Serial-batch scheduling – the special case of laser-cutting machines

The dissertation deals with a problem in the field of short-term production planning, namely the scheduling of laser-cutting machines. The object of decision is the grouping of production orders (batching) and the sequencing of these order groups on one or more machines (scheduling). This problem is also known in the literature as "batch scheduling problem" and belongs to the class of combinatorial optimization problems due to the interdependencies between the batching and the scheduling decisions. The concepts and methods used are mainly from production planning, operations research and machine learning

A survey of scheduling problems with setup times or costs

Author name used in this publication: C. T. NgAuthor name used in this publication: T. C. E. Cheng2007-2008 > Academic research: refereed > Publication in refereed journalAccepted ManuscriptPublishe

Multi-variate time-series for time constraint adherence prediction in complex job shops

One of the most complex and agile production environments is semiconductor manufacturing, especially wafer fabrication, as products require more than several hundred operations and remain in Work-In-Progress for months leading to complex job shops. Additionally, an increasingly competitive market environment, i.e. owing to Moore’s law, forces semiconductor companies to focus on operational excellence, resiliency and, hence, leads to product quality as a decisive factor. Product-specific time constraints comprising two or more, not necessarily consecutive, operations ensure product quality at an operational level and, thus, are an industry-specific challenge. Time constraint adherence is of utmost importance, since violations typically lead to scrapping entire lots and a deteriorating yield. Dispatching decisions that determine time constraint adherence are as a state of the art performed manually, which is stressful and error-prone. Therefore, this article presents a data-driven approach combining multi-variate time-series with centralized information to predict time constraint adherence probability in wafer fabrication to facilitate dispatching. Real-world data is analyzed and different statistical and machine learning models are evaluated

Planning and Scheduling Optimization

Although planning and scheduling optimization have been explored in the literature for many years now, it still remains a hot topic in the current scientific research. The changing market trends, globalization, technical and technological progress, and sustainability considerations make it necessary to deal with new optimization challenges in modern manufacturing, engineering, and healthcare systems. This book provides an overview of the recent advances in different areas connected with operations research models and other applications of intelligent computing techniques used for planning and scheduling optimization. The wide range of theoretical and practical research findings reported in this book confirms that the planning and scheduling problem is a complex issue that is present in different industrial sectors and organizations and opens promising and dynamic perspectives of research and development

