A Cost-effective Multispectral Sensor System for Leaf-Level Physiological Traits

With the concern of the global population to reach 9 billion by 2050, ensuring global food security is a prime challenge for the research community. One potential way to tackle this challenge is sustainable intensification; making plant phenotyping a high throughput may go a long way in this respect. Among several other plant phenotyping schemes, leaf-level plant phenotyping needs to be implemented on a large scale using existing technologies. Leaf-level chemical traits, especially macronutrients and water content are important indicators to determine crop’s health. Leaf nitrogen (N) level, is one of the critical macronutrients that carries a lot of worthwhile nutrient information for classifying the plant’s health. Hence, the non-invasive leaf’s N measurement is an innovative technique for monitoring the plant’s health. Several techniques have tried to establish a correlation between the leaf’s chlorophyll content and the N level. However, a recent study showed that the correlation between chlorophyll content and leaf’s N level is profoundly affected by environmental factors. Moreover, it is also mentioned that when the N fertilization is high, chlorophyll becomes saturated. As a result, determining the high levels of N in plants becomes difficult. Moreover, plants need an optimum level of phosphorus (P) for their healthy growth. However, the existing leaf-level P status monitoring methods are expensive, limiting their deployment for the farmers of low resourceful countries. The aim of this thesis is to develop a low-cost, portable, lightweight, multifunctional, and quick-read multispectral sensor system to sense N, P, and water in leaves non-invasively. The proposed system has been developed based on two reflectance-based multispectral sensors (visible and near-infrared (NIR)). In addition, the proposed device can capture the reflectance data at 12 different wavelengths (six for each sensor). By deploying state of the art machine learning algorithms, the spectroscopic information is modeled and validated to predict that nutrient status. A total of five experiments were conducted including four on the greenhouse-controlled environment and one in the field. Within these five, three experiments were dedicated for N sensing, one for water estimation, and one for P status determination. In the first experiment, spectral data were collected from 87 leaves of canola plants, subjected to varying levels of N fertilization. The second experiment was performed on 1008 leaves from 42 canola cultivars, which were subjected to low and high N levels, used in the field experiment. The K-Nearest Neighbors (KNN) algorithm was employed to model the reflectance data. The trained model shows an average accuracy of 88.4% on the test set for the first experiment and 79.2% for the second experiment. In the third and fourth experiments, spectral data were collected from 121 leaves for N and 186 for water experiments respectively; and Rational Quadratic Gaussian Process Regression (GPR) algorithm is applied to correlate the reflectance data with actual N and water content. By performing 5-fold cross-validation, the N estimation shows a coefficient of determination (R^2) of 63.91% for canola, 80.05% for corn, 82.29% for soybean, and 63.21% for wheat. For water content estimation, canola shows an R^2 of 18.02%, corn of 68.41%, soybean of 46.38%, and wheat of 64.58%. Finally, the fifth experiment was conducted on 267 leaf samples subjected to four levels of P treatments, and KNN exhibits the best accuracy, on the test set, of about 71.2%, 73.5%, and 67.7% for corn, soybean, and wheat, respectively. Overall, the result concludes that the proposed cost-effective sensing system can be viable in determining leaf N and P status/content. However, further investigation is needed to improve the water estimation results using the proposed device. Moreover, the utility of the device to estimate other nutrients as well as other crops has great potential for future research

Proceedings of the Airborne Imaging Spectrometer Data Analysis Workshop

The Airborne Imaging Spectrometer (AIS) Data Analysis Workshop was held at the Jet Propulsion Laboratory on April 8 to 10, 1985. It was attended by 92 people who heard reports on 30 investigations currently under way using AIS data that have been collected over the past two years. Written summaries of 27 of the presentations are in these Proceedings. Many of the results presented at the Workshop are preliminary because most investigators have been working with this fundamentally new type of data for only a relatively short time. Nevertheless, several conclusions can be drawn from the Workshop presentations concerning the value of imaging spectrometry to Earth remote sensing. First, work with AIS has shown that direct identification of minerals through high spectral resolution imaging is a reality for a wide range of materials and geological settings. Second, there are strong indications that high spectral resolution remote sensing will enhance the ability to map vegetation species. There are also good indications that imaging spectrometry will be useful for biochemical studies of vegetation. Finally, there are a number of new data analysis techniques under development which should lead to more efficient and complete information extraction from imaging spectrometer data. The results of the Workshop indicate that as experience is gained with this new class of data, and as new analysis methodologies are developed and applied, the value of imaging spectrometry should increase

