Channel Estimation Architectures for Mobile Reception in Emerging DVB Standards

Throughout this work, channel estimation techniques have been analyzed and proposed for moderate and very high mobility DVB (digital video broadcasting) receivers, focusing on the DVB-T2 (Digital Video Broadcasting - Terrestrial 2) framework and the forthcoming DVB-NGH (Digital Video Broadcasting - Next Generation Handheld) standard. Mobility support is one of the key features of these DVB specifications, which try to deal with the challenge of enabling HDTV (high definition television) delivery at high vehicular speed. In high-mobility scenarios, the channel response varies within an OFDM (orthogonal frequency-division multiplexing) block and the subcarriers are no longer orthogonal, which leads to the so-called ICI (inter-carrier interference), making the system performance drop severely. Therefore, in order to successfully decode the transmitted data, ICI-aware detectors are necessary and accurate CSI (channel state information), including the ICI terms, is required at the receiver. With the aim of reducing the number of parameters required for such channel estimation while ensuring accurate CSI, BEM (basis expansion model) techniques have been analyzed and proposed for the high-mobility DVB-T2 scenario. A suitable clustered pilot structure has been proposed and its performance has been compared to the pilot patterns proposed in the standard. Different reception schemes that effectively cancel ICI in combination with BEM channel estimation have been proposed, including a Turbo scheme that includes a BP (belief propagation) based ICI canceler, a soft-input decision-directed BEM channel estimator and the LDPC (low-density parity check) decoder. Numerical results have been presented for the most common channel models, showing that the proposed receiver schemes allow good reception, even in receivers with extremely high mobility (up to 0.5 of normalized Doppler frequency).Doktoretza tesi honetan, hainbat kanal estimazio teknika ezberdin aztertu eta proposatu dira mugikortasun ertain eta handiko DVB (Digital Video Broadcasting) hartzaileentzat, bigarren belaunaldiko Lurreko Telebista Digitalean DVB-T2 (Digital Video Broadcasting - Terrestrial 2 ) eta hurrengo DVB-NGH (Digital Video Broadcasting - Next Generation Handheld) estandarretan oinarrututa. Mugikortasuna bigarren belaunaldiko telebista estandarrean funtsezko ezaugarri bat da, HDTV (high definition television) zerbitzuak abiadura handiko hartzaileetan ahalbidetzeko erronkari aurre egiteko nahian. Baldintza horietan, kanala OFDM (ortogonalak maiztasun-zatiketa multiplexing ) sinbolo baten barruan aldatzen da, eta subportadorak jada ez dira ortogonalak, ICI-a (inter-carrier interference) sortuz, eta sistemaren errendimendua hondatuz. Beraz, transmititutako datuak behar bezala deskodeatzeko, ICI-a ekiditeko gai diren detektagailuak eta CSI-a (channel state information) zehatza, ICI osagaiak barne, ezinbestekoak egiten dira hartzailean. Kanalaren estimazio horretarako beharrezkoak diren parametro kopurua murrizteko eta aldi berean CSI zehatza bermatzeko, BEM (basis expansion model) teknika aztertu eta proposatu da ICI kanala identifikatzeko mugikortasun handiko DVB-T2 eszenatokitan. Horrez gain, pilotu egitura egokia proposatu da, estandarrean proposatutako pilotu ereduekin alderatuz BEM estimazioan oinarritua. ICI-a baliogabetzen duten hartzaile sistema ezberdin proposatu dira, Turbo sistema barne, non BP (belief propagation) detektagailua, soft BEM estimazioa eta LDPC (low-density parity check ) deskodetzailea uztartzen diren. Ohiko kanal ereduak erabilita, simulazio emaitzak aurkeztu dira, proposatutako hartzaile sistemak mugikortasun handiko kasuetan harrera ona dutela erakutsiz, 0.5 Doppler maiztasun normalizaturaino.Esta tesis doctoral analiza y propone diferentes técnicas de estimación de canal para receptores DVB (Digital Video Broadcasting) con movilidad moderada y alta, centrándose en el estándar de segunda generación DVB-T2 (Digital Video Broadcasting - Terrestrial 2 ) y en el próximó estándar DVB-NGH (Digital Video Broadcasting - Next Generation Handheld ). La movilidad es una de las principales claves de estas especificaciones, que tratan de lidiar con el reto de permitir la recepción de señal HDTV (high definition television) en receptores móviles. En escenarios de alta movilidad, la respuesta del canal varía dentro de un símbolo OFDM (orthogonal frequency-division multiplexing ) y las subportadoras ya no son ortogonales, lo que genera la llamada ICI (inter-carrier interference), deteriorando el rendimiento de los receptores severamente. Por lo tanto, con el fin de decodificar correctamente los datos transmitidos, detectores capaces de suprimir la ICI y una precisa CSI (channel state information), incluyendo los términos de ICI, son necesarios en el receptor. Con el objetivo de reducir el número de parámetros necesarios para dicha estimación de canal, y al mismo tiempo garantizar una CSI precisa, la técnica de estimación BEM (basis expansion model) ha sido analizada y propuesta para identificar el canal con ICI en receptores DVB-T2 de alta movilidad. Además se ha propuesto una estructura de pilotos basada en clústers, comparando su rendimiento con los patrones de pilotos establecidos en el estándar. Se han propuesto diferentes sistemas de recepción que cancelan ICI en combinación con la estimación BEM, incluyendo un esquema Turbo que incluye un detector BP (belief propagation), un estimador BEM soft y un decodificador LDPC (low-density parity check). Se han presentado resultados numéricos para los modelos de canal más comunes, demostrando que los sistemas de recepción propuestos permiten la decodificación correcta de la señal incluso en receptores con movilidad muy alta (hasta 0,5 de frecuencia de Doppler normalizada)

Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Equalization Techniques of Control and Non-Payload Communication Links for Unmanned Aerial Vehicles

In the next years, several new applications involving unmanned aerial vehicles (UAVs) for public and commercial uses are envisaged. In such developments, since UAVs are expected to operate within the public airspace, a key issue is the design of reliable control and non-payload communication (CNPC) links connecting the ground control station to the UAV. At the physical layer, CNPC design must cope with time- and frequency-selectivity (so-called double selectivity) of the wireless channel, due to lowaltitude operation and flight dynamics of the UAV. In this paper, we consider the transmission of continuous phase modulated (CPM) signals for UAV CNPC links operating over doubly-selective channels. Leveraging on the Laurent representation for a CPM signal, we design a two-stage receiver: the first one is a linear time-varying (LTV) equalizer, synthesized under either the zero-forcing (ZF) or minimum mean-square error (MMSE) criterion; the second one recovers the transmitted symbols from the pseudo-symbols of the Laurent representation in a simple recursive manner. In addition to LTV-ZF and LTV-MMSE equalizers, their widely-linear versions are also developed, to take into account the possible noncircular features of the CPM signal. Moreover, relying on a basis expansion model (BEM) of the doubly-selective channel, we derive frequency-shift versions of the proposed equalizers, by discussing their complexity issues and proposing simplified implementations. Monte Carlo numerical simulations show that the proposed receiving structures are able to satisfactorily equalize the doubly-selective channel in typical UAV scenarios

Development and verification of semi-blind receiver structures for broadband wireless communication systems

The increasingly high demands for high data rate wireless communication services require spectrum- and energy-efficient solutions. In this thesis, a number of energy-efficient semi-blind receiver structures are proposed to perform Doppler spread estimation, channel estimation and equalisation for broadband wireless orthogonal frequency division multiplexing (OFDM) systems. A real-time wireless communication testbed is developed to verify the proposed semi-blind receiver structures. In the first contribution, a semi-blind Doppler spread estimation and Kalman filtering based channel estimation approach is proposed for wireless OFDM systems. A short sequence of reference data is carefully designed and applied as pilot symbols for Doppler spread estimation and channel estimation initialisation of the Kalman filter. Then the estimates of inter-carrier interference (ICI) caused by Doppler spread are gathered into the equivalent channel model and compensated for through channel equalisation, which dramatically reduces the computational complexity. The simulation results show that the proposed approach outperforms the conventional pilot aided Doppler spread and channel estimation schemes. In the second contribution, a semi-blind Doppler spread estimation and independent component analysis (ICA) based equalisation scheme aided by non-redundant precoding is proposed for wireless multiple-input multiple-output (MIMO) OFDM systems. A number of reference data sequences are selected from a pool of orthogonal sequences for two purposes. First, the reference data sequences are superimposed in the source data sequences through non-redundant linear precoding to enable the Doppler spread estimation by minimising the sum cross-correlation between the compensated signals and the rest of the orthogonal sequences in the pool. Second, the same reference data sequences are applied to eliminate the phase and permutation ambiguity in the ICA equalised signals. Simulation results show that the proposed semi-blind MIMO OFDM system can achieve a bit error rate (BER) performance which is close to the ideal case with perfect channel state information (CSI). In the third contribution, a real-time wireless communication testbed is developed with a vector signal generator, a vector signal analyser and a pair of antennas, to verify the effectiveness of the proposed receiver structures over the air in different environments such as Reverberation chamber and office area. Measurement results show a good match with simulation results. Also, a pilot is employed for three purposes at a semi-blind receiver: time synchronisation, Doppler spread estimation and Kalman filtering initialisation, which is an extension of the work in the first contribution