Bi-Criteria Batching and Scheduling in Hybrid Flow Shops

In this research, a bi-criteria batching and scheduling problem is investigated in hybrid flow shop environments, where unrelated-parallel machines are run simultaneously with different capacities and eligibilities in processing, in some stages. The objective is to simultaneously minimize a linear combination of the total weighted completion time and total weighted tardiness. The first favors the producer’s interest by minimizing work-in-process inventory, inventory holding cost, and energy consumption as well as maximizing machine utilization, while the second favors the customers’ interest by maximizing customers’ service level and delivery speed. In particular, it disregards the group technology assumptions (GTAs) by allowing for the possibility of splitting pre-determined groups of jobs into inconsistent batches in order to improve the operational efficiency. A comparison between the group scheduling and batch scheduling approaches reveals the outstanding performance of the batch scheduling approach. As a result, contrary to the GTAs, jobs belonging to a group might be processed on more than one machine as batches, but not all machines may be capable of processing all jobs. A sequence- and machine-dependent setup time is required between each of two consecutively scheduled batches belonging to different groups. Based on manufacturing company policy, the desired lower bounds on batch sizes are considered for the number of jobs assigned to batches. Although, the direction in which all jobs move through production line is the same, some jobs may skip some stages. Furthermore, to reflect real industry requirements, the job release times and the machine availability times are considered to be dynamic, which means not all machines and jobs are available at the beginning of the planning horizon.The problem is formulated with the help of four mixed-integer linear programming (MILP) models. Two out of four MILP models are formulated as two integrated phases, i.e., batching and scheduling phases, with respect to the precedence constraints between each pair of jobs batches and or the position concept within batches. The optimal combination between batch compositions of groups are determined in the batching phase, while the optimal assignment and sequence of batches on machines and sequence of jobs within batches are determined in the scheduling phase, with respect to a set of operational constraints. A batch composition of a group corresponding to a particular stage, determined in the batching phase of the MILP model, represents the number of batches assigned to the group as well as the number and type of jobs belonging to each batch of that group. Since the first and second MILP models lead to unmanageable solution space, the relaxed MILP model, which allocates one and only one job to each batch of each group in each stage, can be developed to focus on the non-dominated solution space. The optimal solutions of MILP models and relaxed MILP model are equal, if and only if the optimal solution of the relaxed MILP model does not violate the desired lower bounds on batch sizes. Since the relaxed MILP model cannot guarantee the optimal solution of the MILP models, a third MILP model is developed by integrating batching and scheduling phases. This MILP model eliminates an exhaustive combination enumeration between batch compositions of all groups in all stages. Although the third MILP model converges to the optimal solution slower than the relaxed MILP model, it guarantees finding the optimal solution of the first and second MILP models. A comparison between four MILP models shows the superior performance of the third MILP model. However, since the problem is strongly NP-hard, it is not possible to find its optimal solution within a reasonable time as the problem size increases from small to medium to large, even by the relaxed MILP model or the fourth MILP model. Therefore, several meta-heuristic algorithms based upon basic local search, basic population-based search, and hybridization of local search and population-based searches are developed, which move back and forth between batching and scheduling phases. Tabu Search (TS) is implemented as a basic local search algorithm, while Tabu Search Path-Relinking (TS PR) is implemented as a local search algorithm enhanced with a population-based structure. TS is incorporated into the framework of path-relinking to exploit the information on good solutions. The TS PR algorithm comprises several distinguishing features including relinking procedures to effectively explore trajectories connecting elite solutions and the methods used to choose the reference solution. Particle Swarm Optimization (PSO) is implemented as a basic population-based algorithm, while Particle Swarm Optimization enhanced with a local search algorithm (PSO LSA) is developed to realize the benefits of batching and, consequently, enhance the quality of solutions.Since there is interdependency between positions of a job in different stages of a hybrid flow shop in batch scheduling, a meta-heuristic algorithm is not capable of capturing these interdependencies and, subsequently, its efficacy can be diminished. In order to capture this interdependency, the non-, partial- complete-, and stage-based interdependency strategy are developed. In the stage-based-interdependency strategy, a complete sequence related to all of the stages is gradually determined, stage by stage. An initial solution finding mechanism is developed to trigger the search into the solution space and generate an initial population. The performances of these algorithms are compared to each other in order to identify which algorithm(s) outperforms the others. Nevertheless, the performances of the best algorithm(s) are evaluated with respect to a tight lower bound obtained from a branch-and-price (B&P) algorithm. The B&P algorithm uses Dantzig-Wolfe decomposition (DWD) to divide the original problem into a master problem and several sub-problems (SPs) corresponding to each stage. The original problem is decomposed into the SPs by three DWDs corresponding to the three MILP models. Although, by applying DWD technique in the first and second MILP models, an exhaustive combination enumeration between batch compositions of all groups in all stages is excluded and, as a result, the SPs are easier to solve than the original problem, they are still strongly NP-hard because of an enormous number of combinations between batch compositions of all groups in each stage. However, the DWD technique corresponding to the relaxed MILP model not only drastically reduces the number of variables and constraints in the SPs, but also eliminates the batching phase of the first and second MILP models. Decomposing the original problem based on the relaxed MILP model and implementing the B&P algorithm cannot guarantee optimal solutions or tight lower bounds of problems unless the number of violations in the desired lower bounds on batch sizes is not significant. Therefore, the third MILP model is decomposed by DWD so that the B&P algorithm is capable of finding tight lower bounds even for large-size instances of the problem. A comparison between the lower bounds obtained from the B&P algorithm and CPLEX reveals the impressive performance of the B&P algorithm, particularly for large-size problems. The evaluation of the best algorithms based upon these tight lower bounds developed by the B&P algorithm, uncovers the outstanding performance of hybrid algorithms compared to the results obtained from CPLEX.Keywords: Dantzig-Wolfe Decomposition, Mixed-Integer Linear Programming Model, Branch-and-Price Optimization Algorithm, Sequence- and Machine-Dependent Setup Time, Column Generation, Group Scheduling, Particle Swarm Optimization, Batching and Scheduling, Hybrid Flow Shop, Tabu Search, Desired Lower Bounds on Batch Sizes, Bi-Criteria Objective, Path-Relinkin