NITROGEN AND WATER EFFECTS ON CANOPY SENSOR MEASUREMENTS FOR SITE-SPECIFIC MANAGEMENT OF CROPS

Water and nitrogen (N) are undoubtedly the two largest agricultural inputs globally. Coupled with advances in site-specific management technology their integration into production agriculture will allow for the most efficient use these crop input resources. Active canopy sensors offer the ability to measure biophysical plant traits rapidly and make assessments about plant status. Specifically, optical sensor measurements of light reflectance assess plant N status allowing for in-season and on-the-go N recommendations and applications; while infrared thermometers (IRT) measurement of canopy temperature can be used a tool for irrigation management. To evaluate how these technologies work among different plant stress environments a series of experiments were formulated. The first experiment compared reference strategies for normalizing reflectance data across multiple vegetation indices (VI). We found the virtual reference concept helped reduce variation of the calculated reference and placed sufficiency index values in a range that corresponded to plant N status. Additionally, VI varied in their ability to show significant responses to applied N fertilizer. In the second experiment, we sought to understand the influence of VI on how an in-season N application algorithm performs as well as the confounding effects of irrigation might have. We found N application rates would change based on algorithm and VI. Also, N rate can be affected by apparent water stress. In this case, reduced reflectance in the NIR spectrum reduced leaf area from leaf rolling. The final objective was to quantify the effect of N fertility on plant canopy temperature and determine if functions of canopy temperature could be useful for detecting apparent N stress. We concluded that plant canopy temperature can be affected by N stresses and that canopy temperature and canopy/air temperature difference provided equal sensitivity to plant stress. Therefore, these technologies will be vital to help conserve resources and maximize efficiency in production agriculture. Advisor: Richard Ferguso

Evaluation of different sensing approaches concerning to nondestructive estimation of leaf area index (LAI) for winter wheat

Different approaches of non-destructive estimation of the LAI in winter wheat were compared. Plant height had weak relation with the LAI, while estimated biomass showed high logarithmic relationship (R2=0.839). NDRE and REIP were logarithmically well related to the LAI (R2=0.726 and 0.779 respectively). Saturation effect of NDRE and REIP was less than NDVI. Some RGB-based indices also showed good potential to estimate the LAI. Among the indices, Gm, GMB, RMB, and NRMB were better related to the LAI. The results indicated that digital cameras can be used as an affordable and simple approach for assessment of the LAI of crops

Drones: Innovative Technology for Use in Precision Pest Management.

Arthropod pest outbreaks are unpredictable and not uniformly distributed within fields. Early outbreak detection and treatment application are inherent to effective pest management, allowing management decisions to be implemented before pests are well-established and crop losses accrue. Pest monitoring is time-consuming and may be hampered by lack of reliable or cost-effective sampling techniques. Thus, we argue that an important research challenge associated with enhanced sustainability of pest management in modern agriculture is developing and promoting improved crop monitoring procedures. Biotic stress, such as herbivory by arthropod pests, elicits physiological defense responses in plants, leading to changes in leaf reflectance. Advanced imaging technologies can detect such changes, and can, therefore, be used as noninvasive crop monitoring methods. Furthermore, novel methods of treatment precision application are required. Both sensing and actuation technologies can be mounted on equipment moving through fields (e.g., irrigation equipment), on (un)manned driving vehicles, and on small drones. In this review, we focus specifically on use of small unmanned aerial robots, or small drones, in agricultural systems. Acquired and processed canopy reflectance data obtained with sensing drones could potentially be transmitted as a digital map to guide a second type of drone, actuation drones, to deliver solutions to the identified pest hotspots, such as precision releases of natural enemies and/or precision-sprays of pesticides. We emphasize how sustainable pest management in 21st-century agriculture will depend heavily on novel technologies, and how this trend will lead to a growing need for multi-disciplinary research collaborations between agronomists, ecologists, software programmers, and engineers

