover (Global Forest Change) product. Two machine-learning approaches (Random Forests and Extremely Randomised Trees) are evaluated. Both Random Forests and Extremely Randomised Trees classification accuracies were high (98.1–98.5%), with differences between the two classifiers being minimal (<0.5%). Increasing levels of post classification filtering led to a decrease in estimated forest area and an increase in overall accuracy of SAR-derived forest cover maps. All forest cover products were evaluated using an independent validation dataset. For the Longford region, the highest overall accuracy was recorded with the Forestry2010 dataset (97.42%) whereas in Sligo, highest overall accuracy was obtained for the Prime2 dataset (97.43%), although accuracies of SAR-derived forest maps were comparable. Our findings indicate that spaceborne radar could aid inventories in regions with low levels of forest cover in fragmented landscapes. The reduced accuracies observed for the global and pan-continental forest cover maps in comparison to national and SAR-derived forest maps indicate that caution should be exercised when applying these datasets for national reporting

A Global Human Settlement Layer from optical high resolution imagery - Concept and first results

A general framework for processing of high and very-high resolution imagery for creating a Global Human Settlement Layer (GHSL) is presented together with a discussion on the results of the first operational test of the production workflow. The test involved the mapping of 24.3 millions of square kilometres of the Earth surface spread over four continents, corresponding to an estimated population of 1.3 billion of people in 2010. The resolution of the input image data ranges from 0.5 to 10 meters, collected by a heterogeneous set of platforms including satellite SPOT (2 and 5), CBERS-2B, RapidEye (2 and 4), WorldView (1 and 2), GeoEye-1, QuickBird-2, Ikonos-2, and airborne sensors. Several imaging modes were tested including panchromatic, multispectral and pan-sharpened images. A new fully automatic image information extraction, generalization and mosaic workflow is presented that is based on multiscale textural and morphological image features extraction. New image feature compression and optimization are introduced, together with new learning and classification techniques allowing for the processing of HR/VHR image data using low-resolution thematic layers as reference. A new systematic approach for quality control and validation allowing global spatial and thematic consistency checking is proposed and applied. The quality of the results are discussed by sensor, by band, by resolution, and eco-regions. Critical points, lessons learned and next steps are highlighted.JRC.G.2-Global security and crisis managemen

Remote Sensing and Geosciences for Archaeology

This book collects more than 20 papers, written by renowned experts and scientists from across the globe, that showcase the state-of-the-art and forefront research in archaeological remote sensing and the use of geoscientific techniques to investigate archaeological records and cultural heritage. Very high resolution satellite images from optical and radar space-borne sensors, airborne multi-spectral images, ground penetrating radar, terrestrial laser scanning, 3D modelling, Geographyc Information Systems (GIS) are among the techniques used in the archaeological studies published in this book. The reader can learn how to use these instruments and sensors, also in combination, to investigate cultural landscapes, discover new sites, reconstruct paleo-landscapes, augment the knowledge of monuments, and assess the condition of heritage at risk. Case studies scattered across Europe, Asia and America are presented: from the World UNESCO World Heritage Site of Lines and Geoglyphs of Nasca and Palpa to heritage under threat in the Middle East and North Africa, from coastal heritage in the intertidal flats of the German North Sea to Early and Neolithic settlements in Thessaly. Beginners will learn robust research methodologies and take inspiration; mature scholars will for sure derive inputs for new research and applications

Detecting informal buildings from high resolution quickbird satellite image, an application for insitu [sic.] upgrading of informal setellement [sic.] for Manzese area - Dar es Salaam, Tanzania.

Thesis (M.Env.Dev.)-University of KwaZulu-Natal, Pietermaritzburg, 2005.Documentation and formalization of informal settlements ("insitu" i.e. while people continue to live in the settlement) needs appropriate mapping and registration system of real property that can finally lead into integrating an informal city to the formal city. For many years extraction of geospatial data for informal settlement upgrading have been through the use of conventional mapping, which included manual plotting from aerial photographs and the use of classical surveying methods that has proved to be slow because of manual operation, very expensive, and requires well-trained personnel. The use of high-resolution satellite image like QuickBird and GIS tools has recently been gaining popularity to various aspects of urban mapping and planning, thereby opening-up new opportunities for efficient management of rapidly changing environment of informal settlements. This study was based on Manzese informal area in the city of Dar es salaam, Tanzania for which the Ministry of Lands and Human Settlement Development is committed at developing strategic information and decision making tools for upgrading informal areas using digital database, Orthophotos and Quickbird satellite image. A simple prototype approach developed in this study, that is, 'automatic detection and extraction of informal buildings and other urban features', is envisaged to simplify and speedup the process of land cover mapping that can be used by various governmental and private segments in our society. The proposed method, first tests the utility of high resolution QuickBird satellite image to classify the detailed 11 classes of informal buildings and other urban features using different image classification methods like the Box, maximum likelihood and minimum distance classifier, followed by segmentation and finally editing of feature outlines. The overall mapping accuracy achieved for detailed classification of urban land cover was 83%. The output demonstrates the potential application of the proposed approach for urban feature extraction and updating. The study constrains and recommendations for future work are also discussed

Towards automatic modeling of buildings in informal settlements from aerial photographs using deformable active contour models (snakes)

Bibliography: leaves 177-187.This dissertation presents a novel system for semi-automatic modeling of buildings in informal settlement areas from aerial photographs. The building extraction strategy is developed and implememed with the aim of generatinga a desk top Informal Settlement Geographic lnformation System (ISGIS) using felf developed and available PC-based GIS tools to serve novice users informal settlement areas

An integrative approach using remote sensing and social analysis to identify different settlement types and the specific living conditions of its inhabitants

