A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility

Avaliação da probabilidade de erro de bit e da eficiência espectral de sistemas celulares MC-CDMA que utilizam detecção multiusuário

Orientador: Celso de AlmeidaTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: Uma técnica que combina múltiplo acesso por divisão de código (CDMA) e multiplexação por divisão de frequências ortogonais (OFDM) foi proposta como uma opção para futuros padrões de comunicações móveis. Esta técnica é conhecida como múltiplo acesso por divisão de código com multiportadoras (MC-CDMA), a qual além de herdar as vantagens das técnicas CDMA e OFDM, também possui uma inerente diversidade em frequência. Apesar de ser uma técnica de múltiplo acesso, MC-CDMA foi tipicamente estudada usando detectores de um único usuário no receptor. Além disso, alguns trabalhos que têm estudado seu desempenho com detectores multi-usuário usam apenas simulações. Ademais, cenários de uma célula são tipicamente considerados, embora sistemas móveis operem em ambientes celulares. Esta dissertação visa complementar parcialmente as pesquisas prévias sobre MC-CDMA. Em geral, este trabalho aborda o desempenho do enlace reverso de sistemas MC-CDMA em termos da taxa de erro de bit (BER) e da eficiência espectral celular. Para isto, um sistema celular que usa os esquemas de reuso de frequências fracionário (FFR) e suave (SFR) é suposto. Entrelaçamento no domínio da frequência é usado no transmissor dos equipamentos dos usuários e, detecção multiusuário e um arranjo de antenas são considerados nos receptores das estações radio base. O transmissor dos equipamentos dos usuários também realiza controle de potência perfeito. Além disso, ruído aditivo Gaussiano branco, perda de percurso e desvanecimento lento e seletivo que segue a distribuição de Rayleigh são considerados no modelo do canal. As contribuições desta dissertação são resumidas a seguir. Expressões fechadas são obtidas para avaliar a BER média de um sistema celular que usa os detectores multiusuário: zero-forcing (ZF), minimum mean square error (MMSE) e maximum likelihood detector (MU-MLD). Adicionalmente, a técnica signal space diversity (SSD) é usada no sistema celular MC-CDMA. Para isto, o MU-MLD precisa ser empregado no receptor da estação radio base. Uma expressão precisa para avaliar a BER média neste cenário é também derivada. Ademais, uma análise assintótica das expressões da BER é feita para se obter mais informações sobre a ordem da diversidade e o comportamento do sistema no regime de alta relação sinal-ruído mais interferência. A complexidade computacional dos detectores multi-usuário também é obtida em termos do número de operações complexas realizadas durante o processo de detecção. Em particular, o MU-MLD é implementado através de um algoritmo de decodificação esférica (SD), a fim de reduzir sua complexidade. Algumas técnicas são fornecidas para reduzir ainda mais a complexidade da SD. Finalmente, uma expressão para avaliar a eficiência espectral celular média do sistema MC-CDMA nos cenários FFR e SFR é obtida. Esta análise é baseada em um algoritmo que calcula os raios de cobertura da célula para cada modulação usada no sistema, assumindo que modulação adaptativa é empregada. Para todos os cenários, modulações BPSK e M-QAM são consideradas. Simulações de Monte Carlo corroboram a precisão da análise matemática apresentadaAbstract: A hybrid technique combining code division multiple access (CDMA) and orthogonal frequency division multiplexing (OFDM) has been proposed as an option for future mobile communication standards. This technique is known as multicarrier code division multiple access (MC-CDMA), which, besides inheriting the advantages of CDMA and OFDM techniques, also possesses an inherent frequency diversity. Despite being a multiple access technique, MC-CDMA has been typically studied employing single-user detectors in the receiver. Moreover, some works that have studied their performance with multiuser detectors have done so far using only simulations. Furthermore, single cell scenarios are typically considered although mobile systems operate in cellular environments. This dissertation aims to partially complement previous research on MC-CDMA. In general, this work addresses the uplink performance of MC-CDMA systems in terms of the bit error rate (BER) and the cellular spectral efficiency. For this, a cellular system employing fractional frequency reuse (FFR) and soft frequency reuse (SFR) schemes is assumed. Frequency domain interleaving is performed in the transmitter into the user equipments and, multiuser detection and an antenna array are considered in the receivers at the base stations. The transmitter into the user equipments also performs perfect power control. Furthermore, additive white Gaussian noise, path-loss and slow frequency-selective Rayleigh fading are considered in the channel model. The contributions of this dissertation are summarized in the following. Closed-form expressions are derived to evaluate the mean BER of MC-CDMA cellular systems using the multiuser detectors: zero-forcing (ZF), minimum mean square error (MMSE) and maximum likelihood detector (MU-MLD). In addition, signal space diversity (SSD) is used in the MC-CDMA cellular system. For this, MU-MLD must be employed in the receiver at the base station. An accurate expression to evaluate the mean BER in this scenario is also derived. Moreover, an asymptotic analysis of the BER expressions is performed to obtain further insights of the diversity order and system behavior at the high signal-to-noise-plus-interference ratio regime. The computational complexity of the multiuser detectors is also obtained in terms of the number of complex operations performed during the detection process. In particular, MU-MLD is implemented via a sphere decoder (SD) algorithm in order to reduce its complexity. Some techniques are provided in order to further reduce the SD complexity. Finally, an expression to evaluate the mean cellular spectral efficiency of the MC-CDMA system in FFR and SFR scenarios is obtained. This analysis is based on an algorithm that calculates the cell coverage radius for each modulation used in the system, assuming that adaptive modulation is employed. For all analyzed scenarios, BPSK and M-QAM modulations are considered. Monte Carlo simulations corroborate the accuracy of the presented mathematical analysisDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia ElétricaCAPE

