Massive MIMO for Internet of Things (IoT) Connectivity

Massive MIMO is considered to be one of the key technologies in the emerging 5G systems, but also a concept applicable to other wireless systems. Exploiting the large number of degrees of freedom (DoFs) of massive MIMO essential for achieving high spectral efficiency, high data rates and extreme spatial multiplexing of densely distributed users. On the one hand, the benefits of applying massive MIMO for broadband communication are well known and there has been a large body of research on designing communication schemes to support high rates. On the other hand, using massive MIMO for Internet-of-Things (IoT) is still a developing topic, as IoT connectivity has requirements and constraints that are significantly different from the broadband connections. In this paper we investigate the applicability of massive MIMO to IoT connectivity. Specifically, we treat the two generic types of IoT connections envisioned in 5G: massive machine-type communication (mMTC) and ultra-reliable low-latency communication (URLLC). This paper fills this important gap by identifying the opportunities and challenges in exploiting massive MIMO for IoT connectivity. We provide insights into the trade-offs that emerge when massive MIMO is applied to mMTC or URLLC and present a number of suitable communication schemes. The discussion continues to the questions of network slicing of the wireless resources and the use of massive MIMO to simultaneously support IoT connections with very heterogeneous requirements. The main conclusion is that massive MIMO can bring benefits to the scenarios with IoT connectivity, but it requires tight integration of the physical-layer techniques with the protocol design.Comment: Submitted for publicatio

