Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Policy-Based Radio Resource Management in Multicast OFDMA Systems

Η ασύρματηφασματική αποδοτικότητα είναι ένας, όλο και περισσότερο, σημαντικός παράγοντας εξαιτίας της ταχείας ανάπτυξης των ασύρματων υπηρεσιών ευρείας ζώνης. Η σχεδίαση ενός συστήματος με πολλά φέροντα, όπως είναι ένα σύστημα OFDMA,επιτρέπει στα συστήματα να έχουν υψηλή χωρητικότητα για να ικανοποιήσουν τις απαιτήσεις των υπηρεσιών ευρείας ζώνης.Αυτή η αυξημένη χωρητικότητα των συστημάτων μπορεί να βελτιστοποιηθεί περαιτέρω εκμεταλλευόμενοι καλύτερα τα χαρακτηριστικά των ασύρματων καναλιών. Ηθεμελιώδηςιδέα ενός σχήματος κατανομής πόρων είναι η αποτελεσματική κατανομή των διαθέσιμων ασύρματων πόρων, όπως είναι οι υποφορείς και η ισχύς εκπομπής, μεταξύ των χρηστών του συστήματος. Σχετικά με τα προβλήματα της κατανομής πόρων σε ασύρματα συστήματα τηλεπικοινωνιών βασισμένα στην τεχνική OFDMA, η περισσότερη έρευνα επικεντρώνεται στην αναζήτηση πολιτικών ανάθεσης υποφορέων και ισχύος. Οι διαθέσιμες τεχνικές της βιβλιογραφίας δεν μπορούν να εφαρμοστούν όπως είναι σε συστήματα πολυεκπομπής. Επιπλέον, οι υπάρχουσες τεχνικές δεν μπορούν να εφαρμοστούν αμετάβλητες σε πραγματικά συστήματα στα οποία υπάρχει μεγάλος αριθμός OFDMυποφορέων, καθώς η υπολογιστική πολυπλοκότητα είναι πολύ μεγάλη. Ο βασικός στόχος της παρούσας διπλωματικής εργασίας είναι η πρόταση ικανών μηχανισμών κατανομής των διαθέσιμων υποφορέων σε ασύρματα συστήματα πολυεκπομπής χρησιμοποιώντας την τεχνολογία OFDMA. Πιο συγκεκριμένα, σχετικά με τα συστήματα πολυεκπομπής, θεωρούμε ότι τόσο ο σταθμός βάσης όσο και κάθε χρήστης είναι εφοδιασμένοι με μοναδική κεραία και η μονάδα κατανομής δεν είναι ο υποφορέας, όπως στα συμβατικά συστήματα OFDMA, αλλά μία ομάδα γειτονικώνυποφορέων, η οποία ονομάζεται τεμάχιο, με σκοπό τη μείωση της μεγάλης υπολογιστικής πολυπλοκότητας. Ένας αποτελεσματικός αλγόριθμος προτείνεται του οποίου ο στόχος είναι η μεγιστοποίηση του συνολικού ρυθμού μετάδοσης δεδομένων με περιορισμούς στη συνολική διαθέσιμη ισχύ, στο BERανά τεμάχιο και στους αναλογικούς περιορισμούς μεταξύ των ρυθμών μετάδοσης δεδομένων των ομάδων χρηστών. Η προσομοίωση και η ανάλυση της πολυπλοκότητας που παρουσιάζονται, υποστηρίζουν τα πλεονεκτήματα της κατανομής πόρων σε συστήματα πολυεκπομπήςOFDMA τα οποία βασίζονται σε κατανομή τεμαχίων και έχουν ως στόχος την εξασφάλιση της αναλογικότητας μεταξύ των ρυθμών μετάδοσης δεδομένων των ομάδων χρηστών.Wireless spectral efficiency is increasingly important due to the rapid growth of demand for high data rate wideband wireless services. The design of a multi-carrier system, such as an OFDMA system, enables high system capacity suited for these wideband wireless services. This system capacity can be further optimized with a resource allocation scheme by exploiting the characteristics of the wireless fading channels. The fundamental idea of a resource allocation scheme is to efficiently distribute the available wireless resources, such as the subcarriers and transmission power, among all admitted users in the system. Regarding the problems of resource allocation in OFDMA-based wireless communicationsystems, much of the research effort mainly focuses on finding efficient power controland subcarrier assignment policies. With systems employing multicast transmission,the available schemes in literature are not always applicable. Moreover, the existing approachesare particularly inaccessible in practical systems in which there are a large numberof OFDM subcarriers being utilized, as the required computational burden is prohibitivelyhigh. The ultimate goal of this Thesis is therefore to propose affordable mechanisms toflexibly and effectively share out the available resources in multicast wireless systems deployingOFDMA technology. Specifically, according to multicast system, it is assumed thatboth the BS and each user are equipped witha single antenna and the allocation unit is not the subcarrier,as in conventional OFDMA systems, but a set of contiguoussubcarriers, which is called chunk, in order to alleviate the heavy computational burden. An efficient algorithmis proposed whose aim is to maximize the total throughput subject to constraints on totalavailable power,BER over a chunk, and proportional data rates constraints among multicast groups. Simulation and complexity analysis are provided to support thebenefits of chunk-based resource allocation to multicast OFDMA systems with targeting proportional data rates among multicast groups

