Spectrally Efficient Waveforms for the Return Link in Satellite Communication Systems

In this paper, we study the applicability of terrestrial mobile waveforms in the return link of a high throughput satellite (HTS) communication system. These include orthogonal frequency division multiple access (OFDMA), single-carrier frequency division multiple access (SC-FDMA) and filter bank multi-carrier (FBMC). Key solutions to the challenges in a geostationary orbit (GEO) satellite channel, such as synchronization and non-linear distortion, are presented. A global-positioning-system-(GPS)-based approach for synchronization acquisition is proposed, while suitable algorithms are studied for timing/frequency offset estimation and synchronization tracking. The spectral and power efficiencies of the schemes are optimized by means of an intermodulation interference (IMI) cancelling receiver, and these are compared to state-of-the-art time division multiple access (TDMA). Finally, end-to-end simulations validate the system performance

Chapter Spectral Efficiency Analysis of Filter Bank Multi‐Carrier (FBMC)‐ Based 5G Networks with Estimated Channel State Information (CSI)

The heterogeneous cellular network (HCN) is most significant as a key technology for future fifth-generation (5G) wireless networks. The heterogeneous network consists of randomly macrocell base stations (MBSs) overlaid with femtocell base stations (FBSs). Stochastic geometry has been shown to be a very powerful tool to model, analyze, and design networks with random topologies such as wireless ad hoc, sensor networks, and multi-tier cellular networks. HCNs can be energy-efficiently designed by deploying various BSs belonging to different networks, which has drawn significant attention to one of the technologies for future 5G wireless networks. In this chapter, we propose switching off/on systems enabling the BSs in the cellular networks to efficiently consume the power by introducing active/sleep modes, which is able to reduce the interference and power consumption in the MBSs and FBSs on an individual basis as well as improve the energy efficiency of the cellular networks. We formulate the minimization of the power consumption for the MBSs and FBSs as well as an optimization problem to maximize the energy efficiency subject to throughput outage constraints, which can be solved by the Karush-Kuhn-Tucker (KKT) conditions according to the femto tier BS density. We also formulate and compare the coverage probability and the energy efficiency in HCN scenarios with and without coordinated multi-point (CoMP) to avoid coverage holes

Spectral Efficiency Analysis of Filter Bank Multi‐Carrier (FBMC)‐ Based 5G Networks with Estimated Channel State Information (CSI)

Filter bank multi‐carrier (FBMC) modulation, as a potential candidate for physical data communication in the fifth generation (5G) wireless networks, has been widely investigated. This chapter focuses on the spectral efficiency analysis of FBMC‐based cognitive radio (CR) systems, and spectral efficiency comparison is conducted with another three types of multi‐carrier modulations: orthogonal frequency division multiplexing (OFDM), generalized frequency division multiplexing (GFDM), and universal‐filtered multi‐carrier (UFMC). In order to well evaluate and compare the spectral efficiency, we propose two resource allocation (RA) algorithms for single‐cell and two‐cell CR systems, respectively. In the single‐cell system, the RA algorithm is divided into two sequential steps, which incorporate subcarrier assignment and power allocation. In the two‐cell system, a noncooperative game is formulated and the multiple access channel (MAC) technique assists to solve the RA problem. The channel state information (CSI) between CR users and licensed users cannot be precisely known in practice, and thus, an estimated CSI is considered by defining a prescribed outage probability of licensed systems. Numerical results show that FBMC can achieve the highest channel capacity compared with another three waveforms

On Spectral Coexistence of CP-OFDM and FB-MC Waveforms in 5G Networks

Future 5G networks will serve a variety of applications that will coexist on the same spectral band and geographical area, in an uncoordinated and asynchronous manner. It is widely accepted that using CP-OFDM, the waveform used by most current communication systems, will make it difficult to achieve this paradigm. Especially, CP-OFDM is not adapted for spectral coexistence because of its poor spectral localization. Therefore, it has been widely suggested to use filter bank based multi carrier (FB-MC) waveforms with enhanced spectral localization to replace CP-OFDM. Especially, FB-MC waveforms are expected to facilitate coexistence with legacy CP-OFDM based systems. However, this idea is based on the observation of the PSD of FB-MC waveforms only. In this paper, we demonstrate that this approach is flawed and show what metric should be used to rate interference between FB-MC and CP-OFDM systems. Finally, our results show that using FB-MC waveforms does not facilitate coexistence with CP-OFDM based systems to a high extent.Comment: Manuscript submitted for review to IEEE Transactions on Wireless Communication

