Performance Analysis, Resource Allocation and Optimization of Cooperative Communication Systems under Generalized Fading Channels

The increasing demands for high-speed data transmission, efficient wireless access, high quality of service (QoS) and reliable network coverage with reduced power consumption impose demanding intensive research efforts on the design of novel wireless communication system architectures. A notable development in the area of communication theory is the introduction of cooperative communication systems. These technologies become promising solution for the next-generation wireless transmission systems due to their applicability in size, power, hardware and price constrained devices, such as cellular mobile devices, wireless sensors, ad-hoc networks and military communications, being able to provide, e.g., diversity gain against fading channels without the need for installing multiple antennas in a single terminal. The performance of the cooperative systems can in general be significantly increased by allocating the limited power efficiently. In this thesis, we address in detail the performance analysis, resource allocation and optimization of such cooperative communication systems under generalized fading channels. We focus first on energy-efficiency (EE) optimization and optimal power allocation (OPA) of regenerative cooperative network with spatial correlation effects under given power constraint and QoS requirement. The thesis also investigates the end-to-end performance and power allocation of a regenerative multi-relay cooperative network over non-homogeneous scattering environment, which is realistic case in practical wireless communication scenarios. Furthermore, the study investigates the end-to-end performance, OPA and energy optimization analysis under total power constraint and performance requirement of full-duplex (FD) relaying transmission scheme over asymmetric generalized fading models with relay self-interference (SI) effects.The study first focuses on exact error analysis and EE optimization of regenerative relay systems under spatial correlation effects. It first derives novel exact and asymptotic expressions for the symbol-error-rates (SERs) of M -ary quadrature amplitude and M -ary phase-shift keying (M -QAM) and (M -PSK) modulations, respectively, assuming a dual-hop decode-and-forward relay system, spatial correlation, path-loss effects and maximum-ratio-combing (MRC) at the destination. Based on this, EEoptimization and OPA are carried out under certain QoS requirement and transmit power constraints.Furthermore, the second part of the study investigates the end-to-end performance and power allocation of MRC based regenerative multi-relay cooperative system over non-homogeneous scattering environment. Novel exact and asymptotic expressions are derived for the end-to-end average SER for M -QAM and M -PSK modulations.The offered results are employed in performance investigations and power allocation formulations under total transmit power constraints.Finally, the thesis investigates outage performance, OPA and energy optimization analysis under certain system constraints for the FD and half-duplex (HD) relaying systems. Unlike the previous studies that considered the scenario of information transmission over symmetric fading conditions, in this study we considered the scenario of information transmission over the most generalized asymmetric fading environments.The obtained results indicate that depending on the severity of multipath fading, the spatial correlation between the direct and relayed paths and the relay location, the direct transmission is more energy-efficient only for rather short transmission distances and until a certain threshold. Beyond this, the system benefits substantially from the cooperative transmission approach where the cooperation gain increases as the transmission distance increases. Furthermore, the investigations on the power allocation for the multi-relay system over the generalized small-scale fading model show that substantial performance gain can be achieved by the proposed power allocation scheme over the conventional equal power allocation (EPA) scheme when the source-relay and relay-destination paths are highly unbalanced. Extensive studies on the FD relay system also show that OPA provides significant performance gain over the EPA scheme when the relay SI level is relatively strong. In addition, it is shown that the FD relaying scheme is more energy-efficient than the reference HD relaying scheme at long transmission distances and for moderate relay SI levels.In general, the investigations in this thesis provide tools, results and useful insights for implementing space-efficient, low-cost and energy-efficient cooperative networks, specifically, towards the future green communication era where the optimization of the scarce resources is critical