Outage probability formulas for cellular networks (contributions for MIMO, CoMP and time reversal features)

L étude de dimensionnement d un réseau cellulaire est une phase de conception qui doit permettre de déterminer les performances d un système dans une configuration donnée. Elle inclut l étude de couverture et l analyse de trafic. De complexes simulations sont possibles pour connaître les paramètres de performances d un réseau mais seules les études analytiques fournissent des résultats rapides. Par ailleurs, pour faire face à la demande de hauts débits, à la rareté du spectre fréquentiel et à l impossibilité d émettre à de plus fortes puissances, de nouvelles techniques de transmissions sont apparues. Nous sommes ainsi passés d un système classique à une seule antenne à des systèmes à multiple antennes et même à des scénarios de coopération entre stations de base. Dans cette thèse, nous proposons des modèles analytiques pour l étude des performances, notamment en termes de probabilités de coupure, de ces évolutions des réseaux cellulaires. Dans une première phase, nous considérons des systèmes multicellulaires à une antenne émettrice et une antenne réceptrice (SISO). Nous proposons deux méthodes d étude de l impact conjoint de l affaiblissement de parcours, de l effet de masque et des évanouissements rapides. Nous étudions, par la suite, un système à large bande utilisant le retournement temporel comme technique de transmission. Dans une deuxième phase, nous considérons des systèmes multicellulaires à antennes multiple à l émission ou à la réception (MISO/MIMO) implémentant les schémas de diversité Alamouti et de combinaison par rapport maximal (MRC). Ensuite, nous considérons un système multicellulaire multi-utilisateurs à précodage de forçage à zéro (ZFBF).The implementation of cellular systems have aroused issues related to the design of cellular networks termed to as network dimensioning. It includes the coverage estimation and thetraffic analysis. Simple models and methods are required to reduce the time consumption of these two analysis. At the same time, the growing demand for higher data rates constrained by the scarcity of frequency spectrum, and the requirements in terms of power consumption reduction make the telecommunication community think about new transmission techniques moving from the classical single antenna systems to multiple antenna systems and even the newly envisaged cooperative systems. In this thesis, we provide analytical models to assess the performance of these different cellular network evolutions in terms of outage probabilities. In a first study, we consider multicellular single input single output (SISO) systems. First, we propose two accurate methods to study the joint impact of path-loss, shadowing and fast fading. This system has so far been studied either considering the only impact of path-loss and Rayleigh fading, or considering the same channel model as in our case but providing very complex outage probability expressions. Then, we provide an outage probability expression in a wideband communication context implementing the Time Reversal (TR) transmission technique considering the impact of fast fading. In a second study, we focus on multiple antenna systems. We study the performance of a Multiple Input Multiple Output (MIMO) system implementing a transmit and a receivediversity schemes namely the Alamouti code and the Maximum Ratio Combining (MRC).PARIS-Télécom ParisTech (751132302) / SudocSudocFranceF

