Forest disturbance and recovery: A general review in the context of spaceborne remote sensing of impacts on aboveground biomass and canopy structure

Abrupt forest disturbances generating gaps \u3e0.001 km2 impact roughly 0.4–0.7 million km2a−1. Fire, windstorms, logging, and shifting cultivation are dominant disturbances; minor contributors are land conversion, flooding, landslides, and avalanches. All can have substantial impacts on canopy biomass and structure. Quantifying disturbance location, extent, severity, and the fate of disturbed biomass will improve carbon budget estimates and lead to better initialization, parameterization, and/or testing of forest carbon cycle models. Spaceborne remote sensing maps large-scale forest disturbance occurrence, location, and extent, particularly with moderate- and fine-scale resolution passive optical/near-infrared (NIR) instruments. High-resolution remote sensing (e.g., ∼1 m passive optical/NIR, or small footprint lidar) can map crown geometry and gaps, but has rarely been systematically applied to study small-scale disturbance and natural mortality gap dynamics over large regions. Reducing uncertainty in disturbance and recovery impacts on global forest carbon balance requires quantification of (1) predisturbance forest biomass; (2) disturbance impact on standing biomass and its fate; and (3) rate of biomass accumulation during recovery. Active remote sensing data (e.g., lidar, radar) are more directly indicative of canopy biomass and many structural properties than passive instrument data; a new generation of instruments designed to generate global coverage/sampling of canopy biomass and structure can improve our ability to quantify the carbon balance of Earth\u27s forests. Generating a high-quality quantitative assessment of disturbance impacts on canopy biomass and structure with spaceborne remote sensing requires comprehensive, well designed, and well coordinated field programs collecting high-quality ground-based data and linkages to dynamical models that can use this information

Potential of ALOS2 and NDVI to estimate forest above-ground biomass, and comparison with lidar-derived estimates

Remote sensing supports carbon estimation, allowing the upscaling of field measurements to large extents. Lidar is considered the premier instrument to estimate above ground biomass, but data are expensive and collected on-demand, with limited spatial and temporal coverage. The previous JERS and ALOS SAR satellites data were extensively employed to model forest biomass, with literature suggesting signal saturation at low-moderate biomass values, and an influence of plot size on estimates accuracy. The ALOS2 continuity mission since May 2014 produces data with improved features with respect to the former ALOS, such as increased spatial resolution and reduced revisit time. We used ALOS2 backscatter data, testing also the integration with additional features (SAR textures and NDVI from Landsat 8 data) together with ground truth, to model and map above ground biomass in two mixed forest sites: Tahoe (California) and Asiago (Alps). While texture was useful to improve the model performance, the best model was obtained using joined SAR and NDVI (R2 equal to 0.66). In this model, only a slight saturation was observed, at higher levels than what usually reported in literature for SAR; the trend requires further investigation but the model confirmed the complementarity of optical and SAR datatypes. For comparison purposes, we also generated a biomass map for Asiago using lidar data, and considered a previous lidar-based study for Tahoe; in these areas, the observed R2 were 0.92 for Tahoe and 0.75 for Asiago, respectively. The quantitative comparison of the carbon stocks obtained with the two methods allows discussion of sensor suitability. The range of local variation captured by lidar is higher than those by SAR and NDVI, with the latter showing overestimation. However, this overestimation is very limited for one of the study areas, suggesting that when the purpose is the overall quantification of the stored carbon, especially in areas with high carbon density, satellite data with lower cost and broad coverage can be as effective as lidar

Utilization of bistatic TanDEM-X data to derive land cover information

Forests have significance as carbon sink in climate change. Therefore, it is of high importance to track land use changes as well as to estimate the state as carbon sink. This is useful for sustainable forest management, land use planning, carbon modelling, and support to implement international initiatives like REDD+ (Reducing Emissions from Deforestation and Degradation). A combination of field measurements and remote sensing seems most suitable to monitor forests. Radar sensors are considered as high potential due to the weather and daytime independence. TanDEM-X is a interferometric SAR (synthetic aperture radar) mission in space and can be used for land use monitoring as well as estimation of biophysical parameters. TanDEM-X is a X-band system resulting in low penetration depth into the forest canopy. Interferometric information can be useful, whereas the low penetration can be considered as an advantage. The interferometric height is assumable as canopy height, which is correlated with forest biomass. Furthermore, the interferometric coherence is mainly governed by volume decorrelation, whereas temporal decorrelation is minimized. This information can be valuable for quantitative estimations and land use monitoring. The interferometric coherence improved results in comparison to land use classifications without coherence of about 10% (75% vs. 85%). Especially the differentiation between forest classes profited from coherence. The coherence correlated with aboveground biomass in a R² of about 0.5 and resulted in a root mean square error (RSME) of 14%. The interferometric height achieved an even higher correlation with the biomass (R²=0.68) resulting in cross-validated RMSE of 7.5%. These results indicated that TanDEM-X can be considered as valuable and consistent data source for forest monitoring. Especially interferometric information seemed suitable for biomass estimation