Optimizing yield and crop nitrogen response characterization by integrating spectral reflectance and agronomic properties in sugarcane and rice

Nitrogen (N) is one of the most important and limiting nutrients in crop production. The best management practices for N fertilization is always challenging due to its dynamic system in the nature. Remote sensing has emerged as one of the most useful technologies in modern agriculture for non-invasive monitoring of plant N status. The objectives of this research were to 1) determine the effect of water background turbidity and depth on red and red-edge reflectance based prediction models for biomass and grain yield in rice, 2) evaluate agronomic parameters of different sugar cane varieties in response to variable levels of nitrogen supply, and 3) determine the effect of sugarcane varieties on the relationships between spectral reflectance and agronomic parameters. Rice experiments were variety (CL152 and CL261) x N trial established in Crowley, LA in 2011 and 2012. Sugarcane experiments were variety (L 99-226, L 01-283, and HoCP 96-540) x N trial established in St. Gabriel and Jeanerette, LA from 2010 through 2012. Spectral reflectance and agronomic parameters were collected each week for three consecutive weeks beginning two weeks before panicle differentiation in rice and for four consecutive weeks beginning three weeks after N fertilization in sugarcane. There was no significant effect of water background (turbid or clear) on the spectral reflectance at panicle differentiation, one week after panicle differentiation, and at 50 % heading (p \u3c0.05). Water depth slightly influenced the reflectance at red waveband but this effect was not carried over when vegetation indices were computed. Use of red-edge based vegetation indices improved the estimation of biomass and grain yield in rice. The effect of variety on the accuracy of the yield prediction model varied depending on the transformation of reflectance within the red-edge and near infrared bands i.e., into normalized (NDVI) and simple ratio (SR) forms of vegetation indices. This result was associated with the behavior of near infrared wavebands on the geometrical structure of the plant canopy. There were no significant effects of variety on grain yield prediction models using derivative based red-edge indices. Our findings showed that red-edge based NDVI and SR are better predictors of rice grain yield than red-based NDVI and SR. Red-edge based NDVI or SR indices both have potential to predict rice grain yield and rice responsiveness to N fertilization. In sugarcane, the measured agronomic variables at early growth stage, i.e. biomass, tiller number, N content, height and FAI of three sugarcane varieties and their responses to N fertilizer were highly variable across year. The sugar yield response to N determined at harvest had stronger linear relationships with N response of biomass and N content at 4 to 5 weeks after N fertilization compared with N response of height and FAI. There were no differences in leaf spectral reflectance among varieties. In canopy level-spectral reflectance, wavebands at 450-500, 650-700, and 780-830 nm showed high correlation coefficient with agronomic parameters. The vegetation indices which have the potential for predicting biomass N uptake were red and red-edge based simple ratio and normalized difference vegetation index. Varietal effect on the models for estimating biomass and N uptake was significant only when red-based vegetation indices were used (p\u3c0.05). Addition of plant height in the model substantially improved biomass and N uptake estimation while diminishing the effect of variety. Remote sensing technology can be a potential tool to estimate biomass and N uptake in rice and sugarcane. The delivered information from this technology is useful to improve mid-season N management

Unlocking the benefits of spaceborne imaging spectroscopy for sustainable agriculture