Frequency-domain receiver design for doubly-selective channels

This work is devoted to the broadband wireless transmission techniques, which are serious candidates to be implemented in future broadband wireless and cellular systems, aiming at providing high and reliable data transmission and concomitantly high mobility. In order to cope with doubly-selective channels, receiver structures based on OFDM and SC-FDE block transmission techniques, are proposed, which allow cost-effective implementations, using FFT-based signal processing. The first subject to be addressed is the impact of the number of multipath components, and the diversity order, on the asymptotic performance of OFDM and SC-FDE, in uncoded and for different channel coding schemes. The obtained results show that the number of relevant separable multipath components is a key element that influences the performance of OFDM and SC-FDE schemes. Then, the improved estimation and detection performance of OFDM-based broadcasting systems, is introduced employing SFN (Single Frequency Network) operation. An initial coarse channel is obtained with resort to low-power training sequences estimation, and an iterative receiver with joint detection and channel estimation is presented. The achieved results have shown very good performance, close to that with perfect channel estimation. The next topic is related to SFN systems, devoting special attention to time-distortion effects inherent to these networks. Typically, the SFN broadcast wireless systems employ OFDM schemes to cope with severely time-dispersive channels. However, frequency errors, due to CFO, compromises the orthogonality between subcarriers. As an alternative approach, the possibility of using SC-FDE schemes (characterized by reduced envelope fluctuations and higher robustness to carrier frequency errors) is evaluated, and a technique, employing joint CFO estimation and compensation over the severe time-distortion effects, is proposed. Finally, broadband mobile wireless systems, in which the relative motion between the transmitter and receiver induces Doppler shift which is different or each propagation path, is considered, depending on the angle of incidence of that path in relation to the direction of travel. This represents a severe impairment in wireless digital communications systems, since that multipath propagation combined with the Doppler effects, lead to drastic and unpredictable fluctuations of the envelope of the received signal, severely affecting the detection performance. The channel variations due this effect are very difficult to estimate and compensate. In this work we propose a set of SC-FDE iterative receivers implementing efficient estimation and tracking techniques. The performance results show that the proposed receivers have very good performance, even in the presence of significant Doppler spread between the different groups of multipath components

Cognitive Radio Systems

Cognitive radio is a hot research area for future wireless communications in the recent years. In order to increase the spectrum utilization, cognitive radio makes it possible for unlicensed users to access the spectrum unoccupied by licensed users. Cognitive radio let the equipments more intelligent to communicate with each other in a spectrum-aware manner and provide a new approach for the co-existence of multiple wireless systems. The goal of this book is to provide highlights of the current research topics in the field of cognitive radio systems. The book consists of 17 chapters, addressing various problems in cognitive radio systems