Traitement du signal pour les communications numériques au travers de canaux radio-mobiles

This manuscript of ''Habilitation à diriger les Recherches'' (Habilitation to conduct researches) gives me the opportunity to take stock of the last 14 years on my associate professor activities and on my research works in the field of signal processing for digital communications, particularly for radio-mobile communications. The purpose of this signal processing is generally to obtain a robust transmission, despite the passage of digital information through a communication channel disrupted by the mobility between the transmitter and the receiver (Doppler effect), the phenomenon of echoes (multi-path propagation), the addition of noise or interference, or by limitations in bandwidth, in transmitted power or in signal-to-noise ratio. In order to recover properly the digital information, the receiver needs in general to have an accurate knowledge of the channel state. Much of my work has focused on receiver synchronization or more generally on the dynamic estimation of the channel parameters (delays, phases, amplitudes, Doppler shifts, ...). We have developed estimators and studied their performance in asymptotic variance, and have compared them to minimum lower bound (Cramer-rao or Bayesian Cramer Rao bounds). Some other studies have focused only on the recovering of information (''detection'' or ''equalization'' task) by the receiver after channel estimation, or proposed and analyzed emission / reception schemes, reliable for certain scenarios (transmit diversity scheme for flat fading channel, scheme with high energy efficiency, ...).Ce mémoire de HDR est l'occasion de dresser un bilan des 14 dernières années concernant mes activités d'enseignant-chercheur et mes travaux de recherche dans le domaine du traitement du signal pour les communications numériques, et plus particulièrement les communications radio-mobiles. L'objet de ce traitement du signal est globalement l'obtention d'une transmission robuste, malgré le passage de l'information numérique au travers d'un canal de communication perturbé par la mobilité entre l'émetteur et le récepteur (effet Doppler), le phénomène d'échos, l'addition de bruit ou d'interférence, ou encore par des limitations en bande-passante, en puissance transmise ou en rapport-signal à bruit. Afin de restituer au mieux l'information numérique, le récepteur a en général besoin de disposer d'une connaissance précise du canal. Une grande partie de mes travaux s'est intéressé à l'estimation dynamique des paramètres de ce canal (retards, phases, amplitudes, décalages Doppler, ...), et en particulier à la synchronisation du récepteur. Quelques autres travaux se sont intéressés seulement à la restitution de l'information (tâches de ''détection'' ou d' ''égalisation'') par le récepteur une fois le canal estimé, ou à des schémas d'émission / réception spécifiques. La synthèse des travaux commence par une introduction générale décrivant les ''canaux de communications'' et leurs problèmes potentiels, et positionne chacun de mes travaux en ces termes. Une première partie s'intéresse aux techniques de réception pour les signaux à spectre étalé des systèmes d'accès multiple à répartition par codes (CDMA). Ces systèmes large-bande offrent un fort pouvoir de résolution temporelle et des degrés de liberté, que nous avons exploités pour étudier l'égalisation et la synchronisation (de retard et de phase) en présence de trajets multiples et d'utilisateurs multiples. La première partie regroupe aussi d'autres schémas d'émission/réception, proposés pour leur robustesse dans différents scénarios (schéma à diversité pour canaux à évanouissement plats, schéma à forte efficacité énergétique, ...). La seconde partie est consacrée à l'estimation dynamique Bayésienne des paramètres du canal. On suppose ici qu'une partie des paramètres à estimer exhibe des variations temporelles aléatoires selon une certaine loi à priori. Nous proposons d'abord des estimateurs et des bornes minimales d'estimation pour des modèles de transmission relativement complexes, en raison de la distorsion temporelle due à la forte mobilité en modulation multi-porteuse (OFDM), ou de la présence de plusieurs paramètres à estimer conjointement, ou encore de non linéarités dans les modèles. Nous nous focalisons ensuite sur le problème d'estimation des amplitudes complexes des trajets d'un canal à évolution lente (à 1 ou plusieurs bonds). Nous proposons des estimateurs récursifs (dénommés CATL, pour ''Complex Amplitude Tracking Loop'') à structure imposée inspirée par les boucles à verrouillage de phase numériques, de performance asymptotiques proches des bornes minimales. Les formules analytiques approchées de performances asymptotiques et de réglages de ces estimateurs sont établies sous forme de simples fonctions des paramètres physiques (spectre Doppler, retards, niveau de bruit). Puis étant donné les liens établis entre ces estimateurs CATL et certains filtres de Kalman (construits pour des modèles d'état de type marche aléatoire intégrée), les formules approchées de performances asymptotiques et de réglage de ces filtres de Kalman sont aussi dérivées

