Spatial diversity in MIMO communication systems with distributed or co-located antennas

The use of multiple antennas in wireless communication systems has gained much attention during the last decade. It was shown that such multiple-input multiple-output (MIMO) systems offer huge advantages over single-antenna systems. Typically, quite restrictive assumptions are made concerning the spacing of the individual antenna elements. On the one hand, it is typically assumed that the antenna elements at transmitter and receiver are co-located, i.e., they belong to some sort of antenna array. On the other hand, it is often assumed that the antenna spacings are sufficiently large, so as to justify the assumption of independent fading. In this thesis, the above assumptions are relaxed. In the first part, it is shown that MIMO systems with distributed antennas and MIMO systems with co-located antennas can be treated in a single, unifying framework. In the second part this fact is utilized, in order to develop appropriate transmit power allocation strategies for co-located and distributed MIMO systems. Finally, the third part focuses on specific synchronization problems that are of interest for distributed MIMO systems

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Near-capacity MIMOs using iterative detection

In this thesis, Multiple-Input Multiple-Output (MIMO) techniques designed for transmission over narrowband Rayleigh fading channels are investigated. Specifically, in order to providea diversity gain while eliminating the complexity of MIMO channel estimation, a Differential Space-Time Spreading (DSTS) scheme is designed that employs non-coherent detection. Additionally, in order to maximise the coding advantage of DSTS, it is combined with Sphere Packing (SP) modulation. The related capacity analysis shows that the DSTS-SP scheme exhibits a higher capacity than its counterpart dispensing with SP. Furthermore, in order to attain additional performance gains, the DSTS system invokes iterative detection, where the outer code is constituted by a Recursive Systematic Convolutional (RSC) code, while the inner code is a SP demapper in one of the prototype systems investigated, while the other scheme employs a Unity Rate Code (URC) as its inner code in order to eliminate the error floor exhibited by the system dispensing with URC. EXIT charts are used to analyse the convergence behaviour of the iteratively detected schemes and a novel technique is proposed for computing the maximum achievable rate of the system based on EXIT charts. Explicitly, the four-antenna-aided DSTSSP system employing no URC precoding attains a coding gain of 12 dB at a BER of 10-5 and performs within 1.82 dB from the maximum achievable rate limit. By contrast, the URC aidedprecoded system operates within 0.92 dB from the same limit.On the other hand, in order to maximise the DSTS system’s throughput, an adaptive DSTSSP scheme is proposed that exploits the advantages of differential encoding, iterative decoding as well as SP modulation. The achievable integrity and bit rate enhancements of the system are determined by the following factors: the specific MIMO configuration used for transmitting data from the four antennas, the spreading factor used and the RSC encoder’s code rate.Additionally, multi-functional MIMO techniques are designed to provide diversity gains, multiplexing gains and beamforming gains by combining the benefits of space-time codes, VBLASTand beamforming. First, a system employing Nt=4 transmit Antenna Arrays (AA) with LAA number of elements per AA and Nr=4 receive antennas is proposed, which is referred to as a Layered Steered Space-Time Code (LSSTC). Three iteratively detected near-capacity LSSTC-SP receiver structures are proposed, which differ in the number of inner iterations employed between the inner decoder and the SP demapper as well as in the choice of the outer code, which is either an RSC code or an Irregular Convolutional Code (IrCC). The three systems are capable of operating within 0.9, 0.4 and 0.6 dB from the maximum achievable rate limit of the system. A comparison between the three iteratively-detected schemes reveals that a carefully designed two-stage iterative detection scheme is capable of operating sufficiently close to capacity at a lower complexity, when compared to a three-stage system employing a RSC or a two-stage system using an IrCC as an outer code. On the other hand, in order to allow the LSSTC scheme to employ less receive antennas than transmit antennas, while still accommodating multiple users, a Layered Steered Space-Time Spreading (LSSTS) scheme is proposed that combines the benefits of space-time spreading, V-BLAST, beamforming and generalised MC DS-CDMA. Furthermore, iteratively detected LSSTS schemes are presented and an LLR post-processing technique is proposed in order to improve the attainable performance of the iteratively detected LSSTS system.Finally, a distributed turbo coding scheme is proposed that combines the benefits of turbo coding and cooperative communication, where iterative detection is employed by exchanging extrinsic information between the decoders of different single-antenna-aided users. Specifically, the effect of the errors induced in the first phase of cooperation, where the two users exchange their data, on the performance of the uplink in studied, while considering different fading channel characteristics

