Impacts of Connected and Automated Vehicles on Energy and Traffic Flow: Optimal Control Design and Verification Through Field Testing

This dissertation assesses eco-driving effectiveness in several key traffic scenarios that include passenger vehicle transportation in highway driving and urban driving that also includes interactions with traffic signals, as well as heavy-duty line-haul truck transportation in highway driving with significant road grade. These studies are accomplished through both traffic microsimulation that propagates individual vehicle interactions to synthesize large-scale traffic patterns that emerge from the eco-driving strategies, and through experimentation in which real prototyped connected and automated vehicles (CAVs) are utilized to directly measure energy benefits from the designed eco-driving control strategies. In particular, vehicle-in-the-loop is leveraged for the CAVs driven on a physical test track to interact with surrounding traffic that is virtually realized through said microsimulation software in real time. In doing so, model predictive control is designed and implemented to create performative eco-driving policies and to select vehicle lane, as well as enforce safety constraints while autonomously driving a real vehicle. Ultimately, eco-driving policies are both simulated and experimentally vetted in a variety of typical driving scenarios to show up to a 50% boost in fuel economy when switching to CAV drivers without compromising traffic flow. The first part of this dissertation specifically assesses energy efficiency of connected and automated passenger vehicles that exploit intention-sharing sourced from both neighboring vehicles in a highway scene and from traffic lights in an urban scene. Linear model predictive control is implemented for CAV motion planning, whereby chance constraints are introduced to balance between traffic compactness and safety, and integer decision variables are introduced for lane selection and collision avoidance in multi-lane environments. Validation results are shown from both large-scale microsimulation and through experimentation of real prototyped CAVs. The second part of this dissertation then assesses energy efficiency of automated line-haul trucks when tasked to aerodynamically platoon. Nonlinear model predictive control is implemented for motion planning, and simulation and experimentation are conducted for platooning verification under highway conditions with traffic. Then, interaction-aware and intention-sharing cooperative control is further introduced to eliminate experimentally measured platoon disengagements that occur on real highways when using only status-sharing control. Finally, the performance of automated drivers versus human drivers are compared in a point-to-point scenario to verify fundamental eco-driving impacts -- experimentally showing eco-driving to boost energy economy by 11% on average even in simple driving scenarios

Distributed Control and Learning of Connected and Autonomous Vehicles Approaching and Departing Signalized Intersections

This thesis outlines methods for achieving energy-optimal control policies for autonomous vehicles approaching and departing a signalized traffic intersection. Connected and autonomous vehicle technology has gained wide interest from both research institutions and government agencies because it offers immense promise in advancing efficient energy usage and abating hazards that beset the current transportation system. Energy minimization is itself crucial in reducing the greenhouse emissions from fossil-fuel-powered vehicles and extending the battery life of electric vehicles which are presently the major alternative to fossil-fuel-powered vehicles. Two major forms of fuel minimization are studied. First, the eco-driving problem is solved for a vehicle approaching a traffic signal intersection using the deep reinforcement learning approach. The task is to find the optimal control input to the vehicle approaching a signalized intersection given the traffic signal pattern. It is assumed that the vehicle is made aware of the traffic signal through vehicle-to-vehicle and vehicle-to-infrastructure communication. A microscopic fuel-consumption model is considered. The system model, system constraints, and fuel consumption model are translated to the reinforcement learning framework. The model is then trained and simulations are presented. Practical deployment considerations are also discussed. Next, the multi-agent vehicle platooning control is considered. Vehicle platooning exploits the aerodynamics of vehicles that follow each other closely in a line to reduce the total energy consumption of the vehicle fleet. Graph-theoretic methods that characterize the interaction of multi-agents are studied using matrix-weighted graphs. Particularly, the roles of the matrix weight elements in matrix-weighted consensus are examined and the results are demonstrated on a network of three agents. The results are applied in vehicle platoon splitting and merging for a vehicle approaching a traffic stop

Cooperative Vehicle Tracking in Large Environments

Vehicle position tracking and prediction over large areas is of significant importance in many industrial applications, such as mining operations. In a small area, this can be easily achieved by providing vehicles with a constant communication link to a control centre and having the vehicles broadcast their position. The problem changes dramatically when vehicles operate within a large environment of potentially hundreds of square kilometres and in difficult terrain. This thesis presents algorithms for cooperative tracking of vehicles based on a vehicle motion model that incorporates the properties of the working area, and information collected by infrastructure collection points and other mobile agents. The probabilistic motion prediction approach provides long-term estimates of vehicle positions using motion profiles built for the particular environment and considering the vehicle stopping probability. A limited number of data collection points distributed around the field are used to update the position estimates, with negative information also used to improve the estimation. The thesis introduces the concept of observation harvesting, a process in which peer-to-peer communication between vehicles allows egocentric position updates and inter-vehicle measurements to be relayed among vehicles and finally conveyed to the collection points for an improved position estimate. It uses a store-and-synchronise concept to deal with intermittent communication and aims to disseminate data in an opportunistic manner. A nonparametric filtering algorithm for cooperative tracking is proposed to incorporate the information harvested, including the negative, relative, and time delayed observations. An important contribution of this thesis is to enable the optimisation of fleet scheduling when full coverage networks are not available or feasible. The proposed approaches were validated with comprehensive experimental results using data collected from a large-scale mining operation