Aboveground biomass mapping in French Guiana by combining remote sensing, forest inventories and environmental data

International audienceMapping forest aboveground biomass (AGB) has become an important task, particularly for the reporting of carbon stocks and changes. AGB can be mapped using synthetic aperture radar data (SAR) or passive optical data. However, these data are insensitive to high AGB levels (>150 Mg/ha, and >300 Mg/ha for P-band), which are commonly found in tropical forests. Studies have mapped the rough variations in AGB by combining optical and environmental data at regional and global scales. Nevertheless, these maps cannot represent local variations in AGB in tropical forests. In this paper, we hypothesize that the problem of misrepresenting local variations in AGB and AGB estimation with good precision occurs because of both methodological limits (signal saturation or dilution bias) and a lack of adequate calibration data in this range of AGB values. We test this hypothesis by developing a calibrated regression model to predict variations in high AGB values (mean >300 Mg/ha) in French Guiana by a methodological approach for spatial extrapolation with data from the optical geoscience laser altimeter system (GLAS), forest inventories, radar, optics, and environmental variables for spatial inter-and extrapolation. Given their higher point count, GLAS data allow a wider coverage of AGB values. We find that the metrics from GLAS footprints are correlated with field AGB estimations (R 2 =0.54, RMSE=48.3 Mg/ha) with no bias for high values. First, predictive models, including remote-sensing, environmental variables and spatial correlation functions, allow us to obtain "wall-to-wall" AGB maps over French Guiana with an RMSE for the in situ AGB estimates of ~51 Mg/ha and R²=0.48 at a 1-km grid size. We conclude that a calibrated regression model based on GLAS with dependent environmental data can produce good AGB predictions even for high AGB values if the calibration data fit the AGB range. We also demonstrate that small temporal and spatial mismatches between field data and GLAS footprints are not a problem for regional and global calibrated regression models because field data aim to predict large and deep tendencies in AGB variations from environmental gradients and do not aim to represent high but stochastic and temporally limited variations from forest dynamics. Thus, we advocate including a greater variety of data, even if less precise and shifted, to better represent high AGB values in global models and to improve the fitting of these models for high values

MAPPING FOREST STRUCTURE AND HABITAT CHARACTERISTICS USING LIDAR AND MULTI-SENSOR FUSION

This dissertation explored the combined use of lidar and other remote sensing data for improved forest structure and habitat mapping. The objectives were to quantify aboveground biomass and canopy dynamics and map habitat characteristics with lidar and /or fusion approaches. Structural metrics from lidar and spectral characteristics from hyperspectral data were combined for improving biomass estimates in the Sierra Nevada, California. Addition of hyperspectral metrics only marginally improved biomass estimates from lidar, however, predictions from lidar after species stratification of field data improved by 12%. Spatial predictions from lidar after species stratification of hyperspectral data also had lower errors suggesting this could be viable method for mapping biomass at landscape level. A combined analysis of the two datasets further showed that fusion could have considerably more value in understanding ecosystem and habitat characteristics. The second objective was to quantify canopy height and biomass changes in in the Sierra Nevada using lidar data acquired in 1999 and 2008. Direct change detection showed overall statistically significant positive height change at footprint level (ΔRH100 = 0.69 m, +/- 7.94 m). Across the landscape, ~20 % of height and biomass changes were significant with more than 60% being positive, suggesting regeneration from past disturbances and a small net carbon sink. This study added further evidence to the capabilities of waveform lidar in mapping canopy dynamics while highlighting the need for error analysis and rigorous field validation Lastly, fusion applications for habitat mapping were tested with radar, lidar and multispectral data in the Hubbard Brook Experimental Forest, New Hampshire. A suite of metrics from each dataset was used to predict multi-year presence for eight migratory songbirds with data mining methods. Results showed that fusion improved predictions for all datasets, with more than 25% improvement from radar alone. Spatial predictions from fusion were also consistent with known habitat preferences for the birds demonstrating the potential of multi- sensor fusion in mapping habitat characteristics. The main contribution of this research was an improved understanding of lidar and multi-sensor fusion approaches for applications in carbon science and habitat studies

White paper – On the use of LiDAR data at AmeriFlux sites

Our aim is to inform the AmeriFlux community on existing and upcoming LiDAR technologies (atmospheric Doppler or Raman LiDAR often deployed at flux sites are not considered here), how it is currently used at flux sites, and how we believe it could, in the future, further contribute to the AmeriFlux vision. Heterogeneity in vegetation and ground properties at various spatial scales is omnipresent at flux sites, and 3D mapping of canopy, understory, and ground surface can help move the science forward