Performance Analysis in Full-Duplex Relaying Systems withWireless Power Transfer

Energy harvesting (EH) technology has become increasingly attractive as an appealing solution to provide long-lasting power for energy-constrained wireless cooperative sensor networks. EH in such networks is particularly important as it can enable information relaying. Different from absorbing energy from intermittent and unpredictable nature, such as solar, wind, and vibration, harvesting from radio frequency (RF) radiated by ambient transmitters has received tremendous attention. The RF signal can convey both information and energy at the same time, which facilitates the development of simultaneous wireless information and power transfer. Besides, ambient RF is widely available from the base station, WIFI, and mobile phone in the current information era. However, some open issues associated with EH are existing in the state-of-art. One of the key challenges is rapid energy loss during the transferring process, especially for long-distance transmission. The other challenge is the design of protocols to optimally coordinate between information and power transmission. Meanwhile, in-band full-duplex (IBFD) communication have gained considerable attraction by researchers, which has the ability to improve system spectral efficiency. IBFD can receive information and forward information at the same time on the same frequency. Since the RF signal can be superimposed, the antenna of the IBFD system receives the RF signal from both desired transmitter and local transmitter. Due to the short distance of the local transmission signals, the received signal power is much larger than the desired transmission signals, which results in faulty receiving of the desired signals. Therefore, it is of great significance to study the local self-interference cancellation method of the IBFD system. In the recent state-of-art, three main types of self-interference cancellations are researched, which are passive cancellations, digital cancellations, and analog cancellations. In this thesis, we study polarization-enabled digital self-interference cancellation (PDC) scheme in IBFD EH systems which cancels self-interference by antenna polarization (propagation domain) and digital processing (digital domain). The theme of this thesis is to address the following two questions: how the selfinterference would be canceled in the IBFD EH system and how to optimize key performances of the system to optimal system performances. This thesis makes five research contributions in the important area of IBFD relaying systems with wireless power transfer. Their applications are primarily in the domains of the Internet of Things (IoT) and 5G-and-beyond wireless networks. The overarching objective of the thesis is to construct analytical system models and evaluate system performance (outage probability, throughput, error) in various scenarios. In all five contributions, system models and analytical expressions of the performance metrics are derived, followed by computer simulations for performance analysis

Demonstration of phase-conjugated subcarrier coding for fiber nonlinearity compensation in CO-OFDM transmission

In this paper, we demonstrate through computer simulation and experiment a novel subcarrier coding scheme combined with pre-electrical dispersion compensation (pre-EDC) for fiber nonlinearity mitigation in coherent optical orthogonal frequency division multiplexing (CO-OFDM) systems. As the frequency spacing in CO-OFDM systems is usually small (tens of MHz), neighbouring subcarriers tend to experience correlated nonlinear distortions after propagation over a fiber link. As a consequence, nonlinearity mitigation can be achieved by encoding and processing neighbouring OFDM subcarriers simultaneously. Herein, we propose to adopt the concept of dual phase conjugated twin wave for CO-OFDM transmission. Simulation and experimental results show that this simple technique combined with 50% pre-EDC can effectively offer up to 1.5 and 0.8 dB performance gains in CO-OFDM systems with BPSK and QPSK modulation formats, respectively