Low-Complexity Multicarrier Waveform Processing Schemes fo Future Wireless Communications

Wireless communication systems deliver enormous variety of services and applications. Nowa- days, wireless communications play a key-role in many fields, such as industry, social life, education, and home automation. The growing demand for wireless services and applications has motivated the development of the next generation cellular radio access technology called fifth-generation new radio (5G-NR). The future networks are required to magnify the delivered user data rates to gigabits per second, reduce the communication latency below 1 ms, and en- able communications for massive number of simple devices. Those main features of the future networks come with new demands for the wireless communication systems, such as enhancing the efficiency of the radio spectrum use at below 6 GHz frequency bands, while supporting various services with quite different requirements for the waveform related key parameters. The current wireless systems lack the capabilities to handle those requirements. For exam- ple, the long-term evolution (LTE) employs the cyclic-prefix orthogonal frequency-division multiplexing (CP-OFDM) waveform, which has critical drawbacks in the 5G-NR context. The basic drawback of CP-OFDM waveform is the lack of spectral localization. Therefore, spectrally enhanced variants of CP-OFDM or other multicarrier waveforms with well localized spectrum should be considered. This thesis investigates spectrally enhanced CP-OFDM (E-OFDM) schemes to suppress the out-of-band (OOB) emissions, which are normally produced by CP-OFDM. Commonly, the weighted overlap-and-add (WOLA) scheme applies smooth time-domain window on the CP- OFDM waveform, providing spectrally enhanced subcarriers and reducing the OOB emissions with very low additional computational complexity. Nevertheless, the suppression perfor- mance of WOLA-OFDM is not sufficient near the active subband. Another technique is based on filtering the CP-OFDM waveform, which is referred to as F-OFDM. F-OFDM is able to provide well-localized spectrum, however, with significant increase in the computational com- plexity in the basic scheme with time-domain filters. Also filter-bank multicarrier (FBMC) waveforms are included in this study. FBMC has been widely studied as a potential post- OFDM scheme with nearly ideal subcarrier spectrum localization. However, this scheme has quite high computational complexity while being limited to uniformly distributed sub- bands. Anyway, filter-bank based waveform processing is one of the main topics of this work. Instead of traditional polyphase network (PPN) based uniform filter banks, the focus is on fast-convolution filter banks (FC-FBs), which utilize fast Fourier transform (FFT) domain processing to realize effectively filter-banks with high flexibility in terms of subcarrier bandwidths and center frequencies. FC-FBs are applied for both FBMC and F-OFDM waveform genera- tion and processing with greatly increased flexibility and significantly reduced computational complexity. This study proposes novel structures for FC-FB processing based on decomposition of the FC-FB structure consisting of forward and inverse discrete Fourier transforms (DFT and IDFT). The decomposition of multirate FC provides means of reducing the computational complexity in some important specific scenarios. A generic FC decomposition model is proposed and analyzed. This scheme is mathematically equivalent to the corresponding direct FC imple- mentation, with exactly the same performance. The benefits of the optimized decomposition structure appear mainly in communication scenarios with relatively narrow active transmis- sion band, resulting in significantly reduced computational complexity compared to the direct FC structure. The narrowband scenarios find their places in the recent 3GPP specification of cellular low- power wide-area (LPWA) access technology called narrowband internet-of-things (NB-IoT). NB-IoT aims at introducing the IoT to LTE and GSM frequency bands in coexistence with those technologies. NB-IoT uses CP-OFDM based waveforms with parameters compatible with the LTE. However, additional means are needed also for NB-IoT transmitters to improve the spec- trum localization. For NB-IoT user devices, it is important to consider ultra-low complexity solutions, and a look-up table (LUT) based approach is proposed to implement NB-IoT uplink transmitters with filtered waveforms. This approach provides completely multiplication-free digital baseband implementations and the addition rates are similar or smaller than in the basic NB-IoT waveform generation without the needed elements for spectrum enhancement. The basic idea includes storing full or partial waveforms for all possible data symbol combinations. Then the transmitted waveform is composed through summation of needed stored partial waveforms and trivial phase rotations. The LUT based scheme is developed with different vari- ants tackling practical implementations issues of NB-IoT device transmitters, considering also the effects of nonlinear power amplifier. Moreover, a completely multiplication and addition- free LUT variant is proposed and found to be feasible for very narrowband transmission, with up to 3 subcarriers. The finite-wordlength performance of LUT variants is evaluated through simulations

