Serial-batch scheduling – the special case of laser-cutting machines

The dissertation deals with a problem in the field of short-term production planning, namely the scheduling of laser-cutting machines. The object of decision is the grouping of production orders (batching) and the sequencing of these order groups on one or more machines (scheduling). This problem is also known in the literature as "batch scheduling problem" and belongs to the class of combinatorial optimization problems due to the interdependencies between the batching and the scheduling decisions. The concepts and methods used are mainly from production planning, operations research and machine learning

A survey of scheduling problems with setup times or costs

Author name used in this publication: C. T. NgAuthor name used in this publication: T. C. E. Cheng2007-2008 > Academic research: refereed > Publication in refereed journalAccepted ManuscriptPublishe

Minimizing the sum of flow times with batching and delivery in a supply chain

This thesis was submitted for the degree of Doctor of Philosophy and awarded by Brunel University.The aim of this thesis is to study one of the classical scheduling objectives that is of minimizing the sum of flow times, in the context of a supply chain network. We consider the situation that a supplier schedules a set of jobs for delivery in batches to several manufacturers, who in tum have to schedule and deliver jobs in batches to several customers. The individual problem from the viewpoint of supplier and manufacturers will be considered separately. The decision problem faced by the supplier is that of minimizing the sum of flow time and delivery cost of a set of jobs to be processed on a single machine for delivery in batches to manufacturers. The problem from the viewpoint of manufacturer is similar to the supplier's problem and the only difference is that the scheduling, batching and delivery decisions made by the supplier define a release date for each job, before which the manufacturer cannot start the processing of that job. Also a combined problem in the light of cooperation between the supplier and manufacturer will be considered. The objective of the combined problem is to find the best scheduling, batching, and delivery decisions that benefit the entire system including the supplier and manufacturer. Structural properties of each problem are investigated and used to devise a branch and bound solution scheme. Computational experience shows significant improvements over existing algorithms and also shows that cooperation between a supplier and a manufacturer reduces the total system cost of up to 12.35%, while theoretically the reduction of up to 20% can be achieved for special cases

A common framework and taxonomy for multicriteria scheduling problems with Interfering and competing Jobs: Multi-agent scheduling problems

Most classical scheduling research assumes that the objectives sought are common to all jobs to be scheduled. However, many real-life applications can be modeled by considering different sets of jobs, each one with its own objective(s), and an increasing number of papers addressing these problems has appeared over the last few years. Since so far the area lacks a uni ed view, the studied problems have received different names (such as interfering jobs, multi-agent scheduling, mixed-criteria, etc), some authors do not seem to be aware of important contributions in related problems, and solution procedures are often developed without taking into account existing ones. Therefore, the topic is in need of a common framework that allows for a systematic recollection of existing contributions, as well as a clear de nition of the main research avenues. In this paper we review multicriteria scheduling problems involving two or more sets of jobs and propose an uni ed framework providing a common de nition, name and notation for these problems. Moreover, we systematically review and classify the existing contributions in terms of the complexity of the problems and the proposed solution procedures, discuss the main advances, and point out future research lines in the topic

Planning and Scheduling Optimization

Although planning and scheduling optimization have been explored in the literature for many years now, it still remains a hot topic in the current scientific research. The changing market trends, globalization, technical and technological progress, and sustainability considerations make it necessary to deal with new optimization challenges in modern manufacturing, engineering, and healthcare systems. This book provides an overview of the recent advances in different areas connected with operations research models and other applications of intelligent computing techniques used for planning and scheduling optimization. The wide range of theoretical and practical research findings reported in this book confirms that the planning and scheduling problem is a complex issue that is present in different industrial sectors and organizations and opens promising and dynamic perspectives of research and development