Transmissores-recetores de baixa complexidade para redes óticas

Traditional coherent (COH) transceivers allow encoding of information in both quadratures and the two orthogonal polarizations of the electric field. Nevertheless, such transceivers used today are based on the intradyne scheme, which requires two 90o optical hybrids and four pairs of balanced photodetectors for dual-polarization transmission systems, making its overall cost unattractive for short-reach applications. Therefore, SSB methods with DD reception, commonly referred to as self-coherent (SCOH) transceivers, can be employed as a cost-effective alternative to the traditional COH transceivers. Nevertheless, the performance of SSB systems is severely degraded. This work provides a novel SCOH transceiver architecture with improved performance for short-reach applications. In particular, the development of phase reconstruction digital signal processing (DSP) techniques, the development of other DSP subsystems that relax the hardware requirement, and their performance optimization are the main highlights of this research. The fundamental principle of the proposed transceiver is based on the reception of the signal that satisfies the minimum phase condition upon DD. To reconstruct the missing phase information imposed by DD, a novel DCValue method exploring the SSB and the DC-Value properties of the minimum phase signal is developed in this Ph.D. study. The DC-Value method facilitates the phase reconstruction process at the Nyquist sampling rate and requires a low intensity pilot signal. Also, the experimental validation of the DC-Value method was successfully carried out for short-reach optical networks. Additionally, an extensive study was performed on the DC-Value method to optimize the system performance. In the optimization process, it was found that the estimation of the CCF is an important parameter to exploit all advantages of the DC-Value method. A novel CCF estimation technique was proposed. Further, the performance of the DC-Value method is optimized employing the rate-adaptive probabilistic constellation shaping.Os sistemas de transcetores coerentes tradicionais permitem a codificação de informação em ambas quadraturas e em duas polarizações ortogonais do campo elétrico. Contudo, estes transcetores utilizados atualmente são baseados num esquema intradino, que requer dois híbridos óticos de 90o e quatro pares de foto detetores para sistemas de transmissão com polarização dupla, fazendo com que o custo destes sistemas seja pouco atrativo para aplicações de curto alcance. Por isso, métodos de banda lateral única com deteção direta, também referidos como transcetores coerentes simplificados, podem ser implementados como uma alternativa de baixo custo aos sistemas coerentes tradicionais. Contudo, o desempenho de sistemas de banda lateral única tradicionais é gravemente degradado pelo batimento sinal-sinal. Nesta tese foi desenvolvida uma nova arquitetura de transcetor coerente simplificada com um melhor desempenho para aplicações de curto alcance. Em particular, o desenvolvimento de técnicas de processamento digital de sinal para a reconstrução de fase, bem como de outros subsistemas de processamento digital de sinal que minimizem os requerimentos de hardware e a sua otimização de desempenho são o foco principal desta tese. O princípio fundamental do transcetor proposto é baseado na receção de um sinal que satisfaz a condição mínima de fase na deteção direta. Para reconstruir a informação de fase em falta causada pela deteção direta, um novo método de valor DC que explora sinais de banda lateral única e as propriedades DC da condição de fase mínima é desenvolvido nesta tese. O método de valor DC facilita a reconstrução da fase à frequência de amostragem de Nyquist e requer um sinal piloto de baixa intensidade. Além disso, a validação experimental do método de valor DC foi executada com sucesso em ligações óticas de curto alcance. Adicionalmente, foi realizado um estudo intensivo do método de valor DC para otimizar o desempenho do sistema. Neste processo de otimização, verificou-se que o fator de contribuição da portadora é um parâmetro importante para explorar todas as vantagens do método de valor DC. Neste contexto, é proposto um novo método para a sua estimativa. Por último, o desempenho do método de valor DC é otimizado recorrendo a mapeamento probabilístico de constelação com taxa adaptativa.Programa Doutoral em Engenharia Eletrotécnic

Study of EEPN mitigation using modified RF pilot and Viterbi-Viterbi based phase noise compensation

We propose - as a modification of the optical (RF) pilot scheme -a balanced phase modulation between two polarizations of the optical signal in order to generate correlated equalization enhanced phase noise (EEPN) contributions in the two polarizations. The method is applicable for n-level PSK system. The EEPN can be compensated, the carrier phase extracted and the nPSK signal regenerated by complex conjugation and multiplication in the receiver. The method is tested by system simulations in a single channel QPSK system at 56 Gb/s system rate. It is found that the conjugation and multiplication scheme in the Rx can mitigate the EEPN to within 1/2 orders of magnitude. Results are compared to using the Viterbi-Viterbi algorithm to mitigate the EEPN. The latter method improves the sensitivity more than two orders of magnitude. Important novel insight into the statistical properties of EEPN is identified and discussed in the paper

Phase noise cancellation in coherent communication systems using a radio frequency pilot tone