Linear Transmit-Receive Strategies for Multi-user MIMO Wireless Communications

Die Notwendigkeit zur Unterdrueckung von Interferenzen auf der einen Seite und zur Ausnutzung der durch Mehrfachzugriffsverfahren erzielbaren Gewinne auf der anderen Seite rueckte die raeumlichen Mehrfachzugriffsverfahren (Space Division Multiple Access, SDMA) in den Fokus der Forschung. Ein Vertreter der raeumlichen Mehrfachzugriffsverfahren, die lineare Vorkodierung, fand aufgrund steigender Anzahl an Nutzern und Antennen in heutigen und zukuenftigen Mobilkommunikationssystemen besondere Beachtung, da diese Verfahren das Design von Algorithmen zur Vorcodierung vereinfachen. Aus diesem Grund leistet diese Dissertation einen Beitrag zur Entwicklung linearer Sende- und Empfangstechniken fuer MIMO-Technologie mit mehreren Nutzern. Zunaechst stellen wir ein Framework zur Approximation des Datendurchsatzes in Broadcast-MIMO-Kanaelen mit mehreren Nutzern vor. In diesem Framework nehmen wir das lineare Vorkodierverfahren regularisierte Blockdiagonalisierung (RBD) an. Durch den Vergleich von Dirty Paper Coding (DPC) und linearen Vorkodieralgorithmen (z.B. Zero Forcing (ZF) und Blockdiagonalisierung (BD)) ist es uns moeglich, untere und obere Schranken fuer den Unterschied bezueglich Datenraten und bezueglich Leistung zwischen beiden anzugeben. Im Weiteren entwickeln wir einen Algorithmus fuer koordiniertes Beamforming (Coordinated Beamforming, CBF), dessen Loesung sich in geschlossener Form angeben laesst. Dieser CBF-Algorithmus basiert auf der SeDJoCo-Transformation und loest bisher vorhandene Probleme im Bereich CBF. Im Anschluss schlagen wir einen iterativen CBF-Algorithmus namens FlexCoBF (flexible coordinated beamforming) fuer MIMO-Broadcast-Kanaele mit mehreren Nutzern vor. Im Vergleich mit bis dato existierenden iterativen CBF-Algorithmen kann als vielversprechendster Vorteil die freie Wahl der linearen Sende- und Empfangsstrategie herausgestellt werden. Das heisst, jede existierende Methode der linearen Vorkodierung kann als Sendestrategie genutzt werden, waehrend die Strategie zum Empfangsbeamforming frei aus MRC oder MMSE gewaehlt werden darf. Im Hinblick auf Szenarien, in denen Mobilfunkzellen in Clustern zusammengefasst sind, erweitern wir FlexCoBF noch weiter. Hier wurde das Konzept der koordinierten Mehrpunktverbindung (Coordinated Multipoint (CoMP) transmission) integriert. Zuletzt stellen wir drei Moeglichkeiten vor, Kanalzustandsinformationen (Channel State Information, CSI) unter verschiedenen Kanalumstaenden zu erlangen. Die Qualitaet der Kanalzustandsinformationen hat einen starken Einfluss auf die Guete des Uebertragungssystems. Die durch unsere neuen Algorithmen erzielten Verbesserungen haben wir mittels numerischer Simulationen von Summenraten und Bitfehlerraten belegt.In order to combat interference and exploit large multiplexing gains of the multi-antenna systems, a particular interest in spatial division multiple access (SDMA) techniques has emerged. Linear precoding techniques, as one of the SDMA strategies, have obtained more attention due to the fact that an increasing number of users and antennas involved into the existing and future mobile communication systems requires a simplification of the precoding design. Therefore, this thesis contributes to the design of linear transmit and receive strategies for multi-user MIMO broadcast channels in a single cell and clustered multiple cells. First, we present a throughput approximation framework for multi-user MIMO broadcast channels employing regularized block diagonalization (RBD) linear precoding. Comparing dirty paper coding (DPC) and linear precoding algorithms (e.g., zero forcing (ZF) and block diagonalization (BD)), we further quantify lower and upper bounds of the rate and power offset between them as a function of the system parameters such as the number of users and antennas. Next, we develop a novel closed-form coordinated beamforming (CBF) algorithm (i.e., SeDJoCo based closed-form CBF) to solve the existing open problem of CBF. Our new algorithm can support a MIMO system with an arbitrary number of users and transmit antennas. Moreover, the application of our new algorithm is not only for CBF, but also for blind source separation (BSS), since the same mathematical model has been used in BSS application.Then, we further propose a new iterative CBF algorithm (i.e., flexible coordinated beamforming (FlexCoBF)) for multi-user MIMO broadcast channels. Compared to the existing iterative CBF algorithms, the most promising advantage of our new algorithm is that it provides freedom in the choice of the linear transmit and receive beamforming strategies, i.e., any existing linear precoding method can be chosen as the transmit strategy and the receive beamforming strategy can be flexibly chosen from MRC or MMSE receivers. Considering clustered multiple cell scenarios, we extend the FlexCoBF algorithm further and introduce the concept of the coordinated multipoint (CoMP) transmission. Finally, we present three strategies for channel state information (CSI) acquisition regarding various channel conditions and channel estimation strategies. The CSI knowledge is required at the base station in order to implement SDMA techniques. The quality of the obtained CSI heavily affects the system performance. The performance enhancement achieved by our new strategies has been demonstrated by numerical simulation results in terms of the system sum rate and the bit error rate

Applications of MATLAB in Science and Engineering

The book consists of 24 chapters illustrating a wide range of areas where MATLAB tools are applied. These areas include mathematics, physics, chemistry and chemical engineering, mechanical engineering, biological (molecular biology) and medical sciences, communication and control systems, digital signal, image and video processing, system modeling and simulation. Many interesting problems have been included throughout the book, and its contents will be beneficial for students and professionals in wide areas of interest