Cooperative Vehicle Tracking in Large Environments

Vehicle position tracking and prediction over large areas is of significant importance in many industrial applications, such as mining operations. In a small area, this can be easily achieved by providing vehicles with a constant communication link to a control centre and having the vehicles broadcast their position. The problem changes dramatically when vehicles operate within a large environment of potentially hundreds of square kilometres and in difficult terrain. This thesis presents algorithms for cooperative tracking of vehicles based on a vehicle motion model that incorporates the properties of the working area, and information collected by infrastructure collection points and other mobile agents. The probabilistic motion prediction approach provides long-term estimates of vehicle positions using motion profiles built for the particular environment and considering the vehicle stopping probability. A limited number of data collection points distributed around the field are used to update the position estimates, with negative information also used to improve the estimation. The thesis introduces the concept of observation harvesting, a process in which peer-to-peer communication between vehicles allows egocentric position updates and inter-vehicle measurements to be relayed among vehicles and finally conveyed to the collection points for an improved position estimate. It uses a store-and-synchronise concept to deal with intermittent communication and aims to disseminate data in an opportunistic manner. A nonparametric filtering algorithm for cooperative tracking is proposed to incorporate the information harvested, including the negative, relative, and time delayed observations. An important contribution of this thesis is to enable the optimisation of fleet scheduling when full coverage networks are not available or feasible. The proposed approaches were validated with comprehensive experimental results using data collected from a large-scale mining operation

Cooperative look-ahead control for fuel-efficient and safe heavy-duty vehicle platooning

The operation of groups of heavy-duty vehicles (HDVs) at a small inter-vehicular distance (known as platoon) allows to lower the overall aerodynamic drag and, therefore, to reduce fuel consumption and greenhouse gas emissions. However, due to the large mass and limited engine power of HDVs, slopes have a significant impact on the feasible and optimal speed profiles that each vehicle can and should follow. Therefore maintaining a short inter-vehicular distance as required by platooning without coordination between vehicles can often result in inefficient or even unfeasible trajectories. In this paper we propose a two-layer control architecture for HDV platooning aimed to safely and fuel-efficiently coordinate the vehicles in the platoon. Here, the layers are responsible for the inclusion of preview information on road topography and the real-time control of the vehicles, respectively. Within this architecture, dynamic programming is used to compute the fuel-optimal speed profile for the entire platoon and a distributed model predictive control framework is developed for the real-time control of the vehicles. The effectiveness of the proposed controller is analyzed by means of simulations of several realistic scenarios that suggest a possible fuel saving of up to 12% for the follower vehicles compared to the use of standard platoon controllers.Comment: 16 pages, 16 figures, submitted to journa

Development and evaluation of cooperative intersection management algorithm under connected vehicles environment

Recent technological advancements in the automotive and transportation industry established a firm foundation for development and implementation of various automated and connected vehicle (C/AV) solutions around the globe. Wireless communication technologies such as the dedicated short-range communication (DSRC) protocol are enabling instantaneous information exchange between vehicles and infrastructure. Such information exchange produces tremendous benefits with the possibility to automate conventional traffic streams and enhance existing signal control strategies. While many promising studies in the area of signal control under connected vehicle (CV) environment have been introduced, they mainly offer solutions designed to operate a single isolated intersection or they require high technology penetration rates to operate in a safe and efficient manner. Applications designed to operate on a signalized corridor with imperfect market penetration rates of connected vehicle technology represent a bridge between conventional traffic control paradigm and fully automated corridors of the future. Assuming utilization of the connected vehicle environment and vehicle to infrastructure (V2I) technology, all vehicular and signal-related parameters are known and can be shared with the control agent to control automated vehicles while improving the mobility of the signalized corridor. This dissertation research introduces an intersection management strategy for a corridor with automated vehicles utilizing vehicular trajectory-driven optimization method. The Trajectory-driven Optimization for Automated Driving (TOAD) provides an optimal trajectory for automated vehicles while maintaining safe and uninterrupted movement of general traffic, consisting of regular unequipped vehicles. Signal status parameters such as cycle length and splits are continuously captured. At the same time, vehicles share their position information with the control agent. Both inputs are then used by the control algorithm to provide optimal trajectories for automated vehicles, resulting in the reduction of vehicle delay along the signalized corridor with fixed-time signal control. To determine the most efficient trajectory for automated vehicles, an evolutionary-based optimization is utilized. Influence of the prevailing traffic conditions is incorporated into a control algorithm using conventional data collection methods such as loop detectors, Bluetooth or Wi-Fi sensors to collect vehicle counts, travel time on corridor segments, and spot speed. Moreover, a short-term, artificial intelligence prediction model is developed to achieve reasonable deployment of data collection devices and provide accurate vehicle delay predictions producing realistic and highly-efficient longitudinal vehicle trajectories. The concept evaluation through microsimulation reveals significant mobility improvements compared to contemporary corridor management approach. The results for selected test-bed locations on signalized arterials in New Jersey reveals up to 19.5 % reduction in overall corridor travel time depending on different market penetration and lane configuration scenario. It is also discovered that operational scenarios with a possibility of utilizing reserved lanes for movement of automated vehicles further increases the effectiveness of the proposed algorithm. In addition, the proposed control algorithm is feasible under imperfect C/AV market penetrations showing mobility improvements even with low market penetration rates