Performance Analysis in Full-Duplex Relaying Systems withWireless Power Transfer

Energy harvesting (EH) technology has become increasingly attractive as an appealing solution to provide long-lasting power for energy-constrained wireless cooperative sensor networks. EH in such networks is particularly important as it can enable information relaying. Different from absorbing energy from intermittent and unpredictable nature, such as solar, wind, and vibration, harvesting from radio frequency (RF) radiated by ambient transmitters has received tremendous attention. The RF signal can convey both information and energy at the same time, which facilitates the development of simultaneous wireless information and power transfer. Besides, ambient RF is widely available from the base station, WIFI, and mobile phone in the current information era. However, some open issues associated with EH are existing in the state-of-art. One of the key challenges is rapid energy loss during the transferring process, especially for long-distance transmission. The other challenge is the design of protocols to optimally coordinate between information and power transmission. Meanwhile, in-band full-duplex (IBFD) communication have gained considerable attraction by researchers, which has the ability to improve system spectral efficiency. IBFD can receive information and forward information at the same time on the same frequency. Since the RF signal can be superimposed, the antenna of the IBFD system receives the RF signal from both desired transmitter and local transmitter. Due to the short distance of the local transmission signals, the received signal power is much larger than the desired transmission signals, which results in faulty receiving of the desired signals. Therefore, it is of great significance to study the local self-interference cancellation method of the IBFD system. In the recent state-of-art, three main types of self-interference cancellations are researched, which are passive cancellations, digital cancellations, and analog cancellations. In this thesis, we study polarization-enabled digital self-interference cancellation (PDC) scheme in IBFD EH systems which cancels self-interference by antenna polarization (propagation domain) and digital processing (digital domain). The theme of this thesis is to address the following two questions: how the selfinterference would be canceled in the IBFD EH system and how to optimize key performances of the system to optimal system performances. This thesis makes five research contributions in the important area of IBFD relaying systems with wireless power transfer. Their applications are primarily in the domains of the Internet of Things (IoT) and 5G-and-beyond wireless networks. The overarching objective of the thesis is to construct analytical system models and evaluate system performance (outage probability, throughput, error) in various scenarios. In all five contributions, system models and analytical expressions of the performance metrics are derived, followed by computer simulations for performance analysis

Outage Performance of Two-Hop OFDM Systems with Spatially Random Decode-and-Forward Relays

In this paper, we analyze the outage performance of different multicarrier relay selection schemes for two-hop orthogonal frequency-division multiplexing (OFDM) systems in a Poisson field of relays. In particular, special emphasis is placed on decode-and-forward (DF) relay systems, equipped with bulk and per-subcarrier selection schemes, respectively. The exact expressions for outage probability are derived in integrals for general cases. In addition, asymptotic expressions for outage probability in the high signal-to-noise ratio (SNR) region in the finite circle relay distribution region are determined in closed forms for both relay selection schemes. Also, the outage probabilities for free space in the infinite relay distribution region are derived in closed forms. Meanwhile, a series of important properties related to cooperative systems in random networks are investigated, including diversity, outage probability ratio of two selection schemes and optimization of the number of subcarriers in terms of system throughput. All analysis is numerically verified by simulations. Finally, a framework for analyzing the outage performance of OFDM systems with spatially random relays is constructed, which can be easily modified to analyze other similar cases with different forwarding protocols, location distributions and/or channel conditions

Adaptive relay techniques for OFDM-based cooperative communication systems

Cooperative communication has been considered as a cost-effective manner to exploit the spatial diversity, improve the quality-of-service and extend transmission coverage. However, there are many challenges faced by cooperative systems which use relays to forward signals to the destination, such as the accumulation of multipath channels, complex resource allocation with the bidirectional asymmetric traffic and reduction of transmission efficiency caused by additional relay overhead. In this thesis, we aim to address the above challenges of cooperative communications, and design the efficient relay systems. Starting with the channel accumulation problem in the amplify-and-forward relay system, we proposed two adaptive schemes for single/multiple-relay networks respectively. These schemes exploit an adaptive guard interval (GI) technique to cover the accumulated delay spread and enhance the transmission efficiency by limiting the overhead. The proposed GI scheme can be implemented without any extra control signal. Extending the adaptive GI scheme to multiple-relay systems, we propose a relay selection strategy which achieves the trade-off between the transmission reliability and overhead by considering both the channel gain and the accumulated delay spread. We then consider resource allocation problem in the two-way decode-and-forward relay system with asymmetric traffic loads. Two allocation algorithms are respectively investigated for time-division and frequency-division relay systems to maximize the end-to-end capacity of the two-way system under a capacity ratio constraint. For the frequency-division systems, a balanced end-to-end capacity is defined as the objective function which combines the requirements of maximizing the end-to-end capacity and achieving the capacity ratio. A suboptimal algorithm is proposed for the frequency-division systems which separates subcarrier allocation and time/power allocation. It can achieve the similar performance with the optimal one with reduced complexity. In order to further enhance the transmission reliability and maintaining low processing delay, we propose an equalize-and-forward (EF) relay scheme. The EF relay equalizes the channel between source and relay to eliminate the channel accumulation without signal regeneration. To reduce the processing time, an efficient parallel structure is applied in the EF relay. Numerical results show that the EF relay exhibits low outage probability at the same data rate as compared to AF and DF schemes

Outage Analysis of Energy Harvested Relay-Aided Device-to-Device Communications in Nakagami Channel