Long-haul optical fiber communication employing digital signal processing (DSP)-based dispersion compensation can be distorted by the phenomenon of equalization-enhanced phase noise (EEPN), due to the reciprocities between the dispersion compensation unit and the local oscillator (LO) laser phase noise (LPN). The impact of EEPN scales increases with the increase of the fiber dispersion, laser linewidths, symbol rates, signal bandwidths, and the order of modulation formats. In this work, the phase noise cancellation (PNC) employing a radio frequency (RF) pilot tone in coherent optical transmission systems has been investigated. A 28-Gsym/s QPSK optical transmission system with a significant EEPN has been implemented, where the carrier phase recovery (CPR) was realized using the one-tap normalized least-mean-square (NLMS) estimation and the differential phase detection (DPD), respectively. It is shown that the RF pilot tone can entirely eliminate the LPN and efficiently suppress the EEPN when it is applied prior to the CPR

Enhanced PON Infrastructure Enabled by Silicon Photonics

Les systèmes de courte portée et de détection directe sont le dernier/premier kilomètre de la fourniture des services Internet d'aujourd'hui. Deux cas d'application sont abordés dans cette thèse, l'un concerne l'amélioration des performances des services Internet par la Fibre-To-TheHome ou les réseaux optiques passifs (PONs). L'autre est le radio access network (RAN) pour le fronthaul. Notre objectif pour RAN est de superposer les signaux 5G sur une infrastructure PON. Nous démontrons expérimentalement la génération d'un signal de répartition multiplexée de fréquences orthogonales (OFDM) à bande latérale unique en utilisant un modulateur IQ sur puce basé sur les photoniques au silicium à micro-anneau. Il s'agit d'une solution à coût bas permettant aux PONs d'augmenter les débits de données grâce à l'utilisation d'OFDM. Nous avons généré un signal OFDM à large bande avec un ratio de suppression de bande latérale de plus de 18 dB. Afin de confirmer la robustesse de la dispersion chromatique (CD), nous transmettons le signal généré OFDM SSB dans plus de 20 km de fibre de monomode standard. Aucun fading induit par la CD n'a été observé et le taux d'erreur sur les bits était bon. Nous proposons une solution de photoniques au silicium pour un réseau optique passif afin de mitiger l'interférence de battement signal-signal (SSBI) dans la transmission OFDM, et de récupérer une partie des porteuses de la liaison descendante pour une utilisation dans la liaison montante. Le sous-système recrée les interférences à une entrée du détecteur équilibré ; le signal de données corrompu par SSBI est à la deuxième entrée. L'annulation se produit via la soustraction dans la détection équilibrée. Comme notre solution de photoniques au silicium (SiP) ne peut pas filtrer les signaux idéalement, nous examinons un facteur d'échelle introduit dans la détection équilibrée qui peut balancer les effets de filtrage non idéaux. Nous montrons expérimentalement l'annulation de l'interférence donne de bonnes performances même avec une porteuse faible, soit pour un ratio porteuse/signal ultra bas de 0 dB. Bien que notre solution soit sensible aux effets de la température, notre démonstration expérimentale montre que le réglage de la fréquence résonante peut dériver jusqu'à 12 GHz de la valeur ciblée et présenter toujours de bonnes performances. Nous effectuons des simulations extensives du schéma d'annulation SSBI proposé, et suggérons une diverse conception polarisée pour le sous-système SiP. Nous examinons via la simulation la vulnérabilité à la variation de température et introduisons une nouvelle métrique de performance : Q-facteur minimum garanti. Nous nous servons de cette métrique pour évaluer la robustesse d'annulation SSBI contre la dérive de fréquence induite par les changements de température. Nous maximisons l'efficacité spectrale sous différentes conditions du système en balayant les paramètres de conception contrôlables. Finalement, les résultats de la simulation du système fournissent des indications sur la conception du résonateur micro-anneau, ainsi que sur le choix de la bande de garde et du format de modulation pour obtenir la plus grande efficacité spectrale. Finalement, nous nous concentrons sur la superposition des signaux 5G sur une infrastructure PON pour RAN. Nous expérimentalement validons un sous-système photonique au silicium conçu pour les réseaux optiques passifs avec réutilisation de porteuses et compatibilité radiosur-fibre (RoF) analogique 5G. Le sous-système permet la détection simultanée des signaux RoF