An Optimization Approach for Energy Efficient Coordination Control of Vehicles in Merging Highways

Environmental concerns along with stronger governmental regulations regarding automotive fuel-economy and greenhouse-gas emissions are contributing to the push for development of more sustainable transportation technologies. Furthermore, the widespread use of the automobile gives rise to other issues such as traffic congestion and increasing traffic accidents. Consequently, two main goals of new technologies are the reduction of vehicle fuel consumption and emissions and the reduction of traffic congestion. While an extensive list of published work addresses the problem of fuel consumption reduction by optimizing the vehicle powertrain operations, particularly in the case of hybrid electric vehicles (HEV), approaches like eco-driving and traffic coordination have been studied more recently as alternative methods that can, in addition, address the problem of traffic congestion and traffic accidents reduction. This dissertation builds on some of those approaches, with particular emphasis on autonomous vehicle coordination control. In this direction, the objective is to derive an optimization approach for energy efficient and safe coordination control of vehicles in merging highways. Most of the current optimization-based centralized approaches to this problem are solved numerically, at the expense of a high computational load which limits their potential for real-time implementation. In addition, closed-form solutions, which are desired to facilitate traffic analysis and the development of approaches to address interconnected merging/intersection points and achieve further traffic improvements at the road-network level, are very limited in the literature. In this dissertation, through the application of the Pontryagin’s minimum principle, a closed-form solution is obtained which allows the implementation of a real-time centralized optimal control for fleets of vehicles. The results of applying the proposed framework show that the system can reduce the fuel consumption by up to 50% and the travel time by an average of 6.9% with respect to a scenario with not coordination strategy. By integrating the traffic coordination scheme with in-vehicle energy management, a two level optimization system is achieved which allows assessing the benefits of integrating hybrid electric vehicles into the road network. Regarding in-vehicle energy optimization, four methods are developed to improve the tuning process of the equivalent consumption optimization strategy (ECMS). First, two model predictive control (MPC)-based strategies are implemented and the results show improvements in the efficiency obtained with the standard ECMS implementation. On the other hand, the research efforts focus in performing analysis of the engine and electric motor operating points which can lead to the optimal tuning of the ECMS with reduced iterations. Two approaches are evaluated and even though the results in fuel economy are slightly worse than those for the standard ECMS, they show potential to significantly reduce the tuning time of the ECMS. Additionally, the benefits of having less aggressive driving profiles on different powertrain technologies such as conventional, plug-in hybrid and electric vehicles are studied

Traffic Operations Analysis of Merging Strategies for Vehicles in an Automated Electric Transportation System

Automated Electric Transportation (AET) is a concept of an emerging cooperative transportation system that combines recent advances in vehicle automation and electric power transfer. It is a network of vehicles that control themselves as they traverse from an origin to a destination while being electrically powered in motion – all without the use of connected wires. AET\u27s realization may provide unparalleled returns in the form of dramatic reductions in traffic-related air pollution, our nation’s dependence on foreign oil, traffic congestion, and roadway inefficiency. More importantly, it may also significantly improve transportation safety by dramatically reducing the number of transportation-related deaths and injuries each year as it directly addresses major current issues such as human error and adverse environmental conditions related to vehicle emissions. In this thesis, a logical strategy in transitioning from today’s current transportation system to a future automated and electric transportation system is identified. However, the chief purpose of this research is to evaluate the operational parameters where AET will be feasible from a transportation operations perspective. This evaluation was accomplished by performing lane capacity analyses for the mainline, as well as focusing on the merging logic employed at freeway interchange locations. In the past, merging operations have been known to degrade traffic flow due to the interruptions that merging vehicles introduce to the system. However, by analyzing gaps in the mainline traffic flow and coordinating vehicle movements through the use of the logic described in this thesis, mainline traffic operations can remain uninterrupted while still allowing acceptable volumes of merging vehicles to enter the freeway. A release-to-gap merging algorithm was developed and utilized in order to maximize the automated flow of traffic at or directly downstream of a freeway merge point by maximizing ramp flows without causing delay to mainline vehicles. Through these tasks, it is the hope of this research to aid in identifying the requirements and impending impacts of the implementation of this potentially life-altering technology