With the Environmental Mapping and Analysis Program (EnMAP) mission, launched on April 1st 2022, new opportunities unfold for precision farming and agricultural monitoring. The recurring acquisition of spectrometric imagery from space, contiguously resolving the electromagnetic spectrum in the optical domain (400—2500 nm) within close narrow bands, provides unprecedented data about the interaction of radiation with biophysical and biochemical crop constituents. These interactions manifest in spectral reflectance, carrying important information about crop status and health. This information may be incorporated in agricultural management systems to support necessary efforts to maximize yields against the backdrop of an increased food demand by a growing world population. At the same time, it enables the effective optimization of fertilization and pest control to minimize environmental impacts of agriculture. Deriving biophysical and biochemical crop traits from hyperspectral reflectance thereby always relies on a model. These models are categorized into (1) parametric, (2) nonparametric, (3) physically-based, and (4) hybrid retrieval schemes. Parametric methods define an explicit parameterized expression, relating a number of spectral bands or derivates thereof with a crop trait of interest. Nonparametric methods comprise linear techniques, such as principal component analysis (PCA) which addresses collinearity issues between adjacent bands and enables compression of full spectral information into dimensionality reduced, maximal informative principal components (PCs). Nonparametric nonlinear methods, i.e., machine learning (ML) algorithms apply nonlinear transformations to imaging spectroscopy data and are therefore capable of capturing nonlinear relationships within the contained spectral features. Physically-based methods represent an umbrella term for radiative transfer models (RTMs) and related retrieval schemes, such as look-up-table (LUT) inversion. A simple, easily invertible and specific RTM is the Beer-Lambert law which may be used to directly infer plant water content. The most widely used general and invertible RTM is the one-dimensional canopy RTM PROSAIL, which is coupling the Leaf Optical Properties Spectra model PROSPECT and the canopy reflectance model 4SAIL: Scattering by Arbitrarily Inclined Leaves. Hybrid methods make use of synthetic data sets created by RTMs to calibrate parametric methods or to train nonparametric ML algorithms. Due to the ill-posed nature of RTM inversion, potentially unrealistic and redundant samples in a LUT need to be removed by either implementing physiological constraints or by applying active learning (AL) heuristics. This cumulative thesis presents three different hybrid approaches, demonstrated within three scientific research papers, to derive agricultural relevant crop traits from spectrometric imagery. In paper I the Beer-Lambert law is applied to directly infer the thickness of the optically active water layer (i.e., EWT) from the liquid water absorption feature at 970 nm. The model is calibrated with 50,000 PROSPECT spectra and validated over in situ data. Due to separate water content measurements of leaves, stalks, and fruits during the Munich-North-Isar (MNI) campaigns, findings indicate that depending on the crop type and its structure, different parts of the canopy are observed with optical sensors. For winter wheat, correlation between measured and modelled water content was most promising for ears and leaves, reaching coefficients of determination (R2) up to 0.72 and relative RMSE (rRMSE) of 26%, and in the case of corn for the leaf fraction only (R2 = 0.86, rRMSE = 23%). These results led to the general recommendation to collect destructive area-based plant organ specific EWT measurements instead of the common practice to upscale leaf-based EWT measurements to canopy water content (CWC) by multiplication of the leaf area index (LAI). The developed and calibrated plant water retrieval (PWR) model proved to be transferable in space and time and is ready