156 research outputs found
Multiuser non coherent massive MIMO schemes based on DPSK for future communication systems
The explosive usage of rich multimedia content in wireless devices has overloaded the
communication networks. Moreover, the fifth generation (5G) of wireless communications
involves new requirements in the radio access network (RAN) which require higher network
capacities and new capabilities such as ultra-reliable and low-latency communication
(URLLC), vehicular communications or augmented reality. All this has encouraged a remarkable
spectrum crisis in the RF bands. A need for searching alternative techniques
with more spectral efficiency to accommodate the needs of future emerging wireless communications
is emerging. In this context, massive MIMO (m-MIMO) systems have been
proposed as a promising solution for providing a substantial increase in the network capacity,
becoming one of the key enabling technologies for 5G and beyond. m-MIMO
provides high spectral- and energy-efficiency thanks to the deployment of a large number
of antennas at the BS. However, we have to take into account that the current communication
technologies are based on coherent transmission techniques so far, which require
the transmission of a huge amount of signaling. This drawback is escalating with the
excessive available number of antennas in m-MIMO. Therefore, the differential encoding
and non coherent (NC) detection are an alternative solution to circumvent the drawbacks
of m-MIMO in coherent systems. This Ph.D. Thesis is focused on signal processing
techniques for NC detection in conjunction with m-MIMO, proposing new constellation
designs and NC detection algorithms, where the information is transmitted in the signal
differential phase.
First, we design new constellation schemes for an uplink multiuser NC m-MIMO system
in Rayleigh fading channels. These designs allow us to separate the users' signals
at the receiver thanks to a one-to-one correspondence between the constellation for each
user and the received joint constellation. Two approaches are considered in terms of BER:
each user achieves a different performance and, on the other hand, the same performance
is provided for all users. We analyze the number of antennas needed for those designs
and compare to the required number by other designs in the literature. It is shown that
our designs based on DPSK require a lower number of antennas than that required by
their counterpart schemes based on energy. In addition, we compare the performance to
their coherent counterpart systems, resulting NC-m-MIMO based on DPSK capable of
outperforming the coherent systems with the suitable designs.
Second, in order to reduce the number of antennas required for a target performance
we propose a multi-user bit interleaved coded modulation - iterative decoding (BICM-ID) scheme as channel coding for a NC-m-MIMO system based on DPSK. We propose a novel
NC approach for calculating EXIT curves based on the number of antennas. Then using
the EXIT chart we find the best channel coding scheme for our NC-m-MIMO proposal.
We show that the number of users served by the BS can be increased with a 70% reduction
in the number of antennas with respect to the case without channel coding. In particular,
we show that with 100 antennas for error protection equal design for all users and a coding
rate of 1/2 we achieve the minimum probability of error.
Third, we consider that current scenarios such as backhaul wireless systems, rural
or suburban environments, and even new device-to-device (D2D) communications or the
communications in higher frequencies (millimeter and the emerging ones in terahertz frequencies)
can have a predominant line-of-sight (LOS) component, modeled by Rician
fading. For all these new possible scenarios in 5G, we analyze the behavior of the NC
m-MIMO systems when we have a Rician fading. We present a new constellation design
to overcome the problem of the LOS channel component, as well as an associated detection
algorithm to separate each user in reception taking into account the characterization
of the constellation. In addition, for contemplating a more realistic scenario, we propose
grouping users which experience a Rayleigh fading with those with Rician fading, analyzing
the SINR and the performance of such combination in a multi-user NC m-MIMO
system based on M-DPSK. The adequate user grouping allows unifying the constellation
for both groups of users and the detection algorithm, reducing the complexity of the
receiver. Also, the number of users that may be multiplexed may be further increased
thanks to the improved performance.
In the fourth part of this Thesis, we analyse the performance of multi-user NC m-
MIMO based on DPSK in real environments and practical channels defined for the current
standards such as LTE, the future technologies such as 5G and even for communications
in the terahertz band. For this purpose, we use a metric to model the time-varying characteristics
of the practical channels. We employ again the EXIT charts tool for analyzing
and designing iteratively decoded systems. This analysis allows us to obtain an estimate
of the degradation of the system's performance imposed by realistic channels. Hence, we
show that our proposed system is robust to temporal variations, thus it is more recommendable
the employment of NC-m-MIMO-DPSK in the future communication standards
such as 5G. In order to reduce he number of hardware resources required in terms of RF
chains, facilitating its implementation in a real system, we propose incorporating differential
spatial modulation (DSM). We present and analyze a novel multiuser scheme for
NC-m-MIMO combined with DSM with which we can see that the number of antennas
is not a
affected by the incorporation of DSM, even we have an improvement on the
performance with respect to the coherent case.