Bi-Criteria Batching and Scheduling in Hybrid Flow Shops

In this research, a bi-criteria batching and scheduling problem is investigated in hybrid flow shop environments, where unrelated-parallel machines are run simultaneously with different capacities and eligibilities in processing, in some stages. The objective is to simultaneously minimize a linear combination of the total weighted completion time and total weighted tardiness. The first favors the producer’s interest by minimizing work-in-process inventory, inventory holding cost, and energy consumption as well as maximizing machine utilization, while the second favors the customers’ interest by maximizing customers’ service level and delivery speed. In particular, it disregards the group technology assumptions (GTAs) by allowing for the possibility of splitting pre-determined groups of jobs into inconsistent batches in order to improve the operational efficiency. A comparison between the group scheduling and batch scheduling approaches reveals the outstanding performance of the batch scheduling approach. As a result, contrary to the GTAs, jobs belonging to a group might be processed on more than one machine as batches, but not all machines may be capable of processing all jobs. A sequence- and machine-dependent setup time is required between each of two consecutively scheduled batches belonging to different groups. Based on manufacturing company policy, the desired lower bounds on batch sizes are considered for the number of jobs assigned to batches. Although, the direction in which all jobs move through production line is the same, some jobs may skip some stages. Furthermore, to reflect real industry requirements, the job release times and the machine availability times are considered to be dynamic, which means not all machines and jobs are available at the beginning of the planning horizon.The problem is formulated with the help of four mixed-integer linear programming (MILP) models. Two out of four MILP models are formulated as two integrated phases, i.e., batching and scheduling phases, with respect to the precedence constraints between each pair of jobs batches and or the position concept within batches. The optimal combination between batch compositions of groups are determined in the batching phase, while the optimal assignment and sequence of batches on machines and sequence of jobs within batches are determined in the scheduling phase, with respect to a set of operational constraints. A batch composition of a group corresponding to a particular stage, determined in the batching phase of the MILP model, represents the number of batches assigned to the group as well as the number and type of jobs belonging to each batch of that group. Since the first and second MILP models lead to unmanageable solution space, the relaxed MILP model, which allocates one and only one job to each batch of each group in each stage, can be developed to focus on the non-dominated solution space. The optimal solutions of MILP models and relaxed MILP model are equal, if and only if the optimal solution of the relaxed MILP model does not violate the desired lower bounds on batch sizes. Since the relaxed MILP model cannot guarantee the optimal solution of the MILP models, a third MILP model is developed by integrating batching and scheduling phases. This MILP model eliminates an exhaustive combination enumeration between batch compositions of all groups in all stages. Although the third MILP model converges to the optimal solution slower than the relaxed MILP model, it guarantees finding the optimal solution of the first and second MILP models. A comparison between four MILP models shows the superior performance of the third MILP model. However, since the problem is strongly NP-hard, it is not possible to find its optimal solution within a reasonable time as the problem size increases from small to medium to large, even by the relaxed MILP model or the fourth MILP model. Therefore, several meta-heuristic algorithms based upon basic local search, basic population-based search, and hybridization of local search and population-based searches are developed, which move back and forth between batching and scheduling phases. Tabu Search (TS) is implemented as a basic local search algorithm, while Tabu Search Path-Relinking (TS PR) is implemented as a local search algorithm enhanced with a population-based structure. TS is incorporated into the framework of path-relinking to exploit the information on good solutions. The TS PR algorithm comprises several distinguishing features including relinking procedures to effectively explore trajectories connecting elite solutions and the methods used to choose the reference solution. Particle Swarm Optimization (PSO) is implemented as a basic population-based algorithm, while Particle Swarm Optimization enhanced with a local search algorithm (PSO LSA) is developed to realize the benefits of batching and, consequently, enhance the quality of solutions.Since there is interdependency between positions of a job in different stages of a hybrid flow shop in batch scheduling, a meta-heuristic algorithm is not capable of capturing these interdependencies and, subsequently, its efficacy can be diminished. In order to capture this interdependency, the non-, partial- complete-, and stage-based interdependency strategy are developed. In the stage-based-interdependency strategy, a complete sequence related to all of the stages is gradually determined, stage by stage. An initial solution finding mechanism is developed to trigger the search into the solution space and generate an initial population. The performances of these algorithms are compared to each other in order to identify which algorithm(s) outperforms the others. Nevertheless, the performances of the best algorithm(s) are evaluated with respect to a tight lower bound obtained from a branch-and-price (B&P) algorithm. The B&P algorithm uses Dantzig-Wolfe decomposition (DWD) to divide the original problem into a master problem and several sub-problems (SPs) corresponding to each stage. The original problem is decomposed into the SPs by three DWDs corresponding to the three MILP models. Although, by applying DWD technique in the first and second MILP models, an exhaustive combination enumeration between batch compositions of all groups in all stages is excluded and, as a result, the SPs are easier to solve than the original problem, they are still strongly NP-hard because of an enormous number of combinations between batch compositions of all groups in each stage. However, the DWD technique corresponding to the relaxed MILP model not only drastically reduces the number of variables and constraints in the SPs, but also eliminates the batching phase of the first and second MILP models. Decomposing the original problem based on the relaxed MILP model and implementing the B&P algorithm cannot guarantee optimal solutions or tight lower bounds of problems unless the number of violations in the desired lower bounds on batch sizes is not significant. Therefore, the third MILP model is decomposed by DWD so that the B&P algorithm is capable of finding tight lower bounds even for large-size instances of the problem. A comparison between the lower bounds obtained from the B&P algorithm and CPLEX reveals the impressive performance of the B&P algorithm, particularly for large-size problems. The evaluation of the best algorithms based upon these tight lower bounds developed by the B&P algorithm, uncovers the outstanding performance of hybrid algorithms compared to the results obtained from CPLEX.Keywords: Bi-Criteria Objective, Column Generation, Batch Scheduling, Tabu Search, Batching and Scheduling, Desired Lower Bounds on Batch Sizes, Path-Relinking, Branch-and-Price Optimization Algorithm, Particle Swarm Optimization, Group Scheduling, Hybrid Flow Shop, Dantzig-Wolfe Decomposition, Mixed-Integer Linear Programming Model, Sequence- and Machine-Dependent Setup Tim