to be applied to upcoming EnMAP data and any other hyperspectral imagery. In paper II the parametric concept of spectral integral ratios (SIR) is introduced to retrieve leaf chlorophyll a and b content (Cab), leaf carotenoid content (Ccx) and leaf water content (Cw) simultaneously from imaging spectroscopy data in the wavelength range 460—1100 nm. The SIR concept is based on automatic separation of respective absorption features through local peak and intercept analysis between log-transformed reflectance and convex hulls. The approach was validated over a physiologically constrained PROSAIL simulated database, considering natural Ccx-Cab relations and green peak locations. Validation on airborne spectrometric HyMAP data achieved satisfactory results for Cab (R2 = 0.84; RMSE = 9.06 µg cm-2) and CWC (R2 = 0.70; RMSE = 0.05 cm). Retrieved Ccx values were reasonable according to Cab-Ccx-dependence plausibility analysis. Mapping of the SIR results as multiband images (3-segment SIR) allows for an intuitive visualization of dominant absorptions with respect to the three considered biochemical variables. Hence, the presented SIR algorithm allows for computationally efficient and RTM supported robust retrievals of the two most important vegetation pigments as well as of water content and is applicable on satellite imaging spectroscopy data. In paper III a hybrid workflow is presented, combining RTM with ML for inferring crop carbon content (Carea) and aboveground dry and fresh biomass (AGBdry, AGBfresh). The concept involves the establishment of a PROSAIL training database, dimensionality reduction using PCA, optimization in the sampling domain using AL against the 4-year MNI campaign dataset, and training of Gaussian process regression (GPR) ML algorithms. Internal validation of the GPR-Carea and GPR-AGB models achieved R2 of 0.80 for Carea, and R2 of 0.80 and 0.71 for AGBdry and AGBfresh, respectively. Validation with an independent dataset, comprising airborne AVIRIS NG imagery (spectrally resampled to EnMAP) and in situ measurements, successfully demonstrated mapping capabilities for both bare and green fields and generated reliable estimates over winter wheat fields at low associated model uncertainties (< 40%). Overall, the proposed carbon and biomass models demonstrate a promising path toward the inference of these crucial variables over cultivated areas from upcoming spaceborne hyperspectral acquisitions, such as from EnMAP. As conclusions, the following important findings arise regarding parametric and nonparametric hybrid methods as well as in view of the importance of in situ data collection. (1) Uncertainties within the RTM PROSAIL should always be considered. A possible reduction of these uncertainties is thereby opposed to the invertibility of the model and its intended simplicity. (2) Both physiological constraints and AL heuristics should be applied to reduce unrealistic parameter combinations in a PROSAIL calibration or training database. (3) State-of-the-art hybrid ML approaches with the ability to provide uncertainty intervals are anticipated as most promising approach for solving inference problems from hyperspectral Earth observation data due to their synergistic use of RTMs and the high flexibility, accuracy and consistency of nonlinear nonparametric methods. (4) Parametric hybrid approaches, due to their algorithmic transparency, enable deeper insights into fundamental physical limitations of optical remote sensing as compared to ML approaches. (5) Integration-based indices that make full use of available hyperspectral information may serve as physics-aware dimensionality reduced input for ML algorithms to either improve estimations or to serve as endmember for crop type discrimination when additional time series information is available. (6) The validation of quantitative model-based estimations is crucial to evaluate and improve their performance in terms of the underlying assumptions, model parameterizations, and input data. (7) In the face of soon-to-be-available EnMAP data, collection