Finally, we study the viability of multiplexing users by constellation schemes against
classical multiplexing techniques such as time division multiple access (TDMA). In order
to fully characterize the system performance we analyze the block error rate (BLER)
and the throughput of a NC-m-MIMO system. The results show a significant advantage
regarding the number of antennas for multiplexing in the constellation against TDMA.
However, in some cases, the demodulation of multiple users in constellation could require
an excessively large number of antennas compared to TDMA. Therefore, it is necessary to
properly manage the tradeoff
between throughout and the number of antennas, to reach
an optimal operational point, as shown in this Thesis.El inmenso uso de contenido multimedia en los dispositivos inalámbricos ha sobrecargado
las redes de comunicaciones. Además, la quinta generación (5G) de sistemas de
comunicaciones demanda nuevos requisitos para la red de acceso radio, la cual requiere
ofrecer capacidades de red mayores y nuevas funcionalidades como comunicaciones ultra
fiables y con muy poca letancia (URLLC), comunicaciones vehiculares o aplicaciones
como la realidad aumentada. Todo esto ha propiciado una crisis notable en el espectro
electromagnético, lo que ha llevado a una necesidad por buscar técnicas alternativas con
más eficiencia espectral para acomodar todos los requisitos de las tecnologías de comunicaciones
emergentes y futuras. En este contexto, los sistemas multi antena masivos,
conocidos como massive MIMO, m-MIMO, han sido propuestos como una solución prometedora
que proporciona un incremento substancial de la capacidad de red, convirtiéndose
en una de las tecnologías claves para el 5G. Los sistemas m-MIMO elevan enormemente el
número de antenas en la estación base, lo que les permite ofrecer alta eficiencia espectral
y energética. No obstante, tenemos que tener en cuenta que las actuales tecnologías de comunicaciones
emplean técnicas coherentes, las cuales requieren de información del estado
del canal y por ello la transmisión de una enorme cantidad de información de señalización.
Este inconveniente se ve agravado en el caso del m-MIMO debido al enorme número de
antenas. Por ello, la codificación diferencial y la detección no coherente (NC) son una
solución alternativa para solventar el problema de m-MIMO en los sistemas coherentes.
Esta Tesis se centra en las técnicas de procesado de señal para detección NC junto con
m-MIMO, proponiendo nuevos esquemas de constelación y algoritmos de detección NC,
donde la información sea transmitida en la diferencia de fase de la señal.
Primero, diseñamos nuevas constelaciones para un sistema multi usuario NC en m-
MIMO en enlace ascendente (uplink) en canales con desvanecimiento tipo Rayleigh. Estos
diseños nos permiten separar las señales de los usuarios en el receptor gracias a la correspondencia
unívoca entre la constelación de cada usuario individual y la constelación
conjunta recibida en la estación base. Hemos considerado dos enfoques para el diseño en
términos de probabilidad de error: cada usuario consigue un rendimiento distinto, mientras
que por otro lado, todos los usuarios son capaces de recibir las mismas prestaciones
de probabilidad de error. Analizamos el número de antenas necesario para estos diseños y
comparamos con el número requerido por otros diseños propuestos en la literatura. Nuestro
diseño basado en DPSK requiere un número menor de antenas comparado con los
sistemas basados en detección de energía. También comparamos con su homólogo coherente, resultando que NC-m-MIMO basado en DPSK es capaz de superar a los sistemas
coherentes con los diseños adecuados.
En segundo lugar, para reducir el número de antenas requerido para un rendimiento
dado, proponemos incluir un esquema de codificación de canal. Hemos optado por un
esquema de modulación codificado por bit entrelazado y decodificación iterativa (BICMID).