In this paper, we obtain a low-complexity closed-form formula for the outage probability of the energy-harvested decode-and-forward (DF) relay-aided underlay Device-to-device (D2D) communications in Nakagami fading channel. By proposing a new idea which finds the power splitting factor in simultaneous wireless information and power transfer (SWIPT) energy-harvesting system such that the transmit power of the relay node in the second time slot is fixed in a pre-defined value, the obtained closed-form expression is valid for both energy-harvested and non-energy-harvested scenarios. This formula is based on n-point generalized Gauss-Laguerre and m-point Gauss-Legendre solutions. It is shown that n is more effective than m for reducing the formula complexity. In addition to a good agreement between the simulation results and numerical analysis based on normalized mean square error (NMSE), it is indicated that (n, m)=(1, 4) and (n, m)=(1, 2) are the appropriate choices, respectively for 0.5≤ µ <0.7 and µ ≥0.7, where µ is the fading factor. As shown in this investigation, increasing the average distance between D2D pairs and cellular user (lower interference), is the reason for decreasing the outage probability. Furthermore, it is clear that increasing the Nakagami fading factor is the reason for decreasing the outage probability

Esquemas distribuídos para seleção de múltiplas antenas em redes com retransmissores do tipo amplifica-e-encaminha

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: A seleção de antena na transmissão tem sido apresentada como uma estratégia promissora para explorar os benefícios do uso de múltiplas antenas em sistemas de comunicações com retransmissores. No entanto, essa abordagem pode exigir um montante considerável de estimações de canal, transmissões de realimentação e atraso, dado que a sua implementação ótima e centralizada requer o monitoramento do estado do canal de todos os enlaces. Para aliviar essas deficiências, este trabalho propõe e analisa um conjunto de esquemas subótimos de seleção de antena na transmissão para sistemas com retransmissores do tipo amplifica-e-encaminha, os quais podem ser implementados de uma forma distribuída. Nos esquemas propostos, a antena é selecionada com base na informação local do estado de canal que está disponível na fonte, requerendo, portanto, um atraso e uma carga de realimentação pequenos e constantes. Tal abordagem é considerada em uso conjunto com diferentes técnicas, incluindo métodos de combinação de diversidade (combinação por máxima razão e combinação por seleção) no destino, protocolos de ganho fixo ou variável no relay, e transceptores com múltiplas antenas no relay. Além disso, para o caso particular em que o retransmissor tem ganho fixo e uma única antena, considera-se também o uso de um mecanismo de seleção de enlace na fonte. Para cada caso, o desempenho do sistema é avaliado em termos de probabilidade de outage, eficiência espectral e/ou vazão. O foco principal é direcionado à probabilidade de outage, para a qual são deduzidas expressões exatas e limitantes de desempenho. Uma análise assintótica é também efetuada para enriquecer a compreensão do comportamento do sistema quando operando sob alta relação sinal-ruído. Finalmente, como contribuição isolada, uma estratégia subótima e simples de alocação de potência é elaborada para um sistema com múltiplos retransmissores do tipo decodifica-e-encaminha, considerando-se enlaces com erros e codificação de fonte distribuídaAbstract: Transmit-antenna selection has been presented as a promising strategy for exploiting the benefits of multiple antennas in relaying communication systems. However, this approach may demand a considerable amount of channel estimations, feedback transmissions, and delay, since its optimal centralized implementation requires monitoring the channel state of all links. To alleviate those impairments, this work proposes and analyzes a set of suboptimal transmit-antenna selection schemes for amplify-and-forward relaying systems, which can be implemented in a distributed manner. In the proposed schemes, the antenna is selected based on the local channel-state information that is available at the source, thus requiring a low and constant delay/feedback overhead. Such an approach is considered along with different techniques, including diversity combining methods (maximal-ratio combining and selection combining) at the destination, fixed- and variable-gain protocols at the relay, and multi-antenna transceivers at the relay. A link-selection mechanism at the source is also considered for the special case of a single-antenna fixed-gain relay. For each case, the system performance is assessed in terms of outage probability, spectral efficiency, and/or throughput. The main focus is placed on the outage probability, for which exact or bound expressions are derived. An asymptotic analysis is also performed to provide further insights into the system behavior at high signal-to-noise ratio. Finally, as an isolated contribution, a simple suboptimal power allocation strategy is designed for a decode-and-forward multi-relay system with lossy intra-links and distributed source codingDoutoradoTelecomunicações e TelemáticaDoutora em Engenharia ElétricaCAPE