Wireless receiver designs: from information theory to VLSI implementation

Receiver design, especially equalizer design, in communications is a major concern in both academia and industry. It is a problem with both theoretical challenges and severe implementation hurdles. While much research has been focused on reducing complexity for optimal or near-optimal schemes, it is still common practice in industry to use simple techniques (such as linear equalization) that are generally significantly inferior. Although digital signal processing (DSP) technologies have been applied to wireless communications to enhance the throughput, the users' demands for more data and higher rate have revealed new challenges. For example, to collect the diversity and combat fading channels, in addition to the transmitter designs that enable the diversity, we also require the receiver to be able to collect the prepared diversity. Most wireless transmissions can be modeled as a linear block transmission system. Given a linear block transmission model assumption, maximum likelihood equalizers (MLEs) or near-ML decoders have been adopted at the receiver to collect diversity which is an important metric for performance, but these decoders exhibit high complexity. To reduce the decoding complexity, low-complexity equalizers, such as linear equalizers (LEs) and decision feedback equalizers (DFEs) are often adopted. These methods, however, may not utilize the diversity enabled by the transmitter and as a result have degraded performance compared to MLEs. In this dissertation, we will present efficient receiver designs that achieve low bit-error-rate (BER), high mutual information, and low decoding complexity. Our approach is to first investigate the error performance and mutual information of existing low-complexity equalizers to reveal the fundamental condition to achieve full diversity with LEs. We show that the fundamental condition for LEs to collect the same (outage) diversity as MLE is that the channels need to be constrained within a certain distance from orthogonality. The orthogonality deficiency (od) is adopted to quantify the distance of channels to orthogonality while other existing metrics are also introduced and compared. To meet the fundamental condition and achieve full diversity, a hybrid equalizer framework is proposed. The performance-complexity trade-off of hybrid equalizers is quantified by deriving the distribution of od. Another approach is to apply lattice reduction (LR) techniques to improve the ``quality' of channel matrices. We present two widely adopted LR methods in wireless communications, the Lenstra-Lenstra-Lovasz (LLL) algorithm [51] and Seysen's algorithm (SA), by providing detailed descriptions and pseudo codes. The properties of output matrices of the LLL algorithm and SA are also quantified. Furthermore, other LR algorithms are also briefly introduced. After introducing LR algorithms, we show how to adopt them into the wireless communication decoding process by presenting LR-aided hard-output detectors and LR-aided soft-output detectors for coded systems, respectively. We also analyze the performance of proposed efficient receivers from the perspective of diversity, mutual information, and complexity. We prove that LR techniques help to restore the diversity of low-complexity equalizers without increasing the complexity significantly. When it comes to practical systems and simulation tool, e.g., MATLAB, only finite bits are adopted to represent numbers. Therefore, we revisit the diversity analysis for finite-bit represented systems. We illustrate that the diversity of MLE for systems with finite-bit representation is determined by the number of non-vanishing eigenvalues. It is also shown that although theoretically LR-aided detectors collect the same diversity as MLE in the real/complex field, it may show different diversity orders when finite-bit representation exists. Finally, the VLSI implementation of the complex LLL algorithms is provided to verify the practicality of our proposed designs.Ph.D.Committee Chair: Ma, Xiaoli; Committee Member: Anderson, David; Committee Member: Barry, John; Committee Member: Chen, Xu-Yan; Committee Member: Kornegay, Kevi