Bi-Criteria Batching and Scheduling in Hybrid Flow Shops

In this research, a bi-criteria batching and scheduling problem is investigated in hybrid flow shop environments, where unrelated-parallel machines are run simultaneously with different capacities and eligibilities in processing, in some stages. The objective is to simultaneously minimize a linear combination of the total weighted completion time and total weighted tardiness. The first favors the producer’s interest by minimizing work-in-process inventory, inventory holding cost, and energy consumption as well as maximizing machine utilization, while the second favors the customers’ interest by maximizing customers’ service level and delivery speed. In particular, it disregards the group technology assumptions (GTAs) by allowing for the possibility of splitting pre-determined groups of jobs into inconsistent batches in order to improve the operational efficiency. A comparison between the group scheduling and batch scheduling approaches reveals the outstanding performance of the batch scheduling approach. As a result, contrary to the GTAs, jobs belonging to a group might be processed on more than one machine as batches, but not all machines may be capable of processing all jobs. A sequence- and machine-dependent setup time is required between each of two consecutively scheduled batches belonging to different groups. Based on manufacturing company policy, the desired lower bounds on batch sizes are considered for the number of jobs assigned to batches. Although, the direction in which all jobs move through production line is the same, some jobs may skip some stages. Furthermore, to reflect real industry requirements, the job release times and the machine availability times are considered to be dynamic, which means not all machines and jobs are available at the beginning of the planning horizon.The problem is formulated with the help of four mixed-integer linear programming (MILP) models. Two out of four MILP models are formulated as two integrated phases, i.e., batching and scheduling phases, with respect to the precedence constraints between each pair of jobs batches and or the position concept within batches. The optimal combination between batch compositions of groups are determined in the batching phase, while the optimal assignment and sequence of batches on machines and sequence of jobs within batches are determined in the scheduling phase, with respect to a set of operational constraints. A batch composition of a group corresponding to a particular stage, determined in the batching phase of the MILP model, represents the number of batches assigned to the group as well as the number and type of jobs belonging to each batch of that group. Since the first and second MILP models lead to unmanageable solution space, the relaxed MILP model, which allocates one and only one job to each batch of each group in each stage, can be developed to focus on the non-dominated solution space. The optimal solutions of MILP models and relaxed MILP model are equal, if and only if the optimal solution of the relaxed MILP model does not violate the desired lower bounds on batch sizes. Since the relaxed MILP model cannot guarantee the optimal solution of the MILP models, a third MILP model is developed by integrating batching and scheduling phases. This MILP model eliminates an exhaustive combination enumeration between batch compositions of all groups in all stages. Although the third MILP model converges to the optimal solution slower than the relaxed MILP model, it guarantees finding the optimal solution of the first and second MILP models. A comparison between four MILP models shows the superior performance of the third MILP model. However, since the problem is strongly NP-hard, it is not possible to find its optimal solution within a reasonable time as the problem size increases from small to medium to large, even by the relaxed MILP model or the fourth MILP model. Therefore, several meta-heuristic algorithms based upon basic local search, basic population-based search, and hybridization of local search and population-based searches are developed, which move back and forth between batching and scheduling phases. Tabu Search (TS) is implemented as a basic local search algorithm, while Tabu Search Path-Relinking (TS PR) is implemented as a local search algorithm enhanced with a population-based structure. TS is incorporated into the framework of path-relinking to exploit the information on good solutions. The TS PR algorithm comprises several distinguishing features including relinking procedures to effectively explore trajectories connecting elite solutions and the methods used to choose the reference solution. Particle Swarm Optimization (PSO) is implemented as a basic population-based algorithm, while Particle Swarm Optimization enhanced with a local search algorithm (PSO LSA) is developed to realize the benefits of batching and, consequently, enhance the quality of solutions.Since there is interdependency between positions of a job in different stages of a hybrid flow shop in batch scheduling, a meta-heuristic algorithm is not capable of capturing these interdependencies and, subsequently, its efficacy can be diminished. In order to capture this interdependency, the non-, partial- complete-, and stage-based interdependency strategy are developed. In the stage-based-interdependency strategy, a complete sequence related to all of the stages is gradually determined, stage by stage. An initial solution finding mechanism is developed to trigger the search into the solution space and generate an initial population. The performances of these algorithms are compared to each other in order to identify which algorithm(s) outperforms the others. Nevertheless, the performances of the best algorithm(s) are evaluated with respect to a tight lower bound obtained from a branch-and-price (B&P) algorithm. The B&P algorithm uses Dantzig-Wolfe decomposition (DWD) to divide the original problem into a master problem and several sub-problems (SPs) corresponding to each stage. The original problem is decomposed into the SPs by three DWDs corresponding to the three MILP models. Although, by applying DWD technique in the first and second MILP models, an exhaustive combination enumeration between batch compositions of all groups in all stages is excluded and, as a result, the SPs are easier to solve than the original problem, they are still strongly NP-hard because of an enormous number of combinations between batch compositions of all groups in each stage. However, the DWD technique corresponding to the relaxed MILP model not only drastically reduces the number of variables and constraints in the SPs, but also eliminates the batching phase of the first and second MILP models. Decomposing the original problem based on the relaxed MILP model and implementing the B&P algorithm cannot guarantee optimal solutions or tight lower bounds of problems unless the number of violations in the desired lower bounds on batch sizes is not significant. Therefore, the third MILP model is decomposed by DWD so that the B&P algorithm is capable of finding tight lower bounds even for large-size instances of the problem. A comparison between the lower bounds obtained from the B&P algorithm and CPLEX reveals the impressive performance of the B&P algorithm, particularly for large-size problems. The evaluation of the best algorithms based upon these tight lower bounds developed by the B&P algorithm, uncovers the outstanding performance of hybrid algorithms compared to the results obtained from CPLEX.Keywords: Dantzig-Wolfe Decomposition, Mixed-Integer Linear Programming Model, Branch-and-Price Optimization Algorithm, Sequence- and Machine-Dependent Setup Time, Column Generation, Group Scheduling, Particle Swarm Optimization, Batching and Scheduling, Hybrid Flow Shop, Tabu Search, Desired Lower Bounds on Batch Sizes, Bi-Criteria Objective, Path-Relinkin