Indoor Radio Measurement and Planning for UMTS/HSPDA with Antennas

Over the last decade, mobile communication networks have evolved tremendously with a key focus on providing high speed data services in addition to voice. The third generation of mobile networks in the form of Universal Mobile Telecommunications System (UMTS) is already offering revolutionary mobile broadband experience to its users by deploying High Speed Downlink Packet Access (HSDPA) as its packet-data technology. With data speeds up to 14.4 Mbps and ubiquitous mobility, HSDPA is anticipated to become a preferred broadband access medium for end-users via mobile phones, laptops etc. While majority of these end-users are located indoors most of the time, approximately 70-80% of the HSDPA traffic is estimated to originate from inside buildings. Thus for network operators, indoor coverage has become a necessity for technical and business reasons. Macro-cellular (outdoor) to indoor coverage is a natural inexpensive way of providing network coverage inside the buildings. However, it does not guarantee sufficient link quality required for optimal HSDPA operation. On the contrary, deploying a dedicated indoor system may be far too expensive from an operator\u27s point of view. In this thesis, the concept is laid for the understanding of indoor radio wave propagation in a campus building environment which could be used to plan and improve outdoor-to-indoor UMTS/HSDPA radio propagation performance. It will be shown that indoor range performance depends not only on the transmit power of an indoor antenna, but also on the product\u27s response to multipath and obstructions in the environment along the radio propagation path. An extensive measurement campaign will be executed in different indoor environments analogous to easy, medium and hard radio conditions. The effects of walls, ceilings, doors and other obstacles on measurement results would be observed. Chapter one gives a brief introduction to the evolution of UMTS and HSDPA. It goes on to talk about radio wave propagation and some important properties of antennas which must be considered when choosing an antenna for indoor radio propagation. The challenges of in-building network coverage and also the objectives of this thesis are also mentioned in this chapter. The evolution and standardization, network architecture, radio features and most importantly, the radio resource management features of UMTS/HSDPA are given in chapter two. In this chapter, the reason why Wideband Code Division Multiple Access (WCDMA) was specified and selected for 3G (UMTS) systems would be seen. The architecture of the radio access network, interfaces with the radio access network between base stations and radio network controllers (RNC), and the interface between the radio access network and the core network are also described in this chapter. The main features of HSDPA are mentioned at the end of the chapter. In chapter three the principles of the WCDMA air interface, including spreading, Rake reception, signal fading, power control and handovers are introduced. The different types and characteristics of the propagation environments and how they influence radio wave propagation are mentioned. UMTS transport, logical and physical channels are also mentioned, highlighting their significance and relationship in and with the network. Radio network planning for UMTS is discussed in chapter four. The outdoor planning process which includes dimensioning, detailed planning, optimization and monitoring is outlined. Indoor radio planning with distributed antenna systems (DAS), which is the idea and motivation behind this thesis work, is also discussed. The various antennas considered and the antenna that was selected for this thesis experiment was discussed in chapter five. The antenna radiation pattern, directivity, gain and input impedance were the properties of the antenna that were taken into consideration. The importance of the choice of the antenna for any particular type of indoor environment is also mentioned. In chapter six, the design and fabrication of the monopole antennas used for the experimental measurement is mentioned. The procedure for measurement and the equipment used are also discussed. The results gotten from the experiment are finally analyzed and discussed. In this chapter the effect of walls, floors, doors, ceilings and other obstacles on radio wave propagation will be seen. Finally, chapter seven concludes this thesis work and gives some directions for future work

Interference mitigation using group decoding in multiantenna systems

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Adaptive Cellular Layout in Self-Organizing Networks using Active Antenna Systems