Design, monitoring and performance evaluation of high capacity optical networks

Premi Extraordinari de Doctorat, promoció 2018-2019. Àmbit de les TICInternet traffic is expected to keep increasing exponentially due to the emergence of a vast number of innovative online services and applications. Optical networks, which are the cornerstone of the underlying Internet infrastructure, have been continuously evolving to carry the ever-increasing traffic in a more flexible, cost-effective, and intelligent way. Having these three targets in mind, this PhD thesis focuses on two general areas for the performance improvement and the evolution of optical networks: i) introducing further cognition to the optical layer, and ii) introducing new networking solutions revolutionizing the optical transport infrastructure. In the first part, we present novel failure detection and identification solutions in the optical layer utilizing the optical spectrum traces captured by cost-effective coarse-granular Optical Spectrum Analyzers (OSA). We demonstrate the effectiveness of the developed solutions for detecting and identifying filter-related failures in the context of Spectrum-Switched Optical Networks (SSON), as well as transmitter-related laser failures in Filter-less Optical Networks (FON). In addition, at the subsystem level we propose an Autonomic Transmission Agent (ATA), which triggers local or remote transceiver reconfiguration by predicting Bit-Error-Rate (BER) degradation by monitoring State-of-Polarization (SOP) data obtained by coherent receivers. I have developed solutions to push further the performance of the currently deployed optical networks through reducing the margins and introducing intelligence to better manage their resources. However, it is expected that the spectral efficiency of the current standard Single-Mode Fiber (SMF) based optical network approaches the Shannon capacity limits in the near future, and therefore, a new paradigm is required to keep with the pace of the current huge traffic increase. In this regard, Space Division Multiplexing (SDM) is proposed as the ultimate solution to address the looming capacity crunch with a reduced cost-per-bit delivered to the end-users. I devote the second part of this thesis to investigate different flavors of SDM based optical networks with the aim of finding the best compromise for the realization of a spectrally and spatially flexible optical network. SDM-based optical networks can be deployed over various types of transmission media. Additionally, due to the extra dimension (i.e., space) introduced in SDM networks, optical switching nodes can support wavelength granularity, space granularity, or a combination of both. In this thesis, we evaluate the impact of various spectral and spatial switching granularities on the performance of SDM-based optical networks serving different profiles of traffic with the aim of understanding the impact of switching constraints on the overall network performance. In this regard, we consider two different generations of wavelength selective switches (WSS) to reflect the technology limitations on the performance of SDM networks. In addition, we present different designs of colorless direction-less, and Colorless Directionless Contention-less (CDC) Reconfigurable Optical Add/Drop Multiplexers (ROADM) realizing SDM switching schemes and compare their performance in terms of complexity and implementation cost. Furthermore, with the aim of revealing the benefits and drawbacks of SDM networks over different types of transmission media, we preset a QoT-aware network planning toolbox and perform comparative performance analysis among SDM network based on various types of transmission media. We also analyze the power consumption of Multiple-Input Multiple-Output (MIMO) Digital Signal Processing (DSP) units of transceivers operating over three different types of transmission media. The results obtained in the second part of the thesis provide a comprehensive outlook to different realizations of SDM-based optical networks and showcases the benefits and drawbacks of different SDM realizations.Se espera que el tráfico de Internet siga aumentando exponencialmente debido a la continua aparición de gran cantidad de aplicaciones innovadoras. Las redes ópticas, que son la piedra angular de la infraestructura de Internet, han evolucionado continuamente para transportar el tráfico cada vez mayor de una manera más flexible, rentable e inteligente. Teniendo en cuenta estos tres objetivos, esta tesis doctoral se centra en dos áreas cruciales para la mejora del rendimiento y la evolución de las redes ópticas: i) introducción de funcionalidades cognitivas en la capa óptica, y ii) introducción de nuevas estructuras de red que revolucionarán el transporte óptico. En la primera parte, se presentan soluciones novedosas de detección e identificación de fallos en la capa óptica que utilizan trazas de espectro óptico obtenidas mediante analizadores de espectros ópticos (OSA) de baja resolución (y por tanto de coste reducido). Se demuestra la efectividad de las soluciones desarrolladas para detectar e identificar fallos derivados del filtrado imperfecto en las redes ópticas de conmutación de espectro (SSON), así como fallos relacionados con el láser transmisor en redes ópticas sin filtro (FON). Además, a nivel de subsistema, se propone un Agente de Transmisión Autónomo (ATA), que activa la reconfiguración del transceptor local o remoto al predecir la degradación de la Tasa de Error por Bits (BER), monitorizando el Estado de Polarización (SOP) de la señal recibida en un receptor coherente. Se han desarrollado soluciones para incrementar el rendimiento de las redes ópticas mediante la reducción de los márgenes y la introducción de inteligencia en la administración de los recursos de la red. Sin embargo, se espera que la eficiencia espectral de las redes ópticas basadas en fibras monomodo (SMF) se acerque al límite de capacidad de Shannon en un futuro próximo, y por tanto, se requiere un nuevo paradigma que permita mantener el crecimiento necesario para soportar el futuro aumento del tráfico. En este sentido, se propone el Multiplexado por División Espacial (SDM) como la solución que permita la continua reducción del coste por bit transmitido ante ése esperado crecimiento del tráfico. En la segunda parte de esta tesis se investigan diferentes tipos de redes ópticas basadas en SDM con el objetivo de encontrar soluciones para la realización de redes ópticas espectral y espacialmente flexibles. Las redes ópticas basadas en SDM se pueden implementar utilizando diversos tipos de medios de transmisión. Además, debido a la dimensión adicional (el espacio) introducida en las redes SDM, los nodos de conmutación óptica pueden conmutar longitudes de onda, fibras o una combinación de ambas. Se evalúa el impacto de la conmutación espectral y espacial en el rendimiento de las redes SDM bajo diferentes perfiles de tráfico ofrecido, con el objetivo de comprender el impacto de las restricciones de conmutación en el rendimiento de la red. En este sentido, se consideran dos generaciones diferentes de conmutadores selectivos de longitud de onda (WSS) para reflejar las limitaciones de la tecnología en el rendimiento de las redes SDM. Además, se presentan diferentes diseños de ROADM, independientes de la longitud de onda, de la dirección, y sin contención (CDC) utilizados para la conmutación SDM, y se compara su rendimiento en términos de complejidad y coste. Además, con el objetivo de cuantificar los beneficios e inconvenientes de las redes SDM, se ha generado una herramienta de planificación de red que prevé la QoT usando diferentes tipos de fibras. También se analiza el consumo de energía de las unidades DSP de los transceptores MIMO operando en redes SDM con tres tipos diferentes de medios de transmisión. Los resultados obtenidos en esta segunda parte de la tesis proporcionan una perspectiva integral de las redes SDM y muestran los beneficios e inconvenientes de sus diferentes implementacionesAward-winningPostprint (published version

Enabling Technologies for Optical Data Center Networks: Spatial Division Multiplexing