of in situ data for validation of retrieval methods should aim at high variability of measured crop types, high temporal variability over the whole growing season, as well as include area- and biomass-based destructive measurements instead of LAI-upscaled leaf measurements. Provided the perfect functionality of the payload instruments, the success of the EnMAP mission and the here presented methods depend critically on a low-noise, accurate atmospherically corrected reflectance product. High-level outputs of the retrieval methods presented in this thesis may be incorporated into agricultural decision support systems for fertilization and irrigation planning, yield estimation, or estimation of the soil carbon sequestration potential to enable a sustainable intensive agriculture in the future.Mit der am 1. April 2022 gestarteten Satellitenmission Environmental Mapping and Analysis Program (EnMAP) eröffnen sich neue Möglichkeiten für die Präzisionslandwirtschaft und das landwirtschaftliche Monitoring. Die wiederkehrende Erfassung spektrometrischer Bilder aus dem Weltraum, welche das elektromagnetische Spektrum im optischen Bereich (400—2500 nm) innerhalb von engen, schmalen Bändern zusammenhängend auflösen, liefert nie dagewesene Daten über die Interaktionen von Strahlung und biophysikalischen und biochemischen Pflanzenbestandteilen. Diese Wechselwirkungen manifestieren sich in der spektralen Reflektanz, die wichtige Informationen über den Zustand und die Gesundheit der Pflanzen enthält. Vor dem Hintergrund einer steigenden Nachfrage nach Nahrungsmitteln durch eine wachsende Weltbevölkerung können diese Informationen in landwirtschaftliche Managementsysteme einfließen, um eine notwendige Ertragsmaximierung zu unterstützen. Gleichzeitig können sie eine effiziente Optimierung der Düngung und Schädlingsbekämpfung ermöglichen, um die Umweltauswirkungen der Landwirtschaft zu minimieren. Die Ableitung biophysikalischer und biochemischer Pflanzeneigenschaften aus hyperspektralen Reflektanzdaten ist dabei immer von einem Modell abhängig. Diese Modelle werden in (1) parametrische, (2) nichtparametrische, (3) physikalisch basierte und (4) hybride Ableitungsmethoden kategorisiert. Parametrische Methoden definieren einen expliziten parametrisierten Ausdruck, der eine Reihe von Spektralkanälen oder deren Ableitungen mit einem Pflanzenmerkmal von Interesse in Beziehung setzt. Nichtparametrische Methoden umfassen lineare Techniken wie die Hauptkomponentenanalyse (PCA). Diese adressieren Kollinearitätsprobleme zwischen benachbarten Kanälen und komprimieren die gesamte Spektralinformation in dimensionsreduzierte, maximal informative Hauptkomponenten (PCs). Nichtparametrische nichtlineare Methoden, d. h. Algorithmen des maschinellen Lernens (ML), wenden nichtlineare Transformationen auf bildgebende Spektroskopiedaten an und sind daher in der Lage, nichtlineare Beziehungen innerhalb der enthaltenen spektralen Merkmale zu erfassen. Physikalisch basierte Methoden sind ein Oberbegriff für Strahlungstransfermodelle (RTM) und damit verbundene Ableitungsschemata, d. h. Invertierungsverfahren wie z. B. die Invertierung mittels Look-up-Table (LUT). Ein einfaches, leicht invertierbares und spezifisches RTM stellt das Lambert-Beer'sche Gesetz dar, das zur direkten Ableitung des Wassergehalts von Pflanzen verwendet werden kann. Das am weitesten verbreitete, allgemeine und invertierbare RTM ist das eindimensionale Bestandsmodell PROSAIL, eine Kopplung des Blattmodells Leaf Optical Properties Spectra (PROSPECT) mit dem Bestandsreflexionsmodell 4SAIL (Scattering by Arbitrarily Inclined Leaves). Bei hybriden Methoden werden von RTMs generierte, synthetische Datenbanken entweder zur Kalibrierung parametrischer Methoden oder zum Training nichtparametrischer ML-Algorithmen verwendet. Aufgrund der Äquifinalitätsproblematik bei der RTM-Invertierung, müssen potenziell unrealistische und redundante Simulationen in einer solchen Datenbank durch die Implementierung natürlicher physiologischer Beschränkungen oder durch die Anwendung von Active Learning (AL) Heuristiken entfernt werden. In dieser kumulativen Dissertation werden drei verschiedene hybride Ansätze zur Ableitung landwirtschaftlich relevanter Pflanzenmerkmale aus spektrometrischen Bilddaten vorgestellt, die anhand von drei wissenschaftlichen Publikationen demonstriert werden. In Paper I wird das Lambert-Beer'sche Gesetz angewandt, um die Dicke der optisch aktiven Wasserschicht (bzw. EWT) direkt aus dem Absorptionsmerkmal von flüssigem Wasser bei 970 nm abzuleiten. Das Modell wird mit 50.000 PROSPECT-Spektren kalibriert und anhand von In-situ-Daten validiert. Aufgrund separater Messungen des Wassergehalts von Blättern, Stängeln und Früchten während der München-Nord-Isar (MNI)-Kampagnen, zeigen die Ergebnisse, dass je nach Kulturart und -struktur, unterschiedliche Teile des Bestandes mit optischen Sensoren beobachtet werden können. Bei Winterweizen wurde die höchste Korrelation zwischen gemessenem und modelliertem Wassergehalt für Ähren und Blätter erzielt und sie erreichte Bestimmtheitsmaße (R2) von bis zu 0,72 bei einem relativen RMSE (rRMSE) von 26%, bei Mais entsprechend nur für die Blattfraktion (R2 = 0,86, rRMSE = 23%). Diese Ergebnisse führten zu der allgemeinen Empfehlung, Kompartiment-spezifische EWT-Bestandsmessungen zu erheben, anstatt der üblichen Praxis, blattbasierte EWT-Messungen durch Multiplikation mit dem Blattflächenindex (LAI) auf den Bestandswassergehalt (CWC) hochzurechnen. Das entwickelte und kalibrierte Modell zur Ableitung des Pflanzenwassergehalts (PWR) erwies sich als räumlich und zeitlich übertragbar und kann auf bald verfügbare EnMAP-Daten und andere hyperspektrale Bilddaten angewendet werden. In Paper II wird das parametrische Konzept der spektralen Integralratios (SIR) eingeführt, um den Chlorophyll a- und b-Gehalt (Cab), den Karotinoidgehalt (Ccx) und den Wassergehalt (Cw) simultan aus bildgebenden Spektroskopiedaten im Wellenlängenbereich 460-1100 nm zu ermitteln. Das SIR-Konzept basiert auf der automatischen Separierung der jeweiligen Absorptionsmerkmale durch lokale Maxima- und Schnittpunkt-Analyse zwischen log-transformierter Reflektanz und konvexen Hüllen. Der Ansatz wurde anhand einer physiologisch eingeschränkten PROSAIL-Datenbank unter Berücksichtigung natürlicher Ccx-Cab-Beziehungen und Positionen der Maxima im grünen Wellenlängenbereich validiert. Die Validierung mit flugzeuggestützten spektrometrischen HyMAP-Daten ergab zufriedenstellende Ergebnisse für Cab (R2 = 0,84; RMSE = 9,06 µg cm-2) und CWC (R2 = 0,70; RMSE = 0,05 cm). Die ermittelten Ccx-Werte wurden anhand einer Plausibilitätsanalyse entsprechend der Cab-Ccx-Abhängigkeit als sinnvoll bewertet. Die Darstellung der SIR-Ergebnisse als mehrkanalige Bilder (3 segment SIR) ermöglicht zudem eine auf die drei betrachteten biochemischen Variablen bezogene, intuitive Visualisierung der dominanten Absorptionen. Der vorgestellte SIR-Algorithmus ermöglicht somit wenig rechenintensive und RTM-gestützte robuste Ableitungen der beiden wichtigsten Pigmente sowie des Wassergehalts und kann in auf jegliche zukünftig verfügbare Hyperspektraldaten angewendet werden. In Paper III wird ein hybrider Ansatz vorgestellt, der RTM mit ML kombiniert, um den Kohlenstoffgehalt (Carea) sowie die oberirdische trockene und frische Biomasse (AGBdry, AGBfresh) abzuschätzen. Das Konzept umfasst die Erstellung einer PROSAIL-Trainingsdatenbank, die Dimensionsreduzierung mittels PCA, die Reduzierung der Stichprobenanzahl mittels AL anhand des vier Jahre umspannenden MNI-Kampagnendatensatzes und das Training von Gaussian Process Regression (GPR) ML-Algorithmen. Die interne Validierung der GPR-Carea und GPR-AGB-Modelle ergab einen R2 von 0,80 für Carea und einen R2 von 0,80 bzw. 0,71 für AGBdry und AGBfresh. Die Validierung auf einem unabhängigen Datensatz, der flugzeuggestützte AVIRIS-NG-Bilder (spektral auf EnMAP umgerechnet) und In-situ-Messungen umfasste, zeigte erfolgreich die Kartierungsfähigkeiten sowohl für offene Böden als auch für grüne Felder und führte zu zuverlässigen Schätzungen auf Winterweizenfeldern bei geringen