Non-binary LDPC coded STF-MIMO-OFDM with an iterative joint receiver structure

The aim of the dissertation was to design a realistic, low-complexity non-binary (NB) low density parity check (LDPC) coded space-time-frequency (STF) coded multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) system with an iterative joint decoder and detector structure at the receiver. The goal of the first part of the dissertation was to compare the performance of different design procedures for NB-LDPC codes on an additive white Gaussian noise (AWGN) channel, taking into account the constraint on the code length. The effect of quantisation on the performance of the code was also analysed. Different methods for choosing the NB elements in the parity check matrix were compared. For the STF coding, a class of universal STF codes was used. These codes use linear pre-coding and a layering approach based on Diophantine numbers to achieve full diversity and a transmission rate (in symbols per channel use per frequency) equal to the number of transmitter antennas. The study of the system considers a comparative performance analysis of di erent ST, SF and STF codes. The simulations of the system were performed on a triply selective block fading channel. Thus, there was selectivity in the fading over time, space and frequency. The effect of quantisation at the receiver on the achievable diversity of linearly pre-coded systems (such as the STF codes used) was mathematically derived and verified with simulations. A sphere decoder (SD) was used as a MIMO detector. The standard method used to create a soft-input soft output (SISO) SD uses a hard-to-soft process and the max-log-map approximation. A new approach was developed which combines a Hopfield network with the SD. This SD-Hopfield detector was connected with the fast Fourier transform belief propagation (FFT-BP) algorithm in an iterative structure. This iterative system was able to achieve the same bit error rate (BER) performance as the original SISO-SD at a reduced complexity. The use of the iterative Hopfield-SD and FFT-BP decoder system also allows performance to be traded off for complexity by varying the number of decoding iterations. The complete system employs a NB-LDPC code concatenated with an STF code at the transmitter with a SISO-SD and FFT-BP decoder connected in an iterative structure at the receiver. The system was analysed in varying channel conditions taking into account the effect of correlation and quantisation. The performance of different SF and STF codes were compared and analysed in the system. An analysis comparing different numbers of FFT-BP and outer iterations was also done. AFRIKAANS : Die doel van die verhandeling was om ’n realistiese, lae-kompleksiteit nie-binˆere (NB) LDPC gekodeerde ruimte-tyd-frekwensie-gekodeerde MIMO-OFDM-sisteem met iteratiewe gesamentlike dekodeerder- en detektorstrukture by die ontvanger te ontwerp. Die eerstem deel van die verhandeling was om die werkverrigting van verskillende ontwerpprosedures vir NB-LDPC kodes op ’n gesommeerde wit Gausruiskanaal te vergelyk met inagneming van die beperking op die lengte van die kode. Verskillende metodes om die nie-bineêre elemente in die pariteitstoetsmatriks te kies, is gebruik. Vir die ruimte-tyd-frekwensiekodering is ’n klas universele ruimte-tyd-frekwensiekodes gebruik. Hierdie kodes gebruik lineêre pre-kodering en ’n laagbenadering gebaseer op Diofantiese syfers om volle diversiteit te bereik en ’n oordragtempo (in simbole per kanaalgebruik per frekwensie) gelyk aan die aantal senderantennes. Die studie van die sisteem oorweeg ’n vergelykende werkverrigtinganalisie van verskillende ruimte-tyd-, ruimte-freksensie- en ruimte-tyd-frekwensiekodes. Die simulasies van die sisteem is gedoen op ’n drievoudig selektiewe blokwegsterwingskanaal. Daar was dus selektiwiteit in die wegsterwing oor tyd, ruimte en frekwensie. Die effek van kwantisering by die ontvanger op die bereikbare diversiteit van lineêr pre-gekodeerde sisteme (soos die ruimte-tyd-frekwensiekodes wat gebruik is) is matematies afgelei en bevestig deur simulasies. ’n Sfeerdekodeerder (SD) is gebruik as ’n MIMO-detektor. Die standaardmetode wat gebuik is om ’n sagte-inset-sagte-uitset (SISO) SD te skep, gebruik ’n harde-na-sagte proses en die maksimum logaritmiese afbeelding-benadering. ’n Nuwe benadering wat ’n Hopfield-netwerk met die SD kombineer, is ontwikkel. Hierdie SD-Hopfield-detektor is verbind met die FFT-BP-algoritme in iteratiewe strukture. Hierdie iteratiewe sisteem was in staat om dieselfde bisfouttempo te bereik as die oorspronklike SISO-SD, met laer kompleksiteit. Die gebruik van die iteratiewe Hopfield-SD en FFT-BP-dekodeerdersisteem maak ook daarvoor voorsiening dat werkverrigting opgeweeg kan word teen kompleksiteit deur die aantal dekodering-iterasies te varieer. Die volledige sisteem maak gebruik van ’n QC-NB-LDPC-kode wat met ’n ruimte-tyd-frekwensiekode by die sender aaneengeskakel is met ’n SISO-SD en FFT-BP-dekodeerder wat in ’n iteratiewe struktuur by die ontvanger gekoppel is. Die sisteem is onder ’n verskeidenheid kanaalkondisies ge-analiseer met inagneming van die effek van korrelasie en kwantisering. Die werkverrigting van verskillende ruimte-frekwensie- en ruimte-tyd-frekwensiekodes is vergelyk en in die sisteem ge-analiseer. ’n Analise om ’n wisselende aantal FFT-BP en buite-iterasies te vergelyk, is ook gedoen. CopyrightDissertation (MEng)--University of Pretoria, 2010.Electrical, Electronic and Computer Engineeringunrestricte

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Lattice coding for Rician fading channels from Hadamard rotations

In this paper, we study lattice coding for Rician fading wireless channels. This is motivated in particular by preliminary studies suggesting the Rician fading model for millimeter-wavelength wireless communications. We restrict to lattice codes arising from rotations of Zn, and to a single-input single-output (SISO) channel. We observe that several lattice design criteria suggest the optimality of Hadamard rotations. For instance, we prove that Hadamard rotations maximize the diamond-packing density among all rotated Zn lattices. Finally, we provide simulations to show that Hadamard rotations outperform optimal algebraic rotations and cross-packing lattices in the Rician channel.Peer reviewe

Proceedings of the Fifth International Mobile Satellite Conference 1997

Satellite-based mobile communications systems provide voice and data communications to users over a vast geographic area. The users may communicate via mobile or hand-held terminals, which may also provide access to terrestrial communications services. While previous International Mobile Satellite Conferences have concentrated on technical advances and the increasing worldwide commercial activities, this conference focuses on the next generation of mobile satellite services. The approximately 80 papers included here cover sessions in the following areas: networking and protocols; code division multiple access technologies; demand, economics and technology issues; current and planned systems; propagation; terminal technology; modulation and coding advances; spacecraft technology; advanced systems; and applications and experiments