With the continuously growing popularity of cloud services, the traffic volume inside the\ua0data\ua0centers is dramatically increasing. As a result, a scalable and efficient infrastructure\ua0for\ua0data\ua0center\ua0networks\ua0(DCNs) is required. The current\ua0optical\ua0DCNs using either individual fibers or fiber ribbons are costly, bulky, hard to manage, and not scalable.\ua0Spatial\ua0division\ua0multiplexing\ua0(SDM) based on multicore or multimode (few-mode) fibers is recognized as a promising technology to increase the\ua0spatial\ua0efficiency\ua0for\ua0optical\ua0DCNs, which opens a new way towards high capacity and scalability. This tutorial provides an overview of the components, transmission options, and interconnect architectures\ua0for\ua0SDM-based DCNs, as well as potential technical challenges and future directions. It also covers the co-existence of SDM and other\ua0multiplexing\ua0techniques, such as wavelength-division\ua0multiplexing\ua0and flexible spectrum\ua0multiplexing, in\ua0optical\ua0DCNs

Route, modulation format, MIMO and spectrum assignment in Flex-Grid/MCF transparent optical core networks

In this paper, we target an optimal multiple-input multiple-output digital signal processing (MIMO-DSP) assignment to super-channels affected by intercore crosstalk (ICXT) in multicore fiber (MCF) enabled transparent optical core networks. MIMO-DSP undoes ICXT effects, but can be costly with high core density MCFs. Hence, its implementation in the network must be carefully decided. We address our objective as a joint route, modulation format, MIMO and spectrum assignment (RMMSA) problem, for which integer linear programming formulations are provided to optimally solve it in small network scenarios. Moreover, several heuristic approaches are also proposed to solve large-scale problem instances with good accuracy. Their goal is to minimize both network spectral requirements and the amount of MIMO equalized super-channels, taking a crosstalk-free space division multiplexing (SDM) solution as a reference, for example, based on parallel single mode fibers [i.e., a multifiber (MF) scenario]. For our evaluation, we consider several state-of-the-art MCF prototypes and different network topologies. The obtained results, with the considered MCFs, disclose that in national backbone networks, the desirable percentage of super-channels with MIMO equalization to match the performance of an equivalent crosstalk-free SDM solution ranges from 0% to 36, while in continental-wide networks this range raises from 0% to 56%. In addition, in the case of a nonideal MIMO (with a 3 dB/km of crosstalk compensation), such percentages range from 0% to 28% and from 0% to 45% in national and continental-wide backbone networks, respectively, experimenting a performance gap up to 12% with respect to the MF reference scenario.Peer ReviewedPostprint (author's final draft

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Contributions to network planning and operation of Flex-Grid/SDM optical core networks