Modellunsicherheiten (< 40%). Insgesamt zeigen die vorgeschlagenen Kohlenstoff- und Biomassemodelle einen vielversprechenden Ansatz auf, der zur Ableitung dieser wichtigen Variablen über Anbauflächen aus künftigen weltraumgestützten Hyperspektralaufnahmen wie jenen von EnMAP genutzt werden kann. Als Schlussfolgerungen ergeben sich die folgenden wichtigen Erkenntnisse in Bezug auf parametrische und nichtparametrische Hybridmethoden sowie bezogen auf die Bedeutung der In-situ-Datenerfassung. (1) Unsicherheiten innerhalb des RTM PROSAIL sollten immer berücksichtigt werden. Eine mögliche Verringerung dieser Unsicherheiten steht dabei der Invertierbarkeit des Modells und dessen beabsichtigter Einfachheit entgegen. (2) Sowohl physiologische Einschränkungen als auch AL-Heuristiken sollten angewendet werden, um unrealistische Parameterkombinationen in einer PROSAIL-Kalibrierungs- oder Trainingsdatenbank zu reduzieren. (3) Modernste ML-Ansätze mit der Fähigkeit, Unsicherheitsintervalle bereitzustellen, werden als vielversprechendster Ansatz für die Lösung von Inferenzproblemen aus hyperspektralen Erdbeobachtungsdaten aufgrund ihrer synergetischen Nutzung von RTMs und der hohen Flexibilität, Genauigkeit und Konsistenz nichtlinearer nichtparametrischer Methoden angesehen. (4) Parametrische hybride Ansätze ermöglichen aufgrund ihrer algorithmischen Transparenz im Vergleich zu ML-Ansätzen tiefere Einblicke in die grundlegenden physikalischen Grenzen der optischen Fernerkundung. (5) Integralbasierte Indizes, die die verfügbare hyperspektrale Information voll ausschöpfen, können als physikalisch-basierte dimensionsreduzierte Inputs für ML-Algorithmen dienen, um entweder Schätzungen zu verbessern oder um als Eingangsdaten die verbesserte Unterscheidung von Kulturpflanzen zu ermöglichen, sobald zusätzliche Zeitreiheninformationen verfügbar sind. (6) Die Validierung quantitativer modellbasierter Schätzungen ist von entscheidender Bedeutung für die Bewertung und Verbesserung ihrer Leistungsfähigkeit in Bezug auf die zugrunde liegenden Annahmen, Modellparametrisierungen und Eingabedaten. (7) Angesichts der bald verfügbaren EnMAP-Daten sollte die Erhebung von In-situ-Daten zur Validierung von Ableitungsmethoden auf eine hohe Variabilität der gemessenen Pflanzentypen und eine hohe zeitliche Variabilität über die gesamte Vegetationsperiode abzielen sowie flächen- und biomassebasierte destruktive Messungen anstelle von LAI-skalierten Blattmessungen umfassen. Unter der Voraussetzung, dass die Messinstrumente perfekt funktionieren, hängt der Erfolg der EnMAP-Mission und der hier vorgestellten Methoden entscheidend von einem rauscharmen, präzise atmosphärisch korrigierten Reflektanzprodukt ab. Die Ergebnisse der in dieser Arbeit vorgestellten Methoden können in landwirtschaftliche Entscheidungsunterstützungssysteme für die Dünge- oder Bewässerungsplanung, die Ertragsabschätzung oder die Schätzung des Potenzials der Kohlenstoffbindung im Boden integriert werden, um eine nachhaltige Intensivlandwirtschaft in der Zukunft zu ermöglichen

Emission and reflection from healthy and stressed natural targets with computer analysis of spectroradiometric and multispectral scanner data

Special emphasis was on corn plants, and the healthy targets were differentiated from stressed ones by remote sensing. Infrared radiometry of plants is reviewed thoroughly with emphasis on agricultural crops. Theory and error analysis of the determination of emittance of a natural target by radiometer is discussed. Experiments were conducted on corn (Zea mays L.) plants with long wavelength spectroradiometer under field conditions. Analysis of multispectral scanner data of ten selected flightlines of Corn Blight Watch Experiment of 1972 indicated: (1) There was no regular pattern of the mean response of the higher level/levels blighted corn vs. lower level/levels blighted corn in any of the spectral channels. (2) The greater the difference between the blight levels, the more statistically separable they usually were in subsets of one, two, three and four spectral channels