Someday in 2007, the world population reached a historical landmark: for the first time in human history, more than half of the world´s population was urban. A stagnation of this urbanization process is not in sight, so that by 2050, already 70 percent of humankind is projected to live in urban settlements. Over the last few decades, enormous migrations from rural hinterlands to steadily growing cities could be witnessed coming along with a dramatic growth of the world’s urban population. The speed and the scale of this growth, particularly in the so called less developed regions, are posing tremendous challenges to the countries concerned as well as to the world community. Within mega cities the strongest trends and the most extreme dimensions of the urbanization process can be observed. Their rapid growth results in uncontrolled processes of fragmentation which is often associated with pronounced poverty, social inequality, socio-spatial and political fragmentation, environmental degradation as well as population demands that outstrip environmental service capacity. For the majority of the mega cities a tremendous increase of informal structures and processes has to be observed. Consequentially informal settlements are growing, which represent those characteristic municipal areas being subject to particularly high population density, dynamics as well as marginalization. They have quickly become the most visible expression of urban poverty in developing world cities. Due to the extreme dynamics, the high complexity and huge spatial dimension of mega cities, urban administrations often only have an obsolete or not even existing data basis available to be at all informed about developments, trends and dimensions of urban growth and change. The knowledge about the living conditions of the residents is correspondingly very limited, incomplete and not up to date. Traditional methods such as statistical and regional analyses or fieldwork are no longer capable to capture such urban process. New data sources and monitoring methodologies are required in order to provide an up to date information basis as well as planning strate¬gies to enable sustainable developments and to simplify planning processes in complex urban structures. This research shall seize the described problem and aims to make a contribution to the requirements of monitoring fast developing mega cities. Against this background a methodology is developed to compensate the lack of socio-economic data and to deduce meaningful information on the living conditions of the inhabitants of mega cities. Neither social science methods alone nor the exclusive analysis of remote sensing data can solve the problem of the poor quality and outdated data base. Conventional social science methods cannot cope with the enormous developments and the tremendous growth as they are too labor-, as well as too time- and too cost-intensive. On the other hand, the physical discipline of remote sensing does not allow for direct conclusions on social parameters out of remote sensing images. The prime objective of this research is therefore the development of an integrative approach − bridging remote sensing and social analysis – in order to derive useful information about the living conditions in this specific case of the mega city Delhi and its inhabitants. Hence, this work is established in the overlapping range of the research topics remote sensing, urban areas and social science. Delhi, as India’s fast growing capital, meanwhile with almost 25 million residents the second largest city of the world, represents a prime example of a mega city. Since the second half of the 20th century, Delhi has been transformed from a modest town with mainly administrative and trade-related functions to a complex metropolis with a steep socio-economic gradient. The quality and amount of administrative and socio-economic data are poor and the knowledge about the circumstances of Delhi’s residents is correspondingly insufficient and outdated. Delhi represents therefore a perfectly suited study area for this research. In order to gather information about the living conditions within the different settlement types a methodology was developed and conducted to analyze the urban environment of the mega city Delhi. To identify different settlement types within the urban area, regarding the complex and heterogeneous appearance of the Delhi area, a semi-automated, object-oriented classification approach, based on segmentation derived image objects, was implemented. As the complete conceptual framework of this research, the classification methodology was developed based on a smaller representative training area at first and applied to larger test sites within Delhi afterwards. The object-oriented classification of VHR satellite imagery of the QuickBird sensor allowed for the identification of five different urban land cover classes within the municipal area of Delhi. In the focus of the image analysis is yet the identification of different settlement types and amongst these of informal settlements in particular. The results presented within this study demonstrate, that, based on density classes, the developed methodology is suitable to identify different settlement types and to detect informal settlements which are mega urban risk areas and thus potential residential zones of vulnerable population groups. The remote sensing derived land cover maps form the foundation for the integrative analysis concept and deliver there¬fore the general basis for the derivation of social attributes out of remote sensing data. For this purpose settlement characteristics (e.g., area of the settlement, average building size, and number of houses) are estimated from the classified QuickBird data and used to derive spatial information about the population distribution. In a next step, the derived information is combined with in-situ information on socio-economic conditions (e.g., family size, mean water consumption per capita/family) extracted from georeferenced questionnaires conducted during two field trips in Delhi. This combined data is used to characterize a given settlement type in terms of specific population and water related variables (e.g., population density, total water consumption). With this integrative methodology a catalogue can be compiled, comprising the living conditions of Delhi’s inhabitants living in specific settlement structures – and this in a quick, large-scaled, cost effective, by random or regularly repeatable way with a relatively small required data basis.The combined application of remotely sensed imagery and socio-economic data allows for the mapping, capturing and characterizing the socio-economic structures and dynamics within the mega city of Delhi, as well as it establishes a basis for the monitoring of the mega city of Delhi or certain areas within the city respectively by remote sensing. The opportunity to capture the condition of a mega city and to monitor its development in general enables the persons in charge to identify unbeneficial trends and to intervene accordingly from an urban planning perspective and to countersteer against a non-adequate supply of the inhabitants of different urban districts, primarily of those of informal settlements. This study is understood to be a first step to the development of methods which will help to identify and understand the different forms, actors and processes of urbanization in mega cities. It could support a more proactive and sustainable urban planning and land management – which in turn will increase the importance of urban remote sensing techniques. In this regard, the most obvious and direct beneficiaries are on the one hand the governmental agencies and urban planners and on the other hand, and which is possibly the most important goal, the inhabitants of the affected areas, whose living conditions can be monitored and improved as required. Only if the urban monitoring is quickly, inexpensively and easily available, it will be accepted and applied by the authorities, which in turn enables for the poorest to get the support they need. All in all, the listed benefits are very convincing and corroborate the combined use of remotely sensed and socio-economic data in mega city research