Hemos empleado la herramienta EXIT chart para el diseño de la codificación de canal,
proponiendo un nuevo enfoque para calcular las curvas EXIT de forma NC y basadas en
el número de antenas. Los resultados muestran que el número de usuarios servidos por
la estación base puede ser incrementado reduciendo un 70% el número de antenas con
respecto al caso sin codificación de canal. En particular, para un array de 100 antenas
y un diseño que ofrezca iguales prestaciones a todos los usuarios, con un código de tasa
1=2, podemos conseguir la mínima probabilidad de error.
En tercer lugar, consideramos escenarios donde el canal tenga una componente predominante
de visión directa (LOS) con la estación base modelada mediante un desvanecimiento
tipo Rician. Por ejemplo, sistemas inalámbricos de backhaul, entornos rurales
o sub urbanos, comunicaciones entre dispositivos (D2D), también cuando nos movemos
hacia frecuencias superiores como son en la banda de milimétricas o más recientemente,
la banda de terahercios para buscar mayores anchos de banda. Todos estos escenarios
están contemplados en el futuro 5G. Los diseños presentados para canales Rayleigh ya no
son válidos debido a la componente LOS del canal, por ello presentamos un nuevo diseño de constelación que resuelve el problema de la componente LOS, así como una guía para
diseñar nuevas constelaciones. También proponemos un algoritmo asociado al diseñno de
la constelación para poder separar a los usuarios en recepción. Además, para contemplar
un escenario más realista donde podamos encontrar tanto desvanecimiento Rayleigh como
Rice, proponemos agrupar usuarios de ambos grupos, analizando su rendimiento y relación
señal a interferencia en la combinación. El adecuado agrupamiento permite unificar el
diseño de la constelación para ambos desvanecimientos y por tanto reducir la complejidad
en el receptor. También, el número de usuarios multiplicados en la constelación podría
ser incrementado, gracias a la mejora en el rendimiento.
El cuarto módulo de esta tesis es dedicado a analizar el rendimiento de los diseños
propuestos en presencia de canales reales, donde disponemos de variabilidad temporal y en
frecuencia. Proponemos usar una métrica que modela las características de la variabilidad
temporal y, usando de nuevo la herramienta EXIT, analizamos los sistemas decodificados
iterativamente considerando ahora los parámetros prácticos del canal. Este análisis nos
permite obtener una estimación de la degradación que sufre el rendimiento del sistema
impuesto por canales reales. Los resultados muestran que los sistemas NC-m-MIMO basados
en DPSK son muy robustos a la variabilidad temporal por lo que son recomendables
para los nuevos escenarios propuestos por el 5G, donde el canal cambia rápidamente.
Otra consideración para introducir los sistemas NC con m-MIMO es la problemática
de necesitar muchas cadenas de radio frecuencia que llevarían a tamaños de dispositivos
enormes. Para reducir este número se propone la modulación espacial. En esta Tesis,
estudiamos su uso con los sistemas NC, proponiendo una solución de modulación espacial
diferencial para esquemas con múltiples usuarios combinado con NC-m-MIMO.
Finalmente, estudiamos la viabilidad de multiplexar usuarios en la constelación frente
a usar técnicas clásicas de multiplexación como TDMA. Para caracterizar completamente
el rendimiento del sistema, analizamos la tasa de error de bloque (BLER) y el throughput
de un sistema NC-m-MIMO. Los resultados muestran una ventaja significativa en cuanto
al número de antennas para multiplexar usuarios en la constelación frente al requerido
por TDMA. No obstante, en algunos casos, la demodulación de múltiples usuarios en
la constelación podría requerir un número de antennas excesivamente grande comparado
con la multiplexación en el tiempo. Por ello, es necesario gestionar adecuadamente un
balance entre el throughput y el número de antenas para alcanzar un punto operacional
óptimo, como se muestra en esta Tesis.Programa Oficial de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Ana Isabel Pérez Neira.- Secretario: Máximo Morales Céspedes.- Vocal: María del Carmen Aguayo Torre
Spatial modulation schemes and modem architectures for millimeter wave radio systems
The rapid growth of wireless industry opens the door to several use cases such as internet of things and device-to-device communications, which require boosting the reliability and the spectral efficiency of the wireless access network, while reducing the energy consumption at the terminals. The vast spectrum available in millimeter-wave (mmWave) frequency band is one of the most promising candidates to achieve high-speed communications. However, the propagation of the radio signals at high carrier frequencies suffers from severe path-loss which reduces the coverage area. Fortunately, the small wavelengths of the mmWave signals allow packing a large number of antennas not only at the base station (BS) but also at the user terminal (UT). These massive antenna arrays can be exploited to attain high beamforming and combining gains and overcome the path-loss associated with the mmWave propagation. In conventional (fully digital) multiple-input-multiple-output (MIMO) transceivers, each antenna is connected to a specific radio-frequency (RF) chain and high resolution analog-to-digital-converter. Unfortunately, these devices are expensive and power hungry especially at mmWave frequency band and when operating in large bandwidths. Having this in mind, several MIMO transceiver architectures have been proposed with the purpose of reducing the hardware cost and the energy consumption.