Premi Extraordinari de Doctorat, promoció 2018-2019. Àmbit de les TICThe ever demanding bandwidth requirements for supporting emerging telecom services such as ultra-high-definition video streaming, cloud computing, connected car, virtual/augmented reality, etc., bring to the fore the necessity to upgrade continuously the technology behind transport networks in order to keep pace with this exponential traffic growth. Thus, everything seems to indicate that fixed-grid Wavelength-Division Multiplexed (WDM) networks will be upgraded by adopting a flexible-grid, thus providing finer bandwidth allocation granularities, and therefore, increasing the Grade-of-Service by packing more information in the same spectral band of standard Single-Mode Fibers (SMFs). Nevertheless, unfortunately, the fundamental Shannon’s limit of SMFs is rapidly approaching, and, then, the research efforts to increase the SMFs' capacity will be useless. One solution to overcome this capacity crunch effect is to enable one extra dimension in addition to the frequency one, namely, the spatial dimension, thus deploying S parallel paths in order to multiply, in the best case, by S the capacity of SMF-based networks. However, additionally, it is necessary to decrease the cost and energy per bit in order to provide economically attractive solutions. For this purpose, a smooth upgrade path has to be carried out as new integrated devices and system components are developed for Space Division Multiplexing (SDM). This thesis is concentrated on the planning and operation of the combined flexible WDM and SDM networks (i.e., Flex-Grid/SDM networks) proposing several strategies aimed at optimizing network resources usage with hardware complexity analysis. For this purpose, firstly, network problems are carefully studied and stated, and then, mathematical and/or heuristic algorithms are designed and implemented in an optical network simulator. Specifically, after an introduction to the thesis, chapter 2 presents the background and related work. Next, chapter 3 concentrates on the study of spatially fixed Flex-Grid/SDM networks, i.e., when a rigid number of spatial channels are reserved per allocated traffic demand. In its turn, chapter 4 studies the case of Spectrally-Spatially Flexible Optical Networks (SS-FONs), as the ones providing the upper-bound network capacity. Costs and hardware requirements implied on providing this flexibility are analyzed. Network nodes aimed at reducing the cost of SS-FONs are presented and evaluated in chapter 5. Finally, this thesis ends with the presentation of the main contributions and future research work in chapter 6.La demanda de ancho de banda cada vez más exigente para soportar servicios de telecomunicación emergentes tales como la transmisión de video de alta calidad, computación en la nube, vehículo conectado, realidad virtual/aumentada, etc.…, ha puesto de manifiesto la necesidad de actualizar constantemente la tecnología detrás de las redes de transporte óptico con la finalidad de ir a la par de este incremento exponencial del tráfico. De esta manera, todo parece indicar que las redes basadas en la multiplexación por division de longitud de onda (Wavelength Division Multiplexing, WDM) de ancho espectral fijo serán actualizadas adoptando un ancho de banda espectral flexible, que ofrece asignaciones de ancho de banda con granularidad más fina acorde a las demandas de tráfico; y por lo tanto, incremanta el Grado de Servicio de la red, ya que se permite acomodar mayor información en la misma banda espectral de las fibras monomodo (Single Mode Fibers, SMFs). Sin embargo, desafortunadamente, el límite de Shannon de las fibras monomodo se está aproximando cada vez más, y cuando esto ocurra las investigaciones para incrementar la capacidad de las fibras monomodo serán infructuosas. Una posible solución para superar este colapso de las fibras monomodo es habilitar la dimensión espacial a más de la frecuencial, desplegando � caminos paralelos con la finalidad de multiplicar por � (en el mejor de los casos) la capacidad de las fibras monomodo. No obstante, es necesario disminuir el costo y la energía por bit con la finalidad de proveer soluciones comerciales atractivas. Para tal propósito debe llevarse a cabo una actualización moderada conforme nuevos dispositivos y componentes integrados son desarrollados para la implementación de la tecnología basada en la multiplexación por división de espacio (Space Division Multiplexing, SDM). Esta tesis se concentra en la planificación y operación de la combinación de las redes WDM flexibles y SDM (es decir, de las redes Flex-Grid/SDM) proponiendo varias estrategias dirigidas a optimizar el uso de los recursos de red junto con el análisis de la complejidad del hardware que viene acompañada. Para este fin, primeramente, los problemas de red son cuidadosamente estudiados y descritos. A continuación, se han diseñado e implementado algoritmos basados en programación lineal entera o heurísticas en un simulador de redes ópticas. Después de una introducción inicial, el capítulo 2 de esta tesis presenta el marco teórico sobre los conceptos tratados y los trabajos publicados anteriormente. A continuación, el capítulo 3 se concentra en el estudio de las redes Flex-Grid/SDM con la dimensión espacial rígida; es decir, cuando un número fijo de canales espaciales son reservados por cada demanda de tráfico establecida. Por su parte, el capítulo 4 estudia las redes Flex-Grid/SDM considerando flexibilidad tanto en el dominio espacial como espectral (Spectrally and Spatially Flexible Optical Networks, SS-FONs), las cuales proveerían la capacidad máxima de las redes SDM. Adicionalmente, los costos y requerimientos de hardware implicados en la provisión de esta flexibilidad son analizados. El capítulo 5 presenta la evaluación de nodos orientados a reducir los costos de las SS-FONs. Finalmente, el capítulo 6 expone las principales contribuciones y las posibles líneas de trabajo futuroEls requisits incessants d’ample de banda per al suport de nous serveis de telecomunicació, com poden ser la difusió en directe de vídeo de molt alta definició, la informàtica en el núvol, els cotxes intel·ligents connectats a la xarxa, la realitat virtual/augmentada, etc…, han exigit una millora contínua de les tecnologíes de les actuals xarxes de transport de dades. Tot sembla indicar que les xarxes de transport òptiques actuals, basades en la tecnologia de multiplexació per divisió de longitud d’ona (Wavelength Division Multiplexing, WDM) sobre un grid espectral rígid, hauran de ser reemplaçades per tecnologies òptiques més flexibles, amb una granularitat més fina a l’hora de suportar noves connexions, incrementat el grau de servei de les xarxes gràcies a aprofitament major de l’ample de banda espectral proporcionat per les fibres òptiques monomode (Single Mode Fibers, SMFs). Tanmateix, estem exhaurint ja la capacitat màxima de les fibres òptiques SMF segons ens indica el límit fonamental de Shannon. Per tant, qualsevol esforç enfocat a millorar la capacitat d’aquestes xarxes basades en SMFs pot acabar sent infructuós. Una possible solució per superar aquestes limitacions de capacitat és explorar la dimensió espacial, a més de l’espectral, desplegant camins en paral·lel per tal de multiplicar per , en el millor cas, la capacitat de les SMFs. Tot i això, és necessari reduir el cost i el consum energètic per bit transmès, per tal de proporcionar solucions econòmicament viables. Amb aquest propòsit, pot ser necessària una migració progressiva, a mesura que es desenvolupen nous dispositius i components per aquesta nova tecnologia de multiplexació per divisió espacial (Spatial Division Multiplexing, SDM). La present tesi es centra en la planificació i operació de xarxes òptiques de nova generació que combinin tecnologies de xarxa WDM flexible i SDM (és a dir, xarxes Flex-Grid/SDM), proposant estratègies per a l’optimització de l’ús dels recursos de xarxa i, en definitiva, el seu cost (CapEx). Amb aquest propòsit, s’analitzen en primer moment els problemes adreçats. Tot seguit, es dissenyen algorismes per tal de solucionar-los, basats en tècniques de programació matemàtica i heurístiques, els quals s’implementen i es proven en un simulador de xarxa òptica. Després d’una introducció inicial, el capítol 2 d’aquesta tesi presenta tots els conceptes tractats i treballs relacionats publicats amb anterioritat. Tot seguit, el capítol 3 es centra en l’estudi de les xarxes Flex-Grid/SDM fixes en el domini espai, és a dir, on sempre es reserva un nombre rígid de canals espacials per qualsevol demanda suportada. El capítol 4 estudia les xarxes flexibles en els dominis espectrals i espacials (Spectrally-Spatially Flexible Optical Nextworks, SS-FONs), com aquelles que poden proporcionar una capacitat de xarxa màxima. En aquest context, s’analitzen els requeriments en termes de cost i hardware per tal de proporcionar aquesta flexibilitat. Llavors, en el capítol 6 es presenten opcions de node de xarxa capaces de reduir els costos de les xarxes SS-FONs. Finalment, en el capítol 7 es repassen totes les contribucions de la tesi, així com posibles línies de treball futurAward-winningPostprint (published version