et du signal PON transmis dans une seule tranche assignée de longueur d'onde. Tout en maintenant une qualité suffisante de détection des signaux RoF et PON, il n'y a que la puissance minimale de la porteuse qui est extraite pour chaque détection, ce qui conserve ainsi la puissance de la porteuse pour la modulation de liaison montante. Nous réalisons une suppression efficace du signal de liaison descendante en laissant une porteuse propre et forte pour la remodulation. Nous démontrons expérimentalement le signal RoF de liaison montante via un modulateur à micro-anneau. Nous avons détecté avec succès un signal à large bande de 8 GHz et cinq signaux RoF de 125 MHz simultanément. Et deux signaux RoF de 125 MHz sont remodulés sur la même porteuse. Le signal RoF de liaison montante généré est de 13 dB de plus que les signaux de liaison descendante, ce qui indique leur robustesse contre la diaphonie des signaux résiduels de la liaison descendante.Short reach, direct detection systems are the last/first mile of today's internet service provision. Two use cases are addressed in this thesis, one is for enhancing performance of Internet services on fiber-to-the-home or passive optical networks (PON). The other is radio access networks (RAN) for fronthaul. Our focus for RAN is to overlay 5G signals on a PON infrastructure. We experimentally demonstrate the generation of a single-sideband orthogonal frequency division multiplexed (OFDM) signal using an on-chip silicon photonics microring-based IQ modulator. This is a low cost solution enabling PONs to increase data rates through the use of OFDM. We generated a wideband OFDM signal with over 18 dB sideband suppression ratio. To confirm chromatic dispersion (CD) robustness, we transmit the generated SSB OFDM signal over 20 km of standard single mode fiber. No CD-induced fading was observed and bit error rate was good. We propose a silicon photonics solution for a passive optical network to mitigate signal-signal beat interference (SSBI) in OFDM transmission, and to recuperate a part of the downlink carrier for use in the uplink. The subsystem recreates the interference at one balanced detector input; the data signal corrupted with SSBI is at the second input. Cancellation occurs via subtraction in the balanced detection. As our silicon photonics (SiP) solution cannot filter the signals ideally, we examine a scaling factor to be introduced to the balanced detection that can trade-off the non-ideal filtering effects. We show experimentally that the interference is cancelled, allowing good performance even with a weak carrier, that is, for ultra low carrier to signal ratio of 0 dB. Although our solution is sensitive to temperature effects, our experimental demonstration shows the tuning of the resonant frequency can drift by as much as 12 GHz from the targeted value and still provide good performance. We perform extensive simulations of the proposed SSBI cancellation scheme, and suggest a polarization diverse design for the SiP subsystem. We examine via simulation the vulnerability to temperature variation and introduce a new performance metric: minimum guaranteed Qfactor. We use this metric to evaluate the SSBI cancellation robustness against the frequency drift induced by temperature changes. We maximize the spectral efficiency under different system conditions by sweeping the controllable design parameters. Finally the system simulation results provide guidance on the microring resonator design, as well as choice of guard band and modulation format to achieve the highest spectral efficiency. Finally, we turn to focus on overlay 5G signals on a PON infrastructure for RAN. We experimentally validate a silicon photonic subsystem designed for passive optical networks with carrier reuse and 5G analog radio-over-fiber (RoF) compatibility. The subsystem enables the simultaneous detection of RoF signals and a PON signal transmitted in a single assigned wavelength slot. While maintaining sufficient quality of RoF and PON signal detection, only the minimum carrier power is leached off for each detection, thus conserving carrier power for uplink modulation. We realize effective downlink signal suppression to leave a clean and strong carrier for remodulation. We demonstrate experimentally the RoF uplink signal via a micro ring modulator. We successfully detected an 8 GHz broadband signal and five 125 MHz RoF signals simultaneously. And two 125 MHz radio over fiber signals are remodulated onto the same carrier. The generated uplink RoF signal is 13 dB over the downlink signals, indicating their robustness against the crosstalk from residual downlink signals