Fully connected hybrid analog and digital precoding schemes were proposed in with the aim of replacing some of the conventional RF chains by energy efficient analog devices. These fully connected mapping requires many analog devices that leads to non-negligible energy consumption. Partially connected hybrid architectures have been proposed to improve the energy efficiency of the fully connected transceivers by reducing the number of analog devices. Simplifying the transceiver’s architecture to reduce the power consumption results in a degradation of the attained spectral efficiency.
In this PhD dissertation, we propose novel modulation schemes and massive MIMO transceiver design to combat the challenges at the mmWave cellular systems. The structure of the doctoral manuscript can be expressed as
In Chapter 1, we introduce the transceiver design challenges at mmWave cellular communications. Then, we illustrate several state of the art architectures and highlight their limitations. After that, we propose scheme that attains high-energy efficiency and spectrum efficiency.
In chapter 2, first, we mathematically describe the state of the art of the SM and highlight the main challenges with these schemes when applied at mmWave frequency band. In order to combat these challenges (for example, high cost and high power consumption), we propose novel SM schemes specifically designed for mmWave massive MIMO systems. After that, we explain how these schemes can be exploited in attaining energy efficient UT architecture. Finally, we present the channel model, systems assumptions and the transceiver devices power consumption models.
In chapter 3, we consider single user SM system. First, we propose downlink (DL) receive SM (RSM) scheme where the UT can be implemented with single or multiple radio-frequency chains and the BS can be fully digital or hybrid architecture. Moreover, we consider different precoders at the BS and propose low complexity and efficient antenna selection schemes for narrowband and wideband transmissions. After that, we propose joint uplink-downlink SM scheme where we consider RSM in the DL and transmit SM (TSM) in the UL based on energy efficient hybrid UT architecture.
In chapter 4, we extend the SM system to the multi-user case. Specifically, we develop joint multi-user power allocation, user selection and antenna selection algorithms for the broadcast and the multiple access channels.
Chapter 5 is presented for concluding the thesis and proposing future research directions.Considerando los altos requerimientos de los servicios de nueva generación, las infraestructuras de red actual se han visto obligadas a evolucionar en la forma de manejar los diferentes recursos de red y computación. Con este fin, nuevas tecnologías han surgido para soportar las funcionalidades necesarias para esta evolución, significando también un gran cambio de paradigma en el diseño de arquitecturas para la futura implementación de redes.En este sentido, este documento de tesis doctoral presenta un análisis sobre estas tecnologías, enfocado en el caso de redes inter/intra Data Centre. Por consiguiente, la introducción de tecnologías basadas en redes ópticas ha sido estudiada, con el fin de identificar problemas actuales que puedan llegar a ser solucionados mediante el diseño y aplicación de nuevas técnicas, asimismo como a través del desarrollo o la extensión de los componentes de arquitectura de red.Con este propósito, se han definido una serie de propuestas relacionadas con aspectos cruciales, así como el control de dispositivos ópticos por SDN para habilitar el manejo de redes híbridas, la necesidad de definir un mecanismo de descubrimiento de topologías ópticas capaz de exponer información precisa, y el analizar las brechas existentes para la definición de una arquitectura común en fin de soportar las comunicaciones 5G.Para validar estas propuestas, se han presentado una serie de validaciones experimentales por medio de escenarios de prueba específicos, demostrando los avances en control, orquestación, virtualización y manejo de recursos con el fin de optimizar su utilización. Los resultados expuestos, además de corroborar la correcta operación de los métodos y componentes propuestos, abre el camino hacia nuevas formas de adaptar los actuales despliegues de red respecto a los desafíos definidos en el inicio de una nueva era de las telecomunicaciones.Postprint (published version
Beamspace Aware Adaptive Channel Estimation for Single-Carrier Time-varying Massive MIMO Channels