The rapidly growing demand of capacity by wireless services is challenging the mobile industry with a need of new deployment strategies. Besides, the nature of the spatial and temporal distribution of user traffic has become heterogeneous and fluctuating intermittently. Those challenges are currently tackled by network densification and tighter spatial reuse of radio resources by introducing a heterogeneous deployment of small cells embedded in a macro cell layout. Since user traffic is varying both spatially and temporally, a so called busy hour planning is typically applied where enough small cells are deployed at the corresponding locations to meet the expected capacity demand. This deployment strategy, however, is inefficient as it may leave plenty of network resources under-utilized during non-busy hour, i.e., most of the operation time. Such over-provisioning strategy incurs high capital investment on infrastructure (CAPEX) as well as operating cost (OPEX) for operators. Therefore, optimal would be a network with flexible capacity accommodation by following the dynamics of the traffic situation and evading the inefficiencies and the high cost of the fixed deployment approach. The advent of a revolutionizing base station antenna technology called Active Antenna Systems (AAS) is promising to deliver the required flexibility and dynamic deployment solution desired for adaptive capacity provisioning. Having the active radio frequency (RF) components integrated with the radiating elements, AAS supports advanced beamforming features. With AAS-equipped base station, multiple cell-specific beams can be simultaneously created to densify the cell layout by means of an enhanced form of sectorization. The radiation pattern of each cell-beam can be dynamically adjusted so that a conventional cell, for instance, can be split into two distinct cells, if a high traffic concentration is detected. The traffic in such an area is shared among the new cells and by spatially reusing the frequency spectrum, the cell-splitting (sectorization) doubles the total available radio resources at the cost of an increased co-channel interference between the cells. Despite the AAS capability, the realization of flexible sectorization for dynamic cell layout adaptation poses several challenges. One of the challenges is that the expected performance gain from cell densification can be offset by the ensuing co-channel interference in the system. It is also obvious that a self-organized autonomous management and configuration is needed, if cell deployment must follow the variation of the user traffic over time and space by means of a sectorization procedure. The automated mechanism is desired to enhance the system performance and optimize the user experience by automatically controlling the sectorization process. With such a dynamic adaptation scheme, the self-organizing network (SON) facilities are getting a new dimension in terms of controlling the flexible cell layout changes as the environment including the radio propagation characteristics cannot be assumed stationary any longer. To fully exploit the flexible sectorization feature in three-dimensional space, reliable and realistic propagation models are required which are able to incorporate the dependency of the radio channel characteristics in the elevation domain. Analysis of the complex relationship among various system parameters entails a comprehensive model that properly describes the AAS-sectorization for conducting detailed investigation and carrying out precise evaluation of the ensuing system performance. A novel SON algorithm that automates the AAS-sectorization procedure is developed. The algorithm controls the activation/deactivation of cell-beams enabling the sectorization based cell layout adjustment adaptively. In order to effectively meet the dynamically varying network capacity demand that varies according to the spatial user distribution, the developed SON algorithm monitors the load of the cell, the spatial traffic concentrations and adapts the underlying cell coverage layout by autonomously executing the sectorization either in the horizontal or vertical plane. The SON algorithm specifies various procedures which rely on real time network information collected using actual signal measurement reports from users. The particular capability of the algorithm is evading unforeseen system performance degradation by properly executing the sectorization not only where in the network and when it is needed, but also only if the ensuing co-channel interference does not have adverse impact on the user experience. To guarantee the optimality of the network performance after sectorization, a performance metric that takes both the expectable gain from radio resource and impact of the co-channel interference into account is developed. In order to combat the severity of the inter-cell interference problem that arises with AAS-sectorization between the co-channel operated cells, an interference mitigation scheme is developed in this thesis. The proposed scheme coordinates the data transmission between the co-sited cells by the transmission muting principle. To ensure that the transmission muting is not degrading the overall system performance by blanking more data transmission, a new SON algorithm that controls the optimal usage the proposed scheme is developed. To appropriately characterize the spatial separation of the cell beams being activated with sectorization, a novel propagation shadowing model that incorporates elevation tilt parameter is developed. The new model addresses the deficiencies of the existing tilt-independent shadowing model which inherently assumes a stationary propagation characteristics in the elevation domain. The tilt-dependent shadowing model is able to statistically characterize the elevation channel variability with respect to the tilt configuration settings. Simplified 3D beamforming models and beam pattern synthesis approaches required for fast cell layout adaptation and dynamic configuration of the AAS parameters are developed for the realization of various forms of AAS-based sectorization. Horizontal and vertical sectorization are the two forms of AAS-based sectorization considered in this thesis where two beams are simultaneously created from a single AAS to split the underlying coverage layout in horizontal or vertical domain, respectively. The performance of the developed theoretical AAS-sectorization concepts and models are examined by means of system level simulations considering the Long Term Evolution-Advanced (LTE-A) macro-site deployment within exemplifying scenarios. Simulation results have demonstrated that the SON mechanism is able to follow the different conditions when and where the sectorization delivers superior performance or adversely affects the user experience. Impacts on the performance of existing SON operations, like Mobility Robustness Optimization (MRO), which are relying on stationary cell layout conditions have been studied. Further investigations are carried out in combination with the cell layout changes triggered by the dynamic AAS-based sectorization. The observed results have confirmed that proper coordination is needed between the SON scheme developed for AAS sectorization and the MRO operation to evade unforeseen performance degradation and to ensure a seamless user experience. The technical concepts developed in this thesis further have impacted the $3^\textrm{rd}$ Generation Partnership Project (3GPP) SON for AAS Work Item (WI) discussed in the Radio Access Network (RAN)-3 Work Group (WG). In particular, the observed study results dealing with the interworking of the existing SON features and AAS sectorization have been noted in the standardization work