Maximum SINR Synchronization Strategies in Multiuser Filter Bank Schemes

We consider synchronization in a multiuser filter bank uplink system with single-user detection. Perfect user synchronization is not the optimal choice as the intuition would suggest. To maximize performance the synchronization parameters have to be chosen to maximize the signal-to-interference-plus-noise ratio (SINR) at each equalizer subchannel output. However, the resulting filter bank receiver structure becomes complex. Therefore, we consider two simplified synchronization metrics that are based on the maximization of the average SINR of a given user or the aggregate SINR of all users. Furthermore, a relaxation of the aggregate SINR metric allows implementing an efficient multiuser analysis filter bank. This receiver deploys two fractionally spaced analysis stages. Each analysis stage is efficiently implemented via a polyphase filter bank, followed by an extended discrete Fourier transform that allows the user frequency offsets to be partly compensated. Then, sub-channel maximum SINR equalization is used. We discuss the application of the proposed solution to Orthogonal Frequency Division Multiple Access (OFDMA) and multiuser Filtered Multitone (FMT) systems

Unified Framework for Multicarrier and Multiple Access based on Generalized Frequency Division Multiplexing

The advancements in wireless communications are the key-enablers of new applications with stringent requirements in low-latency, ultra-reliability, high data rate, high mobility, and massive connectivity. Diverse types of devices, ranging from tiny sensors to vehicles, with different capabilities need to be connected under various channel conditions. Thus, modern connectivity and network techniques at all layers are essential to overcome these challenges. In particular, the physical layer (PHY) transmission is required to achieve certain link reliability, data rate, and latency. In modern digital communications systems, the transmission is performed by means of a digital signal processing module that derives analog hardware. The performance of the analog part is influenced by the quality of the hardware and the baseband signal denoted as waveform. In most of the modern systems such as fifth generation (5G) and WiFi, orthogonal frequency division multiplexing (OFDM) is adopted as a favorite waveform due to its low-complexity advantages in terms of signal processing. However, OFDM requires strict requirements on hardware quality. Many devices are equipped with simplified analog hardware to reduce the cost. In this case, OFDM does not work properly as a result of its high peak-to-average power ratio (PAPR) and sensitivity to synchronization errors. To tackle these problems, many waveforms design have been recently proposed in the literature. Some of these designs are modified versions of OFDM or based on conventional single subcarrier. Moreover, multicarrier frameworks, such as generalized frequency division multiplexing (GFDM), have been proposed to realize varieties of conventional waveforms. Furthermore, recent studies show the potential of using non-conventional waveforms for increasing the link reliability with affordable complexity. Based on that, flexible waveforms and transmission techniques are necessary to adapt the system for different hardware and channel constraints in order to fulfill the applications requirements while optimizing the resources. The objective of this thesis is to provide a holistic view of waveforms and the related multiple access (MA) techniques to enable efficient study and evaluation of different approaches. First, the wireless communications system is reviewed with specific focus on the impact of hardware impairments and the wireless channel on the waveform design. Then, generalized model of waveforms and MA are presented highlighting various special cases. Finally, this work introduces low-complexity architectures for hardware implementation of flexible waveforms. Integrating such designs with software-defined radio (SDR) contributes to the development of practical real-time flexible PHY.:1 