In this paper, the problem of sequential beam construction and adaptive
channel estimation based on reduced rank (RR) Kalman filtering for
frequency-selective massive multiple-input multiple-output (MIMO) systems
employing single-carrier (SC) in time division duplex (TDD) mode are
considered. In two-stage beamforming, a new algorithm for statistical
pre-beamformer design is proposed for spatially correlated time-varying
wideband MIMO channels under the assumption that the channel is a stationary
Gauss-Markov random process. The proposed algorithm yields a nearly optimal
pre-beamformer whose beam pattern is designed sequentially with low complexity
by taking the user-grouping into account, and exploiting the properties of
Kalman filtering and associated prediction error covariance matrices. The
resulting design, based on the second order statistical properties of the
channel, generates beamspace on which the RR Kalman estimator can be realized
as accurately as possible. It is observed that the adaptive channel estimation
technique together with the proposed sequential beamspace construction shows
remarkable robustness to the pilot interference. This comes with significant
reduction in both pilot overhead and dimension of the pre-beamformer lowering
both hardware complexity and power consumption.Comment: 7 pages, 3 figures, accepted by IEEE ICC 2017 Wireless Communications
Symposiu
The effect of quantized ETF, grouping, and power allocation on non-orthogonal multiple accesses for wireless communication networks
Nonorthogonal multiple access (NOMA) is a significant technology in radio resource sharing and it has been recognized as a favorable method in fifth-generation (5G) wireless networks to meet the requirements of system capacity, service latency, and user connectivity. Many schemes for NOMA have been proposed in the last few years. such as transmitter linear spreading-based NOMA as a code domain, as well as a linear minimum mean square error (LMMSE), parallel interference cancellation (PIC), and serial interference cancellation (SIC) with power allocation and grouping as a power domain at the receiver side for uplink NOMA. This work aims to evaluate the performance of multiple types of linear spreading-based NOMA schemes. Simulations are achieved for the error-rate performance evaluation of these NOMA schemes, received signal after detection, and received signal and effect of every user on the other. Evaluating the performance of these technologies with comparison is also achieved through using grouping and power allocation. Simulations are achieved for the sum rate and spectral efficiency. For the future, 5G NOMA development, an equiangular tight frame (ETF) is suggested for improving performance and suggests grouping with 64qam-quantized Grassmannian for improving performance favorite about grouping with Generalized welch-bound equality (GWBE
Analysis and Design of Algorithms for the Improvement of Non-coherent Massive MIMO based on DMPSK for beyond 5G systems
Mención Internacional en el título de doctorNowadays, it is nearly impossible to think of a service that does not rely on wireless communications.
By the end of 2022, mobile internet represented a 60% of the total global online traffic.
There is an increasing trend both in the number of subscribers and in the traffic handled by each
subscriber. Larger data rates, smaller extreme-to-extreme (E2E) delays and greater number of
devices are current interests for the development of mobile communications. Furthermore, it
is foreseen that these demands should also be fulfilled in scenarios with stringent conditions,
such as very fast varying wireless communications channels (either in time or frequency) or
scenarios with power constraints, mainly found when the equipment is battery powered.
Since most of the wireless communications techniques and standards rely on the fact that the
wireless channel is somehow characterized or estimated to be pre or post-compensated in transmission
(TX) or reception (RX), there is a clear problem when the channels vary rapidly or the
available power is constrained. To estimate the wireless channel and obtain the so-called channel
state information (CSI), some of the available resources (either in time, frequency or any
other dimension), are utilized by including known signals in the TX and RX typically known as
pilots, thus avoiding their use for data transmission. If the channels vary rapidly, they must be
estimated many times, which results in a very low data efficiency of the communications link.