Deterministic Assembly Scheduling Problems: A Review and Classification of Concurrent-Type Scheduling Models and Solution Procedures

Many activities in industry and services require the scheduling of tasks that can be concurrently executed, the most clear example being perhaps the assembly of products carried out in manufacturing. Although numerous scientific contributions have been produced on this area over the last decades, the wide extension of the problems covered and the lack of a unified approach have lead to a situation where the state of the art in the field is unclear, which in turn hinders new research and makes translating the scientific knowledge into practice difficult. In this paper we propose a unified notation for assembly scheduling models that encompass all concurrent-type scheduling problems. Using this notation, the existing contributions are reviewed and classified into a single framework, so a comprehensive, unified picture of the field is obtained. In addition, a number of conclusions regarding the state of the art in the topic are presented, as well as some opportunities for future research.Ministerio de Ciencia e Innovación español DPI2016-80750-

Lot-Sizing Problem for a Multi-Item Multi-level Capacitated Batch Production System with Setup Carryover, Emission Control and Backlogging using a Dynamic Program and Decomposition Heuristic

Wagner and Whitin (1958) develop an algorithm to solve the dynamic Economic Lot-Sizing Problem (ELSP), which is widely applied in inventory control, production planning, and capacity planning. The original algorithm runs in O(T^2) time, where T is the number of periods of the problem instance. Afterward few linear-time algorithms have been developed to solve the Wagner-Whitin (WW) lot-sizing problem; examples include the ELSP and equivalent Single Machine Batch-Sizing Problem (SMBSP). This dissertation revisits the algorithms for ELSPs and SMBSPs under WW cost structure, presents a new efficient linear-time algorithm, and compares the developed algorithm against comparable ones in the literature. The developed algorithm employs both lists and stacks data structure, which is completely a different approach than the rest of the algorithms for ELSPs and SMBSPs. Analysis of the developed algorithm shows that it executes fewer number of basic actions throughout the algorithm and hence it improves the CPU time by a maximum of 51.40% for ELSPs and 29.03% for SMBSPs. It can be concluded that the new algorithm is faster than existing algorithms for both ELSPs and SMBSPs. Lot-sizing decisions are crucial because these decisions help the manufacturer determine the quantity and time to produce an item with a minimum cost. The efficiency and productivity of a system is completely dependent upon the right choice of lot-sizes. Therefore, developing and improving solution procedures for lot-sizing problems is key. This dissertation addresses the classical Multi-Level Capacitated Lot-Sizing Problem (MLCLSP) and an extension of the MLCLSP with a Setup Carryover, Backlogging and Emission control. An item Dantzig Wolfe (DW) decomposition technique with an embedded Column Generation (CG) procedure is used to solve the problem. The original problem is decomposed into a master problem and a number of subproblems, which are solved using dynamic programming approach. Since the subproblems are solved independently, the solution of the subproblems often becomes infeasible for the master problem. A multi-step iterative Capacity Allocation (CA) heuristic is used to tackle this infeasibility. A Linear Programming (LP) based improvement procedure is used to refine the solutions obtained from the heuristic method. A comparative study of the proposed heuristic for the first problem (MLCLSP) is conducted and the results demonstrate that the proposed heuristic provide less optimality gap in comparison with that obtained in the literature. The Setup Carryover Assignment Problem (SCAP), which consists of determining the setup carryover plan of multiple items for a given lot-size over a finite planning horizon is modelled as a problem of finding Maximum Weighted Independent Set (MWIS) in a chain of cliques. The SCAP is formulated using a clique constraint and it is proved that the incidence matrix of the SCAP has totally unimodular structure and the LP relaxation of the proposed SCAP formulation always provides integer optimum solution. Moreover, an alternative proof that the relaxed ILP guarantees integer solution is presented in this dissertation. Thus, the SCAP and the special case of the MWIS in a chain of cliques are solvable in polynomial time