Advanced receiver structures for mobile MIMO multicarrier communication systems

Beyond third generation (3G) and fourth generation (4G) wireless communication systems are targeting far higher data rates, spectral efficiency and mobility requirements than existing 3G networks. By using multiple antennas at the transmitter and the receiver, multiple-input multiple-output (MIMO) technology allows improving both the spectral efficiency (bits/s/Hz), the coverage, and link reliability of the system. Multicarrier modulation such as orthogonal frequency division multiplexing (OFDM) is a powerful technique to handle impairments specific to the wireless radio channel. The combination of multicarrier modulation together with MIMO signaling provides a feasible physical layer technology for future beyond 3G and fourth generation communication systems. The theoretical benefits of MIMO and multicarrier modulation may not be fully achieved because the wireless transmission channels are time and frequency selective. Also, high data rates call for a large bandwidth and high carrier frequencies. As a result, an important Doppler spread is likely to be experienced, leading to variations of the channel over very short period of time. At the same time, transceiver front-end imperfections, mobility and rich scattering environments cause frequency synchronization errors. Unlike their single-carrier counterparts, multi-carrier transmissions are extremely sensitive to carrier frequency offsets (CFO). Therefore, reliable channel estimation and frequency synchronization are necessary to obtain the benefits of MIMO OFDM in mobile systems. These two topics are the main research problems in this thesis. An algorithm for the joint estimation and tracking of channel and CFO parameters in MIMO OFDM is developed in this thesis. A specific state-space model is introduced for MIMO OFDM systems impaired by multiple carrier frequency offsets under time-frequency selective fading. In MIMO systems, multiple frequency offsets are justified by mobility, rich scattering environment and large angle spread, as well as potentially separate radio frequency - intermediate frequency chains. An extended Kalman filter stage tracks channel and CFO parameters. Tracking takes place in time domain, which ensures reduced computational complexity, robustness to estimation errors as well as low estimation variance in comparison to frequency domain processing. The thesis also addresses the problem of blind carrier frequency synchronization in OFDM. Blind techniques exploit statistical or structural properties of the OFDM modulation. Two novel approaches are proposed for blind fine CFO estimation. The first one aims at restoring the orthogonality of the OFDM transmission by exploiting the properties of the received signal covariance matrix. The second approach is a subspace algorithm exploiting the correlation of the channel frequency response among the subcarriers. Both methods achieve reliable estimation of the CFO regardless of multipath fading. The subspace algorithm needs extremely small sample support, which is a key feature in the face of time-selective channels. Finally, the Cramér-Rao (CRB) bound is established for the problem in order to assess the large sample performance of the proposed algorithms.reviewe

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Self-Interference Cancellation for Full-Duplex Underwater Acoustic Systems

This work develops and investigates self-interference (SI) cancellation (SIC) techniques for full-duplex (FD) underwater acoustic (UWA) systems. To enable the FD operation in UWA systems, a high level of SIC is required. The main approach used in this work is the digital cancellation based on adaptive filtering. A general structure of the digital canceller is proposed which addresses key factors affecting the SIC performance, including the power amplifier and pre-amplifier nonlinearities, up- and down-sampling effects. With the proposed structure, the SI can be effectively cancelled in time-invariant channels by classical recursive least-square (RLS) adaptive filters, e.g., the sliding-window RLS (SRLS), but the SIC performance degrades in time-varying channels. A new SRLS adaptive filter based on parabolic interpolation of the channel time variations is proposed, which improves the SIC performance at the expense of the high complexity. To reduce the complexity, while providing the high SIC, a new family of interpolating adaptive filters which combine the SRLS adaptive algorithm with Legendre polynomials (SRLS-L) is proposed. A sparse adaptive filter is further proposed to exploit the sparsity in the expansion coefficients of the Legendre polynomials. For interpolating adaptive filtering algorithms, the mean squared error is unsuitable for measuring the SIC performance due to the overfitting. Therefore, a new evaluation metric, SIC factor, is proposed. The SIC performance of the proposed adaptive filters is investigated and compared with that of the classical SRLS algorithm by simulation, water tank and lake experiments. Results indicate that the proposed adaptive filters significantly improve the SIC performance in time-varying scenarios, especially with high-order sparse SRLS-L adaptive filter. Furthermore, SIC schemes with multiple antennas are investigated to explore the possibility of achieving extra amount of SIC in acoustic domain and cancelling the fast-varying surface reflections by adaptive beamforming