Also, in case the power is limited or the wireless link distance is large, the resulting signal-tointerference-
plus-noise ratio (SINR) will be low, which is a parameter that is directly related to
the quality of the channel estimation and the performance of the data reception. This problem
is aggravated in massive multiple-input multiple-output (massive MIMO), which is a promising
technique for future wireless communications since it can increase the data rates, increase the
reliability and cope with a larger number of simultaneous devices. In massive MIMO, the base
station (BS) is typically equipped with a large number of antennas that are coordinated. In these
scenarios, the channels must be estimated for each antenna (or at least for each user), and thus,
the aforementioned problem of channel estimation aggravates. In this context, algorithms and
techniques for massive MIMO without CSI are of interest.
This thesis main topic is non-coherent massive multiple-input multiple-output (NC-mMIMO)
which relies on the use of differential M-ary phase shift keying (DMPSK) and the spatial
diversity of the antenna arrays to be able to detect the useful transmitted data without CSI knowledge. On the one hand, hybrid schemes that combine the coherent and non-coherent
schemes allowing to get the best of both worlds are proposed. These schemes are based on
distributing the resources between non-coherent (NC) and coherent data, utilizing the NC data
to estimate the channel without using pilots and use the estimated channel for the coherent
data. On the other hand, new constellations and user allocation strategies for the multi-user
scenario of NC-mMIMO are proposed. The new constellations are better than the ones in the
literature and obtained using artificial intelligence techniques, more concretely evolutionary
computation.This work has received funding from the European Union Horizon 2020 research and innovation
programme under the Marie Skłodowska-Curie ETN TeamUp5G, grant agreement No.
813391. The PhD student was the Early Stage Researcher (ESR) number 2 of the project.
This work has also received funding from the Spanish National Project IRENE-EARTH
(PID2020-115323RB-C33) (MINECO/AEI/FEDER, UE), which funded the work of some coauthors.Programa de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Luis Castedo Ribas.- Secretario: Matilde Pilar Sánchez Fernández.- Vocal: Eva Lagunas Targaron
Performance Enhancement by Exploiting the Spatial Domain for Cost, Space and Spectrum Constraint 5G Communication
With everlasting increase of connectivity demand and high speed data communication, lots of progresses have been made to provide a sufficient quality of services (QoS). Several advanced technologies have been the cornerstone of this trend in academia as well as in industry. Nevertheless, there are some implementation challenges, which needs to be closely investigated. In this thesis, among all challenges, we elaborate on those related to number of radio frequency (RF) chains and resource scarcity.
The principle idea behind our proposed initial solution is to exploit the spatial domain as an additional degree of freedom. To be more specific, we benefit from spatial domain and antenna index in a multiple-input multiple-output (MIMO) system with dual-polarized (DP) antennas to convey the information. We develop a two-stage algorithm to groups the antennas which ends up to the optimum performance. Another advantage of this proposed algorithm is the complete complexity reduction of exhaustive search over the whole available space.
Moreover, due to the continuous growth of demands which results in spectrum scarcity, we investigate the extension of long term evolution (LTE) spectrum. Such a paradigm shift is realized to offload part of the data to unlicensed band, which has been initially dedicated to other standardizations such as wireless local area networks (WLAN). As both LTE and wireless fidelity (Wi-Fi) networks have been widely deployed with solid infrastructures, it is significantly important to make their coexistence viable with a cost-effective approach which inherently requires the minimum protocol modification. Thus, we take the advantage of spatially located multiple antennas of base station (BS) and access point (AP) for the sake of beamforming and interference reduction.
In addition to network coexistence, we approach the resource scarcity from the non-orthogonal multiple access (NOMA) point of view, where users share the frequency and time resources and are differentiated in power domain. In particular, we closely consider those users with limited number of RF chains. Similar to our first approach, we utilize spatial modulation (SM) in user end and after evaluating their performance, we propose to consider the capacity of SM NOMA to elaborate the impact of pairing on the achievable sum rate performance
Index Modulation Techniques for Energy-efficient Transmission in Large-scale MIMO Systems
This thesis exploits index modulation techniques to design energy- and spectrum-efficient system models to operate in future wireless networks. In this respect, index modulation techniques are studied considering two different media: mapping the information onto the frequency indices of multicarrier systems, and onto the antenna array indices of a platform that comprises multiple antennas.
The index modulation techniques in wideband communication scenarios considering orthogonal and generalized frequency division multiplexing systems are studied first. Single cell multiuser networks are considered while developing the system models that exploit the index modulation on the subcarriers of the multicarrier systems. Instead of actively modulating all the subcarriers, a subset is selected according to the index modulation bits. As a result, there are subcarriers that remain idle during the data transmission phase and the activation pattern of the subcarriers convey additional information.