Introduction 1.1 Baseband transmission model 1.2 History of multicarrier systems 1.3 The state-of-the-art waveforms 1.4 Prior works related to GFDM 1.5 Objective and contributions 2 Fundamentals of Wireless Communications 2.1 Wireless communications system 2.2 RF transceiver 2.2.1 Digital-analogue conversion 2.2.2 QAM modulation 2.2.3 Effective channel 2.2.4 Hardware impairments 2.3 Waveform aspects 2.3.1 Single-carrier waveform 2.3.2 Multicarrier waveform 2.3.3 MIMO-Waveforms 2.3.4 Waveform performance metrics 2.4 Wireless Channel 2.4.1 Line-of-sight propagation 2.4.2 Multi path and fading process 2.4.3 General baseband statistical channel model 2.4.4 MIMO channel 2.5 Summary 3 Generic Block-based Waveforms 3.1 Block-based waveform formulation 3.1.1 Variable-rate multicarrier 3.1.2 General block-based multicarrier model 3.2 Waveform processing techniques 3.2.1 Linear and circular filtering 3.2.2 Windowing 3.3 Structured representation 3.3.1 Modulator 3.3.2 Demodulator 3.3.3 MIMO Waveform processing 3.4 Detection 3.4.1 Maximum-likelihood detection 3.4.2 Linear detection 3.4.3 Iterative Detection 3.4.4 Numerical example and insights 3.5 Summary 4 Generic Multiple Access Schemes 57 4.1 Basic multiple access and multiplexing schemes 4.1.1 Infrastructure network system model 4.1.2 Duplex schemes 4.1.3 Common multiplexing and multiple access schemes 4.2 General multicarrier-based multiple access 4.2.1 Design with fixed set of pulses 4.2.2 Computational model 4.2.3 Asynchronous multiple access 4.3 Summary 5 Time-Frequency Analyses of Multicarrier 5.1 General time-frequency representation 5.1.1 Block representation 5.1.2 Relation to Zak transform 5.2 Time-frequency spreading 5.3 Time-frequency block in LTV channel 5.3.1 Subcarrier and subsymbol numerology 5.3.2 Processing based on the time-domain signal 5.3.3 Processing based on the frequency-domain signal 5.3.4 Unified signal model 5.4 summary 6 Generalized waveforms based on time-frequency shifts 6.1 General time-frequency shift 6.1.1 Time-frequency shift design 6.1.2 Relation between the shifted pulses 6.2 Time-frequency shift in Gabor frame 6.2.1 Conventional GFDM 6.3 GFDM modulation 6.3.1 Filter bank representation 6.3.2 Block representation 6.3.3 GFDM matrix structure 6.3.4 GFDM demodulator 6.3.5 Alternative interpretation of GFDM 6.3.6 Orthogonal modulation and GFDM spreading 6.4 Summary 7 Modulation Framework: Architectures and Applications 7.1 Modem architectures 7.1.1 General modulation matrix structure 7.1.2 Run-time flexibility 7.1.3 Generic GFDM-based architecture 7.1.4 Flexible parallel multiplications architecture 7.1.5 MIMO waveform architecture 7.2 Extended GFDM framework 7.2.1 Architectures complexity and flexibility analysis 7.2.2 Number of multiplications 7.2.3 Hardware analysis 7.3 Applications of the extended GFDM framework 7.3.1 Generalized FDMA 7.3.2 Enchantment of OFDM system 7.4 Summary 7 Conclusions and Future work

Synchronization Algorithms and Receiver Structures for Multiuser Filter Bank Uplink Systems

We address the synchronization problem in an uplink multiuser filter bank system. The system differs from orthogonal frequency division multiple access (OFDMA) since it deploys subchannel frequency confined pulses. User multiplexing is still accomplished by partitioning the tones among the active users. Users are asynchronous such that the received signals experience independent time offsets, carrier frequency offsets, and multipath fading. We first consider the synchronization problem in conventional receivers that implement an analysis filter bank with precompensation of the subchannel time and frequency offsets followed by recursive least square linear subchannel equalization. Several correlation metrics that use data training are described. Then, we consider the synchronization problem in a novel multiuser receiver that comprises two efficiently implemented fractionally spaced analysis filter banks. In this receiver, time/frequency compensation can be jointly done for all the users. Despite its lower complexity, we show that it approaches the performance of single-user transmission