Bi-Criteria Batching and Scheduling in Hybrid Flow Shops

In this research, a bi-criteria batching and scheduling problem is investigated in hybrid flow shop environments, where unrelated-parallel machines are run simultaneously with different capacities and eligibilities in processing, in some stages. The objective is to simultaneously minimize a linear combination of the total weighted completion time and total weighted tardiness. The first favors the producer’s interest by minimizing work-in-process inventory, inventory holding cost, and energy consumption as well as maximizing machine utilization, while the second favors the customers’ interest by maximizing customers’ service level and delivery speed. In particular, it disregards the group technology assumptions (GTAs) by allowing for the possibility of splitting pre-determined groups of jobs into inconsistent batches in order to improve the operational efficiency. A comparison between the group scheduling and batch scheduling approaches reveals the outstanding performance of the batch scheduling approach. As a result, contrary to the GTAs, jobs belonging to a group might be processed on more than one machine as batches, but not all machines may be capable of processing all jobs. A sequence- and machine-dependent setup time is required between each of two consecutively scheduled batches belonging to different groups. Based on manufacturing company policy, the desired lower bounds on batch sizes are considered for the number of jobs assigned to batches. Although, the direction in which all jobs move through production line is the same, some jobs may skip some stages. Furthermore, to reflect real industry requirements, the job release times and the machine availability times are considered to be dynamic, which means not all machines and jobs are available at the beginning of the planning horizon.The problem is formulated with the help of four mixed-integer linear programming (MILP) models. Two out of four MILP models are formulated as two integrated phases, i.e., batching and scheduling phases, with respect to the precedence constraints between each pair of jobs batches and or the position concept within batches. The optimal combination between batch compositions of groups are determined in the batching phase, while the optimal assignment and sequence of batches on machines and sequence of jobs within batches are determined in the scheduling phase, with respect to a set of operational constraints. A batch composition of a group corresponding to a particular stage, determined in the batching phase of the MILP model, represents the number of batches assigned to the group as well as the number and type of jobs belonging to each batch of that group. Since the first and second MILP models lead to unmanageable solution space, the relaxed MILP model, which allocates one and only one job to each batch of each group in each stage, can be developed to focus on the non-dominated solution space. The optimal solutions of MILP models and relaxed MILP model are equal, if and only if the optimal solution of the relaxed MILP model does not violate the desired lower bounds on batch sizes. Since the relaxed MILP model cannot guarantee the optimal solution of the MILP models, a third MILP model is developed by integrating batching and scheduling phases. This MILP model eliminates an exhaustive combination enumeration between batch compositions of all groups in all stages. Although the third MILP model converges to the optimal solution slower than the relaxed MILP model, it guarantees finding the optimal solution of the first and second MILP models. A comparison between four MILP models shows the superior performance of the third MILP model. However, since the problem is strongly NP-hard, it is not possible to find its optimal solution within a reasonable time as the problem size increases from small to medium to large, even by the relaxed MILP model or the fourth MILP model. Therefore, several meta-heuristic algorithms based upon basic local search, basic population-based search, and hybridization of local search and population-based searches are developed, which move back and forth between batching and scheduling phases. Tabu Search (TS) is implemented as a basic local search algorithm, while Tabu Search Path-Relinking (TS PR) is implemented as a local search algorithm enhanced with a population-based structure. TS is incorporated into the framework of path-relinking to exploit the information on good solutions. The TS PR algorithm comprises several distinguishing features including relinking procedures to effectively explore trajectories connecting elite solutions and the methods used to choose the reference solution. Particle