The transceivers for the orthogonal and generalized frequency division multiplexing systems with index modulation are both designed considering the uplink and downlink transmission phases with a linear combiner and precoder in order to reduce the system complexity. In the developed system models, channel state information is required only at the base station. The linear combiner is designed adopting minimum mean square error method to mitigate the inter-user-interference. The proposed system models offer a flexible design as the parameters are independent of each other. The parameters can be adjusted to design the system in favor of the energy efficiency, spectrum efficiency, peak-to-average power ratio, or error performance.
Then, the index modulation techniques are studied for large-scale multiple-input multiple-output systems that operate in millimeter wave bands. In order to overcome the drawbacks of transmission in millimeter wave frequencies, channel properties should be taken in to account while envisaging the wireless communication network. The large-scale multiple-input multiple-output systems increase the degrees of freedom in the spatial domain. This feature can be exploited to focus the transmit power directly onto the intended receiver terminal to cope with the severe path-loss. However, scaling up the number of hardware elements results in excessive power consumption. Hybrid architectures provide a remedy by shifting a part of the signal processing to the analog domain. In this way, the number of bulky and high power consuming hardware elements can be reduced. However, there will be a performance degradation as a consequence of renouncing the fully digital signal processing. Index modulation techniques can be combined with the hybrid system architecture to compensate the loss in spectrum efficiency to further increase the data rates.
A user terminal architecture is designed that employs analog beamforming together with spatial modulation where a part of the information bits is mapped onto the indices of the antenna arrays. The system is comprised a switching stage that allocates the user terminal antennas on the phase shifter groups to minimize the spatial correlation, and a phase shifting stage that maximizes the beamforming gain to combat the path-loss. A computationally efficient optimization algorithm is developed to configure the system. The flexibility of the architecture enables optimization of the hybrid transceiver at any signal-to-noise ratio values.
A base station is designed in which hybrid beamforming together with spatial modulation is employed. The analog beamformer is designed to point the transmit beam only in the direction of the intended user terminal to mitigate leakage of the transmit power to other directions. The analog beamformer to transmit the signal is chosen based on the spatial modulation bits. The digital precoder is designed to eliminate the inter-user-interference by exploiting the zero-forcing method. The base station computes the hybrid beamformers and the digital combiners, and only feeds back the digital combiners of each antenna array-user pair to the related user terminals. Thus, a low complexity user architecture is sufficient to achieve a higher performance. The developed optimization framework for the energy efficiency jointly optimizes the number of served users and the total transmit power by utilizing the derived upper bound of the achievable rate. The proposed transceiver architectures provide a more energy-efficient system model compared to the hybrid systems in which the spatial modulation technique is not exploited.
This thesis develops low-complexity system models that operate in narrowband and wideband channel environments to meet the energy and spectrum efficiency demands of future wireless networks. It is corroborated in the thesis that adopting index modulation techniques both in the systems improves the system performance in various aspects.:1 Introduction 1
1.1 Motivation 1
1.2 Overview and Contribution 2
1.3 Outline 9
2 Preliminaries and Fundamentals 13
2.1 Multicarrier Systems 13
2.2 Large-scale Multiple Input Multiple Output Systems 17
2.3 Index Modulation Techniques 19
2.4 Single Cell Multiuser Networks 22
3 Multicarrier Systems with Index Modulation 27
3.1 Orthogonal Frequency Division Multiplexing 28
3.2 Generalized Frequency Division Multiplexing 40
3.3 Summary 52
4 Hybrid Beamforming with Spatial Modulation 55
4.1 Uplink Transmission 56
4.2 Downlink Transmission 74
4.3 Summary 106
5 Conclusion and Outlook 109
5.1 Conclusion 109
5.2 Outlook 111
A Quantization Error Derivations 113
B On the Achievable Rate of Gaussian Mixtures 115
B.1 The Conditional Density Function 115
B.2 Tight Bounds on the Differential Entropy 116
B.3 A Bound on the Achievable Rate 118
C Multiuser MIMO Downlink without Spatial Modulation 121
Bibliograph
- …