Matrix Completion-Based Channel Estimation for MmWave Communication Systems With Array-Inherent Impairments

Hybrid massive MIMO structures with reduced hardware complexity and power consumption have been widely studied as a potential candidate for millimeter wave (mmWave) communications. Channel estimators that require knowledge of the array response, such as those using compressive sensing (CS) methods, may suffer from performance degradation when array-inherent impairments bring unknown phase errors and gain errors to the antenna elements. In this paper, we design matrix completion (MC)-based channel estimation schemes which are robust against the array-inherent impairments. We first design an open-loop training scheme that can sample entries from the effective channel matrix randomly and is compatible with the phase shifter-based hybrid system. Leveraging the low-rank property of the effective channel matrix, we then design a channel estimator based on the generalized conditional gradient (GCG) framework and the alternating minimization (AltMin) approach. The resulting estimator is immune to array-inherent impairments and can be implemented to systems with any array shapes for its independence of the array response. In addition, we extend our design to sample a transformed channel matrix following the concept of inductive matrix completion (IMC), which can be solved efficiently using our proposed estimator and achieve similar performance with a lower requirement of the dynamic range of the transmission power per antenna. Numerical results demonstrate the advantages of our proposed MC-based channel estimators in terms of estimation performance, computational complexity and robustness against array-inherent impairments over the orthogonal matching pursuit (OMP)-based CS channel estimator.Comment: This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Design guidelines for spatial modulation

A new class of low-complexity, yet energyefficient Multiple-Input Multiple-Output (MIMO) transmission techniques, namely the family of Spatial Modulation (SM) aided MIMOs (SM-MIMO) has emerged. These systems are capable of exploiting the spatial dimensions (i.e. the antenna indices) as an additional dimension invoked for transmitting information, apart from the traditional Amplitude and Phase Modulation (APM). SM is capable of efficiently operating in diverse MIMO configurations in the context of future communication systems. It constitutes a promising transmission candidate for large-scale MIMO design and for the indoor optical wireless communication whilst relying on a single-Radio Frequency (RF) chain. Moreover, SM may also be viewed as an entirely new hybrid modulation scheme, which is still in its infancy. This paper aims for providing a general survey of the SM design framework as well as of its intrinsic limits. In particular, we focus our attention on the associated transceiver design, on spatial constellation optimization, on link adaptation techniques, on distributed/ cooperative protocol design issues, and on their meritorious variants