Swarm Optimization (PSO) is implemented as a basic population-based algorithm, while Particle Swarm Optimization enhanced with a local search algorithm (PSO LSA) is developed to realize the benefits of batching and, consequently, enhance the quality of solutions.Since there is interdependency between positions of a job in different stages of a hybrid flow shop in batch scheduling, a meta-heuristic algorithm is not capable of capturing these interdependencies and, subsequently, its efficacy can be diminished. In order to capture this interdependency, the non-, partial- complete-, and stage-based interdependency strategy are developed. In the stage-based-interdependency strategy, a complete sequence related to all of the stages is gradually determined, stage by stage. An initial solution finding mechanism is developed to trigger the search into the solution space and generate an initial population. The performances of these algorithms are compared to each other in order to identify which algorithm(s) outperforms the others. Nevertheless, the performances of the best algorithm(s) are evaluated with respect to a tight lower bound obtained from a branch-and-price (B&P) algorithm. The B&P algorithm uses Dantzig-Wolfe decomposition (DWD) to divide the original problem into a master problem and several sub-problems (SPs) corresponding to each stage. The original problem is decomposed into the SPs by three DWDs corresponding to the three MILP models. Although, by applying DWD technique in the first and second MILP models, an exhaustive combination enumeration between batch compositions of all groups in all stages is excluded and, as a result, the SPs are easier to solve than the original problem, they are still strongly NP-hard because of an enormous number of combinations between batch compositions of all groups in each stage. However, the DWD technique corresponding to the relaxed MILP model not only drastically reduces the number of variables and constraints in the SPs, but also eliminates the batching phase of the first and second MILP models. Decomposing the original problem based on the relaxed MILP model and implementing the B&P algorithm cannot guarantee optimal solutions or tight lower bounds of problems unless the number of violations in the desired lower bounds on batch sizes is not significant. Therefore, the third MILP model is decomposed by DWD so that the B&P algorithm is capable of finding tight lower bounds even for large-size instances of the problem. A comparison between the lower bounds obtained from the B&P algorithm and CPLEX reveals the impressive performance of the B&P algorithm, particularly for large-size problems. The evaluation of the best algorithms based upon these tight lower bounds developed by the B&P algorithm, uncovers the outstanding performance of hybrid algorithms compared to the results obtained from CPLEX.Keywords: Bi-Criteria Objective, Column Generation, Batch Scheduling, Tabu Search, Batching and Scheduling, Desired Lower Bounds on Batch Sizes, Path-Relinking, Branch-and-Price Optimization Algorithm, Particle Swarm Optimization, Group Scheduling, Hybrid Flow Shop, Dantzig-Wolfe Decomposition, Mixed-Integer Linear Programming Model, Sequence- and Machine-Dependent Setup Tim

Reinforcement learning for an intelligent and autonomous production control of complex job-shops under time constraints

Reinforcement learning (RL) offers promising opportunities to handle the ever-increasing complexity in managing modern production systems. We apply a Q-learning algorithm in combination with a process-based discrete-event simulation in order to train a self-learning, intelligent, and autonomous agent for the decision problem of order dispatching in a complex job shop with strict time constraints. For the first time, we combine RL in production control with strict time constraints. The simulation represents the characteristics of complex job shops typically found in semiconductor manufacturing. A real-world use case from a wafer fab is addressed with a developed and implemented framework. The performance of an RL approach and benchmark heuristics are compared. It is shown that RL can be successfully applied to manage order dispatching in a complex environment including time constraints. An RL-agent with a gain function rewarding the selection of the least critical order with respect to time-constraints beats heuristic rules strictly by picking the most critical lot first. Hence, this work demonstrates that a self-learning agent can successfully manage time constraints with the agent performing better than the traditional benchmark, a time-constraint heuristic combining